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HOOVER ROSE

Disclosed activity across 1 company

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131437
SEC CIK
0001190958

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AMPCO PITTSBURGH CORP

Report date December 31, 2021 · Filed January 12, 2022 · Amendment

Section 16 reporting ended · disclosed 2022-01-12. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect65,532 Reported balance After 2021-12-31 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2021-12-31 · Tax withholding · Disposed 12,530 · Balance 65,532

F1: The amount of shares the shares withheld by the issuer in reliance on Rule 16b-3 was reported erroneously in the Form 4 initially filed by the reporting person on January 4, 2021.

Common StockSEC Table I · non-derivativeDirect119,161 Reported balance After 2021-12-31 transaction · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · 2021-12-31 · Tax withholding · Disposed 34,623 · Balance 119,161

F1: The amount of shares the shares withheld by the issuer in reliance on Rule 16b-3 was reported erroneously in the Form 4 initially filed by the reporting person on January 4, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: The amount of shares the shares withheld by the issuer in reliance on Rule 16b-3 was reported erroneously in the Form 4 initially filed by the reporting person on January 4, 2021.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2021 Filed Jan 4, 2022 14:08 UTC AMPCO PITTSBURGH CORP AP · Entity 6411 Tax withholdingCommon Stock 37,082 $5.00 $185,410.00
Disclosure

SEC source: 0001209191-22-000397 · doc4.xml · nonDerivative · entry 3

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,475

F3 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the performance-based restricted stock units.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 14:08 UTC AMPCO PITTSBURGH CORP AP · Entity 6411 GrantCommon Stock 88,252 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000397 · doc4.xml · nonDerivative · entry 2

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,557

F2 · price: These shares were acquired upon vesting of performance-based restricted stock units pursuant to the reporting person's Retirement Agreement.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 14:08 UTC AMPCO PITTSBURGH CORP AP · Entity 6411 Tax withholdingCommon Stock 13,757 $5.00 $68,785.00
Disclosure

SEC source: 0001209191-22-000397 · doc4.xml · nonDerivative · entry 1

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,305

F1 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of restricted stock units granted in 2019, 2020 and 2021 pursuant to the reporting person's Retirement Agreement.

Read SEC document
December 31, 2021 Filed Jan 12, 2022 18:34 UTC Amendment AMPCO PITTSBURGH CORP AP · Entity 6411 Tax withholdingCommon Stock 34,623 $5.00 $173,115.00
Disclosure

SEC source: 0001209191-22-003031 · doc4a.xml · nonDerivative · entry 2

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,161

F1 · shares: The amount of shares the shares withheld by the issuer in reliance on Rule 16b-3 was reported erroneously in the Form 4 initially filed by the reporting person on January 4, 2021.

Read SEC document
December 31, 2021 Filed Jan 12, 2022 18:34 UTC Amendment AMPCO PITTSBURGH CORP AP · Entity 6411 Tax withholdingCommon Stock 12,530 $5.00 $62,650.00
Disclosure

SEC source: 0001209191-22-003031 · doc4a.xml · nonDerivative · entry 1

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,532

F1 · shares: The amount of shares the shares withheld by the issuer in reliance on Rule 16b-3 was reported erroneously in the Form 4 initially filed by the reporting person on January 4, 2021.

Read SEC document
May 13, 2021 Filed May 14, 2021 15:18 UTC AMPCO PITTSBURGH CORP AP · Entity 6411 GrantCommon Stock 18,110 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-032591 · doc4.xml · nonDerivative · entry 1

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,854

F1 · shares: Represents a grant of restricted stock units under the Ampco-Pittsburgh Corporation ("Company") 2016 Omnibus Incentive Plan, as amended and restated as of May 13, 2021. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Ampco-Pittsburgh Corporation common stock. Restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
May 13, 2021 Filed Oct 13, 2021 14:29 UTC Amendment AMPCO PITTSBURGH CORP AP · Entity 6411 GrantCommon Stock 19,318 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-060317 · doc4a.xml · nonDerivative · entry 1

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,062

F1 · shares: The amount of shares awarded was reported erroneously on the Form 4 filed by the reporting person on May 14, 2021.

F2 · shares: Represents a grant of restricted stock units under the Ampco-Pittsburgh Corporation ("Company") 2016 Omnibus Incentive Plan, as amended and restated as of May 13, 2021. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Ampco-Pittsburgh Corporation common stock. Restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
May 09, 2021 Filed May 11, 2021 16:43 UTC AMPCO PITTSBURGH CORP AP · Entity 6411 Tax withholdingCommon Stock 3,844 $7.26 $27,907.44
Disclosure

SEC source: 0001209191-21-031528 · doc4.xml · nonDerivative · entry 5

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,744

F5 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the performance-based restricted stock units.

Read SEC document
May 09, 2021 Filed May 11, 2021 16:43 UTC AMPCO PITTSBURGH CORP AP · Entity 6411 GrantCommon Stock 13,496 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-031528 · doc4.xml · nonDerivative · entry 4

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,588

F4 · price: These shares were acquired upon vesting of performance-based restricted stock units. The vesting of these performance-based restricted stock units was based on Ampco-Pittsburgh Corporation's achievement of targeted Return on Invested Capital.

Read SEC document
May 09, 2021 Filed May 11, 2021 16:43 UTC AMPCO PITTSBURGH CORP AP · Entity 6411 Tax withholdingCommon Stock 1,231 $7.26 $8,937.06
Disclosure

SEC source: 0001209191-21-031528 · doc4.xml · nonDerivative · entry 3

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,092

F3 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of restricted stock units granted in 2019.

Read SEC document
May 09, 2021 Filed May 11, 2021 16:43 UTC AMPCO PITTSBURGH CORP AP · Entity 6411 Tax withholdingCommon Stock 889 $7.26 $6,454.14
Disclosure

SEC source: 0001209191-21-031528 · doc4.xml · nonDerivative · entry 2

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,323

F2 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of restricted stock units granted in 2018.

Read SEC document
May 07, 2021 Filed May 11, 2021 16:43 UTC AMPCO PITTSBURGH CORP AP · Entity 6411 Tax withholdingCommon Stock 1,343 $7.26 $9,750.18
Disclosure

SEC source: 0001209191-21-031528 · doc4.xml · nonDerivative · entry 1

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,212

F1 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of restricted stock units granted in 2020.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 12:01 UTC AMPCO PITTSBURGH CORP AP · Entity 6411 OtherSeries A Warrant (right to buy) · Derivative 10,000 Not disclosed Strike: $2.57 Not disclosed
Disclosure

SEC source: 0001209191-20-051758 · doc4.xml · derivative · entry 3

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 4,464 shares

Expires 2025-08-01

F2 · security: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock.

F2 · derivative.exercise_price: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock.

F1 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3.

F2 · shares: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock.

F1 · price: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 12:01 UTC AMPCO PITTSBURGH CORP AP · Entity 6411 OtherSubscription Rights (right to buy) · Derivative 10,000 $0.00 Strike: $1.56 $0.00
Disclosure

SEC source: 0001209191-20-051758 · doc4.xml · derivative · entry 2

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Units consisting of Common Stock and Series A Warrants · Not disclosed shares

Expires 2020-09-18

F1 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3.

F1 · derivative.underlying: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3.

F1 · derivative.underlying_shares: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3.

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September 22, 2020 Filed Sep 24, 2020 12:01 UTC AMPCO PITTSBURGH CORP AP · Entity 6411 OtherCommon Stock 4,464 $3.50 $15,624.00
Disclosure

SEC source: 0001209191-20-051758 · doc4.xml · nonDerivative · entry 1

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,555

F1 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3.

Read SEC document
May 09, 2020 Filed May 11, 2020 15:40 UTC AMPCO PITTSBURGH CORP AP · Entity 6411 Tax withholdingCommon Stock 1,192 $3.05 $3,635.60
Disclosure

SEC source: 0001209191-20-028183 · doc4.xml · nonDerivative · entry 3

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,091

Read SEC document
May 09, 2020 Filed May 11, 2020 15:40 UTC AMPCO PITTSBURGH CORP AP · Entity 6411 Tax withholdingCommon Stock 861 $3.05 $2,626.05
Disclosure

SEC source: 0001209191-20-028183 · doc4.xml · nonDerivative · entry 2

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,283

Read SEC document
May 07, 2020 Filed May 11, 2020 15:40 UTC AMPCO PITTSBURGH CORP AP · Entity 6411 GrantCommon Stock 14,143 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028183 · doc4.xml · nonDerivative · entry 1

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,144

F1 · shares: Represents a grant of restricted stock units under the Ampco-Pittsburgh Corporation ("Company") 2016 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Ampco-Pittsburgh Corporation common stock. Restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
May 03, 2020 Filed May 4, 2020 15:52 UTC AMPCO PITTSBURGH CORP AP · Entity 6411 Tax withholdingCommon Stock 864 $3.31 $2,859.84
Disclosure

SEC source: 0001209191-20-026698 · doc4.xml · nonDerivative · entry 3

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,725

Read SEC document
May 03, 2020 Filed May 4, 2020 15:52 UTC AMPCO PITTSBURGH CORP AP · Entity 6411 GrantCommon Stock 2,573 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-026698 · doc4.xml · nonDerivative · entry 2

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,589

F1 · price: These shares were acquired upon vesting of performance-based restricted stock units. The vesting of these performance-based restricted stock units was based on Ampco-Pittsburgh Corporation's annual achievement of targeted earnings per share.

Read SEC document
May 03, 2020 Filed May 4, 2020 15:52 UTC AMPCO PITTSBURGH CORP AP · Entity 6411 Tax withholdingCommon Stock 664 $3.31 $2,197.84
Disclosure

SEC source: 0001209191-20-026698 · doc4.xml · nonDerivative · entry 1

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,016

Read SEC document
May 03, 2020 Filed May 11, 2020 14:59 UTC Amendment AMPCO PITTSBURGH CORP AP · Entity 6411 Tax withholdingCommon Stock 710 $3.31 $2,350.10
Disclosure

SEC source: 0001209191-20-028145 · doc4a.xml · nonDerivative · entry 2

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,001

F1 · shares: The amount of shares disposed of was reported erroneously on the Form 4 filed by the reporting person on May 4, 2020.

Read SEC document
May 03, 2020 Filed May 11, 2020 14:59 UTC Amendment AMPCO PITTSBURGH CORP AP · Entity 6411 Tax withholdingCommon Stock 542 $3.31 $1,794.02
Disclosure

SEC source: 0001209191-20-028145 · doc4a.xml · nonDerivative · entry 1

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,138

F1 · shares: The amount of shares disposed of was reported erroneously on the Form 4 filed by the reporting person on May 4, 2020.

Read SEC document
May 09, 2019 Filed May 10, 2019 19:05 UTC AMPCO PITTSBURGH CORP AP · Entity 6411 GrantCommon Stock 12,965 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028800 · doc4.xml · nonDerivative · entry 1

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,680

F1 · shares: Represents a grant of restricted stock units under the Ampco-Pittsburgh Corporation ("Company") 2016 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Ampco-Pittsburgh Corporation common stock. Restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
May 09, 2018 Filed May 10, 2018 18:27 UTC AMPCO PITTSBURGH CORP AP · Entity 6411 GrantCommon Stock 9,356 $9.70 $90,753.20
Disclosure

SEC source: 0001209191-18-029144 · doc4.xml · nonDerivative · entry 1

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,715

F1 · shares: Represents a grant of restricted stock units under the Ampco-Pittsburgh Corporation ("Company") 2016 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Ampco-Pittsburgh Corporation common stock. Restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
May 05, 2018 Filed May 7, 2018 16:16 UTC AMPCO PITTSBURGH CORP AP · Entity 6411 Exercise / conversionRestricted Stock Units · Derivative 1,014 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-028231 · doc4.xml · derivative · entry 5

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,014 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ampco-Pittsburgh Corporation common stock.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Ampco-Pittsburgh Corporation common stock.

F3 · derivative.exercise_date: The reporting person received a grant of 3,040 restricted stock units, which vest in 3 annual installments, beginning on May 5, 2016. 1/3 of the restricted stock units vested on May 5, 2016. 1/3 of the restricted stock units vested on May 5, 2017. The final 1/3 of the restricted stock units vested on May 5, 2018 and is reported on table I of this form 4.

F3 · derivative.expiration_date: The reporting person received a grant of 3,040 restricted stock units, which vest in 3 annual installments, beginning on May 5, 2016. 1/3 of the restricted stock units vested on May 5, 2016. 1/3 of the restricted stock units vested on May 5, 2017. The final 1/3 of the restricted stock units vested on May 5, 2018 and is reported on table I of this form 4.

Read SEC document
May 05, 2018 Filed May 7, 2018 16:16 UTC AMPCO PITTSBURGH CORP AP · Entity 6411 Tax withholdingCommon Stock 407 $9.35 $3,805.45
Disclosure

SEC source: 0001209191-18-028231 · doc4.xml · nonDerivative · entry 4

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,359

Read SEC document
May 05, 2018 Filed May 7, 2018 16:16 UTC AMPCO PITTSBURGH CORP AP · Entity 6411 Tax withholdingCommon Stock 280 $9.35 $2,618.00
Disclosure

SEC source: 0001209191-18-028231 · doc4.xml · nonDerivative · entry 3

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,766

Read SEC document
May 05, 2018 Filed May 7, 2018 16:16 UTC AMPCO PITTSBURGH CORP AP · Entity 6411 Exercise / conversionCommon Stock 1,014 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028231 · doc4.xml · nonDerivative · entry 2

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the portion of restricted stock units granted on May 5, 2015, vested on May 5, 2018 and previously reported on Table II of Form 4 filed May 7, 2015.

Read SEC document
May 03, 2018 Filed May 7, 2018 16:16 UTC AMPCO PITTSBURGH CORP AP · Entity 6411 Tax withholdingCommon Stock 542 $9.20 $4,986.40
Disclosure

SEC source: 0001209191-18-028231 · doc4.xml · nonDerivative · entry 1

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,032

Read SEC document
May 05, 2017 Filed May 10, 2017 20:24 UTC AMPCO PITTSBURGH CORP AP · Entity 6411 Exercise / conversionRestricted Stock Units · Derivative 1,013 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-031257 · doc4.xml · derivative · entry 5

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,014

Underlying: Common Stock · 1,013 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ampco-Pittsburgh Corporation common stock.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of Ampco-Pittsburgh Corporation common stock.

F4 · derivative.exercise_date: The reporting person received a grant of 3,040 restricted stock units, which vest in 3 annual installments, beginning on May 5, 2016. 1/3 of the restricted stock units vested on May 5, 2016. 1/3 of the restricted stock units vested on May 5, 2017 and is reported on Table I of this Form 4. The remainder will continue to vest in one installment through the remainder of the term.

F4 · derivative.expiration_date: The reporting person received a grant of 3,040 restricted stock units, which vest in 3 annual installments, beginning on May 5, 2016. 1/3 of the restricted stock units vested on May 5, 2016. 1/3 of the restricted stock units vested on May 5, 2017 and is reported on Table I of this Form 4. The remainder will continue to vest in one installment through the remainder of the term.

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May 05, 2017 Filed May 10, 2017 20:24 UTC AMPCO PITTSBURGH CORP AP · Entity 6411 Tax withholdingCommon Stock 450 $14.75 $6,637.50
Disclosure

SEC source: 0001209191-17-031257 · doc4.xml · nonDerivative · entry 4

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,574

Read SEC document
May 05, 2017 Filed May 10, 2017 20:24 UTC AMPCO PITTSBURGH CORP AP · Entity 6411 Tax withholdingCommon Stock 310 $14.75 $4,572.50
Disclosure

SEC source: 0001209191-17-031257 · doc4.xml · nonDerivative · entry 3

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,024

Read SEC document
May 05, 2017 Filed May 10, 2017 20:24 UTC AMPCO PITTSBURGH CORP AP · Entity 6411 Exercise / conversionCommon Stock 1,013 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031257 · doc4.xml · nonDerivative · entry 2

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the portion of restricted stock units granted on May 5, 2015, vested on May 5, 2017 and previously reported on Table II of Form 4 filed May 7, 2015.

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May 03, 2017 Filed May 10, 2017 20:24 UTC AMPCO PITTSBURGH CORP AP · Entity 6411 GrantCommon Stock 5,893 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031257 · doc4.xml · nonDerivative · entry 1

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,321

F1 · shares: Represents a grant of restricted stock units under the Ampco-Pittsburgh Corporation ("Company") 2016 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Ampco-Pittsburgh Corporation common stock. Restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

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May 05, 2016 Filed May 10, 2017 20:22 UTC Amendment AMPCO PITTSBURGH CORP AP · Entity 6411 GrantCommon Stock 4,415 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031248 · doc4a.xml · nonDerivative · entry 1

HOOVER ROSE · CIK 0001190958 · President & Chief Admin. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,428

F1 · shares: The grant of these shares was inadvertently omitted from the Form 4 filed by the reporting person on May 9, 2016.

F2 · shares: Represents a grant of restricted stock units under the Ampco-Pittsburgh Corporation ("Company") 2016 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Ampco-Pittsburgh Corporation common stock. Restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.