Allred Herbert Hunt

SEC source: 0001641172-25-013431 · ownership.xml · nonDerivative · entry 1

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,471

F1 · shares: Represents an award of restricted stock units granted to the reporting person on the transaction date. One-fourth of the award vests ratably on each of the next four quarterly anniversaries of the transaction date, subject to the reporting person's continued service to the Issuer on each applicable vesting date.

SEC source: 0001493152-24-008504 · ownership.xml · nonDerivative · entry 1

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,989

F1 · shares: Represents an award of restricted stock units granted to the reporting person on the transaction date. One-twelfth of the award vests ratably on the last calendar day of each month of the 2024 calendar year, subject to the reporting person's continued service to the Issuer on each applicable vesting date.

SEC source: 0001493152-23-009973 · ownership.xml · nonDerivative · entry 3

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Allred 2002 Trust - NLA

Disclosed balance after: 75,479

F2 · kind: On March 31, 2023, the reporting person acquired indirect beneficial ownership of these shares of Common Stock from the Issuer in a transaction approved in advance by the board of directors of the Issuer.

F4 · ownership.nature: Brittny Allred, Mr. Allred's spouse, is Trustee of this irrevocable trust, of which Nancy Allred Collins, Mr. Allred's sister, is a beneficiary.

SEC source: 0001493152-23-009973 · ownership.xml · nonDerivative · entry 2

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Allred 2002 Trust - HHA

Disclosed balance after: 75,479

F2 · kind: On March 31, 2023, the reporting person acquired indirect beneficial ownership of these shares of Common Stock from the Issuer in a transaction approved in advance by the board of directors of the Issuer.

F3 · ownership.nature: Brittny Allred, Mr. Allred's spouse, is Trustee of this irrevocable trust, of which Mr. Allred is a beneficiary.

SEC source: 0001493152-23-009973 · ownership.xml · nonDerivative · entry 1

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,604

F1 · shares: Represents an award of restricted stock units granted to the reporting person on the transaction date. One-twelfth of the award vests ratably on the last calendar day of each month of the 2023 calendar year, subject to the reporting person's continued service to the Issuer on each applicable vesting date.

SEC source: 0001493152-23-000101 · ownership.xml · derivative · entry 2

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F4 · derivative.exercise_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

F4 · derivative.expiration_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

SEC source: 0001493152-23-000101 · ownership.xml · nonDerivative · entry 1

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split.

SEC source: 0001493152-22-034144 · ownership.xml · derivative · entry 2

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675

Underlying: Common Stock · 675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F4 · derivative.exercise_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

F4 · derivative.expiration_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

SEC source: 0001493152-22-034144 · ownership.xml · nonDerivative · entry 1

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split.

SEC source: 0001493152-22-029937 · ownership.xml · derivative · entry 2

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350

Underlying: Common Stock · 675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F4 · derivative.exercise_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

F4 · derivative.expiration_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

SEC source: 0001493152-22-029937 · ownership.xml · nonDerivative · entry 1

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split.

SEC source: 0001493152-22-027372 · ownership.xml · derivative · entry 2

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,025

Underlying: Common Stock · 675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F4 · derivative.exercise_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

F4 · derivative.expiration_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

SEC source: 0001493152-22-027372 · ownership.xml · nonDerivative · entry 1

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split.

SEC source: 0001493152-22-024467 · ownership.xml · derivative · entry 2

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,700

Underlying: Common Stock · 675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F4 · derivative.exercise_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

F4 · derivative.expiration_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

SEC source: 0001493152-22-024467 · ownership.xml · nonDerivative · entry 1

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split.

SEC source: 0001493152-22-020848 · ownership.xml · derivative · entry 2

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,375

Underlying: Common Stock · 675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F4 · derivative.exercise_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

F4 · derivative.expiration_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

SEC source: 0001493152-22-020848 · ownership.xml · nonDerivative · entry 1

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split.

SEC source: 0001493152-22-018198 · ownership.xml · derivative · entry 2

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,050

Underlying: Common Stock · 675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F4 · derivative.exercise_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

F4 · derivative.expiration_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

SEC source: 0001493152-22-018198 · ownership.xml · nonDerivative · entry 1

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split"). All amounts of Common Stock and other securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split.

SEC source: 0001493152-22-015564 · ownership.xml · derivative · entry 3

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,725

Underlying: Common Stock · 3,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F4 · derivative.exercise_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

F4 · derivative.expiration_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

SEC source: 0001493152-22-015564 · ownership.xml · derivative · entry 2

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,100

Underlying: Common Stock · 8,100 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F4 · derivative.exercise_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

F4 · derivative.expiration_date: 5/12 of the shares associated with the RSU vest on May 31, 2022, with the balance vesting in seven equal installments thereafter on the last calendar day of each month

SEC source: 0001493152-22-015564 · ownership.xml · nonDerivative · entry 1

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On February 9, 2022, the Company (formerly known as theMaven, Inc.) changed its name to The Arena Group Holdings, Inc., uplisted its common stock to the NYSE American, and began trading under the symbol "AREN."

F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's common stock.

F2 · balance_after: Effective at 8:00 p.m. Eastern Time on February 8, 2022, the common stock of the Company, par value $0.01 (the "Common Stock"), underwent a reverse split of 1-for-22 (the "Reverse Stock Split").All amounts of Common Stock and other securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split. Additionally, the number of shares listed in Column 5 in the first row of Table I above is corrected.

SEC source: 0001493152-21-029791 · ownership.xml · derivative · entry 8

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Redcap Investments, LP

Disclosed balance after: 0

Underlying: Common Stock · 681,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As converted from issuer's Series H Convertible Preferred Stock, par value $0.01 per share (the "Series H Preferred Stock") at a stated value equal to $1,000 per share. The Series H Preferred Stock converted at the option of the holder, subject to a beneficial ownership limitation of 4.99%, at a rate of 3,031 shares of Common Stock for every share of Series H Convertible Preferred Stock

F5 · derivative.expiration_date: The Series H Convertible Preferred Stock does not expire.

F4 · ownership.nature: Mr. Allred is a 25% owner of Redcap Investments, LP. Mr. Allred is currently President of its General Partner, Redcap Investments Management, LLC.

SEC source: 0001493152-21-029791 · ownership.xml · derivative · entry 7

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Allred 2002 Trust - NLA

Disclosed balance after: 0

Underlying: Common Stock · 500,115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As converted from issuer's Series H Convertible Preferred Stock, par value $0.01 per share (the "Series H Preferred Stock") at a stated value equal to $1,000 per share. The Series H Preferred Stock converted at the option of the holder, subject to a beneficial ownership limitation of 4.99%, at a rate of 3,031 shares of Common Stock for every share of Series H Convertible Preferred Stock

F5 · derivative.expiration_date: The Series H Convertible Preferred Stock does not expire.

F3 · ownership.nature: Brittny Allred, Mr. Allred's spouse, is Trustee of this irrevocable trust, of which Nancy Allred Collins, Mr. Allred's sister, is a beneficiary.

SEC source: 0001493152-21-029791 · ownership.xml · derivative · entry 6

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Allred 2002 Trust - HHA

Disclosed balance after: 0

Underlying: Common Stock · 500,115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As converted from issuer's Series H Convertible Preferred Stock, par value $0.01 per share (the "Series H Preferred Stock") at a stated value equal to $1,000 per share. The Series H Preferred Stock converted at the option of the holder, subject to a beneficial ownership limitation of 4.99%, at a rate of 3,031 shares of Common Stock for every share of Series H Convertible Preferred Stock

F5 · derivative.expiration_date: The Series H Convertible Preferred Stock does not expire.

F2 · ownership.nature: Brittny Allred, Mr. Allred's spouse, is Trustee of this irrevocable trust, of which Mr. Allred is a beneficiary.

SEC source: 0001493152-21-029791 · ownership.xml · derivative · entry 5

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 227,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As converted from issuer's Series H Convertible Preferred Stock, par value $0.01 per share (the "Series H Preferred Stock") at a stated value equal to $1,000 per share. The Series H Preferred Stock converted at the option of the holder, subject to a beneficial ownership limitation of 4.99%, at a rate of 3,031 shares of Common Stock for every share of Series H Convertible Preferred Stock

F5 · derivative.expiration_date: The Series H Convertible Preferred Stock does not expire.

SEC source: 0001493152-21-029791 · ownership.xml · nonDerivative · entry 4

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Redcap Investments, LP

Disclosed balance after: 1,324,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As converted from issuer's Series H Convertible Preferred Stock, par value $0.01 per share (the "Series H Preferred Stock") at a stated value equal to $1,000 per share. The Series H Preferred Stock converted at the option of the holder, subject to a beneficial ownership limitation of 4.99%, at a rate of 3,031 shares of Common Stock for every share of Series H Convertible Preferred Stock

F4 · ownership.nature: Mr. Allred is a 25% owner of Redcap Investments, LP. Mr. Allred is currently President of its General Partner, Redcap Investments Management, LLC.

SEC source: 0001493152-21-029791 · ownership.xml · nonDerivative · entry 3

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Allred 2002 Trust - NLA

Disclosed balance after: 857,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As converted from issuer's Series H Convertible Preferred Stock, par value $0.01 per share (the "Series H Preferred Stock") at a stated value equal to $1,000 per share. The Series H Preferred Stock converted at the option of the holder, subject to a beneficial ownership limitation of 4.99%, at a rate of 3,031 shares of Common Stock for every share of Series H Convertible Preferred Stock

F3 · ownership.nature: Brittny Allred, Mr. Allred's spouse, is Trustee of this irrevocable trust, of which Nancy Allred Collins, Mr. Allred's sister, is a beneficiary.

SEC source: 0001493152-21-029791 · ownership.xml · nonDerivative · entry 2

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Allred 2002 Trust - HHA

Disclosed balance after: 857,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As converted from issuer's Series H Convertible Preferred Stock, par value $0.01 per share (the "Series H Preferred Stock") at a stated value equal to $1,000 per share. The Series H Preferred Stock converted at the option of the holder, subject to a beneficial ownership limitation of 4.99%, at a rate of 3,031 shares of Common Stock for every share of Series H Convertible Preferred Stock

F2 · ownership.nature: Brittny Allred, Mr. Allred's spouse, is Trustee of this irrevocable trust, of which Mr. Allred is a beneficiary.

SEC source: 0001493152-21-029791 · ownership.xml · nonDerivative · entry 1

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As converted from issuer's Series H Convertible Preferred Stock, par value $0.01 per share (the "Series H Preferred Stock") at a stated value equal to $1,000 per share. The Series H Preferred Stock converted at the option of the holder, subject to a beneficial ownership limitation of 4.99%, at a rate of 3,031 shares of Common Stock for every share of Series H Convertible Preferred Stock

SEC source: 0001493152-21-029321 · ownership.xml · nonDerivative · entry 1

Allred Herbert Hunt · CIK 0001888141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,397