Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aqua Metals, Inc.AQMS · Entity 7979 | Chief Financial Officer | February 20, 2025 | February 24, 2025 |
| Comstock Inc.LODE · Entity 6138 | Chief Financial Officer | June 15, 2026 | June 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aqua Metals, Inc.
Report date February 20, 2025 · Filed February 24, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 244,119 |
Reported balance
After 2025-02-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-02-20 · Grant · Acquired 27,208 · Balance 244,119 F1: Represents 27,208 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled six months after the grant date, subject to the Reporting Person's continuation of service with the Company. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F2: Includes 184,901 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 27,208 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled six months after the grant date, subject to the Reporting Person's continuation of service with the Company. Each RSU shall entitle its holder to receive one Common Stock of the issuer.
F2: Includes 184,901 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.
Comstock Inc.
Report date June 15, 2026 · Filed June 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance Stock UnitsSEC Table II · derivative / convertible security · Expires 2029-06-30 | Direct | 304,449 |
Reported balance
After 2026-06-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-06-15 · Grant · Acquired 304,449 · Balance 304,449 F1: Each Performance Stock Unit ("PSU") converts to one share of Common Stock, subject to achievement of performance objectives based on the achievement of targets tied to specified stock price appreciation over a three-year long-term incentive program. F3: The PSUs are only eligible for vesting based on both the achievement of specified stock price performance targets established by the Compensation Committee over the next three anniversaries of the program and the participants continued employment at June 30, 2029. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 121,597 |
Reported balance
After 2026-06-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-15 · Grant · Acquired 121,597 · Balance 121,597 F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer common stock with one-third of the grant subject to vesting at on each of June 30, 2027, June 30, 2028 and June 30, 2029, respectively, as long as the employee is employed at the vesting date subject to certain limited exceptions set out in the award agreement. F4: The RSUs are forfeited only if the employee in not employed by the Company prior to the annual vesting dates noted above subject to certain limited exceptions set out in the award agreement. |
| Common stockSEC Table I · non-derivative | Direct | 4,210 |
Reported balance
Holding disclosure · report date 2026-06-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 4,210 |
Filing footnotes · ownership attribution and instrument terms
F1: Each Performance Stock Unit ("PSU") converts to one share of Common Stock, subject to achievement of performance objectives based on the achievement of targets tied to specified stock price appreciation over a three-year long-term incentive program.
F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer common stock with one-third of the grant subject to vesting at on each of June 30, 2027, June 30, 2028 and June 30, 2029, respectively, as long as the employee is employed at the vesting date subject to certain limited exceptions set out in the award agreement.
F3: The PSUs are only eligible for vesting based on both the achievement of specified stock price performance targets established by the Compensation Committee over the next three anniversaries of the program and the participants continued employment at June 30, 2029.
F4: The RSUs are forfeited only if the employee in not employed by the Company prior to the annual vesting dates noted above subject to certain limited exceptions set out in the award agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2026 Filed Jun 17, 2026 21:58 UTC | Comstock Inc. LODE · Entity 6138 | GrantRestricted Stock Units · Derivative | 121,597 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-021008 · rdgdoc.xml · derivative · entry 3 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,597 Underlying: Common Stock · 121,597 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer common stock with one-third of the grant subject to vesting at on each of June 30, 2027, June 30, 2028 and June 30, 2029, respectively, as long as the employee is employed at the vesting date subject to certain limited exceptions set out in the award agreement. F2 · derivative.exercise_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer common stock with one-third of the grant subject to vesting at on each of June 30, 2027, June 30, 2028 and June 30, 2029, respectively, as long as the employee is employed at the vesting date subject to certain limited exceptions set out in the award agreement. F4 · derivative.expiration_date: The RSUs are forfeited only if the employee in not employed by the Company prior to the annual vesting dates noted above subject to certain limited exceptions set out in the award agreement. Read SEC document |
| June 15, 2026 Filed Jun 17, 2026 21:58 UTC | Comstock Inc. LODE · Entity 6138 | GrantPerformance Stock Units · Derivative | 304,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-021008 · rdgdoc.xml · derivative · entry 2 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 304,449 Underlying: Common Stock · 304,449 shares Expires 2029-06-30 F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") converts to one share of Common Stock, subject to achievement of performance objectives based on the achievement of targets tied to specified stock price appreciation over a three-year long-term incentive program. F3 · derivative.exercise_date: The PSUs are only eligible for vesting based on both the achievement of specified stock price performance targets established by the Compensation Committee over the next three anniversaries of the program and the participants continued employment at June 30, 2029. Read SEC document |
| March 30, 2026 Filed Apr 1, 2026 20:16 UTC | Comstock Inc. LODE · Entity 6138 | PurchaseCommon Stock | 3,700 | $3.08 | $11,396.00 |
DisclosureSEC source: 0001437749-26-010885 · rdgdoc.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,210 Read SEC document |
| February 20, 2025 Filed Feb 24, 2025 11:28 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 27,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-004810 · rdgdoc.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 244,119 F1 · kind: Represents 27,208 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled six months after the grant date, subject to the Reporting Person's continuation of service with the Company. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F2 · balance_after: Includes 184,901 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 23:45 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | Tax withholdingCommon Stock | 6,112 | $2.52 | $15,402.24 |
DisclosureSEC source: 0001437749-25-000355 · rdgdoc.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,911 F1 · kind: Represents the number of shares withheld and returned to the plan to cover the tax liability of the January 1, 2025 vesting of a previously reported restricted share grant represented in Table I. F2 · balance_after: Includes 157,693 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Read SEC document |
| December 19, 2024 Filed Dec 20, 2024 23:09 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseCommon Stock Purchase Warrant (right to buy) · Derivative | 125,000 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001437749-24-038192 · rdgdoc.xml · derivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2029-12-19 Read SEC document |
| December 19, 2024 Filed Dec 24, 2024 00:16 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantPerformance Share Units · Derivative | 20,772 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-038324 · rdgdoc.xml · derivative · entry 5 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,772 Underlying: Common Stock · 20,772 shares Expires 2027-12-31 F7 · shares: Represents 20,772 shares underlying PSUs that vests based on Stock price targets that can be achieved anytime during the period but no later than 3 years after the 12/31/2024. PSUs vests based upon hitting stock price hurdles (for five consecutive days closing prices)within three years of 12/31/2024. The stock vest in 3 hurdles, with 1/3 share vesting with a 50% increase in stock price, 1/3 vesting with a 100% increase in stock price and 1/3 vesting with a 150% increase in stock price. The base or starting stock price is calculated as the 30-day average VWAP closing price at 12/31/2024 Read SEC document |
| December 19, 2024 Filed Dec 24, 2024 00:16 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantPerformance Share Units · Derivative | 6,924 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-038324 · rdgdoc.xml · derivative · entry 4 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,924 Underlying: Common Stock · 6,924 shares Expires 2027-12-31 F6 · shares: Represents 6,924 shares underlying PSUs that vests based on TSR which is based on the percentage difference between the current year 30-day average VWAP closing stock price at 12/31/2024 and a future date 30-day average VWAP closing stock price at 12/31/2027. TSR is paid out based on where AQMS compares with our pier group based on the following percentiles (50% 25th percentile, 100% at 50th percentile, 200% at 75th percentile). Read SEC document |
| December 19, 2024 Filed Dec 24, 2024 00:16 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantPerformance Share Units · Derivative | 6,924 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-038324 · rdgdoc.xml · derivative · entry 3 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,924 Underlying: Common Stock · 6,924 shares Expires 2026-12-31 F5 · shares: Represents 6,924 shares underlying PSUs that vests based on TSR which is based on the percentage difference between the current year 30-day average VWAP closing stock price at 12/31/2024 and a future date 30-day average VWAP closing stock price at 12/31/2026. TSR is paid out based on where AQMS compares with our pier group based on the following percentiles (50% 25th percentile, 100% at 50th percentile, 200% at 75th percentile). Read SEC document |
| December 19, 2024 Filed Dec 24, 2024 00:16 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantPerformance Share Units · Derivative | 6,924 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-038324 · rdgdoc.xml · derivative · entry 2 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,924 Underlying: Common Stock · 6,924 shares Expires 2025-12-31 F4 · shares: Represents 6,924 shares underlying Performance Share Units (PSU) that vests based on Total Shareholder Return (TSR) which is based on the percentage difference between the current year 30-day average VWAP closing stock price at 12/31/2024 and a future date 30-day average VWAP closing stock price at 12/31/2025. TSR is paid out based on where AQMS compares with our pier group based on the following percentiles (50% 25th percentile, 100% at 50th percentile, 200% at 75th percentile). Read SEC document |
| December 19, 2024 Filed Dec 24, 2024 00:16 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 124,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-038324 · rdgdoc.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,023 F1 · shares: Represents 124,633 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2024 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F2 · shares: In addition to the time based vesting requirement of the RSUs, 72,882 RSUs will also have a vesting requirement subject to the approval of sufficient additional shares being approved and added to the 2019 Plan at the 2025 Annual Shareholders Meeting. F3 · balance_after: Includes 170,519 shares underlying RSUs that are not yet vested and deliverable. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 21:55 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | Tax withholdingCommon Stock | 108,612 | $0.32 | $34,755.84 |
DisclosureSEC source: 0001437749-24-022207 · rdgdoc.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,967,804 F1 · kind: Represents the number of shares withheld and returned to the plan to cover the tax liability of the July 1, 2024 vesting of a previously reported restricted share grant represented in Table I. F2 · balance_after: Includes 917,715 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Read SEC document |
| May 14, 2024 Filed May 17, 2024 00:12 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseNon-Redeemable Common Stock Purchase Warrant · Derivative | 37,500 | $0.01 Strike: $0.39 | $375.00 |
DisclosureSEC source: 0001437749-24-017368 · rdgdoc.xml · derivative · entry 2 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2029-05-17 Read SEC document |
| May 14, 2024 Filed May 17, 2024 00:12 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseCommon Stock | 37,500 | $0.39 | $14,625.00 |
DisclosureSEC source: 0001437749-24-017368 · rdgdoc.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,076,416 F1 · balance_after: Includes 1,174,174 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 23:52 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | Tax withholdingCommon Stock | 98,215 | $0.79 | $77,589.85 |
DisclosureSEC source: 0001437749-24-000474 · rdgdoc.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,138,916 F1 · kind: Represents the number of shares withheld and returned to the plan to cover the tax liability of the January 2, 2024 vesting of a previously reported restricted share grant represented in Table I. F2 · balance_after: Includes 1,276,174 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 22:05 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-034457 · rdgdoc.xml · nonDerivative · entry 3 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,237,131 F3 · shares: Represents 50,000 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Each RSU entitles the reporting person to receive one common stock of the Company upon vesting of the RSU. The RSUs will vest and settle based on the Company's common stock achieving absolute price hurdles based on a 5-day VWAP at any time over the three years from the date of grant, as follows: 25,000 RSUs will vest and settle upon achieving $2.50 per share; 12,500 RSUs will vest and settle upon achieving $4.00 per share; and 12,500 RSUs will vest and settle upon achieving $5,00 per share. The RSUs have been granted under the Company's 2019 Stock Incentive Plan ("2019 Plan") and will expire on the third anniversary of the date of grant. F6 · balance_after: Includes 1,480,286 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 22:05 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-034457 · rdgdoc.xml · nonDerivative · entry 2 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,187,131 F2 · shares: Represents 100,000 shares underlying RSUs that are not yet vested and deliverable. Each RSU entitles the reporting person to receive one common stock of the Company upon vesting of the RSU. The RSUs will vest and settle based on the Company's achieving at least $8 million of revenue in fiscal 2024, with at least $5 million of production related revenue, as follows: 50,000 RSUs will vest and settle if the Company achieves at least $8 million of revenue in 2024; 100,000 RSUs will vest and settle if the Company achieves at least $10 million of revenue in 2024; and 150,000 RSUs will vest and settle if the Company achieves at least $15 million of revenue in 2024.. The RSUs have been granted under the 2019 Stock and will expire, if not vested and settled, upon the completion of the audit of the Company's financial statements for the year ended December 31, 2024. F5 · balance_after: Includes 1,430,286 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 22:05 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 625,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-034457 · rdgdoc.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,087,131 F1 · shares: Represents 625,624 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2023 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F4 · balance_after: Includes 1,330,286 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Read SEC document |
| July 06, 2023 Filed Jul 6, 2023 23:15 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | Disposition to issuerCommon Stock | 25,000 | $1.12 | $28,000.00 |
DisclosureSEC source: 0001437749-23-019527 · rdgdoc.xml · nonDerivative · entry 2 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,461,507 F3 · kind: Represents the number of shares sold by the Reporting Person under a 10b5-1 plan. Adoption date of referenced 10b5-1(c) plan is: 03-16-2023 F2 · balance_after: Includes 704,662 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 23:15 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | Tax withholdingCommon Stock | 87,276 | $1.21 | $105,603.96 |
DisclosureSEC source: 0001437749-23-019527 · rdgdoc.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,486,507 F1 · kind: Represents the number of shares withheld and returned to the plan to cover the tax liability of the July 3, 2023 vesting of a previously reported restricted share grant represented in Table I. F2 · balance_after: Includes 704,662 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Read SEC document |
| March 23, 2023 Filed Mar 24, 2023 20:34 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | Tax withholdingCommon Stock | 16,396 | $1.05 | $17,215.80 |
DisclosureSEC source: 0001437749-23-007830 · rdgdoc.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,573,783 F1 · kind: Represents the number of shares withheld and returned to the plan to cover the tax liability of the March 23, 2023 vesting of a previously reported restricted share grant represented in Table I. F2 · balance_after: Includes 910,740 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 23:32 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | Tax withholdingCommon Stock | 91,800 | $1.15 | $105,570.00 |
DisclosureSEC source: 0001437749-23-000567 · rdgdoc.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,590,179 F1 · kind: Represents the number of shares withheld and returned to the plan to cover the tax liability of the January 3, 2023 vesting of a previously reported restricted share grant represented in Table I. F2 · balance_after: Includes 952,407 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Read SEC document |
| December 22, 2022 Filed Dec 27, 2022 21:08 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 23,659 | $0.63 | $14,905.17 |
DisclosureSEC source: 0001437749-22-029785 · rdgdoc.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,681,979 F1 · kind: The reporting person is reporting the acquisition of shares of the issuer's common stock pursuant to the Aqua Metals, Inc. 2022 Employee Stock Purchase Plan F2 · balance_after: Includes 1,167,725 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 23:43 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 582,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-029100 · rdgdoc.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,658,320 F1 · shares: Represents 582,256 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2022 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. Read SEC document |
| July 08, 2022 Filed Jul 8, 2022 22:56 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | Disposition to issuerCommon Stock | 108,517 | $0.77 | $83,558.09 |
DisclosureSEC source: 0001437749-22-016926 · rdgdoc.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,141,064 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the issuance of stock units. Sell was conducted by the Reporting Person in connection to reimburse the company to cover the company's tax withholding requirement triggered by the issuance of the shares. Read SEC document |
| July 05, 2022 Filed Jul 8, 2022 22:56 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | Disposition to issuerCommon Stock | 65,000 | $0.82 | $53,300.00 |
DisclosureSEC source: 0001437749-22-016926 · rdgdoc.xml · nonDerivative · entry 2 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,076,064 F2 · kind: Represents the number of shares sold by the Reporting Person under a 10b5-1 plan Read SEC document |
| March 24, 2022 Filed Mar 28, 2022 11:30 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | Disposition to issuerCommon Stock | 19,971 | $1.41 | $28,159.11 |
DisclosureSEC source: 0001437749-22-007299 · rdgdoc.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,314,581 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the issuance of stock units. Sell was conducted by the Reporting Person in connection to reimburse the company to cover the company's tax withholding requirement triggered by the issuance of the shares. Read SEC document |
| March 23, 2022 Filed Mar 28, 2022 11:30 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | Disposition to issuerCommon Stock | 65,000 | $1.43 | $92,950.00 |
DisclosureSEC source: 0001437749-22-007299 · rdgdoc.xml · nonDerivative · entry 2 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,249,581 F2 · kind: Represents the number of shares sold by the Reporting Person under a 10b5-1 plan Read SEC document |
| January 05, 2022 Filed Jan 6, 2022 22:52 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | Disposition to issuerCommon Stock | 87,063 | $1.27 | $110,570.01 |
DisclosureSEC source: 0001437749-22-000561 · rdgdoc.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400,052 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the issuance of stock units. Sell was conducted by the Reporting Person in connection to reimburse the company to cover the company's tax withholding requirement triggered by the issuance of the shares. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 22:52 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | Disposition to issuerCommon Stock | 65,500 | $1.34 | $87,770.00 |
DisclosureSEC source: 0001437749-22-000561 · rdgdoc.xml · nonDerivative · entry 2 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,334,552 F2 · kind: Represents the number of shares sold by the Reporting Person under a 10b5-1 plan Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 21:29 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 331,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-028667 · rdgdoc.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,487,115 F1 · shares: Represents 331,070 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2021 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 20:07 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | SaleCommon Shares | 85,311 | $2.71 | $231,192.81 |
DisclosureSEC source: 0001437749-21-016437 · rdgdoc.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,249 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the issuance of stock units. Sell was conducted by the Reporting Person in connection to reimburse the company to cover the company's tax withholding requirement triggered by the issuance of the shares. Read SEC document |
| March 24, 2021 Filed Mar 26, 2021 21:50 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | SaleCommon Shares | 17,393 | $3.88 | $67,484.84 |
DisclosureSEC source: 0001437749-21-007336 · rdgdoc.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,115 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the issuance of stock units. Sell was conducted by the Reporting Person in connection to reimburse the company to cover the company's tax withholding requirement triggered by the issuance of the shares. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 22:18 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 46,725 | $0.00 Strike: $1.88 | $0.00 |
DisclosureSEC source: 0001437749-21-004870 · rdgdoc.xml · derivative · entry 6 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 852,908 Underlying: Common Stock · 46,725 shares Expires 2021-07-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: These stock options were scheduled to expire in July 2021. F2 · balance_after: Includes 100,000 options and 752,908 RSUs. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 22:18 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | SaleCommon Stock | 46,725 | $5.15 | $240,633.75 |
DisclosureSEC source: 0001437749-21-004870 · rdgdoc.xml · nonDerivative · entry 4 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,841 Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 22:18 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | Exercise / conversionCommon Stock | 46,725 | $1.88 | $87,843.00 |
DisclosureSEC source: 0001437749-21-004870 · rdgdoc.xml · nonDerivative · entry 3 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:18 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 9,973 | $0.00 Strike: $1.88 | $0.00 |
DisclosureSEC source: 0001437749-21-004870 · rdgdoc.xml · derivative · entry 5 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 899,633 Underlying: Common Stock · 9,973 shares Expires 2021-07-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: These stock options were scheduled to expire in July 2021. F1 · balance_after: Includes 146,725 options and 752,908 RSUs. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:18 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | SaleCommon Stock | 9,973 | $5.15 | $51,360.95 |
DisclosureSEC source: 0001437749-21-004870 · rdgdoc.xml · nonDerivative · entry 2 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,841 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:18 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | Exercise / conversionCommon Stock | 9,973 | $1.88 | $18,749.24 |
DisclosureSEC source: 0001437749-21-004870 · rdgdoc.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 00:05 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | SaleCommon Shares | 41,773 | $3.36 | $140,357.28 |
DisclosureSEC source: 0001437749-21-000166 · rdgdoc.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,841 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the issuance of stock units. Sell was conducted by the Reporting Person in connection to reimburse the company to cover the company's tax withholding requirement triggered by the issuance of the shares. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 21:52 UTC | Comstock Inc. LODE · Entity 6138 | GrantCommon Stock | 135,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001120970-21-000009 · wf-form4_160979711945131.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,100 F1 · price: This Common Stock award was granted for services rendered as a director pursuant to the Comstock Mining Inc. 2020 Equity Incentive Plan. Such shares vest in three equal increments of 45,000 shares on January 1, 2022, January 1, 2023 and January 1, 2024. Read SEC document |
| December 16, 2020 Filed Dec 19, 2020 01:00 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantRestricted Stock Units · Derivative | 323,276 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-025641 · rdgdoc.xml · derivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,131,370 Underlying: Common Shares · 323,276 shares Expires not disclosed F1 · kind: Represents 323,276 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2020 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F1 · derivative.exercise_date: Represents 323,276 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2020 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F1 · derivative.expiration_date: Represents 323,276 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2020 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F2 · balance_after: Includes 156,698 options and 974,672 RSUs. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 20:36 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseCommon Shares | 481 | $1.04 | $500.24 |
DisclosureSEC source: 0001621832-20-000118 · wf-form4_159709175200001.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,048 F1 · kind: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). Read SEC document |
| July 24, 2020 Filed Jul 27, 2020 21:53 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseCommon Shares | 446 | $1.12 | $499.52 |
DisclosureSEC source: 0001621832-20-000108 · wf-form4_159588677574990.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,567 F1 · kind: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). Read SEC document |
| July 10, 2020 Filed Jul 14, 2020 20:29 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseCommon Shares | 450 | $1.11 | $499.50 |
DisclosureSEC source: 0001621832-20-000104 · wf-form4_159475854397525.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,121 F1 · kind: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d). Read SEC document |
| July 02, 2020 Filed Jul 7, 2020 22:22 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | SaleCommon Shares | 61,445 | $1.15 | $70,661.75 |
DisclosureSEC source: 0001621832-20-000100 · wf-form4_159416050771870.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,671 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the issuance of stock units. Sell was conducted by the Reporting Person in connection to reimburse the company to cover the company's tax withholding requirement triggered by the issuance of the shares. Read SEC document |
| June 26, 2020 Filed Jun 29, 2020 12:55 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseCommon Shares | 455 | $1.10 | $500.50 |
DisclosureSEC source: 0001621832-20-000089 · wf-form4_159343529965978.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,550 F1 · shares: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16(b) of the Exchange Act pursuant to Rule 16b-3(d) Read SEC document |
| June 09, 2020 Filed Jun 9, 2020 21:51 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseCommon Shares | 2,400 | $1.05 | $2,520.00 |
DisclosureSEC source: 0001621832-20-000082 · wf-form4_159173948789842.xml · nonDerivative · entry 2 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,095 Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 21:51 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseCommon Shares | 100 | $0.87 | $87.00 |
DisclosureSEC source: 0001621832-20-000082 · wf-form4_159173948789842.xml · nonDerivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,695 Read SEC document |
| May 19, 2020 Filed May 21, 2020 00:21 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantRestricted Stock Units · Derivative | 497,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001621832-20-000077 · wf-form4_159002046109710.xml · derivative · entry 1 Merrill Judd · CIK 0001652660 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 808,094 Underlying: Common Shares · 497,250 shares Expires not disclosed F1 · kind: Represents 497,250 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2019 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F1 · derivative.exercise_date: Represents 497,250 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2019 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F1 · derivative.expiration_date: Represents 497,250 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2019 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F2 · balance_after: Includes 156,698 options and 651,396 RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.