Last 12 months
Inside the activity.
7 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 4 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2021 Filed May 17, 2021 13:14 UTC |
McBrayer BrettDirector · Chief Executive Officer
|
PurchaseCommon Stock | 10,000 | $6.46 | $64,560.00 |
DisclosureSEC source: 0001209191-21-033018 · doc4.xml · nonDerivative · entry 1 McBrayer Brett · CIK 0001744984 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,469 Read SEC document |
| May 14, 2021 Filed May 17, 2021 13:32 UTC Amendment |
McBrayer BrettDirector · Chief Executive Officer
|
PurchaseCommon Stock | 10,000 | $6.46 | $64,560.00 |
DisclosureSEC source: 0001209191-21-033020 · doc4a.xml · nonDerivative · entry 1 McBrayer Brett · CIK 0001744984 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,469 F1 · date: The transaction date was inadvertently erroneously reported on the Form 4 filed May 17, 2021. Read SEC document |
| May 13, 2021 Filed May 14, 2021 15:35 UTC |
McBrayer BrettDirector · Chief Executive Officer
|
GrantCommon Stock | 53,899 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032598 · doc4.xml · nonDerivative · entry 1 McBrayer Brett · CIK 0001744984 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,469 F1 · shares: Represents a grant of restricted stock units under the Ampco-Pittsburgh Corporation ("Company") 2016 Omnibus Incentive Plan, as amended and restated as of May 13, 2021. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Ampco-Pittsburgh Corporation common stock. Restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| May 13, 2021 Filed May 14, 2021 15:31 UTC |
McAuley Michael GV.P., CFO & Treasurer
|
GrantCommon Stock | 17,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032596 · doc4.xml · nonDerivative · entry 1 McAuley Michael G · CIK 0001612993 · V.P., CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,806 F1 · shares: Represents a grant of restricted stock units under the Ampco-Pittsburgh Corporation ("Company") 2016 Omnibus Incentive Plan, as amended and restated as of May 13, 2021. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Ampco-Pittsburgh Corporation common stock. Restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| May 13, 2021 Filed May 14, 2021 15:28 UTC |
Lyon SamuelPresident of Union Electric
|
GrantCommon Stock | 17,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032595 · doc4.xml · nonDerivative · entry 2 Lyon Samuel · CIK 0001747181 · President of Union Electric 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,758 F1 · shares: Represents a grant of restricted stock units under the Ampco-Pittsburgh Corporation ("Company") 2016 Omnibus Incentive Plan, as amended and restated as of May 13, 2021. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Ampco-Pittsburgh Corporation common stock. Restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| May 13, 2021 Filed May 14, 2021 15:28 UTC |
Lyon SamuelPresident of Union Electric
|
PurchaseCommon Stock | 6,000 | $5.67 | $34,047.60 |
DisclosureSEC source: 0001209191-21-032595 · doc4.xml · nonDerivative · entry 1 Lyon Samuel · CIK 0001747181 · President of Union Electric 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,510 Read SEC document |
| May 13, 2021 Filed May 14, 2021 15:22 UTC |
KENNY TERRENCE WPresident,Air&Liq. Proc. Group
|
GrantCommon Stock | 10,636 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032593 · doc4.xml · nonDerivative · entry 1 KENNY TERRENCE W · CIK 0001190957 · President,Air&Liq. Proc. Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,148 F1 · shares: Represents a grant of restricted stock units under the Ampco-Pittsburgh Corporation ("Company") 2016 Omnibus Incentive Plan, as amended and restated as of May 13, 2021. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Ampco-Pittsburgh Corporation common stock. Restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| May 13, 2021 Filed May 14, 2021 15:18 UTC |
HOOVER ROSEPresident & Chief Admin. Off.
|
GrantCommon Stock | 18,110 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032591 · doc4.xml · nonDerivative · entry 1 HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,854 F1 · shares: Represents a grant of restricted stock units under the Ampco-Pittsburgh Corporation ("Company") 2016 Omnibus Incentive Plan, as amended and restated as of May 13, 2021. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Ampco-Pittsburgh Corporation common stock. Restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| May 13, 2021 Filed May 14, 2021 15:12 UTC |
PFORZHEIMER CARL H IIDirector
|
GrantCommon Stock | 12,196 | $5.74 | $70,005.04 |
DisclosureSEC source: 0001209191-21-032588 · doc4.xml · nonDerivative · entry 1 PFORZHEIMER CARL H II · CIK 0001190987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,516 Read SEC document |
| May 13, 2021 Filed May 14, 2021 15:08 UTC |
PAUL STEPHEN EDirector
|
GrantCommon Stock | 12,196 | $5.74 | $70,005.04 |
DisclosureSEC source: 0001209191-21-032585 · doc4.xml · nonDerivative · entry 1 PAUL STEPHEN E · CIK 0001190969 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,580 Read SEC document |
| May 13, 2021 Filed May 14, 2021 15:00 UTC |
GERMAN MICHAEL IDirector
|
GrantCommon Stock | 12,196 | $5.74 | $70,005.04 |
DisclosureSEC source: 0001209191-21-032581 · doc4.xml · nonDerivative · entry 1 GERMAN MICHAEL I · CIK 0001012714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,576 Read SEC document |
| May 13, 2021 Filed May 14, 2021 15:05 UTC |
LIEBERMAN WILLIAM KDirector
|
GrantCommon Stock | 12,196 | $5.74 | $70,005.04 |
DisclosureSEC source: 0001209191-21-032583 · doc4.xml · nonDerivative · entry 1 LIEBERMAN WILLIAM K · CIK 0001279916 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,134 Read SEC document |
| May 13, 2021 Filed May 14, 2021 14:56 UTC |
Fessenden Elizabeth AnneDirector
|
GrantCommon Stock | 12,196 | $5.74 | $70,005.04 |
DisclosureSEC source: 0001209191-21-032579 · doc4.xml · nonDerivative · entry 1 Fessenden Elizabeth Anne · CIK 0001452008 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,635 Read SEC document |
| May 13, 2021 Filed May 14, 2021 14:53 UTC |
DUNLAP TERRY LDirector
|
GrantCommon Stock | 12,196 | $5.74 | $70,005.04 |
DisclosureSEC source: 0001209191-21-032575 · doc4.xml · nonDerivative · entry 1 DUNLAP TERRY L · CIK 0001399098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,124 Read SEC document |
| May 13, 2021 Filed May 14, 2021 14:51 UTC |
ABEL JAMES JDirector
|
GrantCommon Stock | 12,196 | $5.74 | $70,005.04 |
DisclosureSEC source: 0001209191-21-032572 · doc4.xml · nonDerivative · entry 1 ABEL JAMES J · CIK 0001192135 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,543 Read SEC document |
| May 13, 2021 Filed Oct 13, 2021 14:29 UTC Amendment |
HOOVER ROSEPresident & Chief Admin. Off.
|
GrantCommon Stock | 19,318 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-060317 · doc4a.xml · nonDerivative · entry 1 HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,062 F1 · shares: The amount of shares awarded was reported erroneously on the Form 4 filed by the reporting person on May 14, 2021. F2 · shares: Represents a grant of restricted stock units under the Ampco-Pittsburgh Corporation ("Company") 2016 Omnibus Incentive Plan, as amended and restated as of May 13, 2021. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Ampco-Pittsburgh Corporation common stock. Restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| May 13, 2021 Filed Oct 13, 2021 15:00 UTC Amendment |
Lyon SamuelPresident of Union Electric
|
GrantCommon Stock | 18,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-060321 · doc4a.xml · nonDerivative · entry 1 Lyon Samuel · CIK 0001747181 · President of Union Electric 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,845 F1 · shares: On May 14, 2021, the reporting person filed a Form 4 which erroneously reported that he had been awarded 17,248 shares of common stock incident to the award of restricted stock units in 2021. In fact, as reported in this amendment, the reporting person was awarded 18,398 shares of common stock. The subsequent transaction reported on August 17, 2021 shall be updated accordingly such that the total amount of securities beneficially owned by the reporting person reported in Column 5 of of Table I following such transactions is 74,248 shares of common stock. F2 · shares: Represents a grant of restricted stock units under the Ampco-Pittsburgh Corporation ("Company") 2016 Omnibus Incentive Plan, as amended and restated as of May 13, 2021. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Ampco-Pittsburgh Corporation common stock. Restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| May 13, 2021 Filed Oct 13, 2021 14:33 UTC Amendment |
KENNY TERRENCE WPresident,Air&Liq. Proc. Group
|
GrantCommon Stock | 14,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-060319 · doc4a.xml · nonDerivative · entry 1 KENNY TERRENCE W · CIK 0001190957 · President,Air&Liq. Proc. Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,403 F1 · shares: The amount of shares awarded was reported erroneously on the Form 4 filed by the reporting person on May 14, 2021. F2 · shares: Represents a grant of restricted stock units under the Ampco-Pittsburgh Corporation ("Company") 2016 Omnibus Incentive Plan, as amended and restated as of May 13, 2021. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Ampco-Pittsburgh Corporation common stock. Restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| May 13, 2021 Filed Oct 13, 2021 14:28 UTC Amendment |
McAuley Michael GV.P., CFO & Treasurer
|
GrantCommon Stock | 18,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-060315 · doc4a.xml · nonDerivative · entry 1 McAuley Michael G · CIK 0001612993 · V.P., CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,971 F1 · shares: The amount of shares awarded was reported erroneously on the Form 4 filed by the reporting person on May 14, 2021. F2 · shares: Represents a grant of restricted stock units under the Ampco-Pittsburgh Corporation ("Company") 2016 Omnibus Incentive Plan, as amended and restated as of May 13, 2021. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Ampco-Pittsburgh Corporation common stock. Restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| May 09, 2021 Filed May 11, 2021 16:48 UTC |
McBrayer BrettDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 5,463 | $7.26 | $39,661.38 |
DisclosureSEC source: 0001209191-21-031537 · doc4.xml · nonDerivative · entry 4 McBrayer Brett · CIK 0001744984 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,570 F4 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the performance-based restricted stock units. Read SEC document |
| May 09, 2021 Filed May 11, 2021 16:48 UTC |
McBrayer BrettDirector · Chief Executive Officer
|
GrantCommon Stock | 14,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-031537 · doc4.xml · nonDerivative · entry 3 McBrayer Brett · CIK 0001744984 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,033 F3 · price: These shares were acquired upon vesting of performance-based restricted stock units. The vesting of these performance-based restricted stock units was based on Ampco-Pittsburgh Corporation's achievement of targeted Return on Invested Capital. Read SEC document |
| May 09, 2021 Filed May 11, 2021 16:48 UTC |
McBrayer BrettDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 2,954 | $7.26 | $21,446.04 |
DisclosureSEC source: 0001209191-21-031537 · doc4.xml · nonDerivative · entry 2 McBrayer Brett · CIK 0001744984 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,775 F2 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of restricted stock units granted in 2019. Read SEC document |
| May 09, 2021 Filed May 11, 2021 16:46 UTC |
McAuley Michael GV.P., CFO & Treasurer
|
GrantCommon Stock | 10,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-031535 · doc4.xml · nonDerivative · entry 4 McAuley Michael G · CIK 0001612993 · V.P., CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,279 F4 · price: These shares were acquired upon vesting of performance-based restricted stock units. The vesting of these performance-based restricted stock units was based on Ampco-Pittsburgh Corporation's achievement of targeted Return on Invested Capital. Read SEC document |
| May 09, 2021 Filed May 11, 2021 16:46 UTC |
McAuley Michael GV.P., CFO & Treasurer
|
Tax withholdingCommon Stock | 940 | $7.26 | $6,824.40 |
DisclosureSEC source: 0001209191-21-031535 · doc4.xml · nonDerivative · entry 3 McAuley Michael G · CIK 0001612993 · V.P., CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,973 F3 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of restricted stock units granted in 2019 Read SEC document |
| May 09, 2021 Filed May 11, 2021 16:46 UTC |
McAuley Michael GV.P., CFO & Treasurer
|
Tax withholdingCommon Stock | 679 | $7.26 | $4,929.54 |
DisclosureSEC source: 0001209191-21-031535 · doc4.xml · nonDerivative · entry 2 McAuley Michael G · CIK 0001612993 · V.P., CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,913 F2 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of restricted stock units granted in 2018. Read SEC document |
| May 09, 2021 Filed May 11, 2021 16:45 UTC |
Lyon SamuelPresident of Union Electric
|
Tax withholdingCommon Stock | 1,097 | $7.26 | $7,964.22 |
DisclosureSEC source: 0001209191-21-031532 · doc4.xml · nonDerivative · entry 2 Lyon Samuel · CIK 0001747181 · President of Union Electric 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,510 F2 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of restricted stock units granted in 2019. Read SEC document |
| May 09, 2021 Filed May 11, 2021 16:44 UTC |
KENNY TERRENCE WPresident,Air&Liq. Proc. Group
|
Tax withholdingCommon Stock | 2,006 | $7.26 | $14,563.56 |
DisclosureSEC source: 0001209191-21-031530 · doc4.xml · nonDerivative · entry 5 KENNY TERRENCE W · CIK 0001190957 · President,Air&Liq. Proc. Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,512 F5 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the performance-based restricted stock units. Read SEC document |
| May 09, 2021 Filed May 11, 2021 16:44 UTC |
KENNY TERRENCE WPresident,Air&Liq. Proc. Group
|
GrantCommon Stock | 6,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-031530 · doc4.xml · nonDerivative · entry 4 KENNY TERRENCE W · CIK 0001190957 · President,Air&Liq. Proc. Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,518 F4 · price: These shares were acquired upon vesting of performance-based restricted stock units. The vesting of these performance-based restricted stock units was based on Ampco-Pittsburgh Corporation's achievement of targeted Return on Invested Capital. Read SEC document |
| May 09, 2021 Filed May 11, 2021 16:44 UTC |
KENNY TERRENCE WPresident,Air&Liq. Proc. Group
|
Tax withholdingCommon Stock | 642 | $7.26 | $4,660.92 |
DisclosureSEC source: 0001209191-21-031530 · doc4.xml · nonDerivative · entry 3 KENNY TERRENCE W · CIK 0001190957 · President,Air&Liq. Proc. Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,646 F3 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of restricted stock units granted in 2019. Read SEC document |
| May 09, 2021 Filed May 11, 2021 16:44 UTC |
KENNY TERRENCE WPresident,Air&Liq. Proc. Group
|
Tax withholdingCommon Stock | 464 | $7.26 | $3,368.64 |
DisclosureSEC source: 0001209191-21-031530 · doc4.xml · nonDerivative · entry 2 KENNY TERRENCE W · CIK 0001190957 · President,Air&Liq. Proc. Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,288 F2 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of restricted stock units granted in 2018. Read SEC document |
| May 09, 2021 Filed May 11, 2021 16:43 UTC |
HOOVER ROSEPresident & Chief Admin. Off.
|
Tax withholdingCommon Stock | 3,844 | $7.26 | $27,907.44 |
DisclosureSEC source: 0001209191-21-031528 · doc4.xml · nonDerivative · entry 5 HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,744 F5 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the performance-based restricted stock units. Read SEC document |
| May 09, 2021 Filed May 11, 2021 16:43 UTC |
HOOVER ROSEPresident & Chief Admin. Off.
|
GrantCommon Stock | 13,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-031528 · doc4.xml · nonDerivative · entry 4 HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,588 F4 · price: These shares were acquired upon vesting of performance-based restricted stock units. The vesting of these performance-based restricted stock units was based on Ampco-Pittsburgh Corporation's achievement of targeted Return on Invested Capital. Read SEC document |
| May 09, 2021 Filed May 11, 2021 16:43 UTC |
HOOVER ROSEPresident & Chief Admin. Off.
|
Tax withholdingCommon Stock | 1,231 | $7.26 | $8,937.06 |
DisclosureSEC source: 0001209191-21-031528 · doc4.xml · nonDerivative · entry 3 HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,092 F3 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of restricted stock units granted in 2019. Read SEC document |
| May 09, 2021 Filed May 11, 2021 16:43 UTC |
HOOVER ROSEPresident & Chief Admin. Off.
|
Tax withholdingCommon Stock | 889 | $7.26 | $6,454.14 |
DisclosureSEC source: 0001209191-21-031528 · doc4.xml · nonDerivative · entry 2 HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,323 F2 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of restricted stock units granted in 2018. Read SEC document |
| May 07, 2021 Filed May 11, 2021 16:48 UTC |
McBrayer BrettDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 3,223 | $7.26 | $23,398.98 |
DisclosureSEC source: 0001209191-21-031537 · doc4.xml · nonDerivative · entry 1 McBrayer Brett · CIK 0001744984 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,729 F1 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of restricted stock units granted in 2020. Read SEC document |
| May 07, 2021 Filed May 11, 2021 16:46 UTC |
McAuley Michael GV.P., CFO & Treasurer
|
Tax withholdingCommon Stock | 1,276 | $7.26 | $9,263.76 |
DisclosureSEC source: 0001209191-21-031535 · doc4.xml · nonDerivative · entry 1 McAuley Michael G · CIK 0001612993 · V.P., CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,592 F1 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of restricted stock units granted in 2020. Read SEC document |
| May 07, 2021 Filed May 11, 2021 16:45 UTC |
Lyon SamuelPresident of Union Electric
|
Tax withholdingCommon Stock | 1,250 | $7.26 | $9,075.00 |
DisclosureSEC source: 0001209191-21-031532 · doc4.xml · nonDerivative · entry 1 Lyon Samuel · CIK 0001747181 · President of Union Electric 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,607 F1 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of restricted stock units granted in 2020. Read SEC document |
| May 07, 2021 Filed May 11, 2021 16:44 UTC |
KENNY TERRENCE WPresident,Air&Liq. Proc. Group
|
Tax withholdingCommon Stock | 814 | $7.26 | $5,909.64 |
DisclosureSEC source: 0001209191-21-031530 · doc4.xml · nonDerivative · entry 1 KENNY TERRENCE W · CIK 0001190957 · President,Air&Liq. Proc. Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,752 F1 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of restricted stock units granted in 2020. Read SEC document |
| May 07, 2021 Filed May 11, 2021 16:43 UTC |
HOOVER ROSEPresident & Chief Admin. Off.
|
Tax withholdingCommon Stock | 1,343 | $7.26 | $9,750.18 |
DisclosureSEC source: 0001209191-21-031528 · doc4.xml · nonDerivative · entry 1 HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,212 F1 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of restricted stock units granted in 2020. Read SEC document |
| May 06, 2021 Filed May 11, 2021 16:46 UTC |
McAuley Michael GV.P., CFO & Treasurer
|
Tax withholdingCommon Stock | 2,936 | $7.26 | $21,315.36 |
DisclosureSEC source: 0001209191-21-031535 · doc4.xml · nonDerivative · entry 5 McAuley Michael G · CIK 0001612993 · V.P., CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,343 F5 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the performance-based restricted stock units. Read SEC document |
| February 04, 2021 Filed Feb 5, 2021 14:41 UTC |
Lyon SamuelPresident of Union Electric
|
Tax withholdingCommon Stock | 2,160 | $7.36 | $15,897.60 |
DisclosureSEC source: 0001209191-21-008011 · doc4.xml · nonDerivative · entry 1 Lyon Samuel · CIK 0001747181 · President of Union Electric 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,697 Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 20:46 UTC |
CRAWFORD UNITED CorpMember of 10% owner group
|
PurchaseCommon Stock | 4,303 | $3.57 | $15,349.66 |
DisclosureSEC source: 0001209191-20-052634 · doc4.xml · nonDerivative · entry 2 CRAWFORD UNITED Corp · CIK 0000047307 · Member of 10% owner group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,000 Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 20:46 UTC |
CRAWFORD UNITED CorpMember of 10% owner group
|
PurchaseCommon Stock | 41,400 | $3.53 | $146,282.76 |
DisclosureSEC source: 0001209191-20-052634 · doc4.xml · nonDerivative · entry 1 CRAWFORD UNITED Corp · CIK 0000047307 · Member of 10% owner group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,697 Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 18:57 UTC |
LIEBERMAN WILLIAM KDirector
|
OtherSeries A Warrants (right to buy) · Derivative | 6,597 | Not disclosed Strike: $2.57 | Not disclosed |
DisclosureSEC source: 0001209191-20-051854 · doc4.xml · derivative · entry 20 LIEBERMAN WILLIAM K · CIK 0001279916 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,597 Underlying: Common Stock · 2,944 shares Expires 2025-08-01 F5 · security: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock. F5 · derivative.exercise_price: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock. F4 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. F5 · shares: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock. F4 · price: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. F3 · ownership.direct: Joint w/ spouse Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 18:57 UTC |
LIEBERMAN WILLIAM KDirector
|
OtherSubscription Rights (right to buy) · Derivative | 6,597 | $0.00 Strike: $1.56 | $0.00 |
DisclosureSEC source: 0001209191-20-051854 · doc4.xml · derivative · entry 19 LIEBERMAN WILLIAM K · CIK 0001279916 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Units consisting of Common Stock and Series A Warrants · Not disclosed shares Expires 2020-09-18 F4 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. F4 · derivative.underlying: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. F4 · derivative.underlying_shares: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. F3 · ownership.direct: Joint w/ spouse Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 18:57 UTC |
LIEBERMAN WILLIAM KDirector
|
OtherSeries A Warrants (right to buy) · Derivative | 42,131 | Not disclosed Strike: $2.57 | Not disclosed |
DisclosureSEC source: 0001209191-20-051854 · doc4.xml · derivative · entry 18 LIEBERMAN WILLIAM K · CIK 0001279916 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,131 Underlying: Common Stock · 18,807 shares Expires 2025-08-01 F5 · security: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock. F5 · derivative.exercise_price: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock. F4 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. F5 · shares: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock. F4 · price: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 18:57 UTC |
LIEBERMAN WILLIAM KDirector
|
OtherSubscription Rights (right to buy) · Derivative | 42,131 | $0.00 Strike: $1.56 | $0.00 |
DisclosureSEC source: 0001209191-20-051854 · doc4.xml · derivative · entry 17 LIEBERMAN WILLIAM K · CIK 0001279916 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Units consisting of Common Stock and Series A Warrants · Not disclosed shares Expires 2020-09-18 F4 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. F4 · derivative.underlying: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. F4 · derivative.underlying_shares: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 18:57 UTC |
LIEBERMAN WILLIAM KDirector
|
OtherCommon Stock | 2,944 | $3.50 | $10,304.00 |
DisclosureSEC source: 0001209191-20-051854 · doc4.xml · nonDerivative · entry 16 LIEBERMAN WILLIAM K · CIK 0001279916 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,541.4405 F4 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. F3 · ownership.direct: Joint w/ spouse Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 18:57 UTC |
LIEBERMAN WILLIAM KDirector
|
OtherCommon Stock | 18,807 | $3.50 | $65,824.50 |
DisclosureSEC source: 0001209191-20-051854 · doc4.xml · nonDerivative · entry 15 LIEBERMAN WILLIAM K · CIK 0001279916 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,938 F4 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 12:11 UTC |
PFORZHEIMER CARL H IIDirector
|
OtherSeries A Warrant (right to buy) · Derivative | 50,000 | Not disclosed Strike: $2.57 | Not disclosed |
DisclosureSEC source: 0001209191-20-051765 · doc4.xml · derivative · entry 4 PFORZHEIMER CARL H II · CIK 0001190987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 22,320 shares Expires 2025-08-01 F3 · security: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock. F3 · derivative.exercise_price: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock. F1 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. F3 · shares: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock. F1 · price: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.