Last 12 months
Inside the activity.
4 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 2 | 0 |
| Jan 2026 | 2 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 23, 2023 Filed Aug 25, 2023 01:51 UTC |
Grissinger MichaelDirector
|
GrantStock Options (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $3.65 | $0.00 |
DisclosureSEC source: 0001104659-23-095020 · tm2324788-7_4seq1.xml · derivative · entry 2 Grissinger Michael · CIK 0001757601 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2033-08-23 F2 · derivative.exercise_date: The option vests in full on August 23, 2024, subject to the reporting person's continued service on the Issuer's board of directors through and including the applicable vesting date and subject to acceleration under certain conditions. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 01:51 UTC |
Grissinger MichaelDirector
|
GrantCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-095020 · tm2324788-7_4seq1.xml · nonDerivative · entry 1 Grissinger Michael · CIK 0001757601 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 799 F1 · shares: These shares represent restricted stock units which were granted on August 23, 2023, and which will vest and be settled in common stock on August 23, 2024, subject to the reporting person's continued service on the Issuer's board of directors through and including the applicable vesting date and subject to acceleration under certain conditions. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 01:51 UTC |
HENNEMAN JOHN B IIIDirector
|
GrantStock Options (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $3.65 | $0.00 |
DisclosureSEC source: 0001104659-23-095019 · tm2324788-6_4seq1.xml · derivative · entry 2 HENNEMAN JOHN B III · CIK 0001187572 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2033-08-23 F2 · derivative.exercise_date: The option vests in full on August 23, 2024, subject to the reporting person's continued service on the Issuer's board of directors through and including the applicable vesting date and subject to acceleration under certain conditions. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 01:51 UTC |
HENNEMAN JOHN B IIIDirector
|
GrantCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-095019 · tm2324788-6_4seq1.xml · nonDerivative · entry 1 HENNEMAN JOHN B III · CIK 0001187572 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,279 F1 · shares: These shares represent restricted stock units which were granted on August 23, 2023, and which will vest and be settled in common stock on August 23, 2024, subject to the reporting person's continued service on the Issuer's board of directors through and including the applicable vesting date and subject to acceleration under certain conditions. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 01:47 UTC |
BIZZARI JEAN-PIERREDirector
|
GrantStock Options (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $3.65 | $0.00 |
DisclosureSEC source: 0001104659-23-095014 · tm2324788-3_4seq1.xml · derivative · entry 1 BIZZARI JEAN-PIERRE · CIK 0001630914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2033-08-23 F1 · derivative.exercise_date: These options shall vest in full on the two year anniversary of the grant date, subject to the reporting person's continued service on the Issuer's board of Directors through and including the applicable vesting date. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 01:50 UTC |
Peters RichardDirector
|
GrantStock Options (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $3.65 | $0.00 |
DisclosureSEC source: 0001104659-23-095018 · tm2324788-5_4seq1.xml · derivative · entry 2 Peters Richard · CIK 0001697628 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2033-08-23 F2 · derivative.exercise_date: The option vests in full on August 23, 2024, subject to the reporting person's continued service on the Issuer's board of directors through and including the applicable vesting date and subject to acceleration under certain conditions. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 01:50 UTC |
Peters RichardDirector
|
GrantCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-095018 · tm2324788-5_4seq1.xml · nonDerivative · entry 1 Peters Richard · CIK 0001697628 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,029 F1 · shares: These shares represent restricted stock units which were granted on August 23, 2023, and which will vest and be settled in common stock on August 23, 2024, subject to the reporting person's continued service on the Issuer's board of directors through and including the applicable vesting date and subject to acceleration under certain conditions. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 01:48 UTC |
Seizinger Bernd R.Director
|
GrantStock Options (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $3.65 | $0.00 |
DisclosureSEC source: 0001104659-23-095016 · tm2324788-1_4seq1.xml · derivative · entry 2 Seizinger Bernd R. · CIK 0001789042 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2033-08-23 F2 · derivative.exercise_date: The option vests in full on August 23, 2024, subject to the reporting person's continued service on the Issuer's board of directors through and including the applicable vesting date and subject to acceleration under certain conditions. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 01:48 UTC |
Seizinger Bernd R.Director
|
GrantCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-095016 · tm2324788-1_4seq1.xml · nonDerivative · entry 1 Seizinger Bernd R. · CIK 0001789042 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,825 F1 · shares: These shares represent restricted stock units which were granted on August 23, 2023, and which will vest and be settled in common stock on August 23, 2024, subject to the reporting person's continued service on the Issuer's board of directors through and including the applicable vesting date and subject to acceleration under certain conditions. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 20:34 UTC |
Seizinger Bernd R.Director
|
PurchaseCommon Stock | 6,029 | $3.68 | $22,192.15 |
DisclosureSEC source: 0001104659-23-069421 · tm2318158-1_4seq1.xml · nonDerivative · entry 2 Seizinger Bernd R. · CIK 0001789042 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,325 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.65 to $3.70, inclusive. The reporting person undertakes to provide to Aprea Therapeutics, Inc., any security holder of Aprea Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. F3 · balance_after: Reflects a one-for-20 reverse split, effective as of 5:00 p.m. Eastern Time on February 10, 2023. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 20:34 UTC |
Seizinger Bernd R.Director
|
PurchaseCommon Stock | 4,068 | $3.63 | $14,764.40 |
DisclosureSEC source: 0001104659-23-069421 · tm2318158-1_4seq1.xml · nonDerivative · entry 1 Seizinger Bernd R. · CIK 0001789042 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,296 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.4984 to $3.75, inclusive. The reporting person undertakes to provide to Aprea Therapeutics, Inc., any security holder of Aprea Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. Read SEC document |
| May 05, 2023 Filed May 8, 2023 21:17 UTC |
Gruia GabrielaDirector
|
GrantStock Options (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0001104659-23-057260 · tm2314936-2_4seq1.xml · derivative · entry 1 Gruia Gabriela · CIK 0001860326 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2033-05-05 F1 · derivative.exercise_date: These options shall vest in full on May 5, 2024, subject to the reporting person's continued service through and including the applicable vesting date. Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 18:30 UTC |
Gilad OrenDirector · President, CEO
|
GrantStock Options (Right to Buy) · Derivative | 16,000 | $0.00 Strike: $5.08 | $0.00 |
DisclosureSEC source: 0001104659-23-031882 · tm239268d1_4.xml · derivative · entry 4 Gilad Oren · CIK 0001929300 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 16,000 shares Expires 2033-03-09 F3 · derivative.exercise_date: Twenty-five percent of these options vest on March 9, 2024, with the remaining options vesting ratably over the following 36 months, subject to the reporting person's continued employment through and including the applicable vesting dates and subject to acceleration under certain conditions. Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 18:30 UTC |
Gilad OrenDirector · President, CEO
|
GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-031882 · tm239268d1_4.xml · nonDerivative · entry 2 Gilad Oren · CIK 0001929300 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,770 F1 · shares: These shares represent restricted stock units ("RSUs") and shall vest and be settled in the Issuer's common stock ("Common Stock") in three (3) equal annual installments beginning on March 9, 2024 until vested in full, subject to the reporting person's continued employment through and including the applicable vesting dates and subject to acceleration under certain conditions. F4 · balance_after: Reflects a one-for-20 reverse split, effective as of 5:00 p.m. Eastern Time on February 10, 2023. Read SEC document |
| February 27, 2023 Filed Feb 27, 2023 18:37 UTC |
Hamill John P.SrVP/CFO/Prin Fin & Acct Ofcr
|
GrantCommon Stock | 1,000 | $5.25 | $5,250.00 |
DisclosureSEC source: 0001104659-23-026159 · tm238004-1_4seq1.xml · nonDerivative · entry 1 Hamill John P. · CIK 0001716213 · SrVP/CFO/Prin Fin & Acct Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,493 F1 · balance_after: Effective February 13, 2023, the Issuer completed a 1-for-20 reverse stock split (the "Reverse Stock Split") of its outstanding Common Stock. The number of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| January 30, 2023 Filed Jan 30, 2023 17:21 UTC |
Hamill John P.SrVP/CFO/Prin. Fin&Acctg. Off
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 539,758 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001104659-23-008064 · tm234680-2_4seq1.xml · derivative · entry 2 Hamill John P. · CIK 0001716213 · SrVP/CFO/Prin. Fin&Acctg. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539,758 Underlying: Common Stock · 539,758 shares Expires 2033-01-30 F2 · derivative.exercise_date: Twenty-five percent of these options vest on January 30, 2024, with the remaining options vesting ratably over the following 36 months, subject to the reporting person's continued employment through and including the applicable vesting dates and subject to acceleration under certain conditions. Read SEC document |
| January 30, 2023 Filed Jan 30, 2023 17:21 UTC |
Hamill John P.SrVP/CFO/Prin. Fin&Acctg. Off
|
GrantCommon Stock | 269,879 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-008064 · tm234680-2_4seq1.xml · nonDerivative · entry 1 Hamill John P. · CIK 0001716213 · SrVP/CFO/Prin. Fin&Acctg. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,879 F1 · shares: These shares represent restricted stock units which were granted on January 30, 2023, and which will vest and be settled in common stock in three equal, annual installments beginning on January 30, 2024, January 30, 2025, and January 30, 2026, subject to the reporting person's continued employment through and including the applicable vesting dates and subject to acceleration under certain conditions. Read SEC document |
| August 23, 2022 Filed Mar 13, 2023 18:30 UTC |
Gilad OrenDirector · President, CEO
|
ConversionSeries A Non-Voting Convertible Preferred Stock · Derivative | 604,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-031882 · tm239268d1_4.xml · derivative · entry 3 Gilad Oren · CIK 0001929300 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,045,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series A Non-Voting Convertible Preferred Stock is convertible into 10 shares of Common Stock any time at the option of the holder thereof, subject to certain limitations. On August 23, 2022, the Reporting Person converted 604,510 shares of Series A Non-Voting Convertible Preferred Stock into 6,045,100 shares of Common Stock. F2 · derivative.exercise_date: Each share of Series A Non-Voting Convertible Preferred Stock is convertible into 10 shares of Common Stock any time at the option of the holder thereof, subject to certain limitations. On August 23, 2022, the Reporting Person converted 604,510 shares of Series A Non-Voting Convertible Preferred Stock into 6,045,100 shares of Common Stock. F2 · derivative.expiration_date: Each share of Series A Non-Voting Convertible Preferred Stock is convertible into 10 shares of Common Stock any time at the option of the holder thereof, subject to certain limitations. On August 23, 2022, the Reporting Person converted 604,510 shares of Series A Non-Voting Convertible Preferred Stock into 6,045,100 shares of Common Stock. Read SEC document |
| August 23, 2022 Filed Mar 13, 2023 18:30 UTC |
Gilad OrenDirector · President, CEO
|
ConversionCommon Stock | 6,045,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-031882 · tm239268d1_4.xml · nonDerivative · entry 1 Gilad Oren · CIK 0001929300 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,375,414 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Each share of Series A Non-Voting Convertible Preferred Stock is convertible into 10 shares of Common Stock any time at the option of the holder thereof, subject to certain limitations. On August 23, 2022, the Reporting Person converted 604,510 shares of Series A Non-Voting Convertible Preferred Stock into 6,045,100 shares of Common Stock. Read SEC document |
| August 23, 2022 Filed Aug 25, 2023 01:52 UTC |
Pamukcu RifatDirector
|
ConversionSeries A Non-Voting Convertible Preferred Stock · Derivative | 27,187 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-095021 · tm2324788-8_4seq1.xml · derivative · entry 5 Pamukcu Rifat · CIK 0001929298 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By ZNZ Holdings LLC Disclosed balance after: 0 Underlying: Common Stock · 271,870 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Following stockholder approval at the Issuer's annual stockholder's meeting, each share of Series A Non-Voting Convertible Preferred Stock is convertible into 10 shares of the Issuer's common stock ("Common Stock") at any time at the option of the holder thereof, subject to certain limitations, including that a holder of Series A Non-Voting Convertible Preferred Stock is prohibited from converting shares of Series A Non-Voting Convertible Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than a specified percentage (to be established by the holder between 4.9% and 19.9%) of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion. The Series A Non-Voting Convertible Preferred Stock has no expiration date. F1 · derivative.expiration_date: Following stockholder approval at the Issuer's annual stockholder's meeting, each share of Series A Non-Voting Convertible Preferred Stock is convertible into 10 shares of the Issuer's common stock ("Common Stock") at any time at the option of the holder thereof, subject to certain limitations, including that a holder of Series A Non-Voting Convertible Preferred Stock is prohibited from converting shares of Series A Non-Voting Convertible Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than a specified percentage (to be established by the holder between 4.9% and 19.9%) of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion. The Series A Non-Voting Convertible Preferred Stock has no expiration date. F4 · ownership.nature: The Reporting Person serves as Manager Partner of ZNZ Holdings L.L.C. Read SEC document |
| August 23, 2022 Filed Aug 25, 2023 01:52 UTC |
Pamukcu RifatDirector
|
ConversionSeries A Non-Voting Convertible Preferred Stock · Derivative | 4,928 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-095021 · tm2324788-8_4seq1.xml · derivative · entry 4 Pamukcu Rifat · CIK 0001929298 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 49,280 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Following stockholder approval at the Issuer's annual stockholder's meeting, each share of Series A Non-Voting Convertible Preferred Stock is convertible into 10 shares of the Issuer's common stock ("Common Stock") at any time at the option of the holder thereof, subject to certain limitations, including that a holder of Series A Non-Voting Convertible Preferred Stock is prohibited from converting shares of Series A Non-Voting Convertible Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than a specified percentage (to be established by the holder between 4.9% and 19.9%) of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion. The Series A Non-Voting Convertible Preferred Stock has no expiration date. F1 · derivative.expiration_date: Following stockholder approval at the Issuer's annual stockholder's meeting, each share of Series A Non-Voting Convertible Preferred Stock is convertible into 10 shares of the Issuer's common stock ("Common Stock") at any time at the option of the holder thereof, subject to certain limitations, including that a holder of Series A Non-Voting Convertible Preferred Stock is prohibited from converting shares of Series A Non-Voting Convertible Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than a specified percentage (to be established by the holder between 4.9% and 19.9%) of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion. The Series A Non-Voting Convertible Preferred Stock has no expiration date. Read SEC document |
| August 23, 2022 Filed Aug 25, 2023 01:52 UTC |
Pamukcu RifatDirector
|
ConversionCommon Stock | 271,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-095021 · tm2324788-8_4seq1.xml · nonDerivative · entry 3 Pamukcu Rifat · CIK 0001929298 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By ZNZ Holdings LLC Disclosed balance after: 14,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Following stockholder approval at the Issuer's annual stockholder's meeting, each share of Series A Non-Voting Convertible Preferred Stock is convertible into 10 shares of the Issuer's common stock ("Common Stock") at any time at the option of the holder thereof, subject to certain limitations, including that a holder of Series A Non-Voting Convertible Preferred Stock is prohibited from converting shares of Series A Non-Voting Convertible Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than a specified percentage (to be established by the holder between 4.9% and 19.9%) of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion. The Series A Non-Voting Convertible Preferred Stock has no expiration date. F3 · balance_after: Reflects a one-for-20 reverse split, effective as of 5:00 p.m. Eastern Time on February 10, 2023 F4 · ownership.nature: The Reporting Person serves as Manager Partner of ZNZ Holdings L.L.C. Read SEC document |
| August 23, 2022 Filed Aug 25, 2023 01:52 UTC |
Pamukcu RifatDirector
|
ConversionCommon Stock | 49,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-095021 · tm2324788-8_4seq1.xml · nonDerivative · entry 1 Pamukcu Rifat · CIK 0001929298 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Following stockholder approval at the Issuer's annual stockholder's meeting, each share of Series A Non-Voting Convertible Preferred Stock is convertible into 10 shares of the Issuer's common stock ("Common Stock") at any time at the option of the holder thereof, subject to certain limitations, including that a holder of Series A Non-Voting Convertible Preferred Stock is prohibited from converting shares of Series A Non-Voting Convertible Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than a specified percentage (to be established by the holder between 4.9% and 19.9%) of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion. The Series A Non-Voting Convertible Preferred Stock has no expiration date. Read SEC document |
| August 23, 2022 Filed Aug 25, 2023 01:50 UTC |
Duey MarcDirector
|
ConversionSeries A Non-Voting Convertible Preferred Stock · Derivative | 1,161 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-095017 · tm2324788-4_4seq1.xml · derivative · entry 5 Duey Marc · CIK 0001925150 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 11,610 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Following stockholder approval at the Issuer's annual stockholder's meeting, each share of Series A Non-Voting Convertible Preferred Stock is convertible into 10 shares of the Issuer's common stock ("Common Stock") at any time at the option of the holder thereof, subject to certain limitations, including that a holder of Series A Non-Voting Convertible Preferred Stock is prohibited from converting shares of Series A Non-Voting Convertible Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than a specified percentage (to be established by the holder between 4.9% and 19.9%) of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion. The Series A Non-Voting Convertible Preferred Stock has no expiration date. F4 · derivative.expiration_date: Following stockholder approval at the Issuer's annual stockholder's meeting, each share of Series A Non-Voting Convertible Preferred Stock is convertible into 10 shares of the Issuer's common stock ("Common Stock") at any time at the option of the holder thereof, subject to certain limitations, including that a holder of Series A Non-Voting Convertible Preferred Stock is prohibited from converting shares of Series A Non-Voting Convertible Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than a specified percentage (to be established by the holder between 4.9% and 19.9%) of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion. The Series A Non-Voting Convertible Preferred Stock has no expiration date. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose. Read SEC document |
| August 23, 2022 Filed Aug 25, 2023 01:50 UTC |
Duey MarcDirector
|
ConversionSeries A Non-Voting Convertible Preferred Stock · Derivative | 400,969 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-095017 · tm2324788-4_4seq1.xml · derivative · entry 4 Duey Marc · CIK 0001925150 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,009,690 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Following stockholder approval at the Issuer's annual stockholder's meeting, each share of Series A Non-Voting Convertible Preferred Stock is convertible into 10 shares of the Issuer's common stock ("Common Stock") at any time at the option of the holder thereof, subject to certain limitations, including that a holder of Series A Non-Voting Convertible Preferred Stock is prohibited from converting shares of Series A Non-Voting Convertible Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than a specified percentage (to be established by the holder between 4.9% and 19.9%) of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion. The Series A Non-Voting Convertible Preferred Stock has no expiration date. F4 · derivative.expiration_date: Following stockholder approval at the Issuer's annual stockholder's meeting, each share of Series A Non-Voting Convertible Preferred Stock is convertible into 10 shares of the Issuer's common stock ("Common Stock") at any time at the option of the holder thereof, subject to certain limitations, including that a holder of Series A Non-Voting Convertible Preferred Stock is prohibited from converting shares of Series A Non-Voting Convertible Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than a specified percentage (to be established by the holder between 4.9% and 19.9%) of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion. The Series A Non-Voting Convertible Preferred Stock has no expiration date. Read SEC document |
| August 23, 2022 Filed Aug 25, 2023 01:50 UTC |
Duey MarcDirector
|
ConversionCommon Stock | 11,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-095017 · tm2324788-4_4seq1.xml · nonDerivative · entry 3 Duey Marc · CIK 0001925150 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Reflects a one-for-20 reverse split, effective as of 5:00 p.m. Eastern Time on February 10, 2023 F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose. Read SEC document |
| August 23, 2022 Filed Aug 25, 2023 01:50 UTC |
Duey MarcDirector
|
ConversionCommon Stock | 4,009,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-095017 · tm2324788-4_4seq1.xml · nonDerivative · entry 1 Duey Marc · CIK 0001925150 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,167,589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 21:04 UTC |
Pamukcu RifatDirector
|
GrantStock Option (right to Buy) · Derivative | 29,575 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001104659-22-084768 · tm2222147-7_4seq1.xml · derivative · entry 3 Pamukcu Rifat · CIK 0001929298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,575 Underlying: Common Stock · 29,575 shares Expires 2032-07-28 F2 · derivative.exercise_date: The option vests in full on July 28, 2023, subject to the reporting person's continued service on the Issuer's board of directors through and including the applicable vesting date and subject to acceleration under certain conditions. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 21:04 UTC |
Pamukcu RifatDirector
|
GrantCommon Stock | 5,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-084768 · tm2222147-7_4seq1.xml · nonDerivative · entry 1 Pamukcu Rifat · CIK 0001929298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,862 F1 · shares: These shares represent restricted stock units which were granted on July 28, 2022, and which will vest and be settled in common stock on July 28, 2023, subject to the reporting person's continued service on the Issuer's board of directors through and including the applicable vesting date and subject to acceleration under certain conditions. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 17:01 UTC |
Gilad OrenPresident, CEO
|
GrantStock Option (right to Buy) · Derivative | 148,700 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001104659-22-084763 · tm2222147-3_4seq1.xml · derivative · entry 2 Gilad Oren · CIK 0001929300 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,700 Underlying: Common Stock · 148,700 shares Expires 2032-07-28 F2 · derivative.exercise_date: Twenty-five percent of these options vest on July 28, 2023, with the remaining options vesting ratably over the following 36 months, subject to the reporting person's continued employment through and including the applicable vesting dates and subject to acceleration under certain conditions. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 17:01 UTC |
Gilad OrenPresident, CEO
|
GrantCommon Stock | 101,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-084763 · tm2222147-3_4seq1.xml · nonDerivative · entry 1 Gilad Oren · CIK 0001929300 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,314 F1 · shares: These shares represent restricted stock units which were granted on July 28, 2022, and which will vest and be settled in common stock as follows: (i) 33,766 shares on July 28, 2023, (ii) 33,767 shares on July 28, 2024 and (iii) 33,767 shares on July 28, 2025, subject to the reporting person's continued employment through and including the applicable vesting dates and subject to acceleration under certain conditions. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 21:00 UTC |
Duey MarcDirector
|
GrantStock Option (right to Buy) · Derivative | 29,575 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001104659-22-084762 · tm2222147-2_4seq1.xml · derivative · entry 3 Duey Marc · CIK 0001925150 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,575 Underlying: Common Stock · 29,575 shares Expires 2032-07-28 F2 · derivative.exercise_date: The option vests in full on July 28, 2023, subject to the reporting person's continued service on the Issuer's board of directors through and including the applicable vesting date and subject to acceleration under certain conditions. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 21:00 UTC |
Duey MarcDirector
|
GrantCommon Stock | 5,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-084762 · tm2222147-2_4seq1.xml · nonDerivative · entry 1 Duey Marc · CIK 0001925150 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,899 F1 · shares: These shares represent restricted stock units which were granted on July 28, 2022, and which will vest and be settled in common stock on July 28, 2023, subject to the reporting person's continued service on the Issuer's board of directors through and including the applicable vesting date and subject to acceleration under certain conditions. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 21:02 UTC |
Grissinger MichaelDirector
|
GrantStock Option (right to Buy) · Derivative | 29,575 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001104659-22-084764 · tm2222147-4_4seq1.xml · derivative · entry 2 Grissinger Michael · CIK 0001757601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,575 Underlying: Common Stock · 29,575 shares Expires 2032-07-28 F2 · derivative.exercise_date: The option vests in full on July 28, 2023, subject to the reporting person's continued service on the Issuer's board of directors through and including the applicable vesting date and subject to acceleration under certain conditions. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 21:02 UTC |
Grissinger MichaelDirector
|
GrantCommon Stock | 5,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-084764 · tm2222147-4_4seq1.xml · nonDerivative · entry 1 Grissinger Michael · CIK 0001757601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,995 F1 · shares: These shares represent restricted stock units which were granted on July 28, 2022, and which will vest and be settled in common stock on July 28, 2023, subject to the reporting person's continued service on the Issuer's board of directors through and including the applicable vesting date and subject to acceleration under certain conditions. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 21:03 UTC |
HENNEMAN JOHN B IIIDirector
|
GrantStock Option (right to Buy) · Derivative | 29,575 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001104659-22-084765 · tm2222147-5_4seq1.xml · derivative · entry 2 HENNEMAN JOHN B III · CIK 0001187572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,575 Underlying: Common Stock · 29,575 shares Expires 2032-07-28 F2 · derivative.exercise_date: The option vests in full on July 28, 2023, subject to the reporting person's continued service on the Issuer's board of directors through and including the applicable vesting date and subject to acceleration under certain conditions. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 21:03 UTC |
HENNEMAN JOHN B IIIDirector
|
GrantCommon Stock | 5,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-084765 · tm2222147-5_4seq1.xml · nonDerivative · entry 1 HENNEMAN JOHN B III · CIK 0001187572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,605 F1 · shares: These shares represent restricted stock units which were granted on July 28, 2022, and which will vest and be settled in common stock on July 28, 2023, subject to the reporting person's continued service on the Issuer's board of directors through and including the applicable vesting date and subject to acceleration under certain conditions. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 21:06 UTC |
SCHADE CHRISTIAN SDirector
|
GrantStock Option (right to Buy) · Derivative | 47,600 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001104659-22-084772 · tm2222147-9_4seq1.xml · derivative · entry 9 SCHADE CHRISTIAN S · CIK 0001214496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,600 Underlying: Common Stock · 47,600 shares Expires 2032-07-28 F2 · derivative.exercise_date: The option vests in full on July 28, 2023, subject to the reporting person's continued service on the Issuer's board of directors through and including the applicable vesting date and subject to acceleration under certain conditions. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 21:06 UTC |
SCHADE CHRISTIAN SDirector
|
GrantCommon Stock | 32,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-084772 · tm2222147-9_4seq1.xml · nonDerivative · entry 1 SCHADE CHRISTIAN S · CIK 0001214496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,246 F1 · shares: These shares represent restricted stock units which were granted on July 28, 2022, and which will vest and be settled in common stock on July 28, 2023, subject to the reporting person's continued service on the Issuer's board of directors through and including the applicable vesting date and subject to acceleration under certain conditions. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 17:00 UTC |
Coiante Scott MSVP, Chief Financial Officer
|
GrantStock Option (right to Buy) · Derivative | 89,200 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001104659-22-084760 · tm2222147-1_4seq1.xml · derivative · entry 2 Coiante Scott M · CIK 0001608536 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,200 Underlying: Common Stock · 89,200 shares Expires 2032-07-28 F2 · derivative.exercise_date: Twenty-five percent of these options vest on July 28, 2023, with the remaining options vesting ratably over the following 36 months, subject to the reporting person's continued employment through and including the applicable vesting dates and subject to acceleration under certain conditions. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 17:00 UTC |
Coiante Scott MSVP, Chief Financial Officer
|
GrantCommon Stock | 60,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-084760 · tm2222147-1_4seq1.xml · nonDerivative · entry 1 Coiante Scott M · CIK 0001608536 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,065 F1 · shares: These shares represent restricted stock units which were granted on July 28, 2022, and which will vest and be settled in common stock as follows: (i) 20,266 shares on July 28, 2023, (ii) 20,267 shares on July 28, 2024 and (iii) 20,267 shares on July 28, 2025, subject to the reporting person's continued employment through and including the applicable vesting dates and subject to acceleration under certain conditions. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 21:05 UTC |
Peters RichardDirector
|
GrantStock Option (right to Buy) · Derivative | 29,575 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001104659-22-084770 · tm2222147-8_4seq1.xml · derivative · entry 2 Peters Richard · CIK 0001697628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,575 Underlying: Common Stock · 29,575 shares Expires 2032-07-28 F2 · derivative.exercise_date: The option vests in full on July 28, 2023, subject to the reporting person's continued service on the Issuer's board of directors through and including the applicable vesting date and subject to acceleration under certain conditions. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 21:05 UTC |
Peters RichardDirector
|
GrantCommon Stock | 5,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-084770 · tm2222147-8_4seq1.xml · nonDerivative · entry 1 Peters Richard · CIK 0001697628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,605 F1 · shares: These shares represent restricted stock units which were granted on July 28, 2022, and which will vest and be settled in common stock on July 28, 2023, subject to the reporting person's continued service on the Issuer's board of directors through and including the applicable vesting date and subject to acceleration under certain conditions. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 21:06 UTC |
Seizinger Bernd R.Director
|
GrantStock Option (right to Buy) · Derivative | 29,575 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001104659-22-084775 · tm2222147-10_4seq1.xml · derivative · entry 2 Seizinger Bernd R. · CIK 0001789042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,575 Underlying: Common Stock · 29,575 shares Expires 2032-07-28 F2 · derivative.exercise_date: The option vests in full on July 28, 2023, subject to the reporting person's continued service on the Issuer's board of directors through and including the applicable vesting date and subject to acceleration under certain conditions. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 21:06 UTC |
Seizinger Bernd R.Director
|
GrantCommon Stock | 5,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-084775 · tm2222147-10_4seq1.xml · nonDerivative · entry 1 Seizinger Bernd R. · CIK 0001789042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,575 F1 · shares: These shares represent restricted stock units which were granted on July 28, 2022, and which will vest and be settled in common stock on July 28, 2023, subject to the reporting person's continued service on the Issuer's board of directors through and including the applicable vesting date and subject to acceleration under certain conditions. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 21:04 UTC |
Korbel Gregory AlanSVP, Chief Operating Officer
|
GrantStock Option (right to Buy) · Derivative | 35,700 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001104659-22-084767 · tm2222147-6_4seq1.xml · derivative · entry 2 Korbel Gregory Alan · CIK 0001789032 · SVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,700 Underlying: Common Stock · 35,700 shares Expires 2032-07-28 F2 · derivative.exercise_date: Twenty-five percent of these options vest on July 28, 2023, with the remaining options vesting ratably over the following 36 months, subject to the reporting person's continued employment through and including the applicable vesting dates and subject to acceleration under certain conditions. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 21:04 UTC |
Korbel Gregory AlanSVP, Chief Operating Officer
|
GrantCommon Stock | 24,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-084767 · tm2222147-6_4seq1.xml · nonDerivative · entry 1 Korbel Gregory Alan · CIK 0001789032 · SVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,762 F1 · shares: These shares represent restricted stock units which were granted on July 28, 2022, and which will vest and be settled in common stock as follows: (i) 8,100 shares on July 28, 2023, (ii) 8,100 shares on July 28, 2024 and (iii) 8,100 shares on July 28, 2025, subject to the reporting person's continued employment through and including the applicable vesting dates and subject to acceleration under certain conditions. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 21:05 UTC |
SCHADE CHRISTIAN SDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 65,770 | $0.81 | $52,944.85 |
DisclosureSEC source: 0001104659-22-069015 · tm2217848-4_4seq1.xml · nonDerivative · entry 1 SCHADE CHRISTIAN S · CIK 0001214496 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,846 F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 180,934 restricted stock units. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 17:02 UTC |
Coiante Scott MDirector · SVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 35,284 | $0.81 | $28,403.62 |
DisclosureSEC source: 0001104659-22-069009 · tm2217848-3_4seq1.xml · nonDerivative · entry 1 Coiante Scott M · CIK 0001608536 · Director · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,265 F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 86,067 restricted stock units. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 21:01 UTC |
Korbel Gregory AlanDirector · SVP, Chief Operating Officer
|
Tax withholdingCommon Stock | 8,390 | $0.81 | $6,753.95 |
DisclosureSEC source: 0001104659-22-069001 · tm2217848-2_4seq1.xml · nonDerivative · entry 1 Korbel Gregory Alan · CIK 0001789032 · Director · SVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,462 F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 24,334 restricted stock units Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.