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Apollo Commercial Real Estate Finance, Inc.

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5047
SEC CIK
0001467760
Parsed reports
179

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 29, 2024 Filed Jan 31, 2024 21:21 UTC
Mironova Anastasia G.CFO, Treasurer and Secretary
Tax withholdingCommon Stock 1,839 $11.71 $21,534.69
Disclosure

SEC source: 0001467760-24-000006 · wk-form4_1706736058.xml · nonDerivative · entry 1

Mironova Anastasia G. · CIK 0001920244 · CFO, Treasurer and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,879

F1 · shares: Consists of shares of common stock withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of shares of common stock underlying vested restricted stock units ("RSUs") granted under the Amended and Restated Apollo Commercial Real Estate Finance, Inc. 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

F2 · balance_after: Reported amount includes 25,929 RSUs.

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January 16, 2024 Filed Jan 18, 2024 16:50 UTC
ROTHSTEIN STUARTDirector · President & CEO
SaleCommon Stock 40,000 $11.45 $458,192.00
Disclosure

SEC source: 0001467760-24-000002 · wk-form4_1705614624.xml · nonDerivative · entry 1

ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 541,675

F1 · kind: The sales by the reporting person reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on February 21, 2023.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.39 to $11.58, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Reported amount includes 466,405 restricted stock units ("RSUs") granted under the Amended and Restated Apollo Commercial Real Estate Finance, Inc. 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the Issuer, provided the reporting person remains in service through the applicable vesting dates.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 16:16 UTC
ROTHSTEIN STUARTDirector · President & CEO
GrantCommon Stock 90,909 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-059895 · doc4.xml · nonDerivative · entry 2

ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 581,675

F4 · balance_after: Reported amount includes 466,405 RSUs granted under the Plan. Each RSU represents the contingent right to receive one share of the Issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the Issuer, provided the reporting person remains in service through the applicable vesting dates.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 21:19 UTC
Mironova Anastasia G.CFO, Treasurer and Secretary
GrantCommon Stock 12,396 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-059896 · doc4.xml · nonDerivative · entry 1

Mironova Anastasia G. · CIK 0001920244 · CFO, Treasurer and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,718

F1 · balance_after: Reported amount includes 30,334 restricted stock units ("RSUs") granted under the Amended and Restated Apollo Commercial Real Estate Finance, Inc. 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

Read SEC document
October 16, 2023 Filed Dec 28, 2023 16:16 UTC
ROTHSTEIN STUARTDirector · President & CEO
SaleCommon Stock 40,000 $10.09 $403,564.00
Disclosure

SEC source: 0001209191-23-059895 · doc4.xml · nonDerivative · entry 1

ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 490,766

F1 · kind: The sales by the reporting person reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on February 21, 2023.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.02 to $10.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Reported amount includes 375,496 restricted stock units ("RSUs") granted under the Amended and Restated Apollo Commercial Real Estate Finance, Inc. 2019 Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive one share of the Issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the Issuer, provided the reporting person remains in service through the applicable vesting dates.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 20:16 UTC SaleCommon Stock 10,000 $10.60 $106,002.00
Disclosure

SEC source: 0001209191-23-048771 · doc4.xml · nonDerivative · entry 1

BIDERMAN MARK C · CIK 0001263606 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,485

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.59 to $10.61, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 20:33 UTC SaleCommon Stock 833 $10.41 $8,671.53
Disclosure

SEC source: 0001209191-23-046556 · doc4.xml · nonDerivative · entry 1

Carlton Pamela G · CIK 0001449984 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,218

Read SEC document
July 17, 2023 Filed Jul 19, 2023 16:15 UTC
ROTHSTEIN STUARTDirector · President & CEO
SaleCommon Stock 40,000 $11.80 $472,000.00
Disclosure

SEC source: 0001209191-23-042737 · doc4.xml · nonDerivative · entry 1

ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 530,766

F1 · kind: The sales by the reporting person reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on February 21, 2023.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.63 to $11.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Reported amount includes 375,496 restricted stock units ("RSUs") granted under the Amended and Restated Apollo Commercial Real Estate Finance, Inc. 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the Issuer, provided the reporting person remains in service through the applicable vesting dates.

Read SEC document
May 08, 2023 Filed May 10, 2023 20:25 UTC PurchaseCommon Stock 25,000 $9.54 $238,582.50
Disclosure

SEC source: 0001209191-23-028487 · doc4.xml · nonDerivative · entry 1

Kasdin Robert A · CIK 0001441238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,739

F1 · price: The price reported in Column 4 is a weighted average price. These purchases were made in multiple transactions at prices ranging from $9.515 to $9.56, inclusive. Mr. Kasdin undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 19, 2023 Filed Apr 21, 2023 20:16 UTC
Mironova Anastasia G.CFO, Treasurer and Secretary
Tax withholdingCommon Stock 976 $9.45 $9,223.20
Disclosure

SEC source: 0001209191-23-025145 · doc4.xml · nonDerivative · entry 1

Mironova Anastasia G. · CIK 0001920244 · CFO, Treasurer and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,322

F1 · shares: Consists of shares of common stock withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of shares of common stock underlying vested restricted stock units ("RSUs") granted under the Amended and Restated Apollo Commercial Real Estate Finance, Inc. 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

F2 · balance_after: Reported amount includes 17,938 RSUs.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:45 UTC GrantCommon Stock 10,822 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-023354 · doc4.xml · nonDerivative · entry 1

Romando Brenna Haysom · CIK 0001802210 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,368

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 21:00 UTC GrantCommon Stock 10,822 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-023371 · doc4.xml · nonDerivative · entry 1

Whonder Carmencita N.M. · CIK 0001866650 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,884

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 21:06 UTC GrantCommon Stock 10,822 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-023379 · doc4.xml · nonDerivative · entry 1

SALVATI MICHAEL · CIK 0001280439 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,653

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan.

F2 · balance_after: 125 shares of the Issuer's common stock are held in a joint account with the Reporting Person's son. The Reporting Person has direct control over the joint account.

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April 03, 2023 Filed Apr 5, 2023 21:03 UTC GrantCommon Stock 10,822 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-023377 · doc4.xml · nonDerivative · entry 1

Kasdin Robert A · CIK 0001441238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,739

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:45 UTC
Prince ScottDirector
GrantCommon Stock 10,822 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-023353 · doc4.xml · nonDerivative · entry 1

Prince Scott · CIK 0001590057 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,949

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:41 UTC GrantCommon Stock 10,822 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-023348 · doc4.xml · nonDerivative · entry 1

Carlton Pamela G · CIK 0001449984 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,051

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:41 UTC GrantCommon Stock 10,822 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-023346 · doc4.xml · nonDerivative · entry 1

BIDERMAN MARK C · CIK 0001263606 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,485

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 19:31 UTC
ROTHSTEIN STUARTDirector · President & CEO
Tax withholdingCommon Stock 75,757 $11.88 $899,993.16
Disclosure

SEC source: 0001209191-23-005815 · doc4.xml · nonDerivative · entry 1

ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,766

F1 · shares: Consists of shares of common stock withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of shares of common stock underlying vested restricted stock units ("RSUs") granted under the Amended and Restated Apollo Commercial Real Estate Finance, Inc. 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

F2 · balance_after: Reported amount includes 375,496 RSUs.

Read SEC document
December 27, 2022 Filed Dec 29, 2022 16:16 UTC
ROTHSTEIN STUARTDirector · President & CEO
GrantCommon Stock 193,847 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062907 · doc4.xml · nonDerivative · entry 1

ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646,523

F1 · balance_after: Reported amount includes 543,917 restricted stock units ("RSUs") granted under the Amended and Restated Apollo Commercial Real Estate Finance, Inc. 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

Read SEC document
December 27, 2022 Filed Dec 29, 2022 21:17 UTC
Mironova Anastasia G.CFO, Treasurer and Secretary
GrantCommon Stock 13,216 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062908 · doc4.xml · nonDerivative · entry 1

Mironova Anastasia G. · CIK 0001920244 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,298

F1 · balance_after: Reported amount includes 20,298 restricted stock units ("RSUs") granted under the Amended and Restated Apollo Commercial Real Estate Finance, Inc. 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 16:34 UTC
ROTHSTEIN STUARTDirector · President & CEO
PurchaseCommon Stock 15,000 $11.18 $167,671.50
Disclosure

SEC source: 0001209191-22-056221 · doc4.xml · nonDerivative · entry 1

ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,676

F1 · price: The price reported in Column 4 is a weighted average price. These purchases were made in multiple transactions at prices ranging from $11.16 to $11.185, inclusive. Mr. Rothstein undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · balance_after: As of the transaction date, reported amount includes 350,070 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan and the Amended and Restated Apollo Commercial Real Estate Finance, Inc. 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the Issuer, provided the reporting person remains in service through the applicable vesting dates.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 21:42 UTC SaleCommon Stock 833 $12.78 $10,646.57
Disclosure

SEC source: 0001209191-22-046901 · doc4.xml · nonDerivative · entry 1

Carlton Pamela G · CIK 0001449984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,229

Read SEC document
May 17, 2022 Filed May 19, 2022 20:35 UTC SaleCommon Stock 10,000 $12.68 $126,827.00
Disclosure

SEC source: 0001209191-22-030529 · doc4.xml · nonDerivative · entry 1

BIDERMAN MARK C · CIK 0001263606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,663

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.645 to $12.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 20:27 UTC
Mironova Anastasia G.CFO, Treasurer and Secretary
GrantCommon Stock 7,082 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023478 · doc4.xml · nonDerivative · entry 1

Mironova Anastasia G. · CIK 0001920244 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,082

F1 · balance_after: Reported amount includes 7,082 restricted stock units ("RSUs") granted under the Amended and Restated Apollo Commercial Real Estate Finance, Inc. 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:16 UTC GrantCommon Stock 7,062 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023167 · doc4.xml · nonDerivative · entry 1

Romando Brenna Haysom · CIK 0001802210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,546

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:18 UTC GrantCommon Stock 7,062 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023173 · doc4.xml · nonDerivative · entry 1

Whonder Carmencita N.M. · CIK 0001866650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,062

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:17 UTC GrantCommon Stock 7,062 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023171 · doc4.xml · nonDerivative · entry 1

SALVATI MICHAEL · CIK 0001280439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,831

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan.

F2 · balance_after: 125 shares of the Issuer's common stock are held in a joint account with the Reporting Person's son. The Reporting Person has direct control over the joint account.

F3 · balance_after: Includes 1,410 shares acquired on April 15, 2021 through dividend investment.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:16 UTC
Prince ScottDirector
GrantCommon Stock 7,062 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023164 · doc4.xml · nonDerivative · entry 1

Prince Scott · CIK 0001590057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,127

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:15 UTC GrantCommon Stock 7,062 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023156 · doc4.xml · nonDerivative · entry 1

Kasdin Robert A · CIK 0001441238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,917

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:14 UTC GrantCommon Stock 7,062 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023153 · doc4.xml · nonDerivative · entry 1

Carlton Pamela G · CIK 0001449984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,062

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:13 UTC GrantCommon Stock 7,062 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023149 · doc4.xml · nonDerivative · entry 1

BIDERMAN MARK C · CIK 0001263606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,663

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 17:14 UTC
ROTHSTEIN STUARTDirector · President & CEO
Tax withholdingCommon Stock 67,694 $13.38 $905,745.72
Disclosure

SEC source: 0001209191-22-005652 · doc4.xml · nonDerivative · entry 1

ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,676

F1 · shares: Consists of shares of common stock withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of shares of common stock underlying vested restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan and the Amended and Restated Apollo Commercial Real Estate Finance, Inc. 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

F2 · balance_after: Reported amount includes 350,070 RSUs.

Read SEC document
January 27, 2022 Filed Jan 31, 2023 19:32 UTC Tax withholdingCommon Stock 942 $13.38 $12,603.96
Disclosure

SEC source: 0001209191-23-005816 · doc4.xml · nonDerivative · entry 1

Newman Katherine G. · CIK 0001814015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,524

F1 · shares: Consists of shares of common stock withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of shares of common stock underlying vested restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 16:48 UTC
ROTHSTEIN STUARTDirector · President & CEO
GrantCommon Stock 168,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-071482 · doc4.xml · nonDerivative · entry 1

ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,370

F1 · balance_after: Reported amount includes 500,783 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan and the Amended and Restated Apollo Commercial Real Estate Finance, Inc. 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

Read SEC document
November 11, 2021 Filed Nov 12, 2021 21:23 UTC SaleCommon Stock 10,000 $15.37 $153,731.00
Disclosure

SEC source: 0001209191-21-064185 · doc4.xml · nonDerivative · entry 2

Kasdin Robert A · CIK 0001441238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,855

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.35 to $15.385, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:23 UTC SaleCommon Stock 15,000 $15.43 $231,439.50
Disclosure

SEC source: 0001209191-21-064185 · doc4.xml · nonDerivative · entry 1

Kasdin Robert A · CIK 0001441238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,855

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.421 to $15.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 22, 2021 Filed Jul 26, 2021 20:19 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-048181 · doc4.xml · nonDerivative · entry 1

Whonder Carmencita N.M. · CIK 0001866650 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan.

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July 22, 2021 Filed Jul 26, 2021 20:17 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-048177 · doc4.xml · nonDerivative · entry 1

Carlton Pamela G · CIK 0001449984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan.

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June 08, 2021 Filed Jun 8, 2021 19:01 UTC
ROTHSTEIN STUARTDirector · President & CEO
SaleCommon Stock 43,774 $16.64 $728,189.24
Disclosure

SEC source: 0001209191-21-039026 · doc4.xml · nonDerivative · entry 2

ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,245

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person in 2021.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.5000 to $16.7200, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Reported amount includes 332,658 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan and the Amended and Restated Apollo Commercial Real Estate Finance, Inc. 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

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June 07, 2021 Filed Jun 8, 2021 19:01 UTC
ROTHSTEIN STUARTDirector · President & CEO
SaleCommon Stock 29,283 $16.51 $483,433.05
Disclosure

SEC source: 0001209191-21-039026 · doc4.xml · nonDerivative · entry 1

ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,019

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person in 2021.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.5000 to $16.5400, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Reported amount includes 332,658 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan and the Amended and Restated Apollo Commercial Real Estate Finance, Inc. 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

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May 27, 2021 Filed May 28, 2021 16:17 UTC
ROTHSTEIN STUARTDirector · President & CEO
SaleCommon Stock 12,509 $15.62 $195,355.55
Disclosure

SEC source: 0001209191-21-036533 · doc4.xml · nonDerivative · entry 2

ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,302

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person in 2021.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.5200 to $15.6900, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Reported amount includes 332,658 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan and the Amended and Restated Apollo Commercial Real Estate Finance, Inc. 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

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May 26, 2021 Filed May 28, 2021 16:17 UTC
ROTHSTEIN STUARTDirector · President & CEO
SaleCommon Stock 40,750 $15.52 $632,391.10
Disclosure

SEC source: 0001209191-21-036533 · doc4.xml · nonDerivative · entry 1

ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,811

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person in 2021.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.5000 to $15.5700, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Reported amount includes 332,658 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan and the Amended and Restated Apollo Commercial Real Estate Finance, Inc. 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

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May 25, 2021 Filed May 25, 2021 17:55 UTC
ROTHSTEIN STUARTDirector · President & CEO
SaleCommon Stock 6,241 $15.53 $96,904.63
Disclosure

SEC source: 0001209191-21-035747 · doc4.xml · nonDerivative · entry 2

ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,561

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person in 2021.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.5000 to $15.5700, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Reported amount includes 332,658 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan and the Amended and Restated Apollo Commercial Real Estate Finance, Inc. 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

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May 21, 2021 Filed May 25, 2021 17:55 UTC
ROTHSTEIN STUARTDirector · President & CEO
SaleCommon Stock 500 $15.50 $7,750.00
Disclosure

SEC source: 0001209191-21-035747 · doc4.xml · nonDerivative · entry 1

ROTHSTEIN STUART · CIK 0001128865 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,802

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person in 2021.

F2 · balance_after: Reported amount includes 332,658 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan and the Amended and Restated Apollo Commercial Real Estate Finance, Inc. 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.

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May 13, 2021 Filed May 14, 2021 20:38 UTC SaleCommon Stock 15,000 $14.75 $221,295.00
Disclosure

SEC source: 0001209191-21-032750 · doc4.xml · nonDerivative · entry 1

Kasdin Robert A · CIK 0001441238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,855

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.751 to $14.7701, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 27, 2021 Filed Apr 29, 2021 20:57 UTC
Agarwal JaiCFO, Treasurer and Secretary
SaleCommon stock 15,000 $15.21 $228,111.00
Disclosure

SEC source: 0001209191-21-029027 · doc4.xml · nonDerivative · entry 1

Agarwal Jai · CIK 0001619416 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,120

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.18 to $15.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Reported amount includes 24,911 RSUs.

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April 27, 2021 Filed Apr 29, 2021 20:55 UTC
PRESS ERICDirector
SaleCommon Stock 96,360 $15.17 $1,461,434.30
Disclosure

SEC source: 0001209191-21-029026 · doc4.xml · nonDerivative · entry 1

PRESS ERIC · CIK 0001267618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,748

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 26, 2021 Filed Apr 28, 2021 20:27 UTC SaleCommon Stock 7,050 $14.96 $105,451.79
Disclosure

SEC source: 0001209191-21-028805 · doc4.xml · nonDerivative · entry 1

BIDERMAN MARK C · CIK 0001263606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,601

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.95 to $14.97, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 01, 2021 Filed Apr 5, 2021 20:32 UTC GrantCommon Stock 7,037 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025146 · doc4.xml · nonDerivative · entry 1

Romando Brenna Haysom · CIK 0001802210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,484

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan.

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April 01, 2021 Filed Apr 5, 2021 20:32 UTC GrantCommon Stock 7,037 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025148 · doc4.xml · nonDerivative · entry 1

SALVATI MICHAEL · CIK 0001280439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,359

F1 · shares: The Issuer granted these shares to the Reporting Person pursuant to the Issuer's Amended and Restated 2019 Equity Incentive Plan.

F2 · balance_after: 125 shares of the Issuer's common stock are held in a joint account with the Reporting Person's son. The Reporting Person has direct control over the joint account.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.