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Nasdaq · USD

ARLP

ALLIANCE RESOURCE PARTNERS LP

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4153
SEC CIK
0001086600
Parsed reports
478

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202610
Aug 202610
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2018 Filed Feb 12, 2018 14:40 UTC
CANTRELL BRIAN LSenior VP and CFO
Tax withholdingCommon unit 4,157 $20.40 $84,802.80
Disclosure

SEC source: 0001179110-18-001930 · edgar.xml · nonDerivative · entry 2

CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,361

F3 · price: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $20.40.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 14:40 UTC
CANTRELL BRIAN LSenior VP and CFO
Exercise / conversionCommon Unit 13,424 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-001930 · edgar.xml · nonDerivative · entry 1

CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On January 24, 2018, our Compensation Committee determined that the vesting requirements for the 2015 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2018 and subsequently issued on February 8, 2018 based upon an ARLP unit price of $20.40.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 21:31 UTC
WYNNE THOMAS MSenior Vice President and COO
GrantRestricted unit · Derivative 34,890 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-001629 · edgar.xml · derivative · entry 2

WYNNE THOMAS M · CIK 0001187754 · Senior Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,890

Underlying: Common unit · 34,890 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · price: Not applicable

F3 · derivative.exercise_date: The restricted units will vest on January 1, 2021 provided that the issuer meets certain financial tests. Once vested, the restricted units are to be settled in ARLP units.

F2 · derivative.expiration_date: Not applicable

Read SEC document
February 02, 2018 Filed Feb 6, 2018 21:30 UTC
SACHSE ROBERT GExcutive Vice President
GrantRestricted unit · Derivative 30,120 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-001628 · edgar.xml · derivative · entry 2

SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,120

Underlying: Common unit · 30,120 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The restricted units will vest on January 1, 2021 provided that the issuer meets certain financial tests. Once vested, the restricted units are to be settled in ARLP units.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 02, 2018 Filed Feb 6, 2018 21:30 UTC
Davis R EberleySVP-Law&Admin,General Counsel
GrantRestricted unit · Derivative 30,371 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-001627 · edgar.xml · derivative · entry 2

Davis R Eberley · CIK 0001390074 · SVP-Law&Admin,General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,371

Underlying: Common unit · 30,371 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The restricted units will vest on January 1, 2021 provided that the issuer meets certain financial tests. Once vested, the restricted units are to be settled in ARLP units.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 02, 2018 Filed Feb 6, 2018 21:26 UTC
CANTRELL BRIAN LSenior VP and CFO
GrantRestricted Unit · Derivative 23,845 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-001626 · edgar.xml · derivative · entry 2

CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,845

Underlying: Common Unit · 23,845 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · price: Not applicable

F3 · derivative.exercise_date: The restricted units will vest on January 1, 2021 provided that the issuer meets certain financial tests. Once vested, the restricted units are to be settled in ARLP units.

F2 · derivative.expiration_date: Not applicable

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:04 UTC
Davis R EberleySVP-Law&Admin,General Counsel
GrantPhantom unit · Derivative 2,443 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-001098 · edgar.xml · derivative · entry 2

Davis R Eberley · CIK 0001390074 · SVP-Law&Admin,General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,557

Underlying: Common unit · 2,443 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:02 UTC
WYNNE THOMAS MSenior Vice President and COO
GrantPhantom unit · Derivative 2,517 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-001096 · edgar.xml · derivative · entry 2

WYNNE THOMAS M · CIK 0001187754 · Senior Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,343

Underlying: Common unit · 2,517 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom Units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:02 UTC
SACHSE ROBERT GExcutive Vice President
GrantPhantom unit · Derivative 2,537 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-001097 · edgar.xml · derivative · entry 2

SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,667

Underlying: Common unit · 2,537 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:00 UTC
CANTRELL BRIAN LSenior VP and CFO
GrantPhantom unit · Derivative 1,374 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-001094 · edgar.xml · derivative · entry 2

CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,204

Underlying: Common Unit · 1,374 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
January 02, 2018 Filed Jan 4, 2018 14:47 UTC GrantPhantom unit · Derivative 2,470 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-000460 · edgar.xml · derivative · entry 2

NEAFSEY JOHN P · CIK 0001187748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,240

Underlying: Common unit · 2,470 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 14:09 UTC
WYNNE THOMAS MSenior Vice President and COO
GrantPhantom unit · Derivative 635 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-014184 · edgar.xml · derivative · entry 2

WYNNE THOMAS M · CIK 0001187754 · Senior Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,826

Underlying: Common unit · 635 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom Units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
November 14, 2017 Filed Nov 16, 2017 14:08 UTC
WESLEY CHARLES RDirector · Executive Vice President
GrantPhantom unit · Derivative 2,590 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-014183 · edgar.xml · derivative · entry 2

WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,259

Underlying: Common unit · 2,590 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 14:07 UTC GrantPhantom unit · Derivative 180 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-014182 · edgar.xml · derivative · entry 2

Torrence Wilson M · CIK 0001386703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,028

Underlying: Common unit · 180 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
November 14, 2017 Filed Nov 16, 2017 14:07 UTC
SACHSE ROBERT GExcutive Vice President
GrantPhantom unit · Derivative 797 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-014181 · edgar.xml · derivative · entry 2

SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,130

Underlying: Common unit · 797 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
November 14, 2017 Filed Nov 16, 2017 14:06 UTC GrantPhantom unit · Derivative 2,373 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-014180 · edgar.xml · derivative · entry 2

NEAFSEY JOHN P · CIK 0001187748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,770

Underlying: Common unit · 2,373 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 14:05 UTC
MARSHALL CARY PVP Corporate Finance
GrantPhantom unit · Derivative 643 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-014179 · edgar.xml · derivative · entry 2

MARSHALL CARY P · CIK 0001187756 · VP Corporate Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,135

Underlying: Common unit · 643 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
November 14, 2017 Filed Nov 16, 2017 14:05 UTC
Davis R EberleySVP-Law&Admin,General Counsel
GrantPhantom unit · Derivative 617 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-014178 · edgar.xml · derivative · entry 2

Davis R Eberley · CIK 0001390074 · SVP-Law&Admin,General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,114

Underlying: Common unit · 617 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
November 14, 2017 Filed Nov 16, 2017 14:04 UTC
CRAFT JOSEPH W IIIDirector · President and Chief Executive · 10% owner
GrantPhantom unit · Derivative 5,416 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-014177 · edgar.xml · derivative · entry 5

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,751

Underlying: Common unit · 5,416 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
November 14, 2017 Filed Nov 16, 2017 14:03 UTC
CANTRELL BRIAN LSenior VP and CFO
GrantPhantom unit · Derivative 482 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-014175 · edgar.xml · derivative · entry 2

CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,830

Underlying: Common Unit · 482 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
October 02, 2017 Filed Oct 4, 2017 13:24 UTC GrantPhantom unit · Derivative 2,577 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-013063 · edgar.xml · derivative · entry 2

NEAFSEY JOHN P · CIK 0001187748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,397

Underlying: Common unit · 2,577 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
August 14, 2017 Filed Aug 16, 2017 13:17 UTC
CANTRELL BRIAN LSenior VP and CFO
GrantPhantom unit · Derivative 466 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-011517 · edgar.xml · derivative · entry 2

CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,348

Underlying: Common Unit · 466 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
August 14, 2017 Filed Aug 16, 2017 13:17 UTC
CRAFT JOSEPH W IIIDirector · President and Chief Executive · 10% owner
GrantPhantom unit · Derivative 5,232 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-011516 · edgar.xml · derivative · entry 5

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,335

Underlying: Common unit · 5,232 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
August 14, 2017 Filed Aug 16, 2017 13:15 UTC
MARSHALL CARY PVP Corporate Finance
GrantPhantom unit · Derivative 621 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-011514 · edgar.xml · derivative · entry 2

MARSHALL CARY P · CIK 0001187756 · VP Corporate Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,492

Underlying: Common unit · 621 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
August 14, 2017 Filed Aug 16, 2017 13:16 UTC
Davis R EberleySVP-Law&Admin,General Counsel
GrantPhantom unit · Derivative 596 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-011515 · edgar.xml · derivative · entry 2

Davis R Eberley · CIK 0001390074 · SVP-Law&Admin,General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,497

Underlying: Common unit · 596 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
August 14, 2017 Filed Aug 16, 2017 13:14 UTC GrantPhantom unit · Derivative 2,227 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-011513 · edgar.xml · derivative · entry 2

NEAFSEY JOHN P · CIK 0001187748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,820

Underlying: Common unit · 2,227 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
August 14, 2017 Filed Aug 16, 2017 13:14 UTC
SACHSE ROBERT GExcutive Vice President
GrantPhantom unit · Derivative 770 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-011512 · edgar.xml · derivative · entry 2

SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,333

Underlying: Common unit · 770 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
August 14, 2017 Filed Aug 16, 2017 13:12 UTC GrantPhantom unit · Derivative 174 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-011511 · edgar.xml · derivative · entry 2

Torrence Wilson M · CIK 0001386703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,848

Underlying: Common unit · 174 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
August 14, 2017 Filed Aug 16, 2017 13:12 UTC
WESLEY CHARLES RDirector · Executive Vice President
GrantPhantom unit · Derivative 2,502 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-011510 · edgar.xml · derivative · entry 2

WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,669

Underlying: Common unit · 2,502 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
August 14, 2017 Filed Aug 16, 2017 13:11 UTC
WYNNE THOMAS MSenior Vice President and COO
GrantPhantom unit · Derivative 614 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-011509 · edgar.xml · derivative · entry 2

WYNNE THOMAS M · CIK 0001187754 · Senior Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,191

Underlying: Common unit · 614 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom Units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
August 07, 2017 Filed Aug 8, 2017 13:30 UTC PurchaseCommon Unit 10,000 $19.55 $195,500.00
Disclosure

SEC source: 0001179110-17-011210 · edgar.xml · nonDerivative · entry 1

NEAFSEY JOHN P · CIK 0001187748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,604

Read SEC document
July 28, 2017 Filed Aug 1, 2017 21:34 UTC OtherCommon Unit 56,100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-010893 · edgar.xml · nonDerivative · entry 1

Alliance Resource Management GP, LLC · CIK 0001713461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On July 28, 2017, Alliance Resource Management GP, LLC ("MGP") contributed to Alliance Resource Partners, L.P. ("ARLP") all of its incentive distribution rights representing non-voting interests in ARLP together with its 0.99% general partner interest in ARLP in exchange for a non-economic general partner interest in ARLP and 56,100,000 common units representing limited partner interests in ARLP. MGP then distributed the 56,100,000 common units of ARLP to its sole member MGP II, LLC ("MGP II"). MGP and MGP II are both wholly owned by Alliance Holdings GP, L.P.

F1 · price: On July 28, 2017, Alliance Resource Management GP, LLC ("MGP") contributed to Alliance Resource Partners, L.P. ("ARLP") all of its incentive distribution rights representing non-voting interests in ARLP together with its 0.99% general partner interest in ARLP in exchange for a non-economic general partner interest in ARLP and 56,100,000 common units representing limited partner interests in ARLP. MGP then distributed the 56,100,000 common units of ARLP to its sole member MGP II, LLC ("MGP II"). MGP and MGP II are both wholly owned by Alliance Holdings GP, L.P.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 14:01 UTC
CRAFT JOSEPH W IIIDirector · President and Chief Executive · 10% owner
OtherCommon Unit 7,181 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-010842 · edgar.xml · nonDerivative · entry 2

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alliance Resource GP, LLC

Disclosed balance after: 7,181

F4 · kind: On July 28, 2017, (i) Alliance Resource Management GP, LLC ("MGP") contributed to Alliance Resource Partners, L.P. ("ARLP") all of its incentive distribution rights representing non-voting interests in ARLP together with its 0.99% general partner interest in ARLP in exchange for a non-economic general partner interest in ARLP and 56,100,000 common units representing limited partner interests in ARLP, and (ii) Alliance Resource GP, LLC ("SGP") contributed to ARLP its 0.01% general partner interest in ARLP and its 0.01% general partner interest in Alliance Resource Operating Partners, L.P. in exchange for 7,181 common units of ARLP. MGP then distributed its 56,100,000 common units of ARLP to its sole member MGP II, LLC ("MGP II").

F4 · price: On July 28, 2017, (i) Alliance Resource Management GP, LLC ("MGP") contributed to Alliance Resource Partners, L.P. ("ARLP") all of its incentive distribution rights representing non-voting interests in ARLP together with its 0.99% general partner interest in ARLP in exchange for a non-economic general partner interest in ARLP and 56,100,000 common units representing limited partner interests in ARLP, and (ii) Alliance Resource GP, LLC ("SGP") contributed to ARLP its 0.01% general partner interest in ARLP and its 0.01% general partner interest in Alliance Resource Operating Partners, L.P. in exchange for 7,181 common units of ARLP. MGP then distributed its 56,100,000 common units of ARLP to its sole member MGP II, LLC ("MGP II").

F5 · ownership.nature: Mr. Craft indirectly wholly owns Alliance GP, LLC, the general partner of AHGP, which wholly owns MGP II and directly owns 31,088,338 common units of ARLP. Mr. Craft and Kathleen S. Craft jointly own SGP. Mr. Craft disclaims beneficial ownership of the common units of ARLP held by AHGP, MGP II and SGP except to the extent of his pecuniary interest therein.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 14:01 UTC
CRAFT JOSEPH W IIIDirector · President and Chief Executive · 10% owner
OtherCommon Unit 56,100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-010842 · edgar.xml · nonDerivative · entry 1

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alliance Holdings GP, L.P.

Disclosed balance after: 87,188,338

F4 · kind: On July 28, 2017, (i) Alliance Resource Management GP, LLC ("MGP") contributed to Alliance Resource Partners, L.P. ("ARLP") all of its incentive distribution rights representing non-voting interests in ARLP together with its 0.99% general partner interest in ARLP in exchange for a non-economic general partner interest in ARLP and 56,100,000 common units representing limited partner interests in ARLP, and (ii) Alliance Resource GP, LLC ("SGP") contributed to ARLP its 0.01% general partner interest in ARLP and its 0.01% general partner interest in Alliance Resource Operating Partners, L.P. in exchange for 7,181 common units of ARLP. MGP then distributed its 56,100,000 common units of ARLP to its sole member MGP II, LLC ("MGP II").

F4 · price: On July 28, 2017, (i) Alliance Resource Management GP, LLC ("MGP") contributed to Alliance Resource Partners, L.P. ("ARLP") all of its incentive distribution rights representing non-voting interests in ARLP together with its 0.99% general partner interest in ARLP in exchange for a non-economic general partner interest in ARLP and 56,100,000 common units representing limited partner interests in ARLP, and (ii) Alliance Resource GP, LLC ("SGP") contributed to ARLP its 0.01% general partner interest in ARLP and its 0.01% general partner interest in Alliance Resource Operating Partners, L.P. in exchange for 7,181 common units of ARLP. MGP then distributed its 56,100,000 common units of ARLP to its sole member MGP II, LLC ("MGP II").

F5 · ownership.nature: Mr. Craft indirectly wholly owns Alliance GP, LLC, the general partner of AHGP, which wholly owns MGP II and directly owns 31,088,338 common units of ARLP. Mr. Craft and Kathleen S. Craft jointly own SGP. Mr. Craft disclaims beneficial ownership of the common units of ARLP held by AHGP, MGP II and SGP except to the extent of his pecuniary interest therein.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 13:25 UTC GrantPhantom unit · Derivative 2,521 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-010150 · edgar.xml · derivative · entry 2

NEAFSEY JOHN P · CIK 0001187748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,593

Underlying: Common unit · 2,521 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 15, 2017 Filed May 15, 2017 16:34 UTC GrantPhantom unit · Derivative 1,559 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-007159 · edgar.xml · derivative · entry 2

NEAFSEY JOHN P · CIK 0001187748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,072

Underlying: Common unit · 1,559 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 15, 2017 Filed May 15, 2017 16:33 UTC GrantPhantom unit · Derivative 126 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-007158 · edgar.xml · derivative · entry 2

Torrence Wilson M · CIK 0001386703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,674

Underlying: Common unit · 126 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1

F2 · price: Not applicable

F1 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F2 · derivative.expiration_date: Not applicable

Read SEC document
May 15, 2017 Filed May 15, 2017 16:32 UTC
CANTRELL BRIAN LSenior VP and CFO
GrantPhantom unit · Derivative 336 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-007157 · edgar.xml · derivative · entry 2

CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,882

Underlying: Common Unit · 336 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · price: Not applicable

F3 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F2 · derivative.expiration_date: Not applicable

Read SEC document
May 15, 2017 Filed May 15, 2017 16:30 UTC
Davis R EberleySVP-Law&Admin,General Counsel
GrantPhantom unit · Derivative 430 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-007156 · edgar.xml · derivative · entry 2

Davis R Eberley · CIK 0001390074 · SVP-Law&Admin,General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,901

Underlying: Common unit · 430 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
May 15, 2017 Filed May 15, 2017 16:29 UTC
SACHSE ROBERT GExcutive Vice President
GrantPhantom unit · Derivative 555 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-007155 · edgar.xml · derivative · entry 2

SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,563

Underlying: Common unit · 555 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
May 15, 2017 Filed May 15, 2017 16:28 UTC
WYNNE THOMAS MSenior Vice President and COO
GrantPhantom unit · Derivative 443 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-007154 · edgar.xml · derivative · entry 2

WYNNE THOMAS M · CIK 0001187754 · Senior Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,577

Underlying: Common unit · 443 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F1 · derivative.exercise_date: The Phantom Units are to be settled in ARLP common units upon the reporting person's death or termination

F3 · derivative.expiration_date: Not applicable

Read SEC document
May 15, 2017 Filed May 15, 2017 16:27 UTC
MARSHALL CARY PVP Corporate Finance
GrantPhantom unit · Derivative 448 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-007153 · edgar.xml · derivative · entry 2

MARSHALL CARY P · CIK 0001187756 · VP Corporate Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,871

Underlying: Common unit · 448 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F1 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
May 15, 2017 Filed May 15, 2017 16:26 UTC
WESLEY CHARLES RDirector · Executive Vice President
GrantPhantom unit · Derivative 1,805 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-007152 · edgar.xml · derivative · entry 2

WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,167

Underlying: Common unit · 1,805 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 15, 2017 Filed May 15, 2017 16:24 UTC
CRAFT JOSEPH W IIIDirector · President and Chief Executive · 10% owner
GrantPhantom unit · Derivative 3,774 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-007151 · edgar.xml · derivative · entry 4

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,103

Underlying: Common unit · 3,774 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F1 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
April 03, 2017 Filed Apr 5, 2017 13:46 UTC GrantPhantom unit · Derivative 2,247 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-005743 · edgar.xml · derivative · entry 2

NEAFSEY JOHN P · CIK 0001187748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,513

Underlying: Common unit · 2,247 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 14:10 UTC GrantPhantom unit · Derivative 1,056 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-002729 · edgar.xml · derivative · entry 2

NEAFSEY JOHN P · CIK 0001187748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,266

Underlying: Common unit · 1,056 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 14:38 UTC
WYNNE THOMAS MSenior Vice President and COO
GrantPhantom unit · Derivative 419 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-002502 · edgar.xml · derivative · entry 2

WYNNE THOMAS M · CIK 0001187754 · Senior Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,134

Underlying: Common unit · 419 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F1 · derivative.exercise_date: The Phantom Units are to be settled in ARLP common units upon the reporting person's death or termination

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 14, 2017 Filed Feb 16, 2017 14:53 UTC GrantPhantom unit · Derivative 119 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-002504 · edgar.xml · derivative · entry 2

Torrence Wilson M · CIK 0001386703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,548

Underlying: Common unit · 119 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1

F2 · price: Not applicable

F1 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F2 · derivative.expiration_date: Not applicable

Read SEC document
February 14, 2017 Filed Feb 16, 2017 14:34 UTC
SACHSE ROBERT GExcutive Vice President
GrantPhantom unit · Derivative 525 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-002499 · edgar.xml · derivative · entry 2

SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,008

Underlying: Common unit · 525 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
February 14, 2017 Filed Feb 16, 2017 14:37 UTC
WESLEY CHARLES RDirector · Executive Vice President
GrantPhantom unit · Derivative 1,706 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-002501 · edgar.xml · derivative · entry 2

WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,362

Underlying: Common unit · 1,706 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.