AQMS

SEC source: 0001437749-24-017370 · rdgdoc.xml · derivative · entry 2

McMurtry David · CIK 0001941149 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2029-05-17

SEC source: 0001437749-24-017370 · rdgdoc.xml · nonDerivative · entry 1

McMurtry David · CIK 0001941149 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 743,873

F1 · balance_after: Includes 659,354 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-24-017372 · rdgdoc.xml · derivative · entry 2

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 62,500 shares

Expires 2029-05-17

SEC source: 0001437749-24-017372 · rdgdoc.xml · nonDerivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,550

SEC source: 0001437749-24-017368 · rdgdoc.xml · derivative · entry 2

Merrill Judd · CIK 0001652660 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2029-05-17

SEC source: 0001437749-24-017368 · rdgdoc.xml · nonDerivative · entry 1

Merrill Judd · CIK 0001652660 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,076,416

F1 · balance_after: Includes 1,174,174 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-24-017367 · rdgdoc.xml · derivative · entry 2

Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2029-05-17

SEC source: 0001437749-24-017367 · rdgdoc.xml · nonDerivative · entry 1

Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,352,233

F1 · balance_after: Includes 2,872,887 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-24-000473 · rdgdoc.xml · nonDerivative · entry 2

Taecker Benjamin S. · CIK 0001879186 · Chief Eng and Opr Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,289,929

F3 · kind: Represents the number of shares withheld and returned to the plan to cover the tax liability of the January 2, 2024 vesting of a previously reported restricted share grant represented in Table I.

F4 · balance_after: Includes 1,013,750 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-24-000475 · rdgdoc.xml · nonDerivative · entry 1

Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,202,233

F1 · kind: Represents the number of shares withheld and returned to the plan to cover the tax liability of the January 2, 2024 vesting of a previously reported restricted share grant represented in Table I.

F2 · balance_after: Includes 2,972,887 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-24-000474 · rdgdoc.xml · nonDerivative · entry 1

Merrill Judd · CIK 0001652660 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,138,916

F1 · kind: Represents the number of shares withheld and returned to the plan to cover the tax liability of the January 2, 2024 vesting of a previously reported restricted share grant represented in Table I.

F2 · balance_after: Includes 1,276,174 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-24-000472 · rdgdoc.xml · nonDerivative · entry 1

McMurtry David · CIK 0001941149 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 818,873

F1 · kind: Represents the number of shares withheld and returned to the plan to cover the tax liability of the January 2, 2024 vesting of a previously reported restricted share grant represented in Table I.

F2 · balance_after: Includes 759,354 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-24-000473 · rdgdoc.xml · nonDerivative · entry 1

Taecker Benjamin S. · CIK 0001879186 · Chief Eng and Opr Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,344,312

F1 · kind: Represents 130,000 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. Each RSU shall entitle its holder to receive one Common Stock of the issuer.

F2 · balance_after: Includes 1,127,879 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-23-034458 · rdgdoc.xml · nonDerivative · entry 3

Taecker Benjamin S. · CIK 0001879186 · Chief Eng and Opr Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,214,312

F3 · shares: Represents 2,431 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Each RSU entitles the reporting person to receive one common stock of the Company upon vesting of the RSU. The RSUs will vest and settle based on the Company's common stock achieving absolute price hurdles based on a 5-day VWAP at any time over the three years from the date of grant, as follows: 1,425 RSUs will vest and settle upon achieving $2.50 per share; 713 RSUs will vest and settle upon achieving $4.00 per share; and 713 RSUs will vest and settle upon achieving $5,00 per share. The RSUs have been granted under the Company's 2019 Stock Incentive Plan ("2019 Plan") and will expire on the third anniversary of the date of grant.

F6 · balance_after: Includes 997,879 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-23-034458 · rdgdoc.xml · nonDerivative · entry 2

Taecker Benjamin S. · CIK 0001879186 · Chief Eng and Opr Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,211,881

F2 · shares: Represents 200,000 shares underlying RSUs that are not yet vested and deliverable. Each RSU entitles the reporting person to receive one common stock of the Company upon vesting of the RSU. The RSUs will vest and settle based on the Company's achieving at least $8 million of revenue in fiscal 2024, with at least $5 million of production related revenue, as follows: 100,000 RSUs will vest and settle if the Company achieves at least $8 million of revenue in 2024; 200,000 RSUs will vest and settle if the Company achieves at least $10 million of revenue in 2024; and 300,000 RSUs will vest and settle if the Company achieves at least $15 million of revenue in 2024.. The RSUs have been granted under the 2019 Stock and will expire, if not vested and settled, upon the completion of the audit of the Company's financial statements for the year ended December 31, 2024.

F5 · balance_after: Includes 995,448 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-23-034458 · rdgdoc.xml · nonDerivative · entry 1

Taecker Benjamin S. · CIK 0001879186 · Chief Eng and Opr Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,011,881

F1 · shares: Represents 379,167 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2023 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer.

F4 · balance_after: Includes 795,448 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-23-034454 · rdgdoc.xml · nonDerivative · entry 1

DIVITO VINCENT L · CIK 0001237330 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 359,198

F1 · shares: Fully vested stock grant of 19,608 shares related to Vinny DiVito's promotion to Chairman of the Board. The shares were issued under the Company's 2019 Stock Incentive Plan.

F2 · balance_after: Includes 51,136 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-23-034459 · rdgdoc.xml · nonDerivative · entry 2

McMurtry David · CIK 0001941149 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 837,761

F2 · shares: Represents 100,000 shares underlying RSUs that are not yet vested and deliverable. Each RSU entitles the reporting person to receive one common stock of the Company upon vesting of the RSU. The RSUs will vest and settle based on the Company's achieving at least $8 million of revenue in fiscal 2024, with at least $5 million of production related revenue, as follows: 50,000 RSUs will vest and settle if the Company achieves at least $8 million of revenue in 2024; 100,000 RSUs will vest and settle if the Company achieves at least $10 million of revenue in 2024; and 150,000 RSUs will vest and settle if the Company achieves at least $15 million of revenue in 2024. The RSUs have been granted under the 2019 Stock and will expire, if not vested and settled, upon the completion of the audit of the Company's financial statements for the year ended December 31, 2024.

F4 · balance_after: Includes 791,378 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-23-034459 · rdgdoc.xml · nonDerivative · entry 1

McMurtry David · CIK 0001941149 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 737,761

F1 · shares: Represents 451,910 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2023 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer.

F3 · balance_after: Includes 691,378 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-23-034457 · rdgdoc.xml · nonDerivative · entry 3

Merrill Judd · CIK 0001652660 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,237,131

F3 · shares: Represents 50,000 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Each RSU entitles the reporting person to receive one common stock of the Company upon vesting of the RSU. The RSUs will vest and settle based on the Company's common stock achieving absolute price hurdles based on a 5-day VWAP at any time over the three years from the date of grant, as follows: 25,000 RSUs will vest and settle upon achieving $2.50 per share; 12,500 RSUs will vest and settle upon achieving $4.00 per share; and 12,500 RSUs will vest and settle upon achieving $5,00 per share. The RSUs have been granted under the Company's 2019 Stock Incentive Plan ("2019 Plan") and will expire on the third anniversary of the date of grant.

F6 · balance_after: Includes 1,480,286 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-23-034457 · rdgdoc.xml · nonDerivative · entry 2

Merrill Judd · CIK 0001652660 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,187,131

F2 · shares: Represents 100,000 shares underlying RSUs that are not yet vested and deliverable. Each RSU entitles the reporting person to receive one common stock of the Company upon vesting of the RSU. The RSUs will vest and settle based on the Company's achieving at least $8 million of revenue in fiscal 2024, with at least $5 million of production related revenue, as follows: 50,000 RSUs will vest and settle if the Company achieves at least $8 million of revenue in 2024; 100,000 RSUs will vest and settle if the Company achieves at least $10 million of revenue in 2024; and 150,000 RSUs will vest and settle if the Company achieves at least $15 million of revenue in 2024.. The RSUs have been granted under the 2019 Stock and will expire, if not vested and settled, upon the completion of the audit of the Company's financial statements for the year ended December 31, 2024.

F5 · balance_after: Includes 1,430,286 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-23-034457 · rdgdoc.xml · nonDerivative · entry 1

Merrill Judd · CIK 0001652660 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,087,131

F1 · shares: Represents 625,624 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2023 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer.

F4 · balance_after: Includes 1,330,286 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-23-034455 · rdgdoc.xml · nonDerivative · entry 3

Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,422,606

F3 · shares: Represents 420,000 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Each RSU entitles the reporting person to receive one common stock of the Company upon vesting of the RSU. The RSUs will vest and settle based on the Company's common stock achieving absolute price hurdles based on a 5-day VWAP at any time over the three years from the date of grant, as follows: 210,000 RSUs will vest and settle upon achieving $2.50 per share; 105,000 RSUs will vest and settle upon achieving $4.00 per share; and 105,000 RSUs will vest and settle upon achieving $5,00 per share. The RSUs have been granted under the Company's 2019 Stock Incentive Plan ("2019 Plan") and will expire on the third anniversary of the date of grant.

F6 · balance_after: Includes 3,466,703 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-23-034455 · rdgdoc.xml · nonDerivative · entry 2

Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,002,606

F2 · shares: Represents 100,000 shares underlying RSUs that are not yet vested and deliverable. Each RSU entitles the reporting person to receive one common stock of the Company upon vesting of the RSU. The RSUs will vest and settle based on the Company's achieving at least $8 million of revenue in fiscal 2024, with at least $5 million of production related revenue, as follows: 50,000 RSUs will vest and settle if the Company achieves at least $8 million of revenue in 2024; 100,000 RSUs will vest and settle if the Company achieves at least $10 million of revenue in 2024; and 150,000 RSUs will vest and settle if the Company achieves at least $15 million of revenue in 2024.. The RSUs have been granted under the 2019 Stock and will expire, if not vested and settled, upon the completion of the audit of the Company's financial statements for the year ended December 31, 2024.

F5 · balance_after: Includes 3,046,703 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-23-034455 · rdgdoc.xml · nonDerivative · entry 1

Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,902,606

F1 · shares: Represents 1,365,000 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2023 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer.

F4 · balance_after: Includes 2,946,703 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-23-032529 · rdgdoc.xml · nonDerivative · entry 1

DIVITO VINCENT L · CIK 0001237330 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 339,590

F1 · balance_after: Includes 51,136 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-23-020341 · rdgdoc.xml · nonDerivative · entry 1

DIVITO VINCENT L · CIK 0001237330 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334,590

F1 · balance_after: Includes 68,182 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-23-020343 · rdgdoc.xml · nonDerivative · entry 1

SMITH EDWARD J · CIK 0001216591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 309,050

F1 · balance_after: Includes 45,455 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-23-020342 · rdgdoc.xml · nonDerivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,050

F1 · balance_after: Includes 45,455 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-23-019529 · rdgdoc.xml · nonDerivative · entry 3

Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,537,606

F3 · kind: Represents the number of shares sold by the Reporting Person under a 10b5-1 plan. Adoption date of referenced 10b5-1(c) plan is: 12-28-2022

F2 · balance_after: Includes 1,581,703 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-23-019527 · rdgdoc.xml · nonDerivative · entry 2

Merrill Judd · CIK 0001652660 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,461,507

F3 · kind: Represents the number of shares sold by the Reporting Person under a 10b5-1 plan. Adoption date of referenced 10b5-1(c) plan is: 03-16-2023

F2 · balance_after: Includes 704,662 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-23-019532 · rdgdoc.xml · nonDerivative · entry 2

Kanen David · CIK 0001681743 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,297

F2 · shares: Shares issued in lieu of cash for Q2 2023 board compensation. Includes 45,455 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable and 112,842 shares of Common Stock that Mr. Kanen directly owns in personal brokerage account.

F2 · balance_after: Shares issued in lieu of cash for Q2 2023 board compensation. Includes 45,455 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable and 112,842 shares of Common Stock that Mr. Kanen directly owns in personal brokerage account.

SEC source: 0001437749-23-019529 · rdgdoc.xml · nonDerivative · entry 2

Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,575,239

F3 · kind: Represents the number of shares sold by the Reporting Person under a 10b5-1 plan. Adoption date of referenced 10b5-1(c) plan is: 12-28-2022

F2 · balance_after: Includes 1,581,703 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-23-019531 · rdgdoc.xml · nonDerivative · entry 1

Taecker Benjamin S. · CIK 0001879186 · Chief Eng and Opr Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 632,714

F1 · kind: Represents the number of shares withheld and returned to the plan to cover the tax liability of the July 3, 2023 vesting of a previously reported restricted share grant represented in Table I.

F2 · balance_after: Includes 416,281 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-23-019530 · rdgdoc.xml · nonDerivative · entry 1

McMurtry David · CIK 0001941149 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,289

F1 · kind: Represents the number of shares withheld and returned to the plan to cover the tax liability of the July 3, 2023 vesting of a previously reported restricted share grant represented in Table I.

F2 · balance_after: Includes 279,150 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-23-019529 · rdgdoc.xml · nonDerivative · entry 1

Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,637,606

F1 · kind: Represents the number of shares withheld and returned to the plan to cover the tax liability of the July 3, 2023 vesting of a previously reported restricted share grant represented in Table I.

F2 · balance_after: Includes 1,581,703 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-23-019527 · rdgdoc.xml · nonDerivative · entry 1

Merrill Judd · CIK 0001652660 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,486,507

F1 · kind: Represents the number of shares withheld and returned to the plan to cover the tax liability of the July 3, 2023 vesting of a previously reported restricted share grant represented in Table I.

F2 · balance_after: Includes 704,662 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-23-013918 · rdgdoc.xml · nonDerivative · entry 1

DIVITO VINCENT L · CIK 0001237330 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325,590

F1 · shares: Represents 68,182 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in four equal quarterly installments over a one year period. Each RSU shall entitle its holder to receive one Common Stock of the issuer.

SEC source: 0001437749-23-013917 · rdgdoc.xml · nonDerivative · entry 1

SMITH EDWARD J · CIK 0001216591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,550

F1 · shares: Represents 45,455 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in four equal quarterly installments over a one year period. Each RSU shall entitle its holder to receive one Common Stock of the issuer.

SEC source: 0001437749-23-013920 · rdgdoc.xml · nonDerivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,550

F1 · shares: Represents 45,455 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in four equal quarterly installments over a one year period. Each RSU shall entitle its holder to receive one Common Stock of the issuer.

SEC source: 0001437749-23-013919 · rdgdoc.xml · nonDerivative · entry 2

Kanen David · CIK 0001681743 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,053

F2 · shares: Represents 45,455 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in four equal quarterly installments over a one year period. Each RSU shall entitle its holder to receive one Common Stock of the issuer. Includes 85,598 shares of Common Stock that Mr. Kanen directly owns in personal brokerage account.

F2 · balance_after: Represents 45,455 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in four equal quarterly installments over a one year period. Each RSU shall entitle its holder to receive one Common Stock of the issuer. Includes 85,598 shares of Common Stock that Mr. Kanen directly owns in personal brokerage account.

SEC source: 0001437749-23-009273 · rdgdoc.xml · nonDerivative · entry 2

Kanen David · CIK 0001681743 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,598

F2 · shares: Shares issued in lieu of cash for Q1 2023 board compensation.

F1 · balance_after: Mr.Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 5 of this Form 4, which represent approximately 0.6% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 117,107 shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 and the 351,318 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM. Mr. Kanen directly owns 85,598 shares of Common Stock in personal brokerage account.

SEC source: 0001437749-23-007828 · rdgdoc.xml · nonDerivative · entry 1

Taecker Benjamin S. · CIK 0001879186 · Chief Eng and Opr Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 681,040

F1 · kind: Represents the number of shares withheld and returned to the plan to cover the tax liability of the March 23, 2023 vesting of a previously reported restricted share grant represented in Table I.

F2 · balance_after: Includes 530,389 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-23-007833 · rdgdoc.xml · nonDerivative · entry 1

Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,846,708

F1 · kind: Represents the number of shares withheld and returned to the plan to cover the tax liability of the March 23, 2023 vesting of a previously reported restricted share grant represented in Table I.

F2 · balance_after: Includes 2,075,446 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-23-007830 · rdgdoc.xml · nonDerivative · entry 1

Merrill Judd · CIK 0001652660 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,573,783

F1 · kind: Represents the number of shares withheld and returned to the plan to cover the tax liability of the March 23, 2023 vesting of a previously reported restricted share grant represented in Table I.

F2 · balance_after: Includes 910,740 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-23-000569 · rdgdoc.xml · nonDerivative · entry 1

Kanen David · CIK 0001681743 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,723

F2 · shares: Shares issued in lieu of cash for Q4 2022 board compensation.

F1 · balance_after: Mr.Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended, the shares of Common Stock listed in Column 5 of this Form 4, which represent approximately 0.6% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 117,107 shares of Common Stock held in customer accounts managed by KWM as disclosed in this Form 4 and the 351,318 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM. Mr. Kanen directly owns 53,723 shares of Common Stock in personal brokerage account.

SEC source: 0001437749-23-000566 · rdgdoc.xml · nonDerivative · entry 1

Taecker Benjamin S. · CIK 0001879186 · Chief Eng and Opr Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,389

F1 · kind: Represents the number of shares withheld and returned to the plan to cover the tax liability of the January 3, 2023 vesting of a previously reported restricted share grant represented in Table I.

F2 · balance_after: Includes 555,389 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-23-000568 · rdgdoc.xml · nonDerivative · entry 1

Cotton Stephen · CIK 0001649322 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,929,074

F1 · kind: Represents the number of shares withheld and returned to the plan to cover the tax liability of the January 3, 2023 vesting of a previously reported restricted share grant represented in Table I.

F2 · balance_after: Includes 2,285,446 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-23-000567 · rdgdoc.xml · nonDerivative · entry 1

Merrill Judd · CIK 0001652660 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,590,179

F1 · kind: Represents the number of shares withheld and returned to the plan to cover the tax liability of the January 3, 2023 vesting of a previously reported restricted share grant represented in Table I.

F2 · balance_after: Includes 952,407 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

SEC source: 0001437749-23-000206 · rdgdoc.xml · nonDerivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,095

F1 · balance_after: Includes 26,042 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.