ARLP

SEC source: 0001179110-18-008010 · edgar.xml · nonDerivative · entry 1

WYNNE THOMAS M · CIK 0001187754 · Senior Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 735,975.9292

F1 · shares: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

F1 · price: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

F2 · ownership.direct: Units held by the Thomas M. Wynne Revocable Trust, which Mr. Wynne is trustee.

SEC source: 0001179110-18-008009 · edgar.xml · nonDerivative · entry 1

Alliance GP, LLC · CIK 0001713466 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Alliance Holdings GP, L.P. ("AHGP"), Alliance Resource Partners, L.P. ("ARLP"), MGP II, LLC ("MGP II") and Alliance GP, LLC ("AGP"), among others, are parties to the Simplification Agreement, dated February 22, 2018 (the "Simplification Agreement").

F2 · shares: Prior to the completion of the transactions contemplated by the Simplification Agreement, AGP was the general partner of AHGP. Because AHGP wholly owned MGP II and (i) AHGP directly owned 31,088,338 common units representing limited partner interests of ARLP (the "ARLP Common Units") and (ii) MGP II directly owned 56,100,000 ARLP Common Units, AGP reported pecuniary interest in 87,188,338 ARLP Common Units held by AHGP and MGP. AGP expressly disclaimed beneficial ownership of the ARLP Common Units held by AHGP and MGP II except to the extent of its pecuniary interest therein.

F4 · price: Pursuant to the Simplification Agreement, all common units representing limited partner interests in AHGP (the "AHGP Common Units") were canceled and converted into the right to receive all of the ARLP Common Units held by AHGP and its subsidiaries. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP Common Units for each AHGP Common Unit.

F3 · balance_after: Pursuant to the Simplification Agreement, AGP is no longer the general partner of AHGP.

SEC source: 0001179110-18-008008 · edgar.xml · nonDerivative · entry 1

MGP II, LLC · CIK 0001713464 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: MGP II, LLC ("MGP II"), Alliance Holdings GP, L.P. ("AHGP") and Alliance Resource Partners, L.P. ("ARLP"), among others, are parties to the Simplification Agreement, dated February 22, 2018 (the "Simplification Agreement").

F2 · shares: Pursuant to the Simplification Agreement, MGP II distributed (a) 99.999% of the 56,100,000 common units representing limited partner interests in ARLP (the "ARLP Common Units") to AHGP and (b) 0.001% of the 56,100,000 ARLP Common Units to ARM GP Holdings, Inc. ("ARMH"), which ARMH then distributed to AHGP. Thereafter, the common units representing limited partner interests in AHGP (the "AHGP Common Units") were canceled and converted into the right to receive all of the ARLP Common Units held by AHGP and its subsidiaries.

F3 · price: Pursuant to the Simplification Agreement, all AHGP Common Units were canceled and converted into the right to receive all of the ARLP Common Units held by AHGP and its subsidiaries. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP Common Units for each AHGP Common Unit.

SEC source: 0001179110-18-008006 · edgar.xml · nonDerivative · entry 6

WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 715,506

F1 · price: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

F7 · ownership.nature: Units held by the Nancy Wesley 2016 Retained Annuity Trust, which Jeffrey Burns is trustee.

SEC source: 0001179110-18-008006 · edgar.xml · nonDerivative · entry 5

WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 715,506

F1 · price: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

F6 · ownership.nature: Units held by the Charles Wesley 2016 Retained Annuity Trust, which Jeffrey Burns is trustee

SEC source: 0001179110-18-008006 · edgar.xml · nonDerivative · entry 4

WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,035,729

F1 · price: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

F5 · ownership.nature: Units held by the Nancy Wesley Revocable Trust U/A dated 03/28/2006, which Nancy Wesley is trustee.

SEC source: 0001179110-18-008006 · edgar.xml · nonDerivative · entry 3

WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 167,116

F1 · price: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

F4 · ownership.nature: Units held by the Charles R. Wesley Family Trust Irrevocable Trust Agreement, which Nancy Wesley is trustee.

SEC source: 0001179110-18-008006 · edgar.xml · nonDerivative · entry 2

WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wesley Family LP

Disclosed balance after: 635,618

F1 · price: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

F3 · ownership.nature: Units held by the Wesley Family LP, which Charles R. Wesley III is trustee.

SEC source: 0001179110-18-008006 · edgar.xml · nonDerivative · entry 1

WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,035,728

F1 · shares: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

F1 · price: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

F2 · ownership.direct: Units held by the Charles Wesley Revocable Trust U/A dated 3/28/2006, which Charles R. Wesley III is trustee.

SEC source: 0001179110-18-008004 · edgar.xml · nonDerivative · entry 1

Davis R Eberley · CIK 0001390074 · SVP-Law&Admin,General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,493

F4 · shares: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

F4 · price: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

SEC source: 0001179110-18-008005 · edgar.xml · nonDerivative · entry 1

CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,532

F4 · shares: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

F4 · price: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

SEC source: 0001179110-18-008002 · edgar.xml · nonDerivative · entry 1

SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,773

F4 · shares: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

F4 · price: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

SEC source: 0001179110-18-008003 · edgar.xml · nonDerivative · entry 1

CARTER NICK · CIK 0001194033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,781

F1 · shares: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

F1 · price: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

SEC source: 0001179110-18-008001 · edgar.xml · nonDerivative · entry 1

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,226

F4 · shares: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

F4 · price: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

SEC source: 0001104659-18-038051 · a4.xml · nonDerivative · entry 2

Alliance Holdings GP, L.P. · CIK 0001344980 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Foot Notes

Disclosed balance after: 0

F1 · shares: Alliance Holdings GP, L.P. ("AHGP"), Alliance Resource Partners, L.P. ("ARLP") and MGP II, LLC ("MGP II"), among others, are parties to the Simplification Agreement, dated February 22, 2018 (the "Simplification Agreement"). Prior to the transactions contemplated by the Simplification Agreement, (i) AHGP directly owned 31,088,338 common units representing limited partner interests of ARLP (the "ARLP Common Units") and (ii) AHGP wholly owned MGP II and MGP II directly owned 56,100,000 ARLP Common Units.

F2 · price: Pursuant to the Simplification Agreement, all common units representing limited partner interests in AHGP (the "AHGP Common Units") were canceled and converted into the right to receive all of the ARLP Common Units held by AHGP and its subsidiaries. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP Common Units for each AHGP Common Unit.

F3 · balance_after: Pursuant to the Simplification Agreement, MGP II distributed (a) 99.999% of the 56,100,000 ARLP Common Units to AHGP and (b) 0.001% of the 56,100,000 ARLP Common Units to ARM GP Holdings, Inc. ("ARMH"), which ARMH then distributed to AHGP. Thereafter, the AHGP Common Units were canceled and converted into the right to receive all of the ARLP Common Units held by AHGP and its subsidiaries.

F1 · ownership.nature: Alliance Holdings GP, L.P. ("AHGP"), Alliance Resource Partners, L.P. ("ARLP") and MGP II, LLC ("MGP II"), among others, are parties to the Simplification Agreement, dated February 22, 2018 (the "Simplification Agreement"). Prior to the transactions contemplated by the Simplification Agreement, (i) AHGP directly owned 31,088,338 common units representing limited partner interests of ARLP (the "ARLP Common Units") and (ii) AHGP wholly owned MGP II and MGP II directly owned 56,100,000 ARLP Common Units.

F3 · ownership.nature: Pursuant to the Simplification Agreement, MGP II distributed (a) 99.999% of the 56,100,000 ARLP Common Units to AHGP and (b) 0.001% of the 56,100,000 ARLP Common Units to ARM GP Holdings, Inc. ("ARMH"), which ARMH then distributed to AHGP. Thereafter, the AHGP Common Units were canceled and converted into the right to receive all of the ARLP Common Units held by AHGP and its subsidiaries.

SEC source: 0001104659-18-038051 · a4.xml · nonDerivative · entry 1

Alliance Holdings GP, L.P. · CIK 0001344980 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Alliance Holdings GP, L.P. ("AHGP"), Alliance Resource Partners, L.P. ("ARLP") and MGP II, LLC ("MGP II"), among others, are parties to the Simplification Agreement, dated February 22, 2018 (the "Simplification Agreement"). Prior to the transactions contemplated by the Simplification Agreement, (i) AHGP directly owned 31,088,338 common units representing limited partner interests of ARLP (the "ARLP Common Units") and (ii) AHGP wholly owned MGP II and MGP II directly owned 56,100,000 ARLP Common Units.

F2 · price: Pursuant to the Simplification Agreement, all common units representing limited partner interests in AHGP (the "AHGP Common Units") were canceled and converted into the right to receive all of the ARLP Common Units held by AHGP and its subsidiaries. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP Common Units for each AHGP Common Unit.

F3 · balance_after: Pursuant to the Simplification Agreement, MGP II distributed (a) 99.999% of the 56,100,000 ARLP Common Units to AHGP and (b) 0.001% of the 56,100,000 ARLP Common Units to ARM GP Holdings, Inc. ("ARMH"), which ARMH then distributed to AHGP. Thereafter, the AHGP Common Units were canceled and converted into the right to receive all of the ARLP Common Units held by AHGP and its subsidiaries.

SEC source: 0001104659-18-043620 · a4a.xml · nonDerivative · entry 5

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through spouse

Disclosed balance after: 168,602

F5 · price: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

SEC source: 0001104659-18-043620 · a4a.xml · nonDerivative · entry 3

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,254,567

F1 · shares: This amendment to the Statement of Changes in Beneficial Ownership on Form 4, originally filed with the Securities and Exchange Commission on June 4, 2018, is being filed to amend the original Form 4 by correcting the number of common units acquired by each of JWC III Rev Trust (reported as Direct Ownership per Footnote 6 below) and Alliance Resource GP, LLC ("SGP") (reported as Indirect Ownership per Footnote 7 below) in the transaction described in Footnote 5 below.

F5 · shares: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

F6 · shares: Held through the JWC III Rev Trust, of which Mr. Craft is trustee.

F5 · price: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

F6 · balance_after: Held through the JWC III Rev Trust, of which Mr. Craft is trustee.

SEC source: 0001104659-18-043620 · a4a.xml · nonDerivative · entry 2

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alliance Resource GP, LLC

Disclosed balance after: 28,141

F1 · shares: This amendment to the Statement of Changes in Beneficial Ownership on Form 4, originally filed with the Securities and Exchange Commission on June 4, 2018, is being filed to amend the original Form 4 by correcting the number of common units acquired by each of JWC III Rev Trust (reported as Direct Ownership per Footnote 6 below) and Alliance Resource GP, LLC ("SGP") (reported as Indirect Ownership per Footnote 7 below) in the transaction described in Footnote 5 below.

F5 · price: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

F7 · ownership.nature: Mr. Craft indirectly wholly owns Alliance GP, LLC, the former general partner of Alliance Holdings GP, L.P. ("AHGP"), which wholly owns MGP II, LLC ("MGP II"), the former owner of 56,100,000 common units of ARLP, and AHGP directly owned 31,088,338 common units of ARLP all of which were distributed as disclosed in footnote 5 above. Mr. Craft and Kathleen S. Craft jointly own SGP. Mr. Craft disclaimed beneficial ownership of the common units of ARLP formerly held by AHGP and MGP II except to the extent of his pecuniary interest therein, and Mr. Craft disclaims beneficial ownership of the common units of ARLP held by SGP except to the extent of his pecuniary interest therein.

SEC source: 0001104659-18-043620 · a4a.xml · nonDerivative · entry 1

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alliance Holdings GP, L.P.

Disclosed balance after: 0

F7 · shares: Mr. Craft indirectly wholly owns Alliance GP, LLC, the former general partner of Alliance Holdings GP, L.P. ("AHGP"), which wholly owns MGP II, LLC ("MGP II"), the former owner of 56,100,000 common units of ARLP, and AHGP directly owned 31,088,338 common units of ARLP all of which were distributed as disclosed in footnote 5 above. Mr. Craft and Kathleen S. Craft jointly own SGP. Mr. Craft disclaimed beneficial ownership of the common units of ARLP formerly held by AHGP and MGP II except to the extent of his pecuniary interest therein, and Mr. Craft disclaims beneficial ownership of the common units of ARLP held by SGP except to the extent of his pecuniary interest therein.

F5 · price: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

F7 · ownership.nature: Mr. Craft indirectly wholly owns Alliance GP, LLC, the former general partner of Alliance Holdings GP, L.P. ("AHGP"), which wholly owns MGP II, LLC ("MGP II"), the former owner of 56,100,000 common units of ARLP, and AHGP directly owned 31,088,338 common units of ARLP all of which were distributed as disclosed in footnote 5 above. Mr. Craft and Kathleen S. Craft jointly own SGP. Mr. Craft disclaimed beneficial ownership of the common units of ARLP formerly held by AHGP and MGP II except to the extent of his pecuniary interest therein, and Mr. Craft disclaims beneficial ownership of the common units of ARLP held by SGP except to the extent of his pecuniary interest therein.

F8 · ownership.nature: Pursuant to the Simplification Agreement, MGP II distributed (a) 99.999% of the 56,100,000 ARLP common units to AHGP and (b) 0.001% of the 56,100,000 ARLP Common Units to ARM GP Holdings, Inc. ("ARMH"), which ARMH then distributed to AHGP. Thereafter, the AHGP Common Units were canceled and converted into the right to receive all of the ARLP Common Units held by AHGP and its subsidiaries.

SEC source: 0001179110-18-006966 · edgar.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,682

Underlying: Common Unit · 161 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

SEC source: 0001179110-18-006963 · edgar.xml · derivative · entry 2

WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,949

Underlying: Common unit · 3,014 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001179110-18-006964 · edgar.xml · derivative · entry 2

WYNNE THOMAS M · CIK 0001187754 · Senior Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,880

Underlying: Common unit · 814 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom Units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

SEC source: 0001179110-18-006960 · edgar.xml · derivative · entry 2

SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,560

Underlying: Common unit · 1,003 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

SEC source: 0001179110-18-006961 · edgar.xml · derivative · entry 2

Torrence Wilson M · CIK 0001386703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,424

Underlying: Common unit · 210 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units pursuant to the reporting person's election or upon their death or termination.

F3 · derivative.expiration_date: Not applicable

SEC source: 0001179110-18-006958 · edgar.xml · derivative · entry 2

NEAFSEY JOHN P · CIK 0001187748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,702

Underlying: Common unit · 2,952 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units pursuant to the reporting person's election or upon their death or termination.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001179110-18-006957 · edgar.xml · derivative · entry 2

Davis R Eberley · CIK 0001390074 · SVP-Law&Admin,General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,050

Underlying: Common unit · 791 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

SEC source: 0001179110-18-006956 · edgar.xml · derivative · entry 5

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,650

Underlying: Common unit · 6,303 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

SEC source: 0001179110-18-006955 · edgar.xml · derivative · entry 2

CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,340

Underlying: Common Unit · 602 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

SEC source: 0001179110-18-005361 · edgar.xml · derivative · entry 2

NEAFSEY JOHN P · CIK 0001187748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,750

Underlying: Common unit · 2,681 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001179110-18-002225 · edgar.xml · derivative · entry 3

NEAFSEY JOHN P · CIK 0001187748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,069

Underlying: Common unit · 1,311 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001179110-18-002225 · edgar.xml · derivative · entry 2

NEAFSEY JOHN P · CIK 0001187748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,758

Underlying: Common unit · 2,518 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001179110-18-002224 · edgar.xml · derivative · entry 2

Whelan Timothy J · CIK 0001731114 · Senior Vice President Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,521

Underlying: Common Unit · 143 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

SEC source: 0001179110-18-002223 · edgar.xml · derivative · entry 2

WYNNE THOMAS M · CIK 0001187754 · Senior Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,066

Underlying: Common unit · 723 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom Units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

SEC source: 0001179110-18-002222 · edgar.xml · derivative · entry 2

WESLEY CHARLES R · CIK 0001187750 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,935

Underlying: Common unit · 2,676 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001179110-18-002221 · edgar.xml · derivative · entry 2

Torrence Wilson M · CIK 0001386703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,214

Underlying: Common unit · 186 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

SEC source: 0001179110-18-002220 · edgar.xml · derivative · entry 2

SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,557

Underlying: Common unit · 890 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

SEC source: 0001179110-18-002219 · edgar.xml · derivative · entry 2

Davis R Eberley · CIK 0001390074 · SVP-Law&Admin,General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,259

Underlying: Common unit · 702 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

SEC source: 0001179110-18-002218 · edgar.xml · derivative · entry 5

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,347

Underlying: Common unit · 5,596 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

SEC source: 0001179110-18-002217 · edgar.xml · derivative · entry 2

CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,738

Underlying: Common Unit · 534 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

SEC source: 0001179110-18-001933 · edgar.xml · derivative · entry 3

WYNNE THOMAS M · CIK 0001187754 · Senior Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common units · 19,038 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On January 24, 2018, our Compensation Committee determined that the vesting requirements for the 2015 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2018 and subsequently issued on February 8, 2018 based upon an ARLP unit price of $20.40.

F2 · price: On January 24, 2018, our Compensation Committee determined that the vesting requirements for the 2015 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2018 and subsequently issued on February 8, 2018 based upon an ARLP unit price of $20.40.

F1 · derivative.expiration_date: Not applicable

SEC source: 0001179110-18-001933 · edgar.xml · nonDerivative · entry 2

WYNNE THOMAS M · CIK 0001187754 · Senior Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,159.9292

F3 · price: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $20.40.

SEC source: 0001179110-18-001933 · edgar.xml · nonDerivative · entry 1

WYNNE THOMAS M · CIK 0001187754 · Senior Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,335.9292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On January 24, 2018, our Compensation Committee determined that the vesting requirements for the 2015 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2018 and subsequently issued on February 8, 2018 based upon an ARLP unit price of $20.40.

SEC source: 0001179110-18-001932 · edgar.xml · derivative · entry 3

SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common units · 20,137 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On January 24, 2018, our Compensation Committee determined that the vesting requirements for the 2015 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2018 and subsequently issued on February 8, 2018 based upon an ARLP unit price of $20.40.

F2 · price: On January 24, 2018, our Compensation Committee determined that the vesting requirements for the 2015 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2018 and subsequently issued on February 8, 2018 based upon an ARLP unit price of $20.40.

F1 · derivative.expiration_date: Not applicable

SEC source: 0001179110-18-001932 · edgar.xml · nonDerivative · entry 2

SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,210

F3 · price: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $20.40.

SEC source: 0001179110-18-001932 · edgar.xml · nonDerivative · entry 1

SACHSE ROBERT G · CIK 0001187745 · Excutive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On January 24, 2018, our Compensation Committee determined that the vesting requirements for the 2015 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2018 and subsequently issued on February 8, 2018 based upon an ARLP unit price of $20.40.

SEC source: 0001179110-18-001931 · edgar.xml · derivative · entry 3

Davis R Eberley · CIK 0001390074 · SVP-Law&Admin,General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common units · 15,719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On January 24, 2018, our Compensation Committee determined that the vesting requirements for the 2015 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2018 and subsequently issued on February 8, 2018 based upon an ARLP unit price of $20.40.

F2 · price: On January 24, 2018, our Compensation Committee determined that the vesting requirements for the 2015 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2018 and subsequently issued on February 8, 2018 based upon an ARLP unit price of $20.40.

F1 · derivative.expiration_date: Not applicable

SEC source: 0001179110-18-001931 · edgar.xml · nonDerivative · entry 2

Davis R Eberley · CIK 0001390074 · SVP-Law&Admin,General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,407

F3 · price: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $20.40.

SEC source: 0001179110-18-001931 · edgar.xml · nonDerivative · entry 1

Davis R Eberley · CIK 0001390074 · SVP-Law&Admin,General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On January 24, 2018, our Compensation Committee determined that the vesting requirements for the 2015 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2018 and subsequently issued on February 8, 2018 based upon an ARLP unit price of $20.40.

SEC source: 0001179110-18-001930 · edgar.xml · derivative · entry 3

CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comon units · 13,424 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On January 24, 2018, our Compensation Committee determined that the vesting requirements for the 2015 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2018 and subsequently issued on February 8, 2018 based upon an ARLP unit price of $20.40.

F2 · price: On January 24, 2018, our Compensation Committee determined that the vesting requirements for the 2015 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2018 and subsequently issued on February 8, 2018 based upon an ARLP unit price of $20.40.

F1 · derivative.expiration_date: Not applicable