Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aqua Metals, Inc.AQMS · Entity 7979 | Chief Business Officer | July 01, 2024 | July 03, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aqua Metals, Inc.
Report date July 01, 2024 · Filed July 03, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 686,277 |
Reported balance
After 2024-07-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-07-01 · Tax withholding · Disposed 57,596 · Balance 686,277 F1: Represents the number of shares withheld and returned to the plan to cover the tax liability of the July 1, 2024 vesting of a previously reported restricted share grant represented in Table I. F2: Includes 552,061 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares withheld and returned to the plan to cover the tax liability of the July 1, 2024 vesting of a previously reported restricted share grant represented in Table I.
F2: Includes 552,061 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2024 Filed Jul 3, 2024 21:55 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | Tax withholdingCommon Stock | 57,596 | $0.32 | $18,430.72 |
DisclosureSEC source: 0001437749-24-022205 · rdgdoc.xml · nonDerivative · entry 1 McMurtry David · CIK 0001941149 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 686,277 F1 · kind: Represents the number of shares withheld and returned to the plan to cover the tax liability of the July 1, 2024 vesting of a previously reported restricted share grant represented in Table I. F2 · balance_after: Includes 552,061 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Read SEC document |
| May 14, 2024 Filed May 17, 2024 00:17 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseNon-Redeemable Common Stock Purchase Warrant · Derivative | 25,000 | $0.01 Strike: $0.39 | $250.00 |
DisclosureSEC source: 0001437749-24-017370 · rdgdoc.xml · derivative · entry 2 McMurtry David · CIK 0001941149 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2029-05-17 Read SEC document |
| May 14, 2024 Filed May 17, 2024 00:17 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseCommon Stock | 25,000 | $0.39 | $9,750.00 |
DisclosureSEC source: 0001437749-24-017370 · rdgdoc.xml · nonDerivative · entry 1 McMurtry David · CIK 0001941149 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 743,873 F1 · balance_after: Includes 659,354 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 23:51 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | Tax withholdingCommon Stock | 18,888 | $0.79 | $14,921.52 |
DisclosureSEC source: 0001437749-24-000472 · rdgdoc.xml · nonDerivative · entry 1 McMurtry David · CIK 0001941149 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 818,873 F1 · kind: Represents the number of shares withheld and returned to the plan to cover the tax liability of the January 2, 2024 vesting of a previously reported restricted share grant represented in Table I. F2 · balance_after: Includes 759,354 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 22:06 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-034459 · rdgdoc.xml · nonDerivative · entry 2 McMurtry David · CIK 0001941149 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 837,761 F2 · shares: Represents 100,000 shares underlying RSUs that are not yet vested and deliverable. Each RSU entitles the reporting person to receive one common stock of the Company upon vesting of the RSU. The RSUs will vest and settle based on the Company's achieving at least $8 million of revenue in fiscal 2024, with at least $5 million of production related revenue, as follows: 50,000 RSUs will vest and settle if the Company achieves at least $8 million of revenue in 2024; 100,000 RSUs will vest and settle if the Company achieves at least $10 million of revenue in 2024; and 150,000 RSUs will vest and settle if the Company achieves at least $15 million of revenue in 2024. The RSUs have been granted under the 2019 Stock and will expire, if not vested and settled, upon the completion of the audit of the Company's financial statements for the year ended December 31, 2024. F4 · balance_after: Includes 791,378 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 22:06 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 451,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-034459 · rdgdoc.xml · nonDerivative · entry 1 McMurtry David · CIK 0001941149 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 737,761 F1 · shares: Represents 451,910 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2023 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F3 · balance_after: Includes 691,378 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 23:17 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | Tax withholdingCommon Stock | 16,638 | $1.21 | $20,131.98 |
DisclosureSEC source: 0001437749-23-019530 · rdgdoc.xml · nonDerivative · entry 1 McMurtry David · CIK 0001941149 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 310,289 F1 · kind: Represents the number of shares withheld and returned to the plan to cover the tax liability of the July 3, 2023 vesting of a previously reported restricted share grant represented in Table I. F2 · balance_after: Includes 279,150 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Read SEC document |
| December 22, 2022 Filed Dec 27, 2022 21:07 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 15,772 | $0.63 | $9,936.36 |
DisclosureSEC source: 0001437749-22-029783 · rdgdoc.xml · nonDerivative · entry 1 McMurtry David · CIK 0001941149 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,927 F1 · kind: The reporting person is reporting the acquisition of shares of the issuer's common stock pursuant to the Aqua Metals, Inc. 2022 Employee Stock Purchase Plan. F2 · balance_after: Includes 311,155 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 23:42 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 192,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-029099 · rdgdoc.xml · nonDerivative · entry 1 McMurtry David · CIK 0001941149 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,155 F1 · shares: Represents 192,108 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2022 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.