Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 26, 2018 Filed Mar 27, 2018 20:59 UTC |
SALVATI MICHAELDirector
|
SaleCommon Stock | 5,659 | $18.25 | $103,276.75 |
DisclosureSEC source: 0001209191-18-021760 · doc4.xml · nonDerivative · entry 1 SALVATI MICHAEL · CIK 0001280439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,812 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 6, 2018. F2 · balance_after: 125 shares of the Issuer's common stock are held in a joint account with the Reporting Person's son. The Reporting Person has direct control over the joint account. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 21:22 UTC |
SALVATI MICHAELDirector
|
SaleCommon Stock | 10,000 | $18.55 | $185,500.00 |
DisclosureSEC source: 0001209191-18-012412 · doc4.xml · nonDerivative · entry 1 SALVATI MICHAEL · CIK 0001280439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,471 F1 · balance_after: 125 shares of the Issuer's common stock are held in a joint account with the Reporting Person's son. The Reporting Person has direct control over the joint account. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 21:19 UTC |
BIDERMAN MARK CDirector
|
SaleCommon Stock | 10,000 | $18.48 | $184,832.00 |
DisclosureSEC source: 0001209191-18-012396 · doc4.xml · nonDerivative · entry 1 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,104 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.45 to $18.525, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 16:21 UTC |
ROTHSTEIN STUARTDirector · President & CEO
|
SaleCommon Stock | 40,000 | $18.39 | $735,736.00 |
DisclosureSEC source: 0001209191-18-004252 · doc4.xml · nonDerivative · entry 1 ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,592 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.29 to $18.49, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: As of the transaction date, reported amount includes 225,001 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan, as amended and restated. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 16:40 UTC |
ROTHSTEIN STUARTDirector · President & CEO
|
Tax withholdingCommon Stock | 41,346 | $18.29 | $756,218.34 |
DisclosureSEC source: 0001209191-18-002955 · doc4.xml · nonDerivative · entry 1 ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,592 F1 · shares: Consists of shares of common stock withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of shares of common stock underlying vested restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan, as amended and restated. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates. F2 · balance_after: Reported amount includes 225,001 RSUs. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 21:39 UTC |
Agarwal JaiCFO, Treasurer and Secretary
|
Tax withholdingCommon Stock | 684 | $18.29 | $12,510.36 |
DisclosureSEC source: 0001209191-18-002953 · doc4.xml · nonDerivative · entry 1 Agarwal Jai · CIK 0001619416 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,275 F1 · shares: Consists of shares of common stock withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of shares of common stock underlying vested restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan, as amended and restated. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates. F2 · balance_after: Reported amount includes 14,343 RSUs. Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 16:10 UTC |
ROTHSTEIN STUARTDirector · President & CEO
|
GrantCommon Stock | 115,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-000165 · doc4.xml · nonDerivative · entry 1 ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,938 F1 · balance_after: As of the transaction date, reported amount includes 320,001 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates. Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 16:14 UTC |
Michel Cindy ZDirector
|
GrantCommon Stock | 15,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-000180 · doc4.xml · nonDerivative · entry 1 Michel Cindy Z · CIK 0001483319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,243 F1 · balance_after: As of the transaction date, reported amount includes 15,243 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates. Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 21:13 UTC |
Agarwal JaiCFO, Treasurer and Secretary
|
GrantCommon Stock | 11,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-000174 · doc4.xml · nonDerivative · entry 1 Agarwal Jai · CIK 0001619416 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,959 F1 · balance_after: As of the transaction date, reported amount includes 15,959 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates. Read SEC document |
| October 23, 2017 Filed Oct 31, 2017 20:43 UTC |
Qatar Investment Authority10% owner
QH RE Asset Co LLC10% owner
|
SaleSeries B Preferred Stock, par value $0.01 per share | 1,229,607 | $25.04 | $30,789,359.28 |
DisclosureSEC source: 0001140361-17-040386 · doc1.xml · nonDerivative · entry 2 Qatar Investment Authority · CIK 0001441449 · 10% owner QH RE Asset Co LLC · CIK 0001654220 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,770,393 F1 · kind: On October 23, 2017, QH RE Asset Company LLC ("QHREAC") and Apollo Commercial Real Estate Finance, Inc. (the "Issuer") entered into (i) a common stock purchase agreement (the "Common Stock Purchase Agreement") pursuant to which QHREAC acquired 1,670,000 shares of the Issuer's Common Stock, par value of $0.01 (the "Common Stock") and (ii) a preferred stock repurchase agreement (the "Preferred Stock Repurchase Agreement") pursuant to which the Issuer repurchased from QHREAC 1,229,607 shares of the Issuer's 8.00% Fixed-to-Floating Series B Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share (the "Series B Preferred Stock") (the "Transaction"). F3 · balance_after: The Reporting Persons' holding in the Series B Preferred Stock was inadvertently omitted from the Form 3 filed on September 28, 2015. F2 · ownership.nature: The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 23, 2017 Filed Oct 31, 2017 20:43 UTC |
Qatar Investment Authority10% owner
QH RE Asset Co LLC10% owner
|
PurchaseCommon Stock, par value $0.01 per share | 1,670,000 | $18.44 | $30,794,800.00 |
DisclosureSEC source: 0001140361-17-040386 · doc1.xml · nonDerivative · entry 1 Qatar Investment Authority · CIK 0001441449 · 10% owner QH RE Asset Co LLC · CIK 0001654220 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,493,529 F1 · kind: On October 23, 2017, QH RE Asset Company LLC ("QHREAC") and Apollo Commercial Real Estate Finance, Inc. (the "Issuer") entered into (i) a common stock purchase agreement (the "Common Stock Purchase Agreement") pursuant to which QHREAC acquired 1,670,000 shares of the Issuer's Common Stock, par value of $0.01 (the "Common Stock") and (ii) a preferred stock repurchase agreement (the "Preferred Stock Repurchase Agreement") pursuant to which the Issuer repurchased from QHREAC 1,229,607 shares of the Issuer's 8.00% Fixed-to-Floating Series B Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share (the "Series B Preferred Stock") (the "Transaction"). F2 · ownership.nature: The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 21:04 UTC |
SALVATI MICHAELDirector
|
GrantCommon Stock | 2,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047426 · doc4.xml · nonDerivative · entry 1 SALVATI MICHAEL · CIK 0001280439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,471 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan, as amended and restated. F2 · balance_after: 125 shares of the Issuer's common stock are held in a joint account with the Reporting Person's son. The Reporting Person has direct control over the joint account. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 21:03 UTC |
Prince ScottDirector
|
GrantCommon Stock | 2,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047425 · doc4.xml · nonDerivative · entry 1 Prince Scott · CIK 0001590057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,518 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan, as amended and restated. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 21:02 UTC |
Kasdin Robert ADirector
|
GrantCommon Stock | 2,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047421 · doc4.xml · nonDerivative · entry 1 Kasdin Robert A · CIK 0001441238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,308 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan, as amended and restated. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 21:01 UTC |
Gault Jeffrey MDirector
|
GrantCommon Stock | 1,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047417 · doc4.xml · nonDerivative · entry 1 Gault Jeffrey M · CIK 0001420947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,542 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan, as amended and restated. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 21:00 UTC |
BIDERMAN MARK CDirector
|
GrantCommon Stock | 2,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047416 · doc4.xml · nonDerivative · entry 1 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,104 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan, as amended and restated. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 16:08 UTC |
ROTHSTEIN STUARTDirector · President & CEO
|
SaleCommon Stock | 25,000 | $18.69 | $467,222.50 |
DisclosureSEC source: 0001209191-17-043979 · doc4.xml · nonDerivative · entry 1 ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,938 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.5800 to $18.7600, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: As of the transaction date, reported amount includes 205,001 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 18:26 UTC |
ROTHSTEIN STUARTDirector · President & CEO
|
SaleCommon Stock | 25,000 | $18.72 | $467,962.50 |
DisclosureSEC source: 0001209191-17-025233 · doc4.xml · nonDerivative · entry 1 ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,938 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.6600 to $18.8500, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: As of the transaction date, reported amount includes 205,001 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:27 UTC |
SALVATI MICHAELDirector
|
GrantCommon Stock | 2,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025661 · doc4.xml · nonDerivative · entry 1 SALVATI MICHAEL · CIK 0001280439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,599 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan, as amended and restated. F2 · balance_after: 125 shares of the Issuer's common stock are held in a joint account with the Reporting Person's son. The Reporting Person has direct control over the joint account. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:25 UTC |
Kasdin Robert ADirector
|
GrantCommon Stock | 2,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025655 · doc4.xml · nonDerivative · entry 1 Kasdin Robert A · CIK 0001441238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,436 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan, as amended and restated. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:26 UTC |
Prince ScottDirector
|
GrantCommon Stock | 2,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025657 · doc4.xml · nonDerivative · entry 1 Prince Scott · CIK 0001590057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,646 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan, as amended and restated. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:24 UTC |
Gault Jeffrey MDirector
|
GrantCommon Stock | 4,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025654 · doc4.xml · nonDerivative · entry 1 Gault Jeffrey M · CIK 0001420947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,004 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan, as amended and restated. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:23 UTC |
BIDERMAN MARK CDirector
|
GrantCommon Stock | 2,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025650 · doc4.xml · nonDerivative · entry 1 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,232 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan, as amended and restated. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:50 UTC |
BIDERMAN MARK CDirector
|
SaleCommon Stock | 15,000 | $18.23 | $273,445.50 |
DisclosureSEC source: 0001209191-17-018369 · doc4.xml · nonDerivative · entry 1 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,564 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.18 to $18.29, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 10, 2017 Filed Mar 20, 2017 17:48 UTC |
ROTHSTEIN STUARTDirector · President & CEO
|
Tax withholdingCommon Stock | 21,312 | $16.84 | $358,894.08 |
DisclosureSEC source: 0001209191-17-021802 · doc4.xml · nonDerivative · entry 1 ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,938 F1 · shares: Consists of shares of common stock withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of shares of common stock underlying vested restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates. F2 · balance_after: Reported amount includes 205,001 RSUs. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 16:59 UTC |
ROTHSTEIN STUARTDirector · President & CEO
|
GrantCommon Stock | 115,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000324 · doc4.xml · nonDerivative · entry 1 ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,251 F1 · balance_after: As of the transaction date, reported amount includes 261,667 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 21:52 UTC |
Agarwal JaiCFO, Treasurer and Secretary
|
GrantCommon Stock | 4,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000307 · doc4.xml · nonDerivative · entry 1 Agarwal Jai · CIK 0001619416 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,848 F1 · balance_after: As of the transaction date, reported amount includes 4,848 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 21:58 UTC |
SALVATI MICHAELDirector
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000320 · doc4.xml · nonDerivative · entry 1 SALVATI MICHAEL · CIK 0001280439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,931 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan. F2 · balance_after: 125 shares of the Issuer's common stock are held in a joint account with the Reporting Person's son. The Reporting Person has direct control over the joint account. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 22:04 UTC |
BIDERMAN MARK CDirector
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000338 · doc4.xml · nonDerivative · entry 1 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,564 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 21:57 UTC |
Prince ScottDirector
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000317 · doc4.xml · nonDerivative · entry 1 Prince Scott · CIK 0001590057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,978 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 21:56 UTC |
Kasdin Robert ADirector
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000315 · doc4.xml · nonDerivative · entry 1 Kasdin Robert A · CIK 0001441238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,768 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 21:55 UTC |
Gault Jeffrey MDirector
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000313 · doc4.xml · nonDerivative · entry 1 Gault Jeffrey M · CIK 0001420947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,002 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan. Read SEC document |
| August 31, 2016 Filed Jan 3, 2017 16:51 UTC Amendment |
ROTHSTEIN STUARTDirector · President & CEO
|
GrantCommon Stock | 4,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000305 · doc4a.xml · nonDerivative · entry 1 ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,251 F1 · shares: Received in exchange for common stock of Apollo Residential Mortgage, Inc. ("AMTG") at an exchange ratio of 0.417571 of a share of Apollo Commercial Real Estate Finance, Inc. ("ARI") common stock for each share of AMTG common stock in connection with the merger of AMTG into ARI on August 31, 2016. The closing price of AMTG common stock on the last day prior to the effective time of the merger was $13.64 per share. The reporting person also received $6.86 in cash for each share of AMTG common stock in the merger. F1 · price: Received in exchange for common stock of Apollo Residential Mortgage, Inc. ("AMTG") at an exchange ratio of 0.417571 of a share of Apollo Commercial Real Estate Finance, Inc. ("ARI") common stock for each share of AMTG common stock in connection with the merger of AMTG into ARI on August 31, 2016. The closing price of AMTG common stock on the last day prior to the effective time of the merger was $13.64 per share. The reporting person also received $6.86 in cash for each share of AMTG common stock in the merger. F2 · balance_after: The Form 4 filed by the reporting person on September 2, 2016 previously reported the receipt of 4,744 shares, but erroneously reported the aggregate amount of securities beneficially owned following the reported transaction as 218,251 shares. The reporting person is filing this amendment to the Form 4 solely to include the corrected aggregate amount of securities beneficially owned following the reported transaction which was 208,251 shares. Read SEC document |
| August 31, 2016 Filed Mar 20, 2017 17:44 UTC Amendment |
ROTHSTEIN STUARTDirector · President & CEO
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GrantCommon Stock | 4,743 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-021797 · doc4a.xml · nonDerivative · entry 1 ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,250 F1 · shares: Received in exchange for common stock of Apollo Residential Mortgage, Inc. ("AMTG") at an exchange ratio of 0.417571 of a share of Apollo Commercial Real Estate Finance, Inc. ("ARI") common stock for each share of AMTG common stock in connection with the merger of AMTG into ARI on August 31, 2016. The closing price of AMTG common stock on the last day prior to the effective time of the merger was $13.64 per share. The reporting person also received $6.86 in cash for each share of AMTG common stock in the merger. F2 · shares: The Form 4 filed by the reporting person on September 2, 2016 and the Form 4/A filed by the reporting person on January 3, 2017 erroneously reported the receipt of 4,744 shares. The reporting person is filing this amendment to the Form 4 to correct the reported amount of shares received by the reporting person in the transaction and the aggregate amount of securities beneficially owned following the reported transaction. F1 · price: Received in exchange for common stock of Apollo Residential Mortgage, Inc. ("AMTG") at an exchange ratio of 0.417571 of a share of Apollo Commercial Real Estate Finance, Inc. ("ARI") common stock for each share of AMTG common stock in connection with the merger of AMTG into ARI on August 31, 2016. The closing price of AMTG common stock on the last day prior to the effective time of the merger was $13.64 per share. The reporting person also received $6.86 in cash for each share of AMTG common stock in the merger. F2 · balance_after: The Form 4 filed by the reporting person on September 2, 2016 and the Form 4/A filed by the reporting person on January 3, 2017 erroneously reported the receipt of 4,744 shares. The reporting person is filing this amendment to the Form 4 to correct the reported amount of shares received by the reporting person in the transaction and the aggregate amount of securities beneficially owned following the reported transaction. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.