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SMITH A O CORP

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0000091142
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591

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0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 10, 2023 Filed Nov 13, 2023 18:55 UTC
STERN JAMES FExec VP, General Counsel & Sec
SaleCommon Stock 8,118 $72.00 $584,496.00
Disclosure

SEC source: 0000091142-23-000110 · wk-form4_1699901738.xml · nonDerivative · entry 1

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,118

Read SEC document
November 10, 2023 Filed Nov 13, 2023 16:52 UTC Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 53,125 $0.00 Strike: $49.42 $0.00
Disclosure

SEC source: 0000091142-23-000108 · wk-form4_1699894342.xml · derivative · entry 4

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,125 shares

Expires 2029-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2020.

Read SEC document
November 10, 2023 Filed Nov 13, 2023 16:52 UTC SaleCommon Stock 53,125 $72.39 $3,845,766.56
Disclosure

SEC source: 0000091142-23-000108 · wk-form4_1699894342.xml · nonDerivative · entry 2

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,951

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $72.00 to $72.96. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

Read SEC document
November 10, 2023 Filed Nov 13, 2023 16:52 UTC Exercise / conversionCommon Stock 53,125 $49.42 $2,625,437.50
Disclosure

SEC source: 0000091142-23-000108 · wk-form4_1699894342.xml · nonDerivative · entry 1

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2023 Filed Nov 8, 2023 14:48 UTC Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 3,978 $0.00 Strike: $49.42 $0.00
Disclosure

SEC source: 0000091142-23-000106 · wk-form4_1699454911.xml · derivative · entry 4

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,125

Underlying: Common Stock · 3,978 shares

Expires 2029-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2020.

Read SEC document
November 06, 2023 Filed Nov 8, 2023 14:48 UTC SaleCommon Stock 3,978 $72.23 $287,335.32
Disclosure

SEC source: 0000091142-23-000106 · wk-form4_1699454911.xml · nonDerivative · entry 2

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,951

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $72.00 to $72.21. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

Read SEC document
November 06, 2023 Filed Nov 8, 2023 14:48 UTC Exercise / conversionCommon Stock 3,978 $49.42 $196,592.76
Disclosure

SEC source: 0000091142-23-000106 · wk-form4_1699454911.xml · nonDerivative · entry 1

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2023 Filed Nov 3, 2023 20:50 UTC Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 56,686 $0.00 Strike: $49.42 $0.00
Disclosure

SEC source: 0000091142-23-000101 · wk-form4_1699044568.xml · derivative · entry 7

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,103

Underlying: Common Stock · 56,686 shares

Expires 2029-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2020.

Read SEC document
November 03, 2023 Filed Nov 3, 2023 20:50 UTC SaleCommon Stock 56,686 $72.24 $4,095,058.99
Disclosure

SEC source: 0000091142-23-000101 · wk-form4_1699044568.xml · nonDerivative · entry 4

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,951

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $72.00 to $72.83. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

Read SEC document
November 03, 2023 Filed Nov 3, 2023 20:50 UTC Exercise / conversionCommon Stock 56,686 $49.42 $2,801,422.12
Disclosure

SEC source: 0000091142-23-000101 · wk-form4_1699044568.xml · nonDerivative · entry 3

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2023 Filed Nov 3, 2023 20:50 UTC Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 1,651 $0.00 Strike: $49.42 $0.00
Disclosure

SEC source: 0000091142-23-000101 · wk-form4_1699044568.xml · derivative · entry 6

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,789

Underlying: Common Stock · 1,651 shares

Expires 2029-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2020.

Read SEC document
November 02, 2023 Filed Nov 3, 2023 20:50 UTC SaleCommon Stock 1,651 $72.01 $118,884.05
Disclosure

SEC source: 0000091142-23-000101 · wk-form4_1699044568.xml · nonDerivative · entry 2

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,951

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $72.00 to $72.02. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

Read SEC document
November 02, 2023 Filed Nov 3, 2023 20:50 UTC Exercise / conversionCommon Stock 1,651 $49.42 $81,592.42
Disclosure

SEC source: 0000091142-23-000101 · wk-form4_1699044568.xml · nonDerivative · entry 1

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 08, 2023 Filed Oct 10, 2023 13:18 UTC
Qiu JackSVP - Pres. A. O. Smith China
Exercise / conversionRestricted Stock Units · Derivative 1,800 $0.00 Strike: $66.76 $0.00
Disclosure

SEC source: 0000091142-23-000091 · wk-form4_1696943901.xml · derivative · entry 1

Qiu Jack · CIK 0001828497 · SVP - Pres. A. O. Smith China

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units were granted on 10/08/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units became payable in cash on the vesting date of 10/08/2023.

F1 · derivative.expiration_date: The restricted stock units were granted on 10/08/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units became payable in cash on the vesting date of 10/08/2023.

Read SEC document
August 25, 2023 Filed Aug 25, 2023 18:29 UTC
Wheeler Kevin J.Chairman, President and CEO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 19,900 $0.00 Strike: $23.24 $0.00
Disclosure

SEC source: 0000091142-23-000089 · wk-form4_1692988134.xml · derivative · entry 3

Wheeler Kevin J. · CIK 0001566416 · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,900 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015.

Read SEC document
August 25, 2023 Filed Aug 25, 2023 18:29 UTC
Wheeler Kevin J.Chairman, President and CEO
SaleCommon Stock 12,917 $69.09 $892,390.32
Disclosure

SEC source: 0000091142-23-000089 · wk-form4_1692988134.xml · nonDerivative · entry 2

Wheeler Kevin J. · CIK 0001566416 · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,463

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $68.75 to $69.285. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

Read SEC document
August 25, 2023 Filed Aug 25, 2023 18:29 UTC
Wheeler Kevin J.Chairman, President and CEO
Exercise / conversionCommon Stock 19,900 $23.24 $462,376.50
Disclosure

SEC source: 0000091142-23-000089 · wk-form4_1692988134.xml · nonDerivative · entry 1

Wheeler Kevin J. · CIK 0001566416 · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2023 Filed Aug 24, 2023 18:39 UTC GiftCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0000091142-23-000087 · wk-form4_1692902374.xml · nonDerivative · entry 1

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by spouse's revocable trust or grantor retained annuity trusts.

Disclosed balance after: 231,405

F1 · price: Gift

Read SEC document
August 08, 2023 Filed Aug 9, 2023 16:08 UTC
STERN JAMES FExec VP, General Counsel & Sec
GiftCommon Stock 6,220 $0.00 $0.00
Disclosure

SEC source: 0000091142-23-000085 · wk-form4_1691597300.xml · nonDerivative · entry 1

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,236

F1 · price: Gift

Read SEC document
August 04, 2023 Filed Aug 7, 2023 15:39 UTC GiftCommon Stock 1,268 $0.00 $0.00
Disclosure

SEC source: 0000091142-23-000083 · wk-form4_1691422763.xml · nonDerivative · entry 2

WOLF IDELLE K · CIK 0001196442 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,954

F1 · price: Gift

Read SEC document
August 04, 2023 Filed Aug 7, 2023 15:39 UTC SaleCommon Stock 1,142 $72.77 $83,102.65
Disclosure

SEC source: 0000091142-23-000083 · wk-form4_1691422763.xml · nonDerivative · entry 1

WOLF IDELLE K · CIK 0001196442 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,222

Read SEC document
July 13, 2023 Filed Jul 17, 2023 13:56 UTC Exercise / conversionRestricted Stock Units · Derivative 2,570 $0.00 $0.00
Disclosure

SEC source: 0000091142-23-000076 · wk-form4_1689602188.xml · derivative · entry 3

Scheppele Stephanie Melissa · CIK 0001822560 · SVP - CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F3 · derivative.exercise_date: The restricted stock units were granted on 07/13/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units became payable date of 07/13/2023.

F3 · derivative.expiration_date: The restricted stock units were granted on 07/13/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units became payable date of 07/13/2023.

F4 · balance_after: Stephanie Melissa Scheppele beneficially has 6,020 restricted stock units that have not yet vested.

Read SEC document
July 13, 2023 Filed Jul 17, 2023 13:56 UTC Tax withholdingCommon Stock 1,012 $73.33 $74,204.90
Disclosure

SEC source: 0000091142-23-000076 · wk-form4_1689602188.xml · nonDerivative · entry 2

Scheppele Stephanie Melissa · CIK 0001822560 · SVP - CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,558

F2 · shares: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units.

Read SEC document
July 13, 2023 Filed Jul 17, 2023 13:56 UTC Exercise / conversionCommon Stock 2,570 $0.00 $0.00
Disclosure

SEC source: 0000091142-23-000076 · wk-form4_1689602188.xml · nonDerivative · entry 1

Scheppele Stephanie Melissa · CIK 0001822560 · SVP - CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

Read SEC document
May 11, 2023 Filed May 12, 2023 18:00 UTC
Heideman Robert JSenior VP, CTO
GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0000091142-23-000064 · wf-form4_168391443567596.xml · nonDerivative · entry 1

Heideman Robert J · CIK 0001507959 · Senior VP, CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,912

Read SEC document
May 09, 2023 Filed May 9, 2023 18:25 UTC
Otchere Benjamin AVice President and Controller
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 2,760 $0.00 Strike: $42.39 $0.00
Disclosure

SEC source: 0000091142-23-000063 · wf-form4_168365674001336.xml · derivative · entry 5

Otchere Benjamin A · CIK 0001895331 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,200

Underlying: Common Stock · 2,760 shares

Expires 2030-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The employee stock options were granted on 02/10/2020, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2021.

Read SEC document
May 09, 2023 Filed May 9, 2023 18:25 UTC
Otchere Benjamin AVice President and Controller
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 1,525 $0.00 Strike: $49.42 $0.00
Disclosure

SEC source: 0000091142-23-000063 · wf-form4_168365674001336.xml · derivative · entry 4

Otchere Benjamin A · CIK 0001895331 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,960

Underlying: Common Stock · 1,525 shares

Expires 2029-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The employee stock options were granted on 02/11/2019, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2020.

Read SEC document
May 09, 2023 Filed May 9, 2023 18:25 UTC
Otchere Benjamin AVice President and Controller
SaleCommon Stock 4,285 $70.00 $299,970.14
Disclosure

SEC source: 0000091142-23-000063 · wf-form4_168365674001336.xml · nonDerivative · entry 3

Otchere Benjamin A · CIK 0001895331 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 547

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $70.00 to $70.055. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

Read SEC document
May 09, 2023 Filed May 9, 2023 18:25 UTC
Otchere Benjamin AVice President and Controller
Exercise / conversionCommon Stock 2,760 $42.39 $116,996.40
Disclosure

SEC source: 0000091142-23-000063 · wf-form4_168365674001336.xml · nonDerivative · entry 2

Otchere Benjamin A · CIK 0001895331 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2023 Filed May 9, 2023 18:25 UTC
Otchere Benjamin AVice President and Controller
Exercise / conversionCommon Stock 1,525 $49.42 $75,365.50
Disclosure

SEC source: 0000091142-23-000063 · wf-form4_168365674001336.xml · nonDerivative · entry 1

Otchere Benjamin A · CIK 0001895331 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Mr. Otchere is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 1 share of Common Stock.

Read SEC document
May 01, 2023 Filed May 3, 2023 18:45 UTC
SMITH MARK DDirector
SaleCommon Stock 1,464 $69.75 $102,108.00
Disclosure

SEC source: 0000091142-23-000062 · wf-form4_168313950271172.xml · nonDerivative · entry 1

SMITH MARK D · CIK 0001236626 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,248

Read SEC document
April 11, 2023 Filed Apr 13, 2023 16:38 UTC GrantCommon Stock 2,126 $65.86 $140,018.36
Disclosure

SEC source: 0000091142-23-000052 · wf-form4_168140390435592.xml · nonDerivative · entry 1

WOLF IDELLE K · CIK 0001196442 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,364

F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 11, 2023.

Read SEC document
April 11, 2023 Filed Apr 13, 2023 16:38 UTC
SMITH MARK DDirector
GrantCommon Stock 2,126 $65.86 $140,018.36
Disclosure

SEC source: 0000091142-23-000051 · wf-form4_168140388873479.xml · nonDerivative · entry 1

SMITH MARK D · CIK 0001236626 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,712

F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 11, 2023.

Read SEC document
April 11, 2023 Filed Apr 13, 2023 16:38 UTC GrantCommon Stock 2,126 $65.86 $140,018.36
Disclosure

SEC source: 0000091142-23-000050 · wf-form4_168140387361181.xml · nonDerivative · entry 1

Rajendra Ajita G · CIK 0001315989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,951

F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 11, 2023.

Read SEC document
April 11, 2023 Filed Apr 13, 2023 16:37 UTC GrantCommon Stock 2,126 $65.86 $140,018.36
Disclosure

SEC source: 0000091142-23-000049 · wf-form4_168140385864416.xml · nonDerivative · entry 1

MAPES CHRISTOPHER L · CIK 0001219555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,126

F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 11, 2023.

Read SEC document
April 11, 2023 Filed Apr 13, 2023 16:37 UTC GrantRestricted Stock Units · Derivative 2,126 $65.86 Strike: $0.00 $140,018.36
Disclosure

SEC source: 0000091142-23-000048 · wf-form4_168140384353516.xml · derivative · entry 2

Larsen Michael M · CIK 0001503349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,439

Underlying: Common Stock · 2,126 shares

Expires not disclosed

F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 11, 2023.

F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Mr. Larsen has made a deferral.

F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Mr. Larsen has made a deferral.

F2 · derivative.underlying_shares: The Plan permits the participant to defer the receipt of the award, and Mr. Larsen has made a deferral.

F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 60 units of Restricted Stock Units.

Read SEC document
April 11, 2023 Filed Apr 13, 2023 16:37 UTC GrantRestricted Stock Units · Derivative 2,126 $65.86 Strike: $0.00 $140,018.36
Disclosure

SEC source: 0000091142-23-000046 · wf-form4_168140381373395.xml · derivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,439

Underlying: Common Stock · 2,126 shares

Expires not disclosed

F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 11, 2023.

F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral.

F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral.

F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 60 units of Restricted Stock Units.

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April 11, 2023 Filed Apr 13, 2023 16:37 UTC
Kadri IlhamDirector
GrantCommon Stock 2,126 $65.86 $140,018.36
Disclosure

SEC source: 0000091142-23-000047 · wf-form4_168140382867261.xml · nonDerivative · entry 1

Kadri Ilham · CIK 0001566514 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,223

F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 11, 2023.

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April 11, 2023 Filed Apr 13, 2023 16:36 UTC
Exum Earl E.Director
GrantCommon Stock 2,126 $65.86 $140,018.36
Disclosure

SEC source: 0000091142-23-000045 · wf-form4_168140379963073.xml · nonDerivative · entry 1

Exum Earl E. · CIK 0001920283 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,286

F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 11, 2023.

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April 11, 2023 Filed Apr 13, 2023 16:36 UTC GrantRestricted Stock Units · Derivative 2,126 $65.86 Strike: $0.00 $140,018.36
Disclosure

SEC source: 0000091142-23-000044 · wf-form4_168140378462064.xml · derivative · entry 2

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,575

Underlying: Common Stock · 2,126 shares

Expires not disclosed

F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 11, 2023.

F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.

F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.

F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 927 units of Restricted Stock Units.

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March 06, 2023 Filed Mar 9, 2023 16:58 UTC PurchaseCommon Stock 4,000 $66.89 $267,540.00
Disclosure

SEC source: 0000091142-23-000041 · wf-form4_167838109785973.xml · nonDerivative · entry 1

Larsen Michael M · CIK 0001503349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,425

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February 15, 2023 Filed Feb 15, 2023 20:47 UTC
Heideman Robert JSenior VP, CTO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 12,283 $0.00 Strike: $42.39 $0.00
Disclosure

SEC source: 0000091142-23-000034 · wf-form4_167649400681692.xml · derivative · entry 4

Heideman Robert J · CIK 0001507959 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,887

Underlying: Common Stock · 12,283 shares

Expires 2030-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The employee stock options were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/10/2021.

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February 15, 2023 Filed Feb 15, 2023 20:47 UTC
Heideman Robert JSenior VP, CTO
SaleCommon Stock 12,283 $67.31 $826,816.63
Disclosure

SEC source: 0000091142-23-000034 · wf-form4_167649400681692.xml · nonDerivative · entry 2

Heideman Robert J · CIK 0001507959 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,412

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $67.12 to $67.52. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

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February 15, 2023 Filed Feb 15, 2023 20:47 UTC
Heideman Robert JSenior VP, CTO
Exercise / conversionCommon Stock 12,283 $42.39 $520,676.37
Disclosure

SEC source: 0000091142-23-000034 · wf-form4_167649400681692.xml · nonDerivative · entry 1

Heideman Robert J · CIK 0001507959 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 13, 2023 Filed Feb 15, 2023 20:48 UTC
Wheeler Kevin J.Chairman, President and CEO
GrantRestricted Stock Units · Derivative 36,045 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-23-000039 · wf-form4_167649411356716.xml · derivative · entry 1

Wheeler Kevin J. · CIK 0001566416 · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,275

Underlying: Common Stock · 36,045 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026.

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February 13, 2023 Filed Feb 15, 2023 20:48 UTC GrantRestricted Stock Units · Derivative 9,460 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-23-000038 · wf-form4_167649409648163.xml · derivative · entry 1

Lauber Charles T · CIK 0001566398 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,760

Underlying: Common Stock · 9,460 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026.

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February 13, 2023 Filed Feb 15, 2023 20:48 UTC
Warren David RSenior VP & President and GM
GrantRestricted Stock Units · Derivative 5,510 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-23-000037 · wf-form4_167649407352456.xml · derivative · entry 1

Warren David R · CIK 0001710905 · Senior VP & President and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,270

Underlying: Common Stock · 5,510 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026.

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February 13, 2023 Filed Feb 15, 2023 20:47 UTC
Karge Douglas SamuelSVP - President NA Water Treat
GrantRestricted Stock Units · Derivative 1,415 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-23-000036 · wf-form4_167649404528598.xml · derivative · entry 1

Karge Douglas Samuel · CIK 0001750276 · SVP - President NA Water Treat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,085

Underlying: Common Stock · 1,415 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026.

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February 13, 2023 Filed Feb 15, 2023 20:47 UTC
Kempken Daniel LSVP - Strategy & Corp. Dev.
GrantRestricted Stock Units · Derivative 1,245 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-23-000035 · wf-form4_167649402811313.xml · derivative · entry 1

Kempken Daniel L · CIK 0001522653 · SVP - Strategy & Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,825

Underlying: Common Stock · 1,245 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026.

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February 13, 2023 Filed Feb 15, 2023 20:47 UTC
Heideman Robert JSenior VP, CTO
GrantRestricted Stock Units · Derivative 3,425 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-23-000034 · wf-form4_167649400681692.xml · derivative · entry 3

Heideman Robert J · CIK 0001507959 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,665

Underlying: Common Stock · 3,425 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.

F3 · derivative.exercise_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026.

F3 · derivative.expiration_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.