Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apollo Commercial Real Estate Finance, Inc.ARI · Entity 5047 | CFO, Treasurer and Secretary | April 27, 2021 | April 29, 2021 |
| Claros Mortgage Trust, Inc.CMTG · Entity 6289 | CHIEF FINANCIAL OFFICER | August 04, 2023 | August 08, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apollo Commercial Real Estate Finance, Inc.
Report date April 27, 2021 · Filed April 29, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 27,120 |
Reported balance
After 2021-04-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-04-27 · Sale · Disposed 15,000 · Balance 27,120 F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.18 to $15.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: Reported amount includes 24,911 RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.18 to $15.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: Reported amount includes 24,911 RSUs.
Claros Mortgage Trust, Inc.
Report date August 04, 2023 · Filed August 08, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 33,193 |
Reported balance
After 2023-08-04 transaction · row 1
1 source rowRow 1 · 2023-08-04 · Tax withholding · Disposed 6,807 · Balance 33,193 F1: Represents net settlement of vested Restricted Stock Units in order to satisfy tax withholding obligations. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents net settlement of vested Restricted Stock Units in order to satisfy tax withholding obligations.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 04, 2023 Filed Aug 8, 2023 23:16 UTC | Claros Mortgage Trust, Inc. CMTG · Entity 6289 | Tax withholdingCOMMON STOCK | 6,807 | $10.81 | $73,583.67 |
DisclosureSEC source: 0000899243-23-017846 · doc4.xml · nonDerivative · entry 1 Agarwal Jai · CIK 0001619416 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,193 F1 · kind: Represents net settlement of vested Restricted Stock Units in order to satisfy tax withholding obligations. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 23:51 UTC | Claros Mortgage Trust, Inc. CMTG · Entity 6289 | GrantCOMMON STOCK | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-022947 · doc4.xml · nonDerivative · entry 1 Agarwal Jai · CIK 0001619416 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F1 · security: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement. F1 · price: Represents grant of restricted stock units ("RSUs"), which vest into shares of Common Stock on a one-for-one basis. The RSUs vest with respect to 1/3rd of the RSUs subject thereto on each of the 1st through 3rd anniversaries of July 1, 2022, subject to continued employment or service as provided in the award agreement. Read SEC document |
| April 27, 2021 Filed Apr 29, 2021 20:57 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | SaleCommon stock | 15,000 | $15.21 | $228,111.00 |
DisclosureSEC source: 0001209191-21-029027 · doc4.xml · nonDerivative · entry 1 Agarwal Jai · CIK 0001619416 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,120 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.18 to $15.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Reported amount includes 24,911 RSUs. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 21:51 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | Tax withholdingCommon stock | 4,475 | $10.81 | $48,374.75 |
DisclosureSEC source: 0001209191-21-003255 · doc4.xml · nonDerivative · entry 1 Agarwal Jai · CIK 0001619416 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,120 F1 · shares: Consists of shares of common stock withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of shares of common stock underlying vested restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan and the Amended and Restated Apollo Commercial Real Estate Finance, Inc. 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates. F2 · balance_after: Reported amount includes 24,911 RSUs. Read SEC document |
| December 28, 2020 Filed Dec 29, 2020 22:20 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | GrantCommon Stock | 14,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065378 · doc4.xml · nonDerivative · entry 1 Agarwal Jai · CIK 0001619416 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,595 F1 · balance_after: As of the transaction date, reported amount includes 13,104 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan and 23,110 RSUs granted under the Amended and Restated Apollo Commercial Real Estate Finance, Inc. 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates. Read SEC document |
| January 09, 2020 Filed Jan 11, 2020 01:22 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | Tax withholdingCommon Stock | 3,794 | $18.19 | $69,012.86 |
DisclosureSEC source: 0001209191-20-003138 · doc4.xml · nonDerivative · entry 1 Agarwal Jai · CIK 0001619416 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,182 F1 · shares: Consists of shares of common stock withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of shares of common stock underlying vested restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates. F2 · balance_after: Reported amount includes 21,801 RSUs. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:04 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | GrantCommon Stock | 8,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-062236 · doc4.xml · nonDerivative · entry 1 Agarwal Jai · CIK 0001619416 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,976 F1 · balance_after: As of the transaction date, reported amount includes 23,124 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan and 8,697 RSUs granted under the Amended and Restated Apollo Commercial Real Estate Finance, Inc. 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 21:25 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | Tax withholdingCommon Stock | 2,096 | $16.73 | $35,066.08 |
DisclosureSEC source: 0001209191-19-002781 · doc4.xml · nonDerivative · entry 1 Agarwal Jai · CIK 0001619416 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,279 F1 · shares: Consists of shares of common stock withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of shares of common stock underlying vested restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates. F2 · balance_after: Reported amount includes 23,124 RSUs. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 22:07 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | GrantCommon Stock | 14,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001128 · doc4.xml · nonDerivative · entry 1 Agarwal Jai · CIK 0001619416 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,375 F1 · balance_after: As of the transaction date, reported amount includes 28,443 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates. Read SEC document |
| May 21, 2018 Filed May 22, 2018 21:19 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | PurchaseSeries C Cumulative Redeemable Perpetual Preferred Stock | 3,000 | $25.40 | $76,205.40 |
DisclosureSEC source: 0001209191-18-032358 · doc4.xml · nonDerivative · entry 2 Agarwal Jai · CIK 0001619416 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,800 F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.365 to $25.4423, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 18, 2018 Filed May 22, 2018 21:19 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | PurchaseSeries C Cumulative Redeemable Perpetual Preferred Stock | 800 | $25.36 | $20,286.00 |
DisclosureSEC source: 0001209191-18-032358 · doc4.xml · nonDerivative · entry 1 Agarwal Jai · CIK 0001619416 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.35 to $25.37, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 21:39 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | Tax withholdingCommon Stock | 684 | $18.29 | $12,510.36 |
DisclosureSEC source: 0001209191-18-002953 · doc4.xml · nonDerivative · entry 1 Agarwal Jai · CIK 0001619416 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,275 F1 · shares: Consists of shares of common stock withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of shares of common stock underlying vested restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan, as amended and restated. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates. F2 · balance_after: Reported amount includes 14,343 RSUs. Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 21:13 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | GrantCommon Stock | 11,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-000174 · doc4.xml · nonDerivative · entry 1 Agarwal Jai · CIK 0001619416 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,959 F1 · balance_after: As of the transaction date, reported amount includes 15,959 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 21:52 UTC | Apollo Commercial Real Estate Finance, Inc. ARI · Entity 5047 | GrantCommon Stock | 4,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000307 · doc4.xml · nonDerivative · entry 1 Agarwal Jai · CIK 0001619416 · CFO, Treasurer and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,848 F1 · balance_after: As of the transaction date, reported amount includes 4,848 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.