Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apollo Commercial Real Estate Finance, Inc.ARI · Entity 5047 | Director | April 01, 2026 | April 03, 2026 |
| Atlas Energy Group, LLCATLS · Entity 162220 | Director | January 02, 2018 | January 03, 2018 |
| Great Elm Capital Corp.GECC · Entity 6877 | Director | November 03, 2016 | December 10, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apollo Commercial Real Estate Finance, Inc.
Report date April 01, 2026 · Filed April 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 70,374 |
Reported balance
After 2026-04-01 transaction · row 1
1 source rowRow 1 · 2026-04-01 · Grant · Acquired 9,587 · Balance 70,374 F1: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2024 Equity Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2024 Equity Incentive Plan.
Atlas Energy Group, LLC
Report date January 02, 2018 · Filed January 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 16,728 |
Ending reported balance
After 2018-01-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-01-02 · Exercise / conversion · Acquired 2,871 · Balance 19,599 F1: The Reporting Person is a participant in Atlas Energy Group, LLC (the "Company") 2015 Long-Term Incentive Plan (the "Plan"). The reporting person received 11,485 phantom units under the Plan on March 2, 2015. Each phantom unit represents the right to receive, upon vesting, either one common unit of the Company or its fair market value in cash. The reporting person elected to receive cash in connection with the January 2018 vesting. Row 2 · 2018-01-02 · Disposition to issuer · Disposed 2,871 · Balance 16,728 |
| Phantom UnitsSEC Table II · derivative / convertible security | Direct | 2,872 |
Reported balance
After 2018-01-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-01-02 · Exercise / conversion · Disposed 2,871 · Balance 2,872 F1: The Reporting Person is a participant in Atlas Energy Group, LLC (the "Company") 2015 Long-Term Incentive Plan (the "Plan"). The reporting person received 11,485 phantom units under the Plan on March 2, 2015. Each phantom unit represents the right to receive, upon vesting, either one common unit of the Company or its fair market value in cash. The reporting person elected to receive cash in connection with the January 2018 vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person is a participant in Atlas Energy Group, LLC (the "Company") 2015 Long-Term Incentive Plan (the "Plan"). The reporting person received 11,485 phantom units under the Plan on March 2, 2015. Each phantom unit represents the right to receive, upon vesting, either one common unit of the Company or its fair market value in cash. The reporting person elected to receive cash in connection with the January 2018 vesting.
Great Elm Capital Corp.
Report date November 03, 2016 · Filed December 10, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,037 |
Reported balance
Holding disclosure · report date 2016-11-03 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 5,037 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Full Circle Capital Corp
Report date November 03, 2016 · Filed November 04, 2016
Section 16 reporting ended · disclosed 2016-11-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-11-03 transaction · row 1
1 source rowRow 1 · 2016-11-03 · Disposition to issuer · Disposed 22,700 · Balance 0 F1: Pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement") by and among the issuer and Great Elm Capital Corp. ("GECC"), on June 23, 2016, each share of the issuer's common stock, issued and outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into the right to receive 0.2219 shares of GECC common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement") by and among the issuer and Great Elm Capital Corp. ("GECC"), on June 23, 2016, each share of the issuer's common stock, issued and outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into the right to receive 0.2219 shares of GECC common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2026 Filed Apr 3, 2026 20:34 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | GrantCommon Stock | 9,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-142260 · ownership.xml · nonDerivative · entry 1 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,374 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2024 Equity Incentive Plan. Read SEC document |
| April 29, 2025 Filed May 1, 2025 20:20 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | SaleCommon Stock | 10,000 | $9.48 | $94,800.00 |
DisclosureSEC source: 0000950170-25-061872 · ownership.xml · nonDerivative · entry 1 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,787 Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 21:54 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | GrantCommon Stock | 10,162 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-050696 · ownership.xml · nonDerivative · entry 1 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,787 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2024 Equity Incentive Plan. Read SEC document |
| May 01, 2024 Filed May 2, 2024 20:16 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | SaleCommon Stock | 15,000 | $10.00 | $149,943.00 |
DisclosureSEC source: 0001467760-24-000035 · wk-form4_1714680996.xml · nonDerivative · entry 1 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,625 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.98 to $10.015, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:26 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | GrantCommon Stock | 9,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001467760-24-000024 · wk-form4_1712179584.xml · nonDerivative · entry 1 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,625 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan. Read SEC document |
| September 06, 2023 Filed Sep 8, 2023 20:16 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | SaleCommon Stock | 10,000 | $10.60 | $106,002.00 |
DisclosureSEC source: 0001209191-23-048771 · doc4.xml · nonDerivative · entry 1 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,485 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.59 to $10.61, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 20:41 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | GrantCommon Stock | 10,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-023346 · doc4.xml · nonDerivative · entry 1 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,485 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan. Read SEC document |
| May 17, 2022 Filed May 19, 2022 20:35 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | SaleCommon Stock | 10,000 | $12.68 | $126,827.00 |
DisclosureSEC source: 0001209191-22-030529 · doc4.xml · nonDerivative · entry 1 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,663 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.645 to $12.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 21:13 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | GrantCommon Stock | 7,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-023149 · doc4.xml · nonDerivative · entry 1 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,663 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 20:27 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | SaleCommon Stock | 7,050 | $14.96 | $105,451.79 |
DisclosureSEC source: 0001209191-21-028805 · doc4.xml · nonDerivative · entry 1 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,601 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.95 to $14.97, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:29 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | GrantCommon Stock | 7,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-025142 · doc4.xml · nonDerivative · entry 1 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,651 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:06 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | GrantCommon Stock | 16,447 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023264 · doc4.xml · nonDerivative · entry 1 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,614 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:54 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | GrantCommon Stock | 5,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-023244 · doc4.xml · nonDerivative · entry 1 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,167 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan, as amended and restated. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 21:22 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | SaleCommon Stock | 10,000 | $18.85 | $188,489.00 |
DisclosureSEC source: 0001209191-18-061749 · doc4.xml · nonDerivative · entry 1 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,718 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.80 to $18.89, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 27, 2018 Filed Aug 29, 2018 20:08 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | SaleCommon Stock | 10,000 | $19.45 | $194,500.00 |
DisclosureSEC source: 0001209191-18-048788 · doc4.xml · nonDerivative · entry 1 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,718 Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:50 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | GrantCommon Stock | 5,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-023730 · doc4.xml · nonDerivative · entry 1 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,718 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan, as amended and restated. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 21:19 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | SaleCommon Stock | 10,000 | $18.48 | $184,832.00 |
DisclosureSEC source: 0001209191-18-012396 · doc4.xml · nonDerivative · entry 1 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,104 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.45 to $18.525, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:53 UTC | Atlas Energy Group, LLC ATLS · Entity 162220 | Exercise / conversionPhantom Units · Derivative | 2,871 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-001210 · doc4.xml · derivative · entry 3 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,872 Underlying: Common Units · 2,871 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person is a participant in Atlas Energy Group, LLC (the "Company") 2015 Long-Term Incentive Plan (the "Plan"). The reporting person received 11,485 phantom units under the Plan on March 2, 2015. Each phantom unit represents the right to receive, upon vesting, either one common unit of the Company or its fair market value in cash. The reporting person elected to receive cash in connection with the January 2018 vesting. F1 · price: The Reporting Person is a participant in Atlas Energy Group, LLC (the "Company") 2015 Long-Term Incentive Plan (the "Plan"). The reporting person received 11,485 phantom units under the Plan on March 2, 2015. Each phantom unit represents the right to receive, upon vesting, either one common unit of the Company or its fair market value in cash. The reporting person elected to receive cash in connection with the January 2018 vesting. F1 · derivative.exercise_date: The Reporting Person is a participant in Atlas Energy Group, LLC (the "Company") 2015 Long-Term Incentive Plan (the "Plan"). The reporting person received 11,485 phantom units under the Plan on March 2, 2015. Each phantom unit represents the right to receive, upon vesting, either one common unit of the Company or its fair market value in cash. The reporting person elected to receive cash in connection with the January 2018 vesting. F1 · derivative.expiration_date: The Reporting Person is a participant in Atlas Energy Group, LLC (the "Company") 2015 Long-Term Incentive Plan (the "Plan"). The reporting person received 11,485 phantom units under the Plan on March 2, 2015. Each phantom unit represents the right to receive, upon vesting, either one common unit of the Company or its fair market value in cash. The reporting person elected to receive cash in connection with the January 2018 vesting. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:53 UTC | Atlas Energy Group, LLC ATLS · Entity 162220 | Disposition to issuerCommon Units | 2,871 | $0.04 | $114.84 |
DisclosureSEC source: 0001209191-18-001210 · doc4.xml · nonDerivative · entry 2 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,728 Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:53 UTC | Atlas Energy Group, LLC ATLS · Entity 162220 | Exercise / conversionCommon Units | 2,871 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-001210 · doc4.xml · nonDerivative · entry 1 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,599 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person is a participant in Atlas Energy Group, LLC (the "Company") 2015 Long-Term Incentive Plan (the "Plan"). The reporting person received 11,485 phantom units under the Plan on March 2, 2015. Each phantom unit represents the right to receive, upon vesting, either one common unit of the Company or its fair market value in cash. The reporting person elected to receive cash in connection with the January 2018 vesting. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 21:00 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | GrantCommon Stock | 2,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047416 · doc4.xml · nonDerivative · entry 1 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,104 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan, as amended and restated. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:23 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | GrantCommon Stock | 2,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025650 · doc4.xml · nonDerivative · entry 1 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,232 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan, as amended and restated. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:50 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | SaleCommon Stock | 15,000 | $18.23 | $273,445.50 |
DisclosureSEC source: 0001209191-17-018369 · doc4.xml · nonDerivative · entry 1 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,564 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.18 to $18.29, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:03 UTC | Atlas Energy Group, LLC ATLS · Entity 162220 | Exercise / conversionPhantom Units · Derivative | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-017718 · doc4.xml · derivative · entry 3 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Units · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person is a participant in Atlas Energy Group, LLC (the "Company") 2015 Long-Term Incentive Plan (the "Plan"). The reporting person received 50,000 phantom units under the Plan on January 28, 2016. Each phantom unit represents the right to receive, upon vesting, either one common unit of the Company or its then fair market value in cash. The reporting person elected to receive cash in connection with the March 2017 vesting. F1 · price: The Reporting Person is a participant in Atlas Energy Group, LLC (the "Company") 2015 Long-Term Incentive Plan (the "Plan"). The reporting person received 50,000 phantom units under the Plan on January 28, 2016. Each phantom unit represents the right to receive, upon vesting, either one common unit of the Company or its then fair market value in cash. The reporting person elected to receive cash in connection with the March 2017 vesting. F1 · derivative.exercise_date: The Reporting Person is a participant in Atlas Energy Group, LLC (the "Company") 2015 Long-Term Incentive Plan (the "Plan"). The reporting person received 50,000 phantom units under the Plan on January 28, 2016. Each phantom unit represents the right to receive, upon vesting, either one common unit of the Company or its then fair market value in cash. The reporting person elected to receive cash in connection with the March 2017 vesting. F1 · derivative.expiration_date: The Reporting Person is a participant in Atlas Energy Group, LLC (the "Company") 2015 Long-Term Incentive Plan (the "Plan"). The reporting person received 50,000 phantom units under the Plan on January 28, 2016. Each phantom unit represents the right to receive, upon vesting, either one common unit of the Company or its then fair market value in cash. The reporting person elected to receive cash in connection with the March 2017 vesting. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:03 UTC | Atlas Energy Group, LLC ATLS · Entity 162220 | Disposition to issuerCommon Units | 25,000 | $0.42 | $10,500.00 |
DisclosureSEC source: 0001209191-17-017718 · doc4.xml · nonDerivative · entry 2 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,728 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:03 UTC | Atlas Energy Group, LLC ATLS · Entity 162220 | Exercise / conversionCommon Units | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-017718 · doc4.xml · nonDerivative · entry 1 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person is a participant in Atlas Energy Group, LLC (the "Company") 2015 Long-Term Incentive Plan (the "Plan"). The reporting person received 50,000 phantom units under the Plan on January 28, 2016. Each phantom unit represents the right to receive, upon vesting, either one common unit of the Company or its then fair market value in cash. The reporting person elected to receive cash in connection with the March 2017 vesting. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 22:09 UTC | Atlas Energy Group, LLC ATLS · Entity 162220 | Exercise / conversionPhantom Units · Derivative | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-006787 · doc4.xml · derivative · entry 5 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Units · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The reporting person received 50,000 phantom units under the Plan on January 28, 2016. 50% of the phantom units vested on January 30, 2017 and the reporting person elected to receive cash in connection with the January 2017 vesting. F2 · price: The reporting person received 50,000 phantom units under the Plan on January 28, 2016. 50% of the phantom units vested on January 30, 2017 and the reporting person elected to receive cash in connection with the January 2017 vesting. F2 · derivative.exercise_date: The reporting person received 50,000 phantom units under the Plan on January 28, 2016. 50% of the phantom units vested on January 30, 2017 and the reporting person elected to receive cash in connection with the January 2017 vesting. F2 · derivative.expiration_date: The reporting person received 50,000 phantom units under the Plan on January 28, 2016. 50% of the phantom units vested on January 30, 2017 and the reporting person elected to receive cash in connection with the January 2017 vesting. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 22:09 UTC | Atlas Energy Group, LLC ATLS · Entity 162220 | Disposition to issuerCommon Units | 25,000 | $0.57 | $14,250.00 |
DisclosureSEC source: 0001209191-17-006787 · doc4.xml · nonDerivative · entry 3 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,728 Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 22:09 UTC | Atlas Energy Group, LLC ATLS · Entity 162220 | Exercise / conversionCommon Units | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-006787 · doc4.xml · nonDerivative · entry 2 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The reporting person received 50,000 phantom units under the Plan on January 28, 2016. 50% of the phantom units vested on January 30, 2017 and the reporting person elected to receive cash in connection with the January 2017 vesting. Read SEC document |
| January 03, 2017 Filed Feb 1, 2017 22:09 UTC | Atlas Energy Group, LLC ATLS · Entity 162220 | Exercise / conversionPhantom Units · Derivative | 2,871 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-006787 · doc4.xml · derivative · entry 4 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,743 Underlying: Common Units · 2,871 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reporting person is a participant in Atlas Energy Group, LLC (the "Company") 2015 Long-Term Incentive Plan (the "Plan"). The reporting person received 11,485 phantom units under the Plan on March 2, 2015. Each phantom unit represents the right to receive, upon vesting, either one common unit of the Company or its then fair market value in cash. The reporting person elected to receive common units of the Company in connection with the January 2017 vesting. F1 · price: The reporting person is a participant in Atlas Energy Group, LLC (the "Company") 2015 Long-Term Incentive Plan (the "Plan"). The reporting person received 11,485 phantom units under the Plan on March 2, 2015. Each phantom unit represents the right to receive, upon vesting, either one common unit of the Company or its then fair market value in cash. The reporting person elected to receive common units of the Company in connection with the January 2017 vesting. F1 · derivative.exercise_date: The reporting person is a participant in Atlas Energy Group, LLC (the "Company") 2015 Long-Term Incentive Plan (the "Plan"). The reporting person received 11,485 phantom units under the Plan on March 2, 2015. Each phantom unit represents the right to receive, upon vesting, either one common unit of the Company or its then fair market value in cash. The reporting person elected to receive common units of the Company in connection with the January 2017 vesting. F1 · derivative.expiration_date: The reporting person is a participant in Atlas Energy Group, LLC (the "Company") 2015 Long-Term Incentive Plan (the "Plan"). The reporting person received 11,485 phantom units under the Plan on March 2, 2015. Each phantom unit represents the right to receive, upon vesting, either one common unit of the Company or its then fair market value in cash. The reporting person elected to receive common units of the Company in connection with the January 2017 vesting. Read SEC document |
| January 03, 2017 Filed Feb 1, 2017 22:09 UTC | Atlas Energy Group, LLC ATLS · Entity 162220 | Exercise / conversionCommon Units | 2,871 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-006787 · doc4.xml · nonDerivative · entry 1 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reporting person is a participant in Atlas Energy Group, LLC (the "Company") 2015 Long-Term Incentive Plan (the "Plan"). The reporting person received 11,485 phantom units under the Plan on March 2, 2015. Each phantom unit represents the right to receive, upon vesting, either one common unit of the Company or its then fair market value in cash. The reporting person elected to receive common units of the Company in connection with the January 2017 vesting. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 22:04 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000338 · doc4.xml · nonDerivative · entry 1 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,564 F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan. Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 07:02 UTC | Full Circle Capital Corp FULL · Entity 181287 | Disposition to issuerCommon Stock | 22,700 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-16-131530 · v451956_4.xml · nonDerivative · entry 1 BIDERMAN MARK C · CIK 0001263606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement") by and among the issuer and Great Elm Capital Corp. ("GECC"), on June 23, 2016, each share of the issuer's common stock, issued and outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into the right to receive 0.2219 shares of GECC common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.