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Apollo Commercial Real Estate Finance, Inc.

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5047
SEC CIK
0001467760
Parsed reports
179

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2021 Filed Apr 5, 2021 20:31 UTC
Prince ScottDirector
GrantCommon Stock 7,037 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025145 · doc4.xml · nonDerivative · entry 1

Prince Scott · CIK 0001590057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,065

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:30 UTC GrantCommon Stock 7,037 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025143 · doc4.xml · nonDerivative · entry 1

Kasdin Robert A · CIK 0001441238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,855

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:29 UTC GrantCommon Stock 7,037 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025142 · doc4.xml · nonDerivative · entry 1

BIDERMAN MARK C · CIK 0001263606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,651

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 16:53 UTC
ROTHSTEIN STUARTDirector · President & CEO
Tax withholdingCommon Stock 45,323 $10.81 $489,941.63
Disclosure

SEC source: 0001209191-21-003257 · doc4.xml · nonDerivative · entry 1

ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,302

F1 · shares: Consists of shares of common stock withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of shares of common stock underlying vested restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan and the Amended and Restated Apollo Commercial Real Estate Finance, Inc. 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

F2 · balance_after: Reported amount includes 332,658 RSUs.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 16:54 UTC Tax withholdingCommon stock 2,125 $10.81 $22,971.25
Disclosure

SEC source: 0001209191-21-003258 · doc4.xml · nonDerivative · entry 1

Newman Katherine G. · CIK 0001814015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,466

F1 · shares: Consists of shares of common stock withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of shares of common stock underlying vested restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates

F2 · balance_after: Reported amount includes 2,250 RSUs.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 21:51 UTC
Agarwal JaiCFO, Treasurer and Secretary
Tax withholdingCommon stock 4,475 $10.81 $48,374.75
Disclosure

SEC source: 0001209191-21-003255 · doc4.xml · nonDerivative · entry 1

Agarwal Jai · CIK 0001619416 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,120

F1 · shares: Consists of shares of common stock withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of shares of common stock underlying vested restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan and the Amended and Restated Apollo Commercial Real Estate Finance, Inc. 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

F2 · balance_after: Reported amount includes 24,911 RSUs.

Read SEC document
December 28, 2020 Filed Dec 29, 2020 17:22 UTC
ROTHSTEIN STUARTDirector · President & CEO
GrantCommon Stock 208,695 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-065383 · doc4.xml · nonDerivative · entry 1

ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,625

F1 · balance_after: As of the transaction date, reported amount includes 115,001 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan and 337,138 RSUs granted under the Amended and Restated Apollo Commercial Real Estate Finance, Inc. 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

Read SEC document
December 28, 2020 Filed Dec 29, 2020 22:20 UTC
Agarwal JaiCFO, Treasurer and Secretary
GrantCommon Stock 14,413 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-065378 · doc4.xml · nonDerivative · entry 1

Agarwal Jai · CIK 0001619416 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,595

F1 · balance_after: As of the transaction date, reported amount includes 13,104 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan and 23,110 RSUs granted under the Amended and Restated Apollo Commercial Real Estate Finance, Inc. 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:07 UTC GrantCommon Stock 16,447 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023269 · doc4.xml · nonDerivative · entry 1

Romando Brenna Haysom · CIK 0001802210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,447

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:08 UTC
Prince ScottDirector
GrantCommon Stock 16,447 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023273 · doc4.xml · nonDerivative · entry 1

Prince Scott · CIK 0001590057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,028

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:08 UTC GrantCommon Stock 16,447 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023271 · doc4.xml · nonDerivative · entry 1

Kasdin Robert A · CIK 0001441238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,818

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:06 UTC GrantCommon Stock 16,447 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023266 · doc4.xml · nonDerivative · entry 1

SALVATI MICHAEL · CIK 0001280439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,322

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan.

F2 · balance_after: 125 shares of the Issuer's common stock are held in a joint account with the Reporting Person's son. The Reporting Person has direct control over the joint account.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:06 UTC GrantCommon Stock 16,447 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023264 · doc4.xml · nonDerivative · entry 1

BIDERMAN MARK C · CIK 0001263606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,614

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:21 UTC
PRESS ERICDirector
PurchaseCommon Stock 75,867 $6.85 $519,688.95
Disclosure

SEC source: 0001209191-20-020451 · doc4.xml · nonDerivative · entry 2

PRESS ERIC · CIK 0001267618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,108

F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.5400 to $7.0000, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:21 UTC
PRESS ERICDirector
PurchaseCommon Stock 24,133 $5.82 $140,403.38
Disclosure

SEC source: 0001209191-20-020451 · doc4.xml · nonDerivative · entry 1

PRESS ERIC · CIK 0001267618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,241

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.6950 to $5.9000, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 21:40 UTC PurchaseCommon Stock 30,000 $8.15 $244,557.00
Disclosure

SEC source: 0001209191-20-020065 · doc4.xml · nonDerivative · entry 1

SALVATI MICHAEL · CIK 0001280439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,875

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.86 to $8.37, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: 125 shares of the Issuer's common stock are held in a joint account with the Reporting Person's son. The Reporting Person has direct control over the joint account.

Read SEC document
January 15, 2020 Filed Jan 16, 2020 18:02 UTC
ROTHSTEIN STUARTDirector · President & CEO
SaleCommon Stock 50,000 $18.33 $916,625.00
Disclosure

SEC source: 0001209191-20-003751 · doc4.xml · nonDerivative · entry 1

ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,930

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person in 2019.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.26 to $18.42, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: As of the transaction date, reported amount includes 115,001 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan and 128,443 RSUs granted under the Amended and Restated Apollo Commercial Real Estate Finance, Inc. 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 20:23 UTC
ROTHSTEIN STUARTDirector · President & CEO
Tax withholdingCommon Stock 48,451 $18.19 $881,323.69
Disclosure

SEC source: 0001209191-20-003139 · doc4.xml · nonDerivative · entry 1

ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,930

F1 · shares: Consists of shares of common stock withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of shares of common stock underlying vested restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

F2 · balance_after: Reported amount includes 243,444 RSUs.

Read SEC document
January 09, 2020 Filed Jan 11, 2020 01:22 UTC
Agarwal JaiCFO, Treasurer and Secretary
Tax withholdingCommon Stock 3,794 $18.19 $69,012.86
Disclosure

SEC source: 0001209191-20-003138 · doc4.xml · nonDerivative · entry 1

Agarwal Jai · CIK 0001619416 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,182

F1 · shares: Consists of shares of common stock withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of shares of common stock underlying vested restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

F2 · balance_after: Reported amount includes 21,801 RSUs.

Read SEC document
January 09, 2020 Filed Mar 4, 2020 17:20 UTC Tax withholdingCommon Stock 3,720 $18.19 $67,666.80
Disclosure

SEC source: 0001209191-20-016265 · doc4.xml · nonDerivative · entry 1

Michel Cindy Z · CIK 0001483319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,823

F1 · shares: Consists of shares of common stock withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of shares of common stock underlying vested restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

F2 · balance_after: 12,281 unvested RSUs were forfeited pursuant to the applicable RSU Award Agreements in connection with the termination of the reporting person's employment with Apollo Global Management, Inc.

Read SEC document
December 27, 2019 Filed Dec 31, 2019 16:06 UTC
ROTHSTEIN STUARTDirector · President & CEO
GrantCommon Stock 128,443 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-062241 · doc4.xml · nonDerivative · entry 1

ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,381

F1 · balance_after: As of the transaction date, reported amount includes 230,001 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan and 128,443 RSUs granted under the Amended and Restated Apollo Commercial Real Estate Finance, Inc. 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

Read SEC document
December 27, 2019 Filed Dec 31, 2019 21:04 UTC
Agarwal JaiCFO, Treasurer and Secretary
GrantCommon Stock 8,697 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-062236 · doc4.xml · nonDerivative · entry 1

Agarwal Jai · CIK 0001619416 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,976

F1 · balance_after: As of the transaction date, reported amount includes 23,124 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan and 8,697 RSUs granted under the Amended and Restated Apollo Commercial Real Estate Finance, Inc. 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

Read SEC document
August 21, 2019 Filed Aug 22, 2019 20:07 UTC SaleCommon Stock 20,000 $19.02 $380,400.00
Disclosure

SEC source: 0001209191-19-047139 · doc4.xml · nonDerivative · entry 1

SALVATI MICHAEL · CIK 0001280439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,875

F1 · balance_after: 125 shares of the Issuer's common stock are held in a joint account with the Reporting Person's son. The Reporting Person has direct control over the joint account.

Read SEC document
April 15, 2019 Filed Apr 16, 2019 17:15 UTC
ROTHSTEIN STUARTDirector · President & CEO
SaleCommon Stock 24,707 $18.52 $457,450.11
Disclosure

SEC source: 0001209191-19-024784 · doc4.xml · nonDerivative · entry 1

ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,938

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person in 2018.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.47 to $18.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: As of the transaction date, reported amount includes 230,001 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan, as amended and restated. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:57 UTC GrantCommon Stock 5,449 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023258 · doc4.xml · nonDerivative · entry 1

SALVATI MICHAEL · CIK 0001280439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,875

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan, as amended and restated.

F2 · balance_after: 125 shares of the Issuer's common stock are held in a joint account with the Reporting Person's son. The Reporting Person has direct control over the joint account.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:57 UTC
Prince ScottDirector
GrantCommon Stock 5,449 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023253 · doc4.xml · nonDerivative · entry 1

Prince Scott · CIK 0001590057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,581

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan, as amended and restated.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:54 UTC GrantCommon Stock 5,449 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023244 · doc4.xml · nonDerivative · entry 1

BIDERMAN MARK C · CIK 0001263606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,167

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan, as amended and restated.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:55 UTC GrantCommon Stock 5,449 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023246 · doc4.xml · nonDerivative · entry 1

Kasdin Robert A · CIK 0001441238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,371

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan, as amended and restated.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:53 UTC GrantCommon Stock 5,449 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023239 · doc4.xml · nonDerivative · entry 1

Gault Jeffrey M · CIK 0001420947 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,605

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan, as amended and restated.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 16:08 UTC
ROTHSTEIN STUARTDirector · President & CEO
SaleCommon Stock 40,000 $17.48 $699,356.00
Disclosure

SEC source: 0001209191-19-004182 · doc4.xml · nonDerivative · entry 1

ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,645

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person in 2018.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.40 to $17.54, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: As of the transaction date, reported amount includes 230,001 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan, as amended and restated. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 16:25 UTC
ROTHSTEIN STUARTDirector · President & CEO
Tax withholdingCommon Stock 45,293 $16.73 $757,751.89
Disclosure

SEC source: 0001209191-19-002779 · doc4.xml · nonDerivative · entry 1

ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,645

F1 · shares: Consists of shares of common stock withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of shares of common stock underlying vested restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

F2 · balance_after: Reported amount includes 230,001 RSUs.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 16:26 UTC Tax withholdingCommon Stock 2,218 $16.73 $37,107.14
Disclosure

SEC source: 0001209191-19-002785 · doc4.xml · nonDerivative · entry 1

Michel Cindy Z · CIK 0001483319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,824

F1 · shares: Consists of shares of common stock withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of shares of common stock underlying vested restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

F2 · balance_after: Reported amount includes 20,961 RSUs.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 21:25 UTC
Agarwal JaiCFO, Treasurer and Secretary
Tax withholdingCommon Stock 2,096 $16.73 $35,066.08
Disclosure

SEC source: 0001209191-19-002781 · doc4.xml · nonDerivative · entry 1

Agarwal Jai · CIK 0001619416 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,279

F1 · shares: Consists of shares of common stock withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of shares of common stock underlying vested restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

F2 · balance_after: Reported amount includes 23,124 RSUs.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 17:08 UTC
ROTHSTEIN STUARTDirector · President & CEO
GrantCommon Stock 115,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-001130 · doc4.xml · nonDerivative · entry 1

ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,938

F1 · price: As of the transaction date, reported amount includes 340,001 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

F1 · balance_after: As of the transaction date, reported amount includes 340,001 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

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December 31, 2018 Filed Jan 3, 2019 17:10 UTC GrantCommon Stock 10,799 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-001144 · doc4.xml · nonDerivative · entry 1

Michel Cindy Z · CIK 0001483319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,042

F1 · balance_after: As of the transaction date, reported amount includes 26,042 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

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December 31, 2018 Filed Jan 3, 2019 22:07 UTC
Agarwal JaiCFO, Treasurer and Secretary
GrantCommon Stock 14,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-001128 · doc4.xml · nonDerivative · entry 1

Agarwal Jai · CIK 0001619416 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,375

F1 · balance_after: As of the transaction date, reported amount includes 28,443 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

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December 07, 2018 Filed Dec 10, 2018 21:22 UTC SaleCommon Stock 10,000 $18.85 $188,489.00
Disclosure

SEC source: 0001209191-18-061749 · doc4.xml · nonDerivative · entry 1

BIDERMAN MARK C · CIK 0001263606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,718

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.80 to $18.89, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 19, 2018 Filed Nov 21, 2018 21:38 UTC SaleCommon Stock 10,000 $18.52 $185,221.00
Disclosure

SEC source: 0001209191-18-059726 · doc4.xml · nonDerivative · entry 1

Gault Jeffrey M · CIK 0001420947 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,156

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.50 to $18.5650, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 27, 2018 Filed Aug 29, 2018 20:08 UTC SaleCommon Stock 10,000 $19.45 $194,500.00
Disclosure

SEC source: 0001209191-18-048788 · doc4.xml · nonDerivative · entry 1

BIDERMAN MARK C · CIK 0001263606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,718

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August 24, 2018 Filed Aug 27, 2018 21:21 UTC
Prince ScottDirector
SaleCommon Stock 15,000 $19.34 $290,149.50
Disclosure

SEC source: 0001209191-18-048520 · doc4.xml · nonDerivative · entry 2

Prince Scott · CIK 0001590057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,132

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.34 to $19.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 23, 2018 Filed Aug 27, 2018 21:21 UTC
Prince ScottDirector
SaleCommon Stock 15,000 $19.38 $290,700.00
Disclosure

SEC source: 0001209191-18-048520 · doc4.xml · nonDerivative · entry 1

Prince Scott · CIK 0001590057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,132

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May 21, 2018 Filed May 22, 2018 21:19 UTC
Agarwal JaiCFO, Treasurer and Secretary
PurchaseSeries C Cumulative Redeemable Perpetual Preferred Stock 3,000 $25.40 $76,205.40
Disclosure

SEC source: 0001209191-18-032358 · doc4.xml · nonDerivative · entry 2

Agarwal Jai · CIK 0001619416 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,800

F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.365 to $25.4423, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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May 18, 2018 Filed May 22, 2018 21:19 UTC
Agarwal JaiCFO, Treasurer and Secretary
PurchaseSeries C Cumulative Redeemable Perpetual Preferred Stock 800 $25.36 $20,286.00
Disclosure

SEC source: 0001209191-18-032358 · doc4.xml · nonDerivative · entry 1

Agarwal Jai · CIK 0001619416 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.35 to $25.37, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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May 08, 2018 Filed May 10, 2018 20:06 UTC SaleCommon Stock 13,000 $18.19 $236,506.40
Disclosure

SEC source: 0001209191-18-029235 · doc4.xml · nonDerivative · entry 1

Gault Jeffrey M · CIK 0001420947 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,156

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.17 to $18.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 16, 2018 Filed Apr 18, 2018 16:18 UTC
ROTHSTEIN STUARTDirector · President & CEO
SaleCommon Stock 13,654 $17.85 $243,778.52
Disclosure

SEC source: 0001209191-18-025362 · doc4.xml · nonDerivative · entry 1

ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,938

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person in 2017.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.81 to $17.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: As of the transaction date, reported amount includes 225,001 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan, as amended and restated. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

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April 02, 2018 Filed Apr 4, 2018 20:53 UTC GrantCommon Stock 5,614 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023740 · doc4.xml · nonDerivative · entry 1

SALVATI MICHAEL · CIK 0001280439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,426

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan, as amended and restated.

F2 · balance_after: 125 shares of the Issuer's common stock are held in a joint account with the Reporting Person's son. The Reporting Person has direct control over the joint account.

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April 02, 2018 Filed Apr 4, 2018 20:52 UTC
Prince ScottDirector
GrantCommon Stock 5,614 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023736 · doc4.xml · nonDerivative · entry 1

Prince Scott · CIK 0001590057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,132

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan, as amended and restated.

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April 02, 2018 Filed Apr 4, 2018 20:51 UTC GrantCommon Stock 5,614 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023735 · doc4.xml · nonDerivative · entry 1

Kasdin Robert A · CIK 0001441238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,922

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan, as amended and restated.

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April 02, 2018 Filed Apr 4, 2018 20:51 UTC GrantCommon Stock 5,614 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023732 · doc4.xml · nonDerivative · entry 1

Gault Jeffrey M · CIK 0001420947 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,156

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan, as amended and restated.

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April 02, 2018 Filed Apr 4, 2018 20:50 UTC GrantCommon Stock 5,614 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023730 · doc4.xml · nonDerivative · entry 1

BIDERMAN MARK C · CIK 0001263606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,718

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan, as amended and restated.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.