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SMITH A O CORP

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3642
SEC CIK
0000091142
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591

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202601
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 05, 2017 Filed Dec 6, 2017 22:49 UTC
Wheeler Kevin J.President and COO
Tax withholdingCommon Stock 16,707 $62.01 $1,036,001.07
Disclosure

SEC source: 0000091142-17-000079 · edgar.xml · nonDerivative · entry 3

Wheeler Kevin J. · CIK 0001566416 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,041

Read SEC document
December 05, 2017 Filed Dec 6, 2017 22:49 UTC
Wheeler Kevin J.President and COO
Exercise / conversionCommon Stock 16,000 $17.46 $279,392.00
Disclosure

SEC source: 0000091142-17-000079 · edgar.xml · nonDerivative · entry 2

Wheeler Kevin J. · CIK 0001566416 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2017 Filed Dec 6, 2017 22:49 UTC
Wheeler Kevin J.President and COO
Exercise / conversionCommon Stock 14,000 $11.49 $160,902.00
Disclosure

SEC source: 0000091142-17-000079 · edgar.xml · nonDerivative · entry 1

Wheeler Kevin J. · CIK 0001566416 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2017 Filed Dec 6, 2017 22:17 UTC
Rajendra Ajita GChairman and CEO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 127,800 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0000091142-17-000078 · edgar.xml · derivative · entry 4

Rajendra Ajita G · CIK 0001315989 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741,940

Underlying: Common Stock · 127,800 shares

Expires 2019-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The employee stock options were granted on 02/09/2009 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2010.

Read SEC document
December 05, 2017 Filed Dec 6, 2017 22:17 UTC
Rajendra Ajita GChairman and CEO
Tax withholdingCommon Stock 68,324 $62.01 $4,236,771.24
Disclosure

SEC source: 0000091142-17-000078 · edgar.xml · nonDerivative · entry 2

Rajendra Ajita G · CIK 0001315989 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,845

Read SEC document
December 05, 2017 Filed Dec 6, 2017 22:17 UTC
Rajendra Ajita GChairman and CEO
Exercise / conversionCommon Stock 127,800 $4.75 $607,177.80
Disclosure

SEC source: 0000091142-17-000078 · edgar.xml · nonDerivative · entry 1

Rajendra Ajita G · CIK 0001315989 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2017 Filed Feb 7, 2018 16:23 UTC GiftClass A Common Stock · Derivative 365 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-18-000003 · edgar.xml · derivative · entry 4

SMITH BRUCE M · CIK 0001236625 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · In trust

Disclosed balance after: 453,599

Underlying: Common Stock · 365 shares

Expires not disclosed

F5 · derivative.exercise_price: Gift

F6 · derivative.exercise_date: Convertible at any time into Common Stock.

F7 · derivative.expiration_date: None.

F2 · ownership.nature: The reporting person beneficially owns these shares as settlor of a revocable family trust.

Read SEC document
December 01, 2017 Filed Dec 1, 2017 21:43 UTC
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
SaleCommon Stock 5,288 $63.14 $333,885.91
Disclosure

SEC source: 0000091142-17-000077 · edgar.xml · nonDerivative · entry 3

Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,649

Read SEC document
November 30, 2017 Filed Dec 1, 2017 21:43 UTC
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 16,600 $0.00 Strike: $23.24 $0.00
Disclosure

SEC source: 0000091142-17-000077 · edgar.xml · derivative · entry 4

Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,415

Underlying: Common Stock · 16,600 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 21:43 UTC
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
Tax withholdingCommon Stock 11,312 $63.15 $714,352.80
Disclosure

SEC source: 0000091142-17-000077 · edgar.xml · nonDerivative · entry 2

Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,937

Read SEC document
November 30, 2017 Filed Dec 1, 2017 21:43 UTC
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
Exercise / conversionCommon Stock 16,600 $23.24 $385,701.00
Disclosure

SEC source: 0000091142-17-000077 · edgar.xml · nonDerivative · entry 1

Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 20:58 UTC
Rajendra Ajita GChairman and CEO
SaleCommon Stock 3,610 $62.74 $226,504.04
Disclosure

SEC source: 0000091142-17-000076 · edgar.xml · nonDerivative · entry 1

Rajendra Ajita G · CIK 0001315989 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,369

Read SEC document
November 29, 2017 Filed Nov 29, 2017 19:53 UTC
STERN JAMES FExec VP, General Counsel & Sec
SaleCommon Stock 12,423 $62.28 $773,669.66
Disclosure

SEC source: 0000091142-17-000074 · edgar.xml · nonDerivative · entry 4

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,437

Read SEC document
November 29, 2017 Filed Nov 30, 2017 14:08 UTC
Rajendra Ajita GChairman and CEO
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0000091142-17-000075 · edgar.xml · nonDerivative · entry 4

Rajendra Ajita G · CIK 0001315989 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,979

F1 · price: Gift

Read SEC document
November 29, 2017 Filed Nov 30, 2017 14:08 UTC
Rajendra Ajita GChairman and CEO
SaleCommon Stock 1,390 $62.65 $87,090.03
Disclosure

SEC source: 0000091142-17-000075 · edgar.xml · nonDerivative · entry 3

Rajendra Ajita G · CIK 0001315989 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,979

Read SEC document
November 28, 2017 Filed Nov 29, 2017 19:53 UTC
STERN JAMES FExec VP, General Counsel & Sec
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 19,900 $0.00 Strike: $23.24 $0.00
Disclosure

SEC source: 0000091142-17-000074 · edgar.xml · derivative · entry 5

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,480

Underlying: Common Stock · 19,900 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 19:53 UTC
STERN JAMES FExec VP, General Counsel & Sec
Tax withholdingCommon Stock 7,477 $61.84 $462,377.68
Disclosure

SEC source: 0000091142-17-000074 · edgar.xml · nonDerivative · entry 3

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,680

Read SEC document
November 28, 2017 Filed Nov 29, 2017 19:53 UTC
STERN JAMES FExec VP, General Counsel & Sec
Exercise / conversionCommon Stock 19,900 $23.24 $462,376.50
Disclosure

SEC source: 0000091142-17-000074 · edgar.xml · nonDerivative · entry 2

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 14:08 UTC
Rajendra Ajita GChairman and CEO
SaleCommon Stock 15,000 $61.81 $927,121.50
Disclosure

SEC source: 0000091142-17-000075 · edgar.xml · nonDerivative · entry 2

Rajendra Ajita G · CIK 0001315989 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,369

Read SEC document
November 22, 2017 Filed Nov 22, 2017 22:19 UTC
KITA JOHN JExecutive Vice President & CFO
SaleCommon Stock 8,958 $60.78 $544,464.55
Disclosure

SEC source: 0000091142-17-000073 · edgar.xml · nonDerivative · entry 4

KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,677

Read SEC document
November 21, 2017 Filed Nov 22, 2017 22:19 UTC
KITA JOHN JExecutive Vice President & CFO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 28,900 $0.00 Strike: $23.24 $0.00
Disclosure

SEC source: 0000091142-17-000073 · edgar.xml · derivative · entry 5

KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,485

Underlying: Common Stock · 28,900 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/10/2015.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 22:19 UTC
KITA JOHN JExecutive Vice President & CFO
Tax withholdingCommon Stock 19,942 $60.36 $1,203,699.12
Disclosure

SEC source: 0000091142-17-000073 · edgar.xml · nonDerivative · entry 3

KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,635

Read SEC document
November 21, 2017 Filed Nov 22, 2017 22:19 UTC
KITA JOHN JExecutive Vice President & CFO
Exercise / conversionCommon Stock 28,900 $23.24 $671,491.50
Disclosure

SEC source: 0000091142-17-000073 · edgar.xml · nonDerivative · entry 2

KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2017 Filed Nov 17, 2017 21:38 UTC
Martineau Peter RSenior Vice President - CIO
SaleCommon Stock 9,723 $59.02 $573,809.65
Disclosure

SEC source: 0000091142-17-000072 · edgar.xml · nonDerivative · entry 1

Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,405

Read SEC document
November 14, 2017 Filed Nov 29, 2017 19:53 UTC
STERN JAMES FExec VP, General Counsel & Sec
GiftCommon Stock 5,126 $0.00 $0.00
Disclosure

SEC source: 0000091142-17-000074 · edgar.xml · nonDerivative · entry 1

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,257

F1 · price: Gift

Read SEC document
November 02, 2017 Filed Nov 3, 2017 14:41 UTC SaleCommon Stock 2,000 $60.00 $120,000.00
Disclosure

SEC source: 0000091142-17-000071 · edgar.xml · nonDerivative · entry 1

WOLF IDELLE K · CIK 0001196442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,053

Read SEC document
November 02, 2017 Filed Nov 3, 2017 14:16 UTC
Lauber Charles TSVP, Strategy & Corporate Dev.
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 2,934 $0.00 Strike: $31.67 $0.00
Disclosure

SEC source: 0000091142-17-000070 · edgar.xml · derivative · entry 5

Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,786

Underlying: Common Stock · 2,934 shares

Expires 2026-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2017.

Read SEC document
November 02, 2017 Filed Nov 3, 2017 14:16 UTC
Lauber Charles TSVP, Strategy & Corporate Dev.
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 4,660 $0.00 Strike: $30.77 $0.00
Disclosure

SEC source: 0000091142-17-000070 · edgar.xml · derivative · entry 4

Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,720

Underlying: Common Stock · 4,660 shares

Expires 2025-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/09/2016.

Read SEC document
November 02, 2017 Filed Nov 3, 2017 14:16 UTC
Lauber Charles TSVP, Strategy & Corporate Dev.
SaleCommon Stock 7,594 $59.85 $454,464.45
Disclosure

SEC source: 0000091142-17-000070 · edgar.xml · nonDerivative · entry 3

Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,580

Read SEC document
November 02, 2017 Filed Nov 3, 2017 14:16 UTC
Lauber Charles TSVP, Strategy & Corporate Dev.
Exercise / conversionCommon Stock 2,934 $31.67 $92,919.78
Disclosure

SEC source: 0000091142-17-000070 · edgar.xml · nonDerivative · entry 2

Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2017 Filed Nov 3, 2017 14:16 UTC
Lauber Charles TSVP, Strategy & Corporate Dev.
Exercise / conversionCommon Stock 4,660 $30.77 $143,364.90
Disclosure

SEC source: 0000091142-17-000070 · edgar.xml · nonDerivative · entry 1

Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2017 Filed Feb 7, 2018 17:37 UTC GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0000091142-18-000005 · edgar.xml · nonDerivative · entry 1

WOLF IDELLE K · CIK 0001196442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,053

F1 · price: Gift

Read SEC document
October 31, 2017 Filed Nov 1, 2017 19:15 UTC
Martineau Peter RSenior Vice President - CIO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 2,434 $0.00 Strike: $31.67 $0.00
Disclosure

SEC source: 0000091142-17-000069 · edgar.xml · derivative · entry 11

Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,673

Underlying: Common Stock · 2,434 shares

Expires 2026-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2017.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 19:15 UTC
Martineau Peter RSenior Vice President - CIO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 3,493 $0.00 Strike: $30.77 $0.00
Disclosure

SEC source: 0000091142-17-000069 · edgar.xml · derivative · entry 10

Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,107

Underlying: Common Stock · 3,493 shares

Expires 2025-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/09/2016.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 19:15 UTC
Martineau Peter RSenior Vice President - CIO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 5,140 $0.00 Strike: $23.24 $0.00
Disclosure

SEC source: 0000091142-17-000069 · edgar.xml · derivative · entry 9

Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,600

Underlying: Common Stock · 5,140 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/10/2015.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 19:15 UTC
Martineau Peter RSenior Vice President - CIO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 6,800 $0.00 Strike: $17.46 $0.00
Disclosure

SEC source: 0000091142-17-000069 · edgar.xml · derivative · entry 8

Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,740

Underlying: Common Stock · 6,800 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2014.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 19:15 UTC
Martineau Peter RSenior Vice President - CIO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 4,400 $0.00 Strike: $11.49 $0.00
Disclosure

SEC source: 0000091142-17-000069 · edgar.xml · derivative · entry 7

Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,540

Underlying: Common Stock · 4,400 shares

Expires 2022-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2013.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 19:15 UTC
Martineau Peter RSenior Vice President - CIO
SaleCommon Stock 22,267 $59.33 $1,321,087.75
Disclosure

SEC source: 0000091142-17-000069 · edgar.xml · nonDerivative · entry 6

Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,128

Read SEC document
October 31, 2017 Filed Nov 1, 2017 19:15 UTC
Martineau Peter RSenior Vice President - CIO
Exercise / conversionCommon Stock 2,434 $31.67 $77,084.78
Disclosure

SEC source: 0000091142-17-000069 · edgar.xml · nonDerivative · entry 5

Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 19:15 UTC
Martineau Peter RSenior Vice President - CIO
Exercise / conversionCommon Stock 3,493 $30.77 $107,462.15
Disclosure

SEC source: 0000091142-17-000069 · edgar.xml · nonDerivative · entry 4

Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 19:15 UTC
Martineau Peter RSenior Vice President - CIO
Exercise / conversionCommon Stock 5,140 $23.24 $119,427.90
Disclosure

SEC source: 0000091142-17-000069 · edgar.xml · nonDerivative · entry 3

Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 19:15 UTC
Martineau Peter RSenior Vice President - CIO
Exercise / conversionCommon Stock 6,800 $17.46 $118,741.60
Disclosure

SEC source: 0000091142-17-000069 · edgar.xml · nonDerivative · entry 2

Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 19:15 UTC
Martineau Peter RSenior Vice President - CIO
Exercise / conversionCommon Stock 4,400 $11.49 $50,569.20
Disclosure

SEC source: 0000091142-17-000069 · edgar.xml · nonDerivative · entry 1

Martineau Peter R · CIK 0001667767 · Senior Vice President - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 08, 2017 Filed Feb 13, 2018 22:18 UTC
Ackerman Patricia KVP, Investor Relations & Treas
GiftCommon Stock 46 $0.00 $0.00
Disclosure

SEC source: 0000091142-18-000008 · edgar.xml · nonDerivative · entry 1

Ackerman Patricia K · CIK 0001532645 · VP, Investor Relations & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,596

F1 · price: Gift

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September 06, 2017 Filed Nov 22, 2017 22:19 UTC
KITA JOHN JExecutive Vice President & CFO
GiftCommon Stock 190 $0.00 $0.00
Disclosure

SEC source: 0000091142-17-000073 · edgar.xml · nonDerivative · entry 1

KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,677

F1 · price: Gift

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August 03, 2017 Filed Aug 4, 2017 13:36 UTC
JONES PAUL WDirector
SaleCommon Stock 60,000 $54.02 $3,241,122.00
Disclosure

SEC source: 0000091142-17-000067 · edgar.xml · nonDerivative · entry 1

JONES PAUL W · CIK 0001111599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,465

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June 07, 2017 Filed Nov 30, 2017 14:08 UTC
Rajendra Ajita GChairman and CEO
GiftCommon Stock 82 $0.00 $0.00
Disclosure

SEC source: 0000091142-17-000075 · edgar.xml · nonDerivative · entry 1

Rajendra Ajita G · CIK 0001315989 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,369

F1 · price: Gift

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June 02, 2017 Filed Jun 2, 2017 18:04 UTC
KITA JOHN JExecutive Vice President & CFO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 12,200 $0.00 Strike: $17.46 $0.00
Disclosure

SEC source: 0000091142-17-000064 · edgar.xml · derivative · entry 3

KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,385

Underlying: Common Stock · 12,200 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014.

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June 02, 2017 Filed Jun 2, 2017 18:04 UTC
KITA JOHN JExecutive Vice President & CFO
SaleCommon Stock 12,200 $56.32 $687,149.14
Disclosure

SEC source: 0000091142-17-000064 · edgar.xml · nonDerivative · entry 2

KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,867

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June 02, 2017 Filed Jun 2, 2017 18:04 UTC
KITA JOHN JExecutive Vice President & CFO
Exercise / conversionCommon Stock 12,200 $17.46 $213,036.40
Disclosure

SEC source: 0000091142-17-000064 · edgar.xml · nonDerivative · entry 1

KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.