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SMITH A O CORP

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0000091142
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0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2022 Filed Feb 15, 2022 20:10 UTC Exercise / conversionCommon Stock 25,295 $71.72 $1,814,030.93
Disclosure

SEC source: 0000091142-22-000036 · wf-form4_164495581743025.xml · nonDerivative · entry 1

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:09 UTC
DasGupta Anindadeb VjaykumarSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,335 $0.00 Strike: $71.72 $0.00
Disclosure

SEC source: 0000091142-22-000034 · wf-form4_164495577572238.xml · derivative · entry 2

DasGupta Anindadeb Vjaykumar · CIK 0001742101 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,575

Underlying: Common Stock · 1,335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023.

F1 · derivative.expiration_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:09 UTC
DasGupta Anindadeb VjaykumarSenior Vice President
Exercise / conversionCommon Stock 1,335 $71.72 $95,739.53
Disclosure

SEC source: 0000091142-22-000034 · wf-form4_164495577572238.xml · nonDerivative · entry 1

DasGupta Anindadeb Vjaykumar · CIK 0001742101 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:10 UTC
Kempken Daniel LSVP - Strategy & Corp. Dev.
Exercise / conversionRestricted Stock Units · Derivative 1,165 $0.00 Strike: $71.72 $0.00
Disclosure

SEC source: 0000091142-22-000037 · wf-form4_164495583491045.xml · derivative · entry 3

Kempken Daniel L · CIK 0001522653 · SVP - Strategy & Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,405

Underlying: Common Stock · 1,165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

F1 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:10 UTC
Kempken Daniel LSVP - Strategy & Corp. Dev.
Tax withholdingCommon Stock 548 $71.72 $39,299.82
Disclosure

SEC source: 0000091142-22-000037 · wf-form4_164495583491045.xml · nonDerivative · entry 2

Kempken Daniel L · CIK 0001522653 · SVP - Strategy & Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,118

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:10 UTC
Kempken Daniel LSVP - Strategy & Corp. Dev.
Exercise / conversionCommon Stock 1,165 $71.72 $83,547.98
Disclosure

SEC source: 0000091142-22-000037 · wf-form4_164495583491045.xml · nonDerivative · entry 1

Kempken Daniel L · CIK 0001522653 · SVP - Strategy & Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:09 UTC
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
Exercise / conversionRestricted Stock Units · Derivative 3,240 $0.00 Strike: $71.72 $0.00
Disclosure

SEC source: 0000091142-22-000033 · wf-form4_164495575027538.xml · derivative · entry 3

Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,250

Underlying: Common Stock · 3,240 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

F1 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:09 UTC
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
Tax withholdingCommon Stock 1,523 $71.72 $109,221.95
Disclosure

SEC source: 0000091142-22-000033 · wf-form4_164495575027538.xml · nonDerivative · entry 2

Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,696

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:09 UTC
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
Exercise / conversionCommon Stock 3,240 $71.72 $232,356.60
Disclosure

SEC source: 0000091142-22-000033 · wf-form4_164495575027538.xml · nonDerivative · entry 1

Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:08 UTC
Warren David RSenior VP & President and GM
Exercise / conversionRestricted Stock Units · Derivative 3,740 $0.00 Strike: $71.72 $0.00
Disclosure

SEC source: 0000091142-22-000030 · wf-form4_164495569062691.xml · derivative · entry 3

Warren David R · CIK 0001710905 · Senior VP & President and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,430

Underlying: Common Stock · 3,740 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

F1 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:08 UTC
Warren David RSenior VP & President and GM
Tax withholdingCommon Stock 1,472 $71.72 $105,564.48
Disclosure

SEC source: 0000091142-22-000030 · wf-form4_164495569062691.xml · nonDerivative · entry 2

Warren David R · CIK 0001710905 · Senior VP & President and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,362

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:08 UTC
Warren David RSenior VP & President and GM
Exercise / conversionCommon Stock 3,740 $71.72 $268,214.10
Disclosure

SEC source: 0000091142-22-000030 · wf-form4_164495569062691.xml · nonDerivative · entry 1

Warren David R · CIK 0001710905 · Senior VP & President and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:09 UTC
Qiu JackSVP - Pres. A. O. Smith China
Exercise / conversionRestricted Stock Units · Derivative 910 $0.00 Strike: $71.72 $0.00
Disclosure

SEC source: 0000091142-22-000032 · wf-form4_164495572732561.xml · derivative · entry 1

Qiu Jack · CIK 0001828497 · SVP - Pres. A. O. Smith China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,265

Underlying: Common Stock · 910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit is the equivalent of one share of A. O. Smith Corporation Common Stock.

F1 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 02/11/2022.

F1 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 02/11/2022.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:08 UTC Exercise / conversionRestricted Stock Units · Derivative 2,670 $0.00 Strike: $71.72 $0.00
Disclosure

SEC source: 0000091142-22-000029 · wf-form4_164495567259004.xml · derivative · entry 3

Lauber Charles T · CIK 0001566398 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,285

Underlying: Common Stock · 2,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

F1 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:08 UTC Tax withholdingCommon Stock 1,255 $71.72 $90,002.33
Disclosure

SEC source: 0000091142-22-000029 · wf-form4_164495567259004.xml · nonDerivative · entry 2

Lauber Charles T · CIK 0001566398 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,484

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:08 UTC Exercise / conversionCommon Stock 2,670 $71.72 $191,479.05
Disclosure

SEC source: 0000091142-22-000029 · wf-form4_164495567259004.xml · nonDerivative · entry 1

Lauber Charles T · CIK 0001566398 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:08 UTC
Karge Douglas SamuelSVP - President NA Water Treat
Exercise / conversionRestricted Stock Units · Derivative 1,165 $0.00 Strike: $71.72 $0.00
Disclosure

SEC source: 0000091142-22-000031 · wf-form4_164495570888770.xml · derivative · entry 3

Karge Douglas Samuel · CIK 0001750276 · SVP - President NA Water Treat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,645

Underlying: Common Stock · 1,165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

F1 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:08 UTC
Karge Douglas SamuelSVP - President NA Water Treat
Tax withholdingCommon Stock 373 $71.72 $26,749.70
Disclosure

SEC source: 0000091142-22-000031 · wf-form4_164495570888770.xml · nonDerivative · entry 2

Karge Douglas Samuel · CIK 0001750276 · SVP - President NA Water Treat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,399

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:08 UTC
Karge Douglas SamuelSVP - President NA Water Treat
Exercise / conversionCommon Stock 1,165 $71.72 $83,547.98
Disclosure

SEC source: 0000091142-22-000031 · wf-form4_164495570888770.xml · nonDerivative · entry 1

Karge Douglas Samuel · CIK 0001750276 · SVP - President NA Water Treat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 19:52 UTC GrantRestricted Stock Units · Derivative 1,535 $0.00 Strike: $74.27 $0.00
Disclosure

SEC source: 0000091142-22-000021 · wf-form4_164443633525271.xml · derivative · entry 2

Scheppele Stephanie Melissa · CIK 0001822560 · SVP - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,735

Underlying: Common Stock · 1,535 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 19:52 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 6,470 $0.00 Strike: $74.27 $0.00
Disclosure

SEC source: 0000091142-22-000021 · wf-form4_164443633525271.xml · derivative · entry 1

Scheppele Stephanie Melissa · CIK 0001822560 · SVP - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,745

Underlying: Common Stock · 6,470 shares

Expires 2032-02-07

F1 · derivative.exercise_date: The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 19:52 UTC
Karge Douglas SamuelSVP - President NA Water Treat
GrantRestricted Stock Units · Derivative 800 $0.00 Strike: $74.27 $0.00
Disclosure

SEC source: 0000091142-22-000020 · wf-form4_164443631304997.xml · derivative · entry 3

Karge Douglas Samuel · CIK 0001750276 · SVP - President NA Water Treat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,810

Underlying: Common Stock · 800 shares

Expires not disclosed

F3 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

F3 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 19:52 UTC
Karge Douglas SamuelSVP - President NA Water Treat
GrantEmployee Stock Options (Right to Buy) · Derivative 3,375 $0.00 Strike: $74.27 $0.00
Disclosure

SEC source: 0000091142-22-000020 · wf-form4_164443631304997.xml · derivative · entry 2

Karge Douglas Samuel · CIK 0001750276 · SVP - President NA Water Treat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,215

Underlying: Common Stock · 3,375 shares

Expires 2032-02-07

F2 · derivative.exercise_date: The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 19:50 UTC
Kempken Daniel LVice President
GrantRestricted Stock Units · Derivative 710 $0.00 Strike: $74.27 $0.00
Disclosure

SEC source: 0000091142-22-000015 · wf-form4_164443622073356.xml · derivative · entry 2

Kempken Daniel L · CIK 0001522653 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,570

Underlying: Common Stock · 710 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 19:50 UTC
Kempken Daniel LVice President
GrantEmployee Stock Options (Right to Buy) · Derivative 3,000 $0.00 Strike: $74.27 $0.00
Disclosure

SEC source: 0000091142-22-000015 · wf-form4_164443622073356.xml · derivative · entry 1

Kempken Daniel L · CIK 0001522653 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,310

Underlying: Common Stock · 3,000 shares

Expires 2032-02-07

F1 · derivative.exercise_date: The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 19:51 UTC
Otchere Benjamin AVice President and Controller
GrantRestricted Stock Units · Derivative 660 $0.00 Strike: $74.27 $0.00
Disclosure

SEC source: 0000091142-22-000019 · wf-form4_164443629672398.xml · derivative · entry 2

Otchere Benjamin A · CIK 0001895331 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,895

Underlying: Common Stock · 660 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 19:51 UTC
Otchere Benjamin AVice President and Controller
GrantEmployee Stock Options (Right to Buy) · Derivative 2,785 $0.00 Strike: $74.27 $0.00
Disclosure

SEC source: 0000091142-22-000019 · wf-form4_164443629672398.xml · derivative · entry 1

Otchere Benjamin A · CIK 0001895331 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,485

Underlying: Common Stock · 2,785 shares

Expires 2032-02-07

F1 · derivative.exercise_date: The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 19:50 UTC
Wheeler Kevin J.Chairman, President and CEO
GrantRestricted Stock Units · Derivative 20,440 $0.00 Strike: $74.27 $0.00
Disclosure

SEC source: 0000091142-22-000016 · wf-form4_164443623822601.xml · derivative · entry 2

Wheeler Kevin J. · CIK 0001566416 · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,730

Underlying: Common Stock · 20,440 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 19:50 UTC
Wheeler Kevin J.Chairman, President and CEO
GrantEmployee Stock Options (Right to Buy) · Derivative 86,260 $0.00 Strike: $74.27 $0.00
Disclosure

SEC source: 0000091142-22-000016 · wf-form4_164443623822601.xml · derivative · entry 1

Wheeler Kevin J. · CIK 0001566416 · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,590

Underlying: Common Stock · 86,260 shares

Expires 2032-02-07

F1 · derivative.exercise_date: The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 19:51 UTC
DasGupta Anindadeb VjaykumarSenior Vice President
GrantRestricted Stock Units · Derivative 935 $0.00 Strike: $74.27 $0.00
Disclosure

SEC source: 0000091142-22-000017 · wf-form4_164443625978505.xml · derivative · entry 3

DasGupta Anindadeb Vjaykumar · CIK 0001742101 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,910

Underlying: Common Stock · 935 shares

Expires not disclosed

F3 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

F3 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

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February 07, 2022 Filed Feb 9, 2022 19:51 UTC
DasGupta Anindadeb VjaykumarSenior Vice President
GrantEmployee Stock Options (Right to Buy) · Derivative 3,940 $0.00 Strike: $74.27 $0.00
Disclosure

SEC source: 0000091142-22-000017 · wf-form4_164443625978505.xml · derivative · entry 2

DasGupta Anindadeb Vjaykumar · CIK 0001742101 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,230

Underlying: Common Stock · 3,940 shares

Expires 2032-02-07

F2 · derivative.exercise_date: The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023.

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February 07, 2022 Filed Feb 9, 2022 19:51 UTC
Heideman Robert JSenior VP, CTO
GrantRestricted Stock Units · Derivative 1,960 $0.00 Strike: $74.27 $0.00
Disclosure

SEC source: 0000091142-22-000018 · wf-form4_164443628087301.xml · derivative · entry 3

Heideman Robert J · CIK 0001507959 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,820

Underlying: Common Stock · 1,960 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

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February 07, 2022 Filed Feb 9, 2022 19:51 UTC
Heideman Robert JSenior VP, CTO
GrantEmployee Stock Options (Right to Buy) · Derivative 8,270 $0.00 Strike: $74.27 $0.00
Disclosure

SEC source: 0000091142-22-000018 · wf-form4_164443628087301.xml · derivative · entry 2

Heideman Robert J · CIK 0001507959 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,170

Underlying: Common Stock · 8,270 shares

Expires 2032-02-07

F1 · derivative.exercise_date: The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023.

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February 07, 2022 Filed Feb 9, 2022 19:50 UTC
STERN JAMES FExec VP, General Counsel & Sec
GrantRestricted Stock Units · Derivative 3,890 $0.00 Strike: $74.27 $0.00
Disclosure

SEC source: 0000091142-22-000014 · wf-form4_164443620350303.xml · derivative · entry 4

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,840

Underlying: Common Stock · 3,890 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

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February 07, 2022 Filed Feb 9, 2022 19:50 UTC
STERN JAMES FExec VP, General Counsel & Sec
GrantEmployee Stock Options (Right to Buy) · Derivative 16,410 $0.00 Strike: $74.27 $0.00
Disclosure

SEC source: 0000091142-22-000014 · wf-form4_164443620350303.xml · derivative · entry 3

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,215

Underlying: Common Stock · 16,410 shares

Expires 2032-02-07

F1 · derivative.exercise_date: The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023.

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February 07, 2022 Filed Feb 9, 2022 19:49 UTC
Carver Samuel M.SVP - Global Operations
GrantRestricted Stock Units · Derivative 1,335 $0.00 Strike: $74.27 $0.00
Disclosure

SEC source: 0000091142-22-000013 · wf-form4_164443618431058.xml · derivative · entry 2

Carver Samuel M. · CIK 0001854336 · SVP - Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,565

Underlying: Common Stock · 1,335 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

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February 07, 2022 Filed Feb 9, 2022 19:49 UTC
Carver Samuel M.SVP - Global Operations
GrantEmployee Stock Options (Right to Buy) · Derivative 5,625 $0.00 Strike: $74.27 $0.00
Disclosure

SEC source: 0000091142-22-000013 · wf-form4_164443618431058.xml · derivative · entry 1

Carver Samuel M. · CIK 0001854336 · SVP - Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,880

Underlying: Common Stock · 5,625 shares

Expires 2032-02-07

F1 · derivative.exercise_date: The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023.

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February 07, 2022 Filed Feb 9, 2022 19:49 UTC
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
GrantRestricted Stock Units · Derivative 2,940 $0.00 Strike: $74.27 $0.00
Disclosure

SEC source: 0000091142-22-000012 · wf-form4_164443616714918.xml · derivative · entry 2

Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,490

Underlying: Common Stock · 2,940 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

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February 07, 2022 Filed Feb 9, 2022 19:49 UTC
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
GrantEmployee Stock Options (Right to Buy) · Derivative 12,405 $0.00 Strike: $74.27 $0.00
Disclosure

SEC source: 0000091142-22-000012 · wf-form4_164443616714918.xml · derivative · entry 1

Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,495

Underlying: Common Stock · 12,405 shares

Expires 2032-02-07

F1 · derivative.exercise_date: The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023.

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February 07, 2022 Filed Feb 9, 2022 19:48 UTC
Qiu JackSVP - Pres. A. O. Smith China
GrantRestriced Stock Units · Derivative 1,775 Not disclosed Strike: $74.27 Not disclosed
Disclosure

SEC source: 0000091142-22-000010 · wf-form4_164443611467868.xml · derivative · entry 2

Qiu Jack · CIK 0001828497 · SVP - Pres. A. O. Smith China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,175

Underlying: Common Stock · 1,775 shares

Expires not disclosed

F3 · price: Each restricted stock unit is the economic equivalent of one share of A. O. Smith Corporation Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 02/07/2025.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 02/07/2025.

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February 07, 2022 Filed Feb 9, 2022 19:48 UTC
Qiu JackSVP - Pres. A. O. Smith China
GrantEmployee Stock Options (Right to Buy) · Derivative 7,500 $0.00 Strike: $74.27 $0.00
Disclosure

SEC source: 0000091142-22-000010 · wf-form4_164443611467868.xml · derivative · entry 1

Qiu Jack · CIK 0001828497 · SVP - Pres. A. O. Smith China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,565

Underlying: Common Stock · 7,500 shares

Expires 2032-02-07

F1 · derivative.exercise_date: The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023. The stock options are payable in cash when exercised.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 19:49 UTC
Warren David RSenior VP & President and GM
GrantRestricted Stock Units · Derivative 3,125 $0.00 Strike: $74.27 $0.00
Disclosure

SEC source: 0000091142-22-000011 · wf-form4_164443614700973.xml · derivative · entry 2

Warren David R · CIK 0001710905 · Senior VP & President and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,170

Underlying: Common Stock · 3,125 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 19:49 UTC
Warren David RSenior VP & President and GM
GrantEmployee Stock Options (Right to Buy) · Derivative 13,190 $0.00 Strike: $74.27 $0.00
Disclosure

SEC source: 0000091142-22-000011 · wf-form4_164443614700973.xml · derivative · entry 1

Warren David R · CIK 0001710905 · Senior VP & President and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,604

Underlying: Common Stock · 13,190 shares

Expires 2032-02-07

F1 · derivative.exercise_date: The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023.

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February 07, 2022 Filed Feb 9, 2022 19:48 UTC GrantRestricted Stock Units · Derivative 840 $0.00 Strike: $74.27 $0.00
Disclosure

SEC source: 0000091142-22-000009 · wf-form4_164443609447353.xml · derivative · entry 3

Ackerman Patricia K · CIK 0001532645 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,482

Underlying: Common Stock · 840 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

F3 · balance_after: The Restricted Stock Units that Ms. Ackerman has deferred receives a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 273 Restricted Stock Units.

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February 07, 2022 Filed Feb 9, 2022 19:48 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 3,545 $0.00 Strike: $74.27 $0.00
Disclosure

SEC source: 0000091142-22-000009 · wf-form4_164443609447353.xml · derivative · entry 2

Ackerman Patricia K · CIK 0001532645 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,620

Underlying: Common Stock · 3,545 shares

Expires 2032-02-07

F1 · derivative.exercise_date: The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 19:48 UTC GrantRestricted Stock Units · Derivative 5,330 $0.00 Strike: $74.27 $0.00
Disclosure

SEC source: 0000091142-22-000008 · wf-form4_164443607246761.xml · derivative · entry 2

Lauber Charles T · CIK 0001566398 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,955

Underlying: Common Stock · 5,330 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 19:48 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 22,505 $0.00 Strike: $74.27 $0.00
Disclosure

SEC source: 0000091142-22-000008 · wf-form4_164443607246761.xml · derivative · entry 1

Lauber Charles T · CIK 0001566398 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,738

Underlying: Common Stock · 22,505 shares

Expires 2032-02-07

F1 · derivative.exercise_date: The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023.

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February 07, 2022 Filed Feb 9, 2022 19:47 UTC
Goodwin Wallace ESVP; President, Lochinvar, LLC
GrantRestricted Stock Units · Derivative 1,165 $0.00 Strike: $74.27 $0.00
Disclosure

SEC source: 0000091142-22-000007 · wf-form4_164443604097015.xml · derivative · entry 3

Goodwin Wallace E · CIK 0001736083 · SVP; President, Lochinvar, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,135

Underlying: Common Stock · 1,165 shares

Expires not disclosed

F3 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

F3 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 19:47 UTC
Goodwin Wallace ESVP; President, Lochinvar, LLC
GrantEmployee Stock Options (Right to Buy) · Derivative 4,920 $0.00 Strike: $74.27 $0.00
Disclosure

SEC source: 0000091142-22-000007 · wf-form4_164443604097015.xml · derivative · entry 2

Goodwin Wallace E · CIK 0001736083 · SVP; President, Lochinvar, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,490

Underlying: Common Stock · 4,920 shares

Expires 2032-02-07

F2 · derivative.exercise_date: The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023.

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December 09, 2021 Filed Feb 4, 2022 18:57 UTC
SMITH MARK DDirector
GiftClass A Common Stock · Derivative 133,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-22-000005 · wf-form5_164400104727976.xml · derivative · entry 7

SMITH MARK D · CIK 0001236626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by spouse

Disclosed balance after: 3,676

Underlying: Common Stock · 133,600 shares

Expires not disclosed

F2 · derivative.exercise_date: Convertible at any time to Common Stock.

F3 · derivative.expiration_date: None.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.