Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMPCO PITTSBURGH CORPAP · Entity 6411 | Director | September 22, 2020 | May 24, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMPCO PITTSBURGH CORP
Report date September 22, 2020 · Filed May 24, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 3,028 |
Last balance in matching sequence
After 2022-07-22 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-09-22 · Other · Acquired 714 · Balance 2,314 F1: This Form 4 is being filed to include the acquisition of shares of common stock and Series A Warrants that had been inadvertently omitted. F2: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on September 22, 2020 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. F3: Shares are held equally between two different trusts, including half of the shares that are held by a trust of which Reporting Person is a trustee and principal beneficiary and the other half are held by a trust of which Reporting Person is a trustee in which he disclaims beneficial ownership. Row 2 · 2022-07-22 · Exercise / conversion · Acquired 714 · Balance 3,028 F1: This Form 4 is being filed to include the acquisition of shares of common stock and Series A Warrants that had been inadvertently omitted. F4: Represents the conversion of Series A warrants issued by the Issuer as part of the Rights Offering, converted at the temporarily discounted price of $1.7856 per Series A warrant (or $4.00 per whole share of the Issuer's common stock). Beginning May 31, 2022 and expiring at 11:59 p.m. Eastern Time on July 15, 2022, the Issuer through an offer to exercise offered holders of the Issuer's outstanding Series A warrants the opportunity to exercise their Series A warrants at the temporarily reduced exercise price of $1.7856 per Series A warrant (or $4.00 per whole share of the Corporation's common stock). F3: Shares are held equally between two different trusts, including half of the shares that are held by a trust of which Reporting Person is a trustee and principal beneficiary and the other half are held by a trust of which Reporting Person is a trustee in which he disclaims beneficial ownership. |
| Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.56 · Expires 2020-09-18 | IndirectSee Footnote | 0 |
Reported balance
After 2020-09-22 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-09-22 · Other · Disposed 1,600 · Balance 0 F1: This Form 4 is being filed to include the acquisition of shares of common stock and Series A Warrants that had been inadvertently omitted. F2: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on September 22, 2020 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. F3: Shares are held equally between two different trusts, including half of the shares that are held by a trust of which Reporting Person is a trustee and principal beneficiary and the other half are held by a trust of which Reporting Person is a trustee in which he disclaims beneficial ownership. |
| Series A Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.57 · Expires 2025-08-01 | IndirectSee Footnote | 1,600 |
Reported balance
After 2020-09-22 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-09-22 · Other · Acquired 1,600 · Balance 1,600 F5: Other than between May 31, 2022 and before 11:59 p.m. Eastern Time on July 15, 2022, when each Series A warrant represented the right to purchase 0.4464 shares of common stock at a temporarily reduced exercise price of $1.7856 per each Series A warrant, each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per series A warrant (or $5.75 per whole share of the Issuer's common stock). The Series A warrants are exercisable only for whole numbers of shares of Common Stock. F1: This Form 4 is being filed to include the acquisition of shares of common stock and Series A Warrants that had been inadvertently omitted. F2: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on September 22, 2020 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. F3: Shares are held equally between two different trusts, including half of the shares that are held by a trust of which Reporting Person is a trustee and principal beneficiary and the other half are held by a trust of which Reporting Person is a trustee in which he disclaims beneficial ownership. |
| Series A Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.57 · Expires 2025-08-01 | IndirectSee Footnote | 0 |
Reported balance
After 2022-07-22 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-07-22 · Exercise / conversion · Disposed 1,600 · Balance 0 F5: Other than between May 31, 2022 and before 11:59 p.m. Eastern Time on July 15, 2022, when each Series A warrant represented the right to purchase 0.4464 shares of common stock at a temporarily reduced exercise price of $1.7856 per each Series A warrant, each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per series A warrant (or $5.75 per whole share of the Issuer's common stock). The Series A warrants are exercisable only for whole numbers of shares of Common Stock. F1: This Form 4 is being filed to include the acquisition of shares of common stock and Series A Warrants that had been inadvertently omitted. F4: Represents the conversion of Series A warrants issued by the Issuer as part of the Rights Offering, converted at the temporarily discounted price of $1.7856 per Series A warrant (or $4.00 per whole share of the Issuer's common stock). Beginning May 31, 2022 and expiring at 11:59 p.m. Eastern Time on July 15, 2022, the Issuer through an offer to exercise offered holders of the Issuer's outstanding Series A warrants the opportunity to exercise their Series A warrants at the temporarily reduced exercise price of $1.7856 per Series A warrant (or $4.00 per whole share of the Corporation's common stock). F6: Series A warrants were issued on September 22, 2020 upon the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. F3: Shares are held equally between two different trusts, including half of the shares that are held by a trust of which Reporting Person is a trustee and principal beneficiary and the other half are held by a trust of which Reporting Person is a trustee in which he disclaims beneficial ownership. |
| Common StockSEC Table I · non-derivative | Direct | 141,383 |
Reported balance
Holding disclosure · report date 2020-09-22 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 141,383 |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being filed to include the acquisition of shares of common stock and Series A Warrants that had been inadvertently omitted.
F2: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on September 22, 2020 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3.
F3: Shares are held equally between two different trusts, including half of the shares that are held by a trust of which Reporting Person is a trustee and principal beneficiary and the other half are held by a trust of which Reporting Person is a trustee in which he disclaims beneficial ownership.
F4: Represents the conversion of Series A warrants issued by the Issuer as part of the Rights Offering, converted at the temporarily discounted price of $1.7856 per Series A warrant (or $4.00 per whole share of the Issuer's common stock). Beginning May 31, 2022 and expiring at 11:59 p.m. Eastern Time on July 15, 2022, the Issuer through an offer to exercise offered holders of the Issuer's outstanding Series A warrants the opportunity to exercise their Series A warrants at the temporarily reduced exercise price of $1.7856 per Series A warrant (or $4.00 per whole share of the Corporation's common stock).
F5: Other than between May 31, 2022 and before 11:59 p.m. Eastern Time on July 15, 2022, when each Series A warrant represented the right to purchase 0.4464 shares of common stock at a temporarily reduced exercise price of $1.7856 per each Series A warrant, each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per series A warrant (or $5.75 per whole share of the Issuer's common stock). The Series A warrants are exercisable only for whole numbers of shares of Common Stock.
F6: Series A warrants were issued on September 22, 2020 upon the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2023 Filed May 18, 2023 18:54 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | GrantCommon Stock | 12,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030553 · doc4.xml · nonDerivative · entry 1 PFORZHEIMER CARL H II · CIK 0001190987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,383 F1 · shares: Represents a grant of restricted stock under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated as of May 18, 2023. These grants of restricted stock vest on the first anniversary of the grant date. Read SEC document |
| July 22, 2022 Filed Jul 26, 2022 22:14 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | Exercise / conversionSeries A Warrant (right to buy) · Derivative | 50,000 | Not disclosed Strike: $2.66 | Not disclosed |
DisclosureSEC source: 0000899243-22-026744 · doc4.xml · derivative · entry 3 PFORZHEIMER CARL H II · CIK 0001190987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,320 shares Expires 2025-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Other than between May 31, 2022 and before 11:59 p.m. Eastern Time on July 15, 2022, when each Series A warrant represented the right to purchase 0.4464 shares of common stock at a temporarily reduced exercise price of $1.7856 per each Series A warrant, each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per series A warrant (or $5.75 per whole share of the Issuer's common stock). The Series A warrants are exercisable only for whole numbers of shares of Common Stock. F3 · derivative.exercise_price: Other than between May 31, 2022 and before 11:59 p.m. Eastern Time on July 15, 2022, when each Series A warrant represented the right to purchase 0.4464 shares of common stock at a temporarily reduced exercise price of $1.7856 per each Series A warrant, each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per series A warrant (or $5.75 per whole share of the Issuer's common stock). The Series A warrants are exercisable only for whole numbers of shares of Common Stock. F1 · kind: Represents the conversion of Series A warrants issued by the Issuer as part of a rights offering that closed on September 22, 2020, converted at the temporarily discounted price of $1.7856 per Series A warrant (or $4.00 per whole share of the Issuer's common stock). Beginning May 31, 2022 and expiring at 11:59 p.m. Eastern Time on July 15, 2022, the Issuer through an offer to exercise offered holders of the Issuer's outstanding Series A warrants the opportunity to exercise their Series A warrants at the temporarily reduced exercise price of $1.7856 per Series A warrant (or $4.00 per whole share of the Corporation's common stock). F3 · shares: Other than between May 31, 2022 and before 11:59 p.m. Eastern Time on July 15, 2022, when each Series A warrant represented the right to purchase 0.4464 shares of common stock at a temporarily reduced exercise price of $1.7856 per each Series A warrant, each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per series A warrant (or $5.75 per whole share of the Issuer's common stock). The Series A warrants are exercisable only for whole numbers of shares of Common Stock. F4 · price: Series A warrants were issued on September 22, 2020 upon the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| July 22, 2022 Filed Jul 26, 2022 22:14 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | Exercise / conversionCommon Stock | 22,320 | $4.00 | $89,280.00 |
DisclosureSEC source: 0000899243-22-026744 · doc4.xml · nonDerivative · entry 1 PFORZHEIMER CARL H II · CIK 0001190987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Series A warrants issued by the Issuer as part of a rights offering that closed on September 22, 2020, converted at the temporarily discounted price of $1.7856 per Series A warrant (or $4.00 per whole share of the Issuer's common stock). Beginning May 31, 2022 and expiring at 11:59 p.m. Eastern Time on July 15, 2022, the Issuer through an offer to exercise offered holders of the Issuer's outstanding Series A warrants the opportunity to exercise their Series A warrants at the temporarily reduced exercise price of $1.7856 per Series A warrant (or $4.00 per whole share of the Corporation's common stock). F1 · price: Represents the conversion of Series A warrants issued by the Issuer as part of a rights offering that closed on September 22, 2020, converted at the temporarily discounted price of $1.7856 per Series A warrant (or $4.00 per whole share of the Issuer's common stock). Beginning May 31, 2022 and expiring at 11:59 p.m. Eastern Time on July 15, 2022, the Issuer through an offer to exercise offered holders of the Issuer's outstanding Series A warrants the opportunity to exercise their Series A warrants at the temporarily reduced exercise price of $1.7856 per Series A warrant (or $4.00 per whole share of the Corporation's common stock). Read SEC document |
| July 22, 2022 Filed May 24, 2023 13:35 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | Exercise / conversionSeries A Warrant (right to buy) · Derivative | 1,600 | Not disclosed Strike: $2.57 | Not disclosed |
DisclosureSEC source: 0001209191-23-031817 · doc4.xml · derivative · entry 6 PFORZHEIMER CARL H II · CIK 0001190987 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 714 shares Expires 2025-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Other than between May 31, 2022 and before 11:59 p.m. Eastern Time on July 15, 2022, when each Series A warrant represented the right to purchase 0.4464 shares of common stock at a temporarily reduced exercise price of $1.7856 per each Series A warrant, each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per series A warrant (or $5.75 per whole share of the Issuer's common stock). The Series A warrants are exercisable only for whole numbers of shares of Common Stock. F5 · derivative.exercise_price: Other than between May 31, 2022 and before 11:59 p.m. Eastern Time on July 15, 2022, when each Series A warrant represented the right to purchase 0.4464 shares of common stock at a temporarily reduced exercise price of $1.7856 per each Series A warrant, each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per series A warrant (or $5.75 per whole share of the Issuer's common stock). The Series A warrants are exercisable only for whole numbers of shares of Common Stock. F1 · date: This Form 4 is being filed to include the acquisition of shares of common stock and Series A Warrants that had been inadvertently omitted. F4 · kind: Represents the conversion of Series A warrants issued by the Issuer as part of the Rights Offering, converted at the temporarily discounted price of $1.7856 per Series A warrant (or $4.00 per whole share of the Issuer's common stock). Beginning May 31, 2022 and expiring at 11:59 p.m. Eastern Time on July 15, 2022, the Issuer through an offer to exercise offered holders of the Issuer's outstanding Series A warrants the opportunity to exercise their Series A warrants at the temporarily reduced exercise price of $1.7856 per Series A warrant (or $4.00 per whole share of the Corporation's common stock). F5 · shares: Other than between May 31, 2022 and before 11:59 p.m. Eastern Time on July 15, 2022, when each Series A warrant represented the right to purchase 0.4464 shares of common stock at a temporarily reduced exercise price of $1.7856 per each Series A warrant, each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per series A warrant (or $5.75 per whole share of the Issuer's common stock). The Series A warrants are exercisable only for whole numbers of shares of Common Stock. F6 · price: Series A warrants were issued on September 22, 2020 upon the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. F3 · ownership.nature: Shares are held equally between two different trusts, including half of the shares that are held by a trust of which Reporting Person is a trustee and principal beneficiary and the other half are held by a trust of which Reporting Person is a trustee in which he disclaims beneficial ownership. Read SEC document |
| July 22, 2022 Filed May 24, 2023 13:35 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | Exercise / conversionCommon Stock | 714 | $4.00 | $2,856.00 |
DisclosureSEC source: 0001209191-23-031817 · doc4.xml · nonDerivative · entry 2 PFORZHEIMER CARL H II · CIK 0001190987 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 3,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: This Form 4 is being filed to include the acquisition of shares of common stock and Series A Warrants that had been inadvertently omitted. F4 · kind: Represents the conversion of Series A warrants issued by the Issuer as part of the Rights Offering, converted at the temporarily discounted price of $1.7856 per Series A warrant (or $4.00 per whole share of the Issuer's common stock). Beginning May 31, 2022 and expiring at 11:59 p.m. Eastern Time on July 15, 2022, the Issuer through an offer to exercise offered holders of the Issuer's outstanding Series A warrants the opportunity to exercise their Series A warrants at the temporarily reduced exercise price of $1.7856 per Series A warrant (or $4.00 per whole share of the Corporation's common stock). F4 · price: Represents the conversion of Series A warrants issued by the Issuer as part of the Rights Offering, converted at the temporarily discounted price of $1.7856 per Series A warrant (or $4.00 per whole share of the Issuer's common stock). Beginning May 31, 2022 and expiring at 11:59 p.m. Eastern Time on July 15, 2022, the Issuer through an offer to exercise offered holders of the Issuer's outstanding Series A warrants the opportunity to exercise their Series A warrants at the temporarily reduced exercise price of $1.7856 per Series A warrant (or $4.00 per whole share of the Corporation's common stock). F3 · ownership.nature: Shares are held equally between two different trusts, including half of the shares that are held by a trust of which Reporting Person is a trustee and principal beneficiary and the other half are held by a trust of which Reporting Person is a trustee in which he disclaims beneficial ownership. Read SEC document |
| May 05, 2022 Filed May 6, 2022 20:00 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | GrantCommon Stock | 21,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027554 · doc4.xml · nonDerivative · entry 1 PFORZHEIMER CARL H II · CIK 0001190987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,335 F1 · shares: Represents a grant of restricted stock under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated as of May 13, 2021, including 9,091 shares of common stock issued in lieu of an annual cash retainer for service as a director, at the election of the reporting person. These grants of restricted stock vest on the first anniversary of the grant date. Read SEC document |
| May 13, 2021 Filed May 14, 2021 15:12 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | GrantCommon Stock | 12,196 | $5.74 | $70,005.04 |
DisclosureSEC source: 0001209191-21-032588 · doc4.xml · nonDerivative · entry 1 PFORZHEIMER CARL H II · CIK 0001190987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,516 Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 12:11 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | OtherSeries A Warrant (right to buy) · Derivative | 50,000 | Not disclosed Strike: $2.57 | Not disclosed |
DisclosureSEC source: 0001209191-20-051765 · doc4.xml · derivative · entry 4 PFORZHEIMER CARL H II · CIK 0001190987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 22,320 shares Expires 2025-08-01 F3 · security: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock. F3 · derivative.exercise_price: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock. F1 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. F3 · shares: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock. F1 · price: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 12:11 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | OtherSubscription Rights (right to buy) · Derivative | 50,000 | $0.00 Strike: $1.56 | $0.00 |
DisclosureSEC source: 0001209191-20-051765 · doc4.xml · derivative · entry 3 PFORZHEIMER CARL H II · CIK 0001190987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Units consisting of Common Stock and Series A Warrants · Not disclosed shares Expires 2020-09-18 F1 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. F1 · derivative.underlying: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. F1 · derivative.underlying_shares: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 12:11 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | OtherCommon Stock | 22,320 | $3.50 | $78,120.00 |
DisclosureSEC source: 0001209191-20-051765 · doc4.xml · nonDerivative · entry 1 PFORZHEIMER CARL H II · CIK 0001190987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,320 F1 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| September 22, 2020 Filed May 24, 2023 13:35 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | OtherSeries A Warrant (right to buy) · Derivative | 1,600 | Not disclosed Strike: $2.57 | Not disclosed |
DisclosureSEC source: 0001209191-23-031817 · doc4.xml · derivative · entry 5 PFORZHEIMER CARL H II · CIK 0001190987 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,600 Underlying: Common Stock · 714 shares Expires 2025-08-01 F5 · security: Other than between May 31, 2022 and before 11:59 p.m. Eastern Time on July 15, 2022, when each Series A warrant represented the right to purchase 0.4464 shares of common stock at a temporarily reduced exercise price of $1.7856 per each Series A warrant, each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per series A warrant (or $5.75 per whole share of the Issuer's common stock). The Series A warrants are exercisable only for whole numbers of shares of Common Stock. F5 · derivative.exercise_price: Other than between May 31, 2022 and before 11:59 p.m. Eastern Time on July 15, 2022, when each Series A warrant represented the right to purchase 0.4464 shares of common stock at a temporarily reduced exercise price of $1.7856 per each Series A warrant, each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per series A warrant (or $5.75 per whole share of the Issuer's common stock). The Series A warrants are exercisable only for whole numbers of shares of Common Stock. F1 · date: This Form 4 is being filed to include the acquisition of shares of common stock and Series A Warrants that had been inadvertently omitted. F2 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on September 22, 2020 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. F5 · shares: Other than between May 31, 2022 and before 11:59 p.m. Eastern Time on July 15, 2022, when each Series A warrant represented the right to purchase 0.4464 shares of common stock at a temporarily reduced exercise price of $1.7856 per each Series A warrant, each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per series A warrant (or $5.75 per whole share of the Issuer's common stock). The Series A warrants are exercisable only for whole numbers of shares of Common Stock. F2 · price: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on September 22, 2020 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. F3 · ownership.nature: Shares are held equally between two different trusts, including half of the shares that are held by a trust of which Reporting Person is a trustee and principal beneficiary and the other half are held by a trust of which Reporting Person is a trustee in which he disclaims beneficial ownership. Read SEC document |
| September 22, 2020 Filed May 24, 2023 13:35 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | OtherSubscription Rights (right to buy) · Derivative | 1,600 | $0.00 Strike: $1.56 | $0.00 |
DisclosureSEC source: 0001209191-23-031817 · doc4.xml · derivative · entry 4 PFORZHEIMER CARL H II · CIK 0001190987 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Units consisting of Common Stock and Series A Warrants · Not disclosed shares Expires 2020-09-18 F1 · date: This Form 4 is being filed to include the acquisition of shares of common stock and Series A Warrants that had been inadvertently omitted. F2 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on September 22, 2020 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. F2 · derivative.underlying: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on September 22, 2020 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. F2 · derivative.underlying_shares: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on September 22, 2020 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. F3 · ownership.nature: Shares are held equally between two different trusts, including half of the shares that are held by a trust of which Reporting Person is a trustee and principal beneficiary and the other half are held by a trust of which Reporting Person is a trustee in which he disclaims beneficial ownership. Read SEC document |
| September 22, 2020 Filed May 24, 2023 13:35 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | OtherCommon Stock | 714 | $3.50 | $2,499.00 |
DisclosureSEC source: 0001209191-23-031817 · doc4.xml · nonDerivative · entry 1 PFORZHEIMER CARL H II · CIK 0001190987 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,314 F1 · date: This Form 4 is being filed to include the acquisition of shares of common stock and Series A Warrants that had been inadvertently omitted. F2 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on September 22, 2020 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. F3 · ownership.nature: Shares are held equally between two different trusts, including half of the shares that are held by a trust of which Reporting Person is a trustee and principal beneficiary and the other half are held by a trust of which Reporting Person is a trustee in which he disclaims beneficial ownership. Read SEC document |
| June 29, 2020 Filed Jun 30, 2020 13:44 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | PurchaseCommon Stock | 6,238 | $2.90 | $18,090.20 |
DisclosureSEC source: 0001209191-20-039379 · doc4.xml · nonDerivative · entry 2 PFORZHEIMER CARL H II · CIK 0001190987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 13:44 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | PurchaseCommon Stock | 13,762 | $2.83 | $38,929.95 |
DisclosureSEC source: 0001209191-20-039379 · doc4.xml · nonDerivative · entry 1 PFORZHEIMER CARL H II · CIK 0001190987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,762 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $2.79 to $2.85, inclusive. The reporting person undertakes to provide the Ampco-Pitsburgh Corporation (the "Company"), any security holder of the Company, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range. Read SEC document |
| May 07, 2020 Filed May 11, 2020 15:34 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | GrantCommon Stock | 10,000 | $3.08 | $30,800.00 |
DisclosureSEC source: 0001209191-20-028179 · doc4.xml · nonDerivative · entry 1 PFORZHEIMER CARL H II · CIK 0001190987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 13:27 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | SaleCommon Stock | 18,738 | $3.09 | $57,831.09 |
DisclosureSEC source: 0001209191-19-061432 · doc4.xml · nonDerivative · entry 2 PFORZHEIMER CARL H II · CIK 0001190987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 13:27 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | SaleCommon Stock | 599 | $3.05 | $1,826.95 |
DisclosureSEC source: 0001209191-19-061432 · doc4.xml · nonDerivative · entry 1 PFORZHEIMER CARL H II · CIK 0001190987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,738 Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 15:53 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | SaleCommon Stock | 8,048 | $3.25 | $26,159.22 |
DisclosureSEC source: 0001209191-19-058960 · doc4.xml · nonDerivative · entry 2 PFORZHEIMER CARL H II · CIK 0001190987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,337 Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 15:53 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | SaleCommon Stock | 75 | $3.42 | $256.50 |
DisclosureSEC source: 0001209191-19-058960 · doc4.xml · nonDerivative · entry 1 PFORZHEIMER CARL H II · CIK 0001190987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,385 Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 20:15 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | SaleCommon Stock | 200 | $3.75 | $750.00 |
DisclosureSEC source: 0001209191-19-056913 · doc4.xml · nonDerivative · entry 2 PFORZHEIMER CARL H II · CIK 0001190987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,460 Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 20:15 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | SaleCommon Stock | 40 | $3.75 | $150.00 |
DisclosureSEC source: 0001209191-19-056913 · doc4.xml · nonDerivative · entry 1 PFORZHEIMER CARL H II · CIK 0001190987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,660 Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 16:04 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | SaleCommon Stock | 2,300 | $3.75 | $8,625.69 |
DisclosureSEC source: 0001209191-19-056511 · doc4.xml · nonDerivative · entry 1 PFORZHEIMER CARL H II · CIK 0001190987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,700 Read SEC document |
| May 09, 2019 Filed May 10, 2019 19:14 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | GrantCommon Stock | 10,000 | $7.00 | $70,000.00 |
DisclosureSEC source: 0001209191-19-028827 · doc4.xml · nonDerivative · entry 1 PFORZHEIMER CARL H II · CIK 0001190987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Read SEC document |
| May 09, 2019 Filed May 15, 2019 19:55 UTC Amendment | AMPCO PITTSBURGH CORP AP · Entity 6411 | GrantCommon Stock | 10,000 | $3.17 | $31,700.00 |
DisclosureSEC source: 0001209191-19-029964 · doc4a.xml · nonDerivative · entry 1 PFORZHEIMER CARL H II · CIK 0001190987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · price: The price of the securities was reported incorrectly on the Form 4 filed by the reporting person on May 10, 2019. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 13:33 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | PurchaseCommon Stock | 10,000 | $3.14 | $31,400.00 |
DisclosureSEC source: 0001209191-19-000002 · doc4.xml · nonDerivative · entry 1 PFORZHEIMER CARL H II · CIK 0001190987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 16:27 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | PurchaseCommon Stock | 6,869 | $7.41 | $50,878.68 |
DisclosureSEC source: 0001209191-18-046949 · doc4.xml · nonDerivative · entry 1 PFORZHEIMER CARL H II · CIK 0001190987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $7.32 to $7.445 per share, inclusive. The reporting person undertakes to provide Ampco-Pittsburgh Corporation (the "Company"), any security holder of the company, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range. Read SEC document |
| May 09, 2018 Filed May 10, 2018 18:48 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | GrantCommon Stock | 7,217 | $9.70 | $70,004.90 |
DisclosureSEC source: 0001209191-18-029179 · doc4.xml · nonDerivative · entry 2 PFORZHEIMER CARL H II · CIK 0001190987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,131 Read SEC document |
| May 03, 2017 Filed May 5, 2017 16:32 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | GrantCommon Stock | 5,000 | $14.00 | $70,000.00 |
DisclosureSEC source: 0001209191-17-030224 · doc4.xml · nonDerivative · entry 2 PFORZHEIMER CARL H II · CIK 0001190987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,914 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.