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Paradium.AI, Inc.

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7275
SEC CIK
0000894871
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252

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Dec 202500
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 06, 2022 Filed Aug 1, 2022 19:59 UTC
Barrett Henry RobertsonPresident, Media
GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $10.69 $0.00
Disclosure

SEC source: 0001493152-22-020866 · ownership.xml · derivative · entry 14

Barrett Henry Robertson · CIK 0001847318 · President, Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-06-06

F10 · derivative.exercise_date: The option was originally granted on June 6, 2022. The shares of the Company's Common Stock underlying the options vest one-third on June 6, 2023, with the balance vesting monthly over the next 24 months.

F10 · derivative.expiration_date: The option was originally granted on June 6, 2022. The shares of the Company's Common Stock underlying the options vest one-third on June 6, 2023, with the balance vesting monthly over the next 24 months.

Read SEC document
June 06, 2022 Filed Sep 2, 2022 17:15 UTC
Kraft Andrew Q.Chief Operating Officer
GrantRestricted Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-024909 · ownership.xml · derivative · entry 22

Kraft Andrew Q. · CIK 0001844380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-06-06

F3 · derivative.exercise_price: The Reporting Person acquired the shares of Common Stock pursuant to vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F12 · derivative.exercise_date: The RSU was originally granted on June 6, 2022. The shares of the Company's Common Stock underlying the RSU vest one-third on June 6, 2023, with the balance vesting monthly over the next 24 months.

F12 · derivative.expiration_date: The RSU was originally granted on June 6, 2022. The shares of the Company's Common Stock underlying the RSU vest one-third on June 6, 2023, with the balance vesting monthly over the next 24 months.

Read SEC document
June 06, 2022 Filed Sep 2, 2022 17:15 UTC
Kraft Andrew Q.Chief Operating Officer
GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $10.69 $0.00
Disclosure

SEC source: 0001493152-22-024909 · ownership.xml · derivative · entry 21

Kraft Andrew Q. · CIK 0001844380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-06-06

F11 · derivative.exercise_date: The option was originally granted on June 6, 2022. The shares of the Company's Common Stock underlying the options vest one-third on June 6, 2023, with the balance vesting monthly over the next 24 months.

F11 · derivative.expiration_date: The option was originally granted on June 6, 2022. The shares of the Company's Common Stock underlying the options vest one-third on June 6, 2023, with the balance vesting monthly over the next 24 months.

Read SEC document
June 06, 2022 Filed Sep 7, 2022 18:46 UTC
Edmondson Paul TaylorPresident, Platform
GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-025229 · ownership.xml · derivative · entry 32

Edmondson Paul Taylor · CIK 0001754097 · President, Platform

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2032-06-06

F3 · derivative.exercise_price: The Reporting Person acquired the shares of Common Stock pursuant to the issuance of vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F22 · derivative.exercise_date: The RSU was originally granted on June 6, 2022. The shares of the Company's Common Stock underlying the RSU vest one-third on June 6, 2023, with the balance vesting monthly over the next 24 months.

F22 · derivative.expiration_date: The RSU was originally granted on June 6, 2022. The shares of the Company's Common Stock underlying the RSU vest one-third on June 6, 2023, with the balance vesting monthly over the next 24 months.

Read SEC document
June 06, 2022 Filed Sep 7, 2022 18:46 UTC
Edmondson Paul TaylorPresident, Platform
GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $10.69 $0.00
Disclosure

SEC source: 0001493152-22-025229 · ownership.xml · derivative · entry 31

Edmondson Paul Taylor · CIK 0001754097 · President, Platform

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2032-06-06

F21 · derivative.exercise_date: The option was originally granted on June 6, 2022. The shares of the Company's Common Stock underlying the options vest one-third on June 6, 2023, with the balance vesting monthly over the next 24 months.

F21 · derivative.expiration_date: The option was originally granted on June 6, 2022. The shares of the Company's Common Stock underlying the options vest one-third on June 6, 2023, with the balance vesting monthly over the next 24 months.

Read SEC document
June 06, 2022 Filed Sep 7, 2022 18:41 UTC
Smith Douglas BakerChief Financial Officer
GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-025223 · ownership.xml · derivative · entry 26

Smith Douglas Baker · CIK 0001844076 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2032-06-06

F3 · derivative.exercise_price: The Reporting Person acquired the shares of Common Stock pursuant to vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F14 · derivative.exercise_date: The RSU was originally granted on June 6, 2022. The shares of the Company's Common Stock underlying the RSU vest one-third on June 6, 2023, with the balance vesting monthly over the next 24 months.

F14 · derivative.expiration_date: The RSU was originally granted on June 6, 2022. The shares of the Company's Common Stock underlying the RSU vest one-third on June 6, 2023, with the balance vesting monthly over the next 24 months.

Read SEC document
June 06, 2022 Filed Sep 7, 2022 18:41 UTC
Smith Douglas BakerChief Financial Officer
GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $10.69 $0.00
Disclosure

SEC source: 0001493152-22-025223 · ownership.xml · derivative · entry 25

Smith Douglas Baker · CIK 0001844076 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2032-06-06

F13 · derivative.exercise_date: The option was originally granted on June 6, 2022. The shares of the Company's Common Stock underlying the options vest one-third on June 6, 2023, with the balance vesting monthly over the next 24 months.

F13 · derivative.expiration_date: The option was originally granted on June 6, 2022. The shares of the Company's Common Stock underlying the options vest one-third on June 6, 2023, with the balance vesting monthly over the next 24 months.

Read SEC document
June 06, 2022 Filed Dec 30, 2022 14:50 UTC
Levinsohn RossDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 45,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-036856 · ownership.xml · derivative · entry 4

Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock.

F3 · derivative.exercise_date: One-third of this time-based RSU award will vest for shares of the Issuer's Common Stock on June 6, 2023, and the balance vests in ratable increments monthly on the 6th over the next 24 months, subject to the reporting person's continued service to the Issuer on the applicable vesting date.

F4 · derivative.expiration_date: These time-based RSUs do not expire. They either vest or are canceled if the reporting person's service to the Issuer ends.

Read SEC document
June 06, 2022 Filed Dec 30, 2022 14:50 UTC
Levinsohn RossDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $10.69 $0.00
Disclosure

SEC source: 0001493152-22-036856 · ownership.xml · derivative · entry 3

Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2032-06-06

F1 · derivative.exercise_date: One-third of the options vests and becomes exercisable for shares of the Issuer's Common Stock on June 6, 2023, with the balance vesting in ratable increments monthly on the 6th over the next 24 months, subject to the reporting person's continued service to the Issuer on the applicable vesting date.

Read SEC document
June 01, 2022 Filed Aug 1, 2022 20:02 UTC
Marchisotto JillChief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 2,155 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-020869 · ownership.xml · derivative · entry 23

Marchisotto Jill · CIK 0001843647 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,961

Underlying: Common Stock · 2,155 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Reporting Person acquired the shares of Common Stock pursuant to vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F5 · derivative.exercise_date: 1/3 of the shares associated with the RSU vest on January 1, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F6 · derivative.exercise_date: The RSU was previously reported as covering 1,707,317 shares (prior to the Reverse Stock Split, which is equal to 77,606 shares post Reverse Stock Split).

F5 · derivative.expiration_date: 1/3 of the shares associated with the RSU vest on January 1, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F6 · derivative.expiration_date: The RSU was previously reported as covering 1,707,317 shares (prior to the Reverse Stock Split, which is equal to 77,606 shares post Reverse Stock Split).

Read SEC document
June 01, 2022 Filed Aug 1, 2022 20:02 UTC
Marchisotto JillChief Marketing Officer
Exercise / conversionCommon Stock 2,155 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-020869 · ownership.xml · nonDerivative · entry 6

Marchisotto Jill · CIK 0001843647 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F2 · security: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split).

F3 · price: The Reporting Person acquired the shares of Common Stock pursuant to vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split).

Read SEC document
June 01, 2022 Filed Aug 1, 2022 20:00 UTC
Zimak AviChief Revenue Officer
Exercise / conversionRestricted Stock Units · Derivative 3,234 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-020867 · ownership.xml · derivative · entry 23

Zimak Avi · CIK 0001844115 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,440

Underlying: Common Stock · 3,234 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Reporting Person acquired the shares of Common Stock pursuant to vested shares that were originally granted in Restricted Stock Unit ("RSU") grants dated 12/2/2019 and 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock. The 11,364 shares associated with the grant dated 12/2/2019 all vested on 12/2/2020; however, such shares will not settle and be issued until 12/2/2024 (this RSU was previously reported as covering 250,000 shares prior to the Reverse Stock Split),

F5 · derivative.exercise_date: 1/3 of the shares associated with the RSU vest on January 1, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F6 · derivative.exercise_date: The RSU was previously reported as covering 2,560,976 shares (prior to the Reverse Stock Split, which is equal to 116,408 shares post Reverse Stock Split).

F5 · derivative.expiration_date: 1/3 of the shares associated with the RSU vest on January 1, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F6 · derivative.expiration_date: The RSU was previously reported as covering 2,560,976 shares (prior to the Reverse Stock Split, which is equal to 116,408 shares post Reverse Stock Split).

Read SEC document
June 01, 2022 Filed Aug 1, 2022 20:00 UTC
Zimak AviChief Revenue Officer
Exercise / conversionCommon Stock 3,234 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-020867 · ownership.xml · nonDerivative · entry 7

Zimak Avi · CIK 0001844115 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F2 · security: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split).

F3 · price: The Reporting Person acquired the shares of Common Stock pursuant to vested shares that were originally granted in Restricted Stock Unit ("RSU") grants dated 12/2/2019 and 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock. The 11,364 shares associated with the grant dated 12/2/2019 all vested on 12/2/2020; however, such shares will not settle and be issued until 12/2/2024 (this RSU was previously reported as covering 250,000 shares prior to the Reverse Stock Split),

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split).

Read SEC document
June 01, 2022 Filed Sep 2, 2022 17:15 UTC
Kraft Andrew Q.Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 3,234 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-024909 · ownership.xml · derivative · entry 20

Kraft Andrew Q. · CIK 0001844380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,440

Underlying: Common Stock · 3,234 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Reporting Person acquired the shares of Common Stock pursuant to vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F5 · derivative.exercise_date: 1/3 of the shares associated with the RSU vest on January 1, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F6 · derivative.exercise_date: The RSU was previously reported as covering 2,560,976 shares (prior to the Reverse Stock Split, which is equal to 116,408 shares post Reverse Stock Split).

F5 · derivative.expiration_date: 1/3 of the shares associated with the RSU vest on January 1, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F6 · derivative.expiration_date: The RSU was previously reported as covering 2,560,976 shares (prior to the Reverse Stock Split, which is equal to 116,408 shares post Reverse Stock Split).

Read SEC document
June 01, 2022 Filed Sep 2, 2022 17:15 UTC
Kraft Andrew Q.Chief Operating Officer
Exercise / conversionCommon Stock 3,234 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-024909 · ownership.xml · nonDerivative · entry 6

Kraft Andrew Q. · CIK 0001844380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F2 · security: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split). The first row of Column 5 in Table I applies a correction to account for the Reverse Split impact not applied on a previous filing.

F3 · price: The Reporting Person acquired the shares of Common Stock pursuant to vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split). The first row of Column 5 in Table I applies a correction to account for the Reverse Split impact not applied on a previous filing.

Read SEC document
June 01, 2022 Filed Sep 7, 2022 18:46 UTC
Edmondson Paul TaylorPresident, Platform
Exercise / conversionRestricted Stock Units · Derivative 4,311 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-025229 · ownership.xml · derivative · entry 30

Edmondson Paul Taylor · CIK 0001754097 · President, Platform

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,921

Underlying: Common Stock · 4,311 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Reporting Person acquired the shares of Common Stock pursuant to the issuance of vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F14 · derivative.exercise_date: 1/3 of the shares associated with the RSU vest on January 1, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F15 · derivative.exercise_date: The RSU was previously reported as covering 3,414,634 shares (prior to the Reverse Stock Split, which is equal to 155,211 shares post Reverse Stock Split).

F14 · derivative.expiration_date: 1/3 of the shares associated with the RSU vest on January 1, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F15 · derivative.expiration_date: The RSU was previously reported as covering 3,414,634 shares (prior to the Reverse Stock Split, which is equal to 155,211 shares post Reverse Stock Split).

Read SEC document
June 01, 2022 Filed Sep 7, 2022 18:46 UTC
Edmondson Paul TaylorPresident, Platform
Exercise / conversionCommon Stock 4,311 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-025229 · ownership.xml · nonDerivative · entry 14

Edmondson Paul Taylor · CIK 0001754097 · President, Platform

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F2 · security: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split). On Table I, the number of shares in Columns 4 and 5 on the second and third rows reflects previously filed transactions that now show their reverse split-adjusted amounts, and Column 5 is corrected to reflect the transaction on the first row of this Form 4 occurring prior to those transactions.

F3 · price: The Reporting Person acquired the shares of Common Stock pursuant to the issuance of vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split). On Table I, the number of shares in Columns 4 and 5 on the second and third rows reflects previously filed transactions that now show their reverse split-adjusted amounts, and Column 5 is corrected to reflect the transaction on the first row of this Form 4 occurring prior to those transactions.

Read SEC document
June 01, 2022 Filed Sep 7, 2022 18:41 UTC
Smith Douglas BakerChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,234 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-025223 · ownership.xml · derivative · entry 24

Smith Douglas Baker · CIK 0001844076 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,440

Underlying: Common Stock · 3,234 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Reporting Person acquired the shares of Common Stock pursuant to vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F5 · derivative.exercise_date: 1/3 of the shares associated with the RSU vest on January 1, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F6 · derivative.exercise_date: The RSU was previously reported as covering 2,560,976 shares (prior to the Reverse Stock Split, which is equal to 116,408 shares post Reverse Stock Split).

F5 · derivative.expiration_date: 1/3 of the shares associated with the RSU vest on January 1, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F6 · derivative.expiration_date: The RSU was previously reported as covering 2,560,976 shares (prior to the Reverse Stock Split, which is equal to 116,408 shares post Reverse Stock Split).

Read SEC document
June 01, 2022 Filed Sep 7, 2022 18:41 UTC
Smith Douglas BakerChief Financial Officer
Exercise / conversionCommon Stock 3,234 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-025223 · ownership.xml · nonDerivative · entry 6

Smith Douglas Baker · CIK 0001844076 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F2 · security: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split).

F3 · price: The Reporting Person acquired the shares of Common Stock pursuant to vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split).

Read SEC document
May 31, 2022 Filed Jun 1, 2022 18:37 UTC
Zola CarloDirector
Exercise / conversionRestricted Stock Units · Derivative 3,375 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-015584 · ownership.xml · derivative · entry 3

Zola Carlo · CIK 0001870892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,725

Underlying: Common Stock · 3,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F4 · derivative.exercise_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

F4 · derivative.expiration_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

Read SEC document
May 31, 2022 Filed Jun 1, 2022 18:37 UTC
Zola CarloDirector
GrantRestricted Stock Units · Derivative 8,100 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-015584 · ownership.xml · derivative · entry 2

Zola Carlo · CIK 0001870892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,100

Underlying: Common Stock · 8,100 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F4 · derivative.exercise_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

F4 · derivative.expiration_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

Read SEC document
May 31, 2022 Filed Jun 1, 2022 18:37 UTC
Zola CarloDirector
Exercise / conversionCommon Stock 3,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-015584 · ownership.xml · nonDerivative · entry 1

Zola Carlo · CIK 0001870892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split.

Read SEC document
May 31, 2022 Filed Jun 1, 2022 19:50 UTC Exercise / conversionRestricted Stock Units · Derivative 3,375 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-015592 · ownership.xml · derivative · entry 3

Lee Laura Anne · CIK 0001616901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,725

Underlying: Common Stock · 3,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F4 · derivative.exercise_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

F4 · derivative.expiration_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

Read SEC document
May 31, 2022 Filed Jun 1, 2022 19:50 UTC GrantRestricted Stock Units · Derivative 8,100 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-015592 · ownership.xml · derivative · entry 2

Lee Laura Anne · CIK 0001616901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,100

Underlying: Common Stock · 8,100 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F4 · derivative.exercise_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

F4 · derivative.expiration_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

Read SEC document
May 31, 2022 Filed Jun 1, 2022 19:50 UTC Exercise / conversionCommon Stock 3,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-015592 · ownership.xml · nonDerivative · entry 1

Lee Laura Anne · CIK 0001616901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split.

Read SEC document
May 31, 2022 Filed Jun 1, 2022 14:28 UTC Exercise / conversionRestricted Stock Units · Derivative 3,375 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-015564 · ownership.xml · derivative · entry 3

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,725

Underlying: Common Stock · 3,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F4 · derivative.exercise_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

F4 · derivative.expiration_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

Read SEC document
May 31, 2022 Filed Jun 1, 2022 14:28 UTC GrantRestricted Stock Units · Derivative 8,100 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-015564 · ownership.xml · derivative · entry 2

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,100

Underlying: Common Stock · 8,100 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F4 · derivative.exercise_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

F4 · derivative.expiration_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

Read SEC document
May 31, 2022 Filed Jun 1, 2022 14:28 UTC Exercise / conversionCommon Stock 3,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-015564 · ownership.xml · nonDerivative · entry 1

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split").All amounts of Common Stock and other securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split. Additionally, the number of shares listed in Column 5 in the first row of Table I above is corrected.

Read SEC document
May 31, 2022 Filed Jun 1, 2022 14:26 UTC
Sims Todd D.Director
Exercise / conversionRestricted Stock Units · Derivative 3,375 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-015562 · ownership.xml · derivative · entry 3

Sims Todd D. · CIK 0001685242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,725

Underlying: Common Stock · 3,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F4 · derivative.exercise_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

F4 · derivative.expiration_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

Read SEC document
May 31, 2022 Filed Jun 1, 2022 14:26 UTC
Sims Todd D.Director
GrantRestricted Stock Units · Derivative 8,100 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-015562 · ownership.xml · derivative · entry 2

Sims Todd D. · CIK 0001685242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,100

Underlying: Common Stock · 8,100 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F4 · derivative.exercise_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

F4 · derivative.expiration_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

Read SEC document
May 31, 2022 Filed Jun 1, 2022 14:26 UTC
Sims Todd D.Director
Exercise / conversionCommon Stock 3,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-015562 · ownership.xml · nonDerivative · entry 1

Sims Todd D. · CIK 0001685242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split. Additionally, the number of shares listed in Column 5 in the first row of Table I above is corrected.

Read SEC document
May 31, 2022 Filed Jun 1, 2022 14:26 UTC Exercise / conversionRestricted Stock Units · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-015561 · ownership.xml · derivative · entry 3

Petzel Christopher · CIK 0001889391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,150

Underlying: Common Stock · 2,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F4 · derivative.exercise_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

F4 · derivative.expiration_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

Read SEC document
May 31, 2022 Filed Jun 1, 2022 14:26 UTC GrantRestricted Stock Units · Derivative 5,400 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-015561 · ownership.xml · derivative · entry 2

Petzel Christopher · CIK 0001889391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

Underlying: Common Stock · 5,400 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F4 · derivative.exercise_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

F4 · derivative.expiration_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

Read SEC document
May 31, 2022 Filed Jun 1, 2022 14:26 UTC Exercise / conversionCommon Stock 2,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-015561 · ownership.xml · nonDerivative · entry 1

Petzel Christopher · CIK 0001889391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split.

Read SEC document
May 31, 2022 Filed Jun 1, 2022 14:24 UTC Exercise / conversionRestricted Stock Units · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-015558 · ownership.xml · derivative · entry 3

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,150

Underlying: Common Stock · 2,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F4 · derivative.exercise_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

F4 · derivative.expiration_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

Read SEC document
May 31, 2022 Filed Jun 1, 2022 14:24 UTC GrantRestricted Stock Units · Derivative 5,400 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-015558 · ownership.xml · derivative · entry 2

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

Underlying: Common Stock · 5,400 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F4 · derivative.exercise_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

F4 · derivative.expiration_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

Read SEC document
May 31, 2022 Filed Jun 1, 2022 14:24 UTC Exercise / conversionCommon Stock 2,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-015558 · ownership.xml · nonDerivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split.

Read SEC document
May 18, 2022 Filed Aug 1, 2022 19:59 UTC
Barrett Henry RobertsonPresident, Media
Exercise / conversionRestricted Stock Units · Derivative 3,788 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-020866 · ownership.xml · derivative · entry 13

Barrett Henry Robertson · CIK 0001847318 · President, Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,549

Underlying: Common Stock · 3,788 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Reporting Person acquired the shares of Common Stock pursuant to vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F5 · derivative.exercise_date: 1/3 of the shares associated with the RSU vest on February 18, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F6 · derivative.exercise_date: The RSU was previously reported as covering 3,000,000 shares (prior to the Reverse Stock Split, which is equal to 136,364 shares post Reverse Stock Split).

F5 · derivative.expiration_date: 1/3 of the shares associated with the RSU vest on February 18, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F6 · derivative.expiration_date: The RSU was previously reported as covering 3,000,000 shares (prior to the Reverse Stock Split, which is equal to 136,364 shares post Reverse Stock Split).

Read SEC document
May 18, 2022 Filed Aug 1, 2022 19:59 UTC
Barrett Henry RobertsonPresident, Media
Exercise / conversionCommon Stock 3,788 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-020866 · ownership.xml · nonDerivative · entry 4

Barrett Henry Robertson · CIK 0001847318 · President, Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F2 · security: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split).

F3 · price: The Reporting Person acquired the shares of Common Stock pursuant to vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split).

Read SEC document
May 06, 2022 Filed May 6, 2022 17:35 UTC
Kraft Andrew Q.Chief Operating Officer
GrantCommon Stock 2,000 $11.52 $23,031.00
Disclosure

SEC source: 0001493152-22-012343 · ownership.xml · nonDerivative · entry 1

Kraft Andrew Q. · CIK 0001844380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,646

F1 · security: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock reflect the effect of the Reverse Stock Split.

Read SEC document
May 06, 2022 Filed May 6, 2022 15:22 UTC
Levinsohn RossDirector · Chief Executive Officer
GrantCommon Stock 10,000 $11.50 $115,000.00
Disclosure

SEC source: 0001493152-22-012328 · ownership.xml · nonDerivative · entry 1

Levinsohn Ross · CIK 0001389130 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,592

F1 · security: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock reflect the effect of the Reverse Stock Split.

Read SEC document
May 06, 2022 Filed May 6, 2022 15:22 UTC GrantCommon Stock 10,000 $11.50 $115,000.00
Disclosure

SEC source: 0001493152-22-012327 · ownership.xml · nonDerivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,868

F1 · security: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock reflect the effect of the Reverse Stock Split.

Read SEC document
May 06, 2022 Filed May 11, 2022 01:30 UTC PurchaseCommon Stock, par value $0.01 per share 47,649 $13.23 $630,572.57
Disclosure

SEC source: 0001213900-22-025340 · ownership.xml · nonDerivative · entry 1

B. Riley Financial, Inc. · CIK 0001464790 · 10% owner

B. Riley Securities, Inc. · CIK 0001505748 · 10% owner

B. RILEY PRINCIPAL INVESTMENTS, LLC · CIK 0001776226 · 10% owner

BRF Investments, LLC · CIK 0001880803 · 10% owner

RILEY BRYANT R · CIK 0001207269 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,208,611

F4 · ownership.direct: Represents shares held directly by Bryant R. Riley.

Read SEC document
May 01, 2022 Filed Aug 1, 2022 20:02 UTC
Marchisotto JillChief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 2,156 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-020869 · ownership.xml · derivative · entry 22

Marchisotto Jill · CIK 0001843647 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,116

Underlying: Common Stock · 2,156 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Reporting Person acquired the shares of Common Stock pursuant to vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F5 · derivative.exercise_date: 1/3 of the shares associated with the RSU vest on January 1, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F6 · derivative.exercise_date: The RSU was previously reported as covering 1,707,317 shares (prior to the Reverse Stock Split, which is equal to 77,606 shares post Reverse Stock Split).

F5 · derivative.expiration_date: 1/3 of the shares associated with the RSU vest on January 1, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F6 · derivative.expiration_date: The RSU was previously reported as covering 1,707,317 shares (prior to the Reverse Stock Split, which is equal to 77,606 shares post Reverse Stock Split).

Read SEC document
May 01, 2022 Filed Aug 1, 2022 20:02 UTC
Marchisotto JillChief Marketing Officer
Exercise / conversionCommon Stock 2,156 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-020869 · ownership.xml · nonDerivative · entry 5

Marchisotto Jill · CIK 0001843647 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F2 · security: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split).

F3 · price: The Reporting Person acquired the shares of Common Stock pursuant to vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split).

Read SEC document
May 01, 2022 Filed Aug 1, 2022 20:00 UTC
Zimak AviChief Revenue Officer
Exercise / conversionRestricted Stock Units · Derivative 3,234 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-020867 · ownership.xml · derivative · entry 22

Zimak Avi · CIK 0001844115 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,674

Underlying: Common Stock · 3,234 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Reporting Person acquired the shares of Common Stock pursuant to vested shares that were originally granted in Restricted Stock Unit ("RSU") grants dated 12/2/2019 and 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock. The 11,364 shares associated with the grant dated 12/2/2019 all vested on 12/2/2020; however, such shares will not settle and be issued until 12/2/2024 (this RSU was previously reported as covering 250,000 shares prior to the Reverse Stock Split),

F5 · derivative.exercise_date: 1/3 of the shares associated with the RSU vest on January 1, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F6 · derivative.exercise_date: The RSU was previously reported as covering 2,560,976 shares (prior to the Reverse Stock Split, which is equal to 116,408 shares post Reverse Stock Split).

F5 · derivative.expiration_date: 1/3 of the shares associated with the RSU vest on January 1, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F6 · derivative.expiration_date: The RSU was previously reported as covering 2,560,976 shares (prior to the Reverse Stock Split, which is equal to 116,408 shares post Reverse Stock Split).

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May 01, 2022 Filed Aug 1, 2022 20:00 UTC
Zimak AviChief Revenue Officer
Exercise / conversionCommon Stock 3,234 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-020867 · ownership.xml · nonDerivative · entry 6

Zimak Avi · CIK 0001844115 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F2 · security: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split).

F3 · price: The Reporting Person acquired the shares of Common Stock pursuant to vested shares that were originally granted in Restricted Stock Unit ("RSU") grants dated 12/2/2019 and 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock. The 11,364 shares associated with the grant dated 12/2/2019 all vested on 12/2/2020; however, such shares will not settle and be issued until 12/2/2024 (this RSU was previously reported as covering 250,000 shares prior to the Reverse Stock Split),

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split).

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May 01, 2022 Filed Sep 2, 2022 17:15 UTC
Kraft Andrew Q.Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 3,234 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-024909 · ownership.xml · derivative · entry 19

Kraft Andrew Q. · CIK 0001844380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,674

Underlying: Common Stock · 3,234 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Reporting Person acquired the shares of Common Stock pursuant to vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F5 · derivative.exercise_date: 1/3 of the shares associated with the RSU vest on January 1, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F6 · derivative.exercise_date: The RSU was previously reported as covering 2,560,976 shares (prior to the Reverse Stock Split, which is equal to 116,408 shares post Reverse Stock Split).

F5 · derivative.expiration_date: 1/3 of the shares associated with the RSU vest on January 1, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F6 · derivative.expiration_date: The RSU was previously reported as covering 2,560,976 shares (prior to the Reverse Stock Split, which is equal to 116,408 shares post Reverse Stock Split).

Read SEC document
May 01, 2022 Filed Sep 2, 2022 17:15 UTC
Kraft Andrew Q.Chief Operating Officer
Exercise / conversionCommon Stock 3,234 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-024909 · ownership.xml · nonDerivative · entry 5

Kraft Andrew Q. · CIK 0001844380 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F2 · security: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split). The first row of Column 5 in Table I applies a correction to account for the Reverse Split impact not applied on a previous filing.

F3 · price: The Reporting Person acquired the shares of Common Stock pursuant to vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein, and all exercise prices of derivative securities, have been adjusted to reflect the effect of the Reverse Stock Split (even if the listed transaction occurred before the effective date of the Reverse Stock Split). The first row of Column 5 in Table I applies a correction to account for the Reverse Split impact not applied on a previous filing.

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May 01, 2022 Filed Sep 7, 2022 18:46 UTC
Edmondson Paul TaylorPresident, Platform
Exercise / conversionRestricted Stock Units · Derivative 4,312 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-025229 · ownership.xml · derivative · entry 29

Edmondson Paul Taylor · CIK 0001754097 · President, Platform

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,232

Underlying: Common Stock · 4,312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Reporting Person acquired the shares of Common Stock pursuant to the issuance of vested shares that were originally granted in a Restricted Stock Unit ("RSU") grant dated 2/18/2021. Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F14 · derivative.exercise_date: 1/3 of the shares associated with the RSU vest on January 1, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F15 · derivative.exercise_date: The RSU was previously reported as covering 3,414,634 shares (prior to the Reverse Stock Split, which is equal to 155,211 shares post Reverse Stock Split).

F14 · derivative.expiration_date: 1/3 of the shares associated with the RSU vest on January 1, 2022, with the balance of shares associated with the RSU vesting in 24 equal monthly installments thereafter (in full shares, rounded as necessary)

F15 · derivative.expiration_date: The RSU was previously reported as covering 3,414,634 shares (prior to the Reverse Stock Split, which is equal to 155,211 shares post Reverse Stock Split).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.