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SMITH A O CORP

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3642
SEC CIK
0000091142
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591

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202601
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 02, 2023 Filed Feb 3, 2023 17:11 UTC Exercise / conversionCommon Stock 39,100 $61.76 $2,414,816.00
Disclosure

SEC source: 0000091142-23-000004 · wf-form4_167544424488400.xml · nonDerivative · entry 1

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2022 Filed Nov 14, 2022 21:35 UTC SaleCommon Stock 4,165 $60.48 $251,902.53
Disclosure

SEC source: 0000091142-22-000105 · wf-form4_166846167505886.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,731

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $60.26 to $60.67. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

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November 01, 2022 Filed Feb 3, 2023 17:27 UTC
STERN JAMES FExec VP, General Counsel & Sec
GiftCommon Stock 8,565 $0.00 $0.00
Disclosure

SEC source: 0000091142-23-000005 · wf-form5_167544525772997.xml · nonDerivative · entry 1

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,402

Read SEC document
September 01, 2022 Filed Sep 2, 2022 20:45 UTC
Kulkarni ParagSVP - Int'l; President India
GrantRestricted Stock Units · Derivative 1,615 $0.00 Strike: $56.07 $0.00
Disclosure

SEC source: 0000091142-22-000086 · wf-form4_166215150364346.xml · derivative · entry 1

Kulkarni Parag · CIK 0001944750 · SVP - Int'l; President India

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,385

Underlying: Common Stock · 1,615 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of A. O. Smith Corporation Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on 09/01/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 09/01/2025.

F2 · derivative.expiration_date: The restricted stock units were granted on 09/01/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 09/01/2025.

Read SEC document
September 01, 2022 Filed Sep 20, 2022 19:00 UTC Amendment
Kulkarni ParagSVP - Int'l; President India
GrantRestricted Stock Units · Derivative 2,140 $0.00 Strike: $56.07 $0.00
Disclosure

SEC source: 0000091142-22-000089 · wf-form4a_166370044401863.xml · derivative · entry 1

Kulkarni Parag · CIK 0001944750 · SVP - Int'l; President India

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,910

Underlying: Common Stock · 2,140 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of A. O. Smith Corporation Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on 09/01/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 09/01/2025.

F2 · derivative.expiration_date: The restricted stock units were granted on 09/01/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 09/01/2025.

Read SEC document
June 23, 2022 Filed Feb 9, 2023 21:54 UTC
SMITH MARK DDirector
GiftClass A Common Stock · Derivative 6,383 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-23-000008 · wf-form5_167597965399297.xml · derivative · entry 8

SMITH MARK D · CIK 0001236626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · In trust

Disclosed balance after: 18,694

Underlying: Common Stock · 6,383 shares

Expires not disclosed

F2 · derivative.exercise_date: Convertible at any time to Common Stock.

F3 · derivative.expiration_date: None.

Read SEC document
June 23, 2022 Filed Feb 9, 2023 21:54 UTC
SMITH MARK DDirector
GiftClass A Common Stock · Derivative 6,383 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-23-000008 · wf-form5_167597965399297.xml · derivative · entry 7

SMITH MARK D · CIK 0001236626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,383 shares

Expires not disclosed

F2 · derivative.exercise_date: Convertible at any time to Common Stock.

F3 · derivative.expiration_date: None.

Read SEC document
June 23, 2022 Filed Feb 9, 2023 21:54 UTC
SMITH MARK DDirector
GiftClass A Common Stock · Derivative 6,383 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-23-000008 · wf-form5_167597965399297.xml · derivative · entry 6

SMITH MARK D · CIK 0001236626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,383

Underlying: Common Stock · 6,383 shares

Expires not disclosed

F2 · derivative.exercise_date: Convertible at any time to Common Stock.

F3 · derivative.expiration_date: None.

Read SEC document
June 23, 2022 Filed Feb 9, 2023 21:54 UTC
SMITH MARK DDirector
GiftCommon Stock 809 $0.00 $0.00
Disclosure

SEC source: 0000091142-23-000008 · wf-form5_167597965399297.xml · nonDerivative · entry 4

SMITH MARK D · CIK 0001236626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · In trust

Disclosed balance after: 2,913

F1 · ownership.nature: The reporting person beneficially owns the shares as settlor of a revocable family trust.

Read SEC document
June 23, 2022 Filed Feb 9, 2023 21:54 UTC
SMITH MARK DDirector
GiftCommon Stock 809 $0.00 $0.00
Disclosure

SEC source: 0000091142-23-000008 · wf-form5_167597965399297.xml · nonDerivative · entry 3

SMITH MARK D · CIK 0001236626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,586

Read SEC document
June 23, 2022 Filed Feb 9, 2023 21:54 UTC
SMITH MARK DDirector
GiftCommon Stock 809 $0.00 $0.00
Disclosure

SEC source: 0000091142-23-000008 · wf-form5_167597965399297.xml · nonDerivative · entry 2

SMITH MARK D · CIK 0001236626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,395

Read SEC document
May 03, 2022 Filed May 3, 2022 20:15 UTC
Carver Samuel M.SVP - Global Operations
SaleCommon Stock 2,000 $59.57 $119,140.20
Disclosure

SEC source: 0000091142-22-000069 · wf-form4_165160889281202.xml · nonDerivative · entry 1

Carver Samuel M. · CIK 0001854336 · SVP - Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,144

Read SEC document
May 01, 2022 Filed May 2, 2022 21:22 UTC Exercise / conversionRestricted Stock Units · Derivative 1,900 $0.00 Strike: $59.34 $0.00
Disclosure

SEC source: 0000091142-22-000068 · wf-form4_165152646845383.xml · derivative · entry 3

Lauber Charles T · CIK 0001566398 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,385

Underlying: Common Stock · 1,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units were granted on 05/01/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 05/01/2022.

F1 · derivative.expiration_date: The restricted stock units were granted on 05/01/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 05/01/2022.

Read SEC document
May 01, 2022 Filed May 2, 2022 21:22 UTC Tax withholdingCommon Stock 894 $59.34 $53,045.49
Disclosure

SEC source: 0000091142-22-000068 · wf-form4_165152646845383.xml · nonDerivative · entry 2

Lauber Charles T · CIK 0001566398 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,490

Read SEC document
May 01, 2022 Filed May 2, 2022 21:22 UTC Exercise / conversionCommon Stock 1,900 $59.34 $112,736.50
Disclosure

SEC source: 0000091142-22-000068 · wf-form4_165152646845383.xml · nonDerivative · entry 1

Lauber Charles T · CIK 0001566398 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2022 Filed May 2, 2022 21:20 UTC
Kempken Daniel LSVP - Strategy & Corp. Dev.
Exercise / conversionRestricted Stock Units · Derivative 425 $0.00 Strike: $59.34 $0.00
Disclosure

SEC source: 0000091142-22-000067 · wf-form4_165152644055177.xml · derivative · entry 3

Kempken Daniel L · CIK 0001522653 · SVP - Strategy & Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,980

Underlying: Common Stock · 425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units were granted on 05/01/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 05/01/2022.

F1 · derivative.expiration_date: The restricted stock units were granted on 05/01/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 05/01/2022.

Read SEC document
May 01, 2022 Filed May 2, 2022 21:20 UTC
Kempken Daniel LSVP - Strategy & Corp. Dev.
Tax withholdingCommon Stock 200 $59.34 $11,867.00
Disclosure

SEC source: 0000091142-22-000067 · wf-form4_165152644055177.xml · nonDerivative · entry 2

Kempken Daniel L · CIK 0001522653 · SVP - Strategy & Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,343

Read SEC document
May 01, 2022 Filed May 2, 2022 21:20 UTC
Kempken Daniel LSVP - Strategy & Corp. Dev.
Exercise / conversionCommon Stock 425 $59.34 $25,217.38
Disclosure

SEC source: 0000091142-22-000067 · wf-form4_165152644055177.xml · nonDerivative · entry 1

Kempken Daniel L · CIK 0001522653 · SVP - Strategy & Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2022 Filed Apr 13, 2022 19:05 UTC
WULF GENE CDirector
GrantCommon Stock 2,160 $64.82 $140,011.20
Disclosure

SEC source: 0000091142-22-000056 · wf-form4_164987673818073.xml · nonDerivative · entry 1

WULF GENE C · CIK 0001215484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,958

F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 12, 2022.

Read SEC document
April 12, 2022 Filed Apr 13, 2022 19:06 UTC
Kadri IlhamDirector
GrantCommon Stock 2,160 $64.82 $140,011.20
Disclosure

SEC source: 0000091142-22-000057 · wf-form4_164987676304485.xml · nonDerivative · entry 1

Kadri Ilham · CIK 0001566514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,097

F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 12, 2022.

Read SEC document
April 12, 2022 Filed Apr 13, 2022 19:05 UTC GrantRestricted Stock Units · Derivative 2,160 $64.82 Strike: $0.00 $140,011.20
Disclosure

SEC source: 0000091142-22-000054 · wf-form4_164987670111200.xml · derivative · entry 1

Larsen Michael M · CIK 0001503349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,253

Underlying: Common Stock · 2,160 shares

Expires not disclosed

F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 12, 2022.

F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Mr. Larsen has made a deferral.

F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Mr. Larsen has made a deferral.

F2 · derivative.underlying_shares: The Plan permits the participant to defer the receipt of the award, and Mr. Larsen has made a deferral.

F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 22 units of Restricted Stock Units.

Read SEC document
April 12, 2022 Filed Apr 13, 2022 19:04 UTC GrantCommon Stock 2,160 $64.82 $140,011.20
Disclosure

SEC source: 0000091142-22-000052 · wf-form4_164987666591026.xml · nonDerivative · entry 1

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,196

F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 12, 2022.

Read SEC document
April 12, 2022 Filed Apr 13, 2022 19:04 UTC GrantRestricted Stock Units · Derivative 2,160 $64.82 Strike: $0.00 $140,011.20
Disclosure

SEC source: 0000091142-22-000053 · wf-form4_164987668378462.xml · derivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,253

Underlying: Common Stock · 2,160 shares

Expires not disclosed

F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 12, 2022.

F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral.

F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral.

F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 22 units of Restricted Stock Units.

Read SEC document
April 12, 2022 Filed Apr 13, 2022 19:04 UTC GrantCommon Stock 2,160 $64.82 $140,011.20
Disclosure

SEC source: 0000091142-22-000051 · wf-form4_164987664288426.xml · nonDerivative · entry 1

WOLF IDELLE K · CIK 0001196442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,238

F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 12, 2022.

Read SEC document
April 12, 2022 Filed Apr 13, 2022 19:04 UTC GrantRestricted Stock Units · Derivative 2,160 $64.82 Strike: $0.00 $140,011.20
Disclosure

SEC source: 0000091142-22-000050 · wf-form4_164987662531648.xml · derivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,522

Underlying: Common Stock · 2,160 shares

Expires not disclosed

F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 12, 2022.

F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.

F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.

F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 682 units of Restricted Stock Units.

Read SEC document
April 12, 2022 Filed Apr 13, 2022 19:03 UTC
SMITH MARK DDirector
GrantCommon Stock 2,160 $64.82 $140,011.20
Disclosure

SEC source: 0000091142-22-000049 · wf-form4_164987660336273.xml · nonDerivative · entry 1

SMITH MARK D · CIK 0001236626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,586

F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 12, 2022.

Read SEC document
February 22, 2022 Filed Feb 22, 2022 22:28 UTC PurchaseCommon Stock 3,925 $69.87 $274,239.75
Disclosure

SEC source: 0000091142-22-000045 · wf-form4_164556889141640.xml · nonDerivative · entry 1

Larsen Michael M · CIK 0001503349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,425

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:11 UTC
Goodwin Wallace ESVP; President, Lochinvar, LLC
Exercise / conversionRestricted Stock Units · Derivative 1,670 $0.00 Strike: $71.72 $0.00
Disclosure

SEC source: 0000091142-22-000041 · wf-form4_164495590358816.xml · derivative · entry 3

Goodwin Wallace E · CIK 0001736083 · SVP; President, Lochinvar, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,465

Underlying: Common Stock · 1,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023.

F1 · derivative.expiration_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:11 UTC
Goodwin Wallace ESVP; President, Lochinvar, LLC
Tax withholdingCommon Stock 658 $71.72 $47,188.47
Disclosure

SEC source: 0000091142-22-000041 · wf-form4_164495590358816.xml · nonDerivative · entry 2

Goodwin Wallace E · CIK 0001736083 · SVP; President, Lochinvar, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,892

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:11 UTC
Goodwin Wallace ESVP; President, Lochinvar, LLC
Exercise / conversionCommon Stock 1,670 $71.72 $119,764.05
Disclosure

SEC source: 0000091142-22-000041 · wf-form4_164495590358816.xml · nonDerivative · entry 1

Goodwin Wallace E · CIK 0001736083 · SVP; President, Lochinvar, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:10 UTC
Ackerman Patricia KSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 935 $0.00 Strike: $71.72 $0.00
Disclosure

SEC source: 0000091142-22-000035 · wf-form4_164495579689376.xml · derivative · entry 3

Ackerman Patricia K · CIK 0001532645 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,547

Underlying: Common Stock · 935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

F1 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:10 UTC
Ackerman Patricia KSenior Vice President
Tax withholdingCommon Stock 300 $71.72 $21,514.50
Disclosure

SEC source: 0000091142-22-000035 · wf-form4_164495579689376.xml · nonDerivative · entry 2

Ackerman Patricia K · CIK 0001532645 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,802

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:10 UTC
Ackerman Patricia KSenior Vice President
Exercise / conversionCommon Stock 935 $71.72 $67,053.53
Disclosure

SEC source: 0000091142-22-000035 · wf-form4_164495579689376.xml · nonDerivative · entry 1

Ackerman Patricia K · CIK 0001532645 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:12 UTC
Heideman Robert JSenior VP, CTO
Exercise / conversionRestricted Stock Units · Derivative 3,040 $0.00 Strike: $71.72 $0.00
Disclosure

SEC source: 0000091142-22-000043 · wf-form4_164495593738917.xml · derivative · entry 3

Heideman Robert J · CIK 0001507959 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,780

Underlying: Common Stock · 3,040 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

F1 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:12 UTC
Heideman Robert JSenior VP, CTO
Tax withholdingCommon Stock 1,429 $71.72 $102,480.74
Disclosure

SEC source: 0000091142-22-000043 · wf-form4_164495593738917.xml · nonDerivative · entry 2

Heideman Robert J · CIK 0001507959 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,627

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:12 UTC
Heideman Robert JSenior VP, CTO
Exercise / conversionCommon Stock 3,040 $71.72 $218,013.60
Disclosure

SEC source: 0000091142-22-000043 · wf-form4_164495593738917.xml · nonDerivative · entry 1

Heideman Robert J · CIK 0001507959 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:12 UTC
Wheeler Kevin J.Chairman, President and CEO
Exercise / conversionRestricted Stock Units · Derivative 17,360 $0.00 Strike: $71.72 $0.00
Disclosure

SEC source: 0000091142-22-000042 · wf-form4_164495591979617.xml · derivative · entry 3

Wheeler Kevin J. · CIK 0001566416 · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,370

Underlying: Common Stock · 17,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

F1 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:12 UTC
Wheeler Kevin J.Chairman, President and CEO
Tax withholdingCommon Stock 8,160 $71.72 $585,194.40
Disclosure

SEC source: 0000091142-22-000042 · wf-form4_164495591979617.xml · nonDerivative · entry 2

Wheeler Kevin J. · CIK 0001566416 · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,024

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:12 UTC
Wheeler Kevin J.Chairman, President and CEO
Exercise / conversionCommon Stock 17,360 $71.72 $1,244,972.40
Disclosure

SEC source: 0000091142-22-000042 · wf-form4_164495591979617.xml · nonDerivative · entry 1

Wheeler Kevin J. · CIK 0001566416 · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:11 UTC
STERN JAMES FExec VP, General Counsel & Sec
Exercise / conversionRestricted Stock Units · Derivative 4,910 $0.00 Strike: $71.72 $0.00
Disclosure

SEC source: 0000091142-22-000040 · wf-form4_164495588558456.xml · derivative · entry 3

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,930

Underlying: Common Stock · 4,910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

F1 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:11 UTC
STERN JAMES FExec VP, General Counsel & Sec
Tax withholdingCommon Stock 2,308 $71.72 $165,518.22
Disclosure

SEC source: 0000091142-22-000040 · wf-form4_164495588558456.xml · nonDerivative · entry 2

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,967

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:11 UTC
STERN JAMES FExec VP, General Counsel & Sec
Exercise / conversionCommon Stock 4,910 $71.72 $352,120.65
Disclosure

SEC source: 0000091142-22-000040 · wf-form4_164495588558456.xml · nonDerivative · entry 1

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:11 UTC
Carver Samuel M.SVP - Global Operations
Exercise / conversionRestricted Stock Units · Derivative 990 $0.00 Strike: $71.72 $0.00
Disclosure

SEC source: 0000091142-22-000039 · wf-form4_164495586988906.xml · derivative · entry 3

Carver Samuel M. · CIK 0001854336 · SVP - Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,575

Underlying: Common Stock · 990 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

F1 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:11 UTC
Carver Samuel M.SVP - Global Operations
Tax withholdingCommon Stock 242 $71.72 $17,355.03
Disclosure

SEC source: 0000091142-22-000039 · wf-form4_164495586988906.xml · nonDerivative · entry 2

Carver Samuel M. · CIK 0001854336 · SVP - Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,144

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:11 UTC
Carver Samuel M.SVP - Global Operations
Exercise / conversionCommon Stock 990 $71.72 $70,997.85
Disclosure

SEC source: 0000091142-22-000039 · wf-form4_164495586988906.xml · nonDerivative · entry 1

Carver Samuel M. · CIK 0001854336 · SVP - Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:11 UTC
Otchere Benjamin AVice President and Controller
Exercise / conversionRestricted Stock Units · Derivative 335 $0.00 Strike: $71.72 $0.00
Disclosure

SEC source: 0000091142-22-000038 · wf-form4_164495585279402.xml · derivative · entry 3

Otchere Benjamin A · CIK 0001895331 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,560

Underlying: Common Stock · 335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

F1 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:11 UTC
Otchere Benjamin AVice President and Controller
Tax withholdingCommon Stock 125 $71.72 $8,964.38
Disclosure

SEC source: 0000091142-22-000038 · wf-form4_164495585279402.xml · nonDerivative · entry 2

Otchere Benjamin A · CIK 0001895331 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:11 UTC
Otchere Benjamin AVice President and Controller
Exercise / conversionCommon Stock 335 $71.72 $24,024.53
Disclosure

SEC source: 0000091142-22-000038 · wf-form4_164495585279402.xml · nonDerivative · entry 1

Otchere Benjamin A · CIK 0001895331 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:10 UTC Exercise / conversionRestricted Stock Units · Derivative 25,295 $0.00 Strike: $71.72 $0.00
Disclosure

SEC source: 0000091142-22-000036 · wf-form4_164495581743025.xml · derivative · entry 4

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,490

Underlying: Common Stock · 25,295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

F1 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 20:10 UTC Tax withholdingCommon Stock 11,991 $71.72 $859,934.57
Disclosure

SEC source: 0000091142-22-000036 · wf-form4_164495581743025.xml · nonDerivative · entry 2

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,036

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.