Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 03, 2021 Filed May 4, 2021 20:52 UTC |
STERN JAMES FExec VP, General Counsel & Sec
|
SaleCommon Stock | 44,300 | $70.15 | $3,107,742.46 |
DisclosureSEC source: 0001567619-21-008993 · doc1.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,199 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $70.03 to $71.029. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| May 03, 2021 Filed May 4, 2021 20:49 UTC |
Goodwin Wallace ESVP; Pres & GM, Lochinvar, LLC
|
SaleCommon Stock | 1,595 | $69.80 | $111,331.00 |
DisclosureSEC source: 0001567619-21-008989 · doc1.xml · nonDerivative · entry 1 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,255 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2021. Read SEC document |
| May 03, 2021 Filed May 4, 2021 20:47 UTC |
BROWN RONALD DDirector
|
SaleCommon Stock | 12,000 | $68.71 | $824,487.60 |
DisclosureSEC source: 0001567619-21-008987 · doc1.xml · nonDerivative · entry 1 BROWN RONALD D · CIK 0001206562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,896 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $68.70 to $68.845. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| May 03, 2021 Filed May 11, 2021 21:02 UTC Amendment |
Goodwin Wallace ESVP; Pres & GM, Lochinvar, LLC
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 1,595 | $0.00 Strike: $17.46 | $0.00 |
DisclosureSEC source: 0000091142-21-000087 · edgar.xml · derivative · entry 3 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,570 Underlying: Common Stock · 1,595 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014. Read SEC document |
| May 03, 2021 Filed May 11, 2021 21:02 UTC Amendment |
Goodwin Wallace ESVP; Pres & GM, Lochinvar, LLC
|
SaleCommon Stock | 1,595 | $69.80 | $111,331.00 |
DisclosureSEC source: 0000091142-21-000087 · edgar.xml · nonDerivative · entry 2 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,850 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2021. Read SEC document |
| May 03, 2021 Filed May 11, 2021 21:02 UTC Amendment |
Goodwin Wallace ESVP; Pres & GM, Lochinvar, LLC
|
Exercise / conversionCommon Stock | 1,595 | $17.46 | $27,851.89 |
DisclosureSEC source: 0000091142-21-000087 · edgar.xml · nonDerivative · entry 1 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2021 Filed May 13, 2021 16:07 UTC Amendment |
STERN JAMES FExec VP, General Counsel & Sec
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 23,040 | $0.00 Strike: $31.67 | $0.00 |
DisclosureSEC source: 0000091142-21-000091 · edgar.xml · derivative · entry 5 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,805 Underlying: Common Stock · 23,040 shares Expires 2026-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2017. Read SEC document |
| May 03, 2021 Filed May 13, 2021 16:07 UTC Amendment |
STERN JAMES FExec VP, General Counsel & Sec
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 21,260 | $0.00 Strike: $30.77 | $0.00 |
DisclosureSEC source: 0000091142-21-000091 · edgar.xml · derivative · entry 4 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,845 Underlying: Common Stock · 21,260 shares Expires 2025-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016. Read SEC document |
| May 03, 2021 Filed May 13, 2021 16:07 UTC Amendment |
STERN JAMES FExec VP, General Counsel & Sec
|
SaleCommon Stock | 44,300 | $70.15 | $3,107,742.46 |
DisclosureSEC source: 0000091142-21-000091 · edgar.xml · nonDerivative · entry 3 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,115 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $70.03 to $71.041. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| May 03, 2021 Filed May 13, 2021 16:07 UTC Amendment |
STERN JAMES FExec VP, General Counsel & Sec
|
Exercise / conversionCommon Stock | 23,040 | $31.67 | $729,676.80 |
DisclosureSEC source: 0000091142-21-000091 · edgar.xml · nonDerivative · entry 2 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2021 Filed May 13, 2021 16:07 UTC Amendment |
STERN JAMES FExec VP, General Counsel & Sec
|
Exercise / conversionCommon Stock | 21,260 | $30.77 | $654,063.90 |
DisclosureSEC source: 0000091142-21-000091 · edgar.xml · nonDerivative · entry 1 STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 20:18 UTC |
Larsen Michael MDirector
|
GrantRestricted Stock Units · Derivative | 1,922 | $0.00 Strike: $67.67 | $0.00 |
DisclosureSEC source: 0000091142-21-000071 · edgar.xml · derivative · entry 2 Larsen Michael M · CIK 0001503349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,922 Underlying: Common Stock · 1,922 shares Expires not disclosed F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 13, 2021. F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Mr. Larsen has made a deferral. F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Mr. Larsen has made a deferral. Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 20:02 UTC |
HOLT VICTORIA MDirector
|
GrantCommon Stock | 1,922 | $67.67 | $130,052.13 |
DisclosureSEC source: 0000091142-21-000069 · edgar.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,922 F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and the low price of Common Stock on April 13, 2021. Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 19:40 UTC |
WULF GENE CDirector
|
GrantCommon Stock | 1,922 | $67.67 | $130,052.13 |
DisclosureSEC source: 0000091142-21-000067 · edgar.xml · nonDerivative · entry 1 WULF GENE C · CIK 0001215484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,656 F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 13, 2021. Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 19:38 UTC |
WOLF IDELLE KDirector
|
GrantCommon Stock | 1,922 | $67.67 | $130,052.13 |
DisclosureSEC source: 0000091142-21-000066 · edgar.xml · nonDerivative · entry 2 WOLF IDELLE K · CIK 0001196442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,564 F2 · shares: Payment of retainer in stock under the A. O. Smith Corporation Directors' Compensation Plan based on the average of the high and low price of Common Stock on April 13, 2021. Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 19:31 UTC |
SMITH MARK DDirector
|
GrantCommon Stock | 1,922 | $67.67 | $130,052.13 |
DisclosureSEC source: 0000091142-21-000065 · edgar.xml · nonDerivative · entry 5 SMITH MARK D · CIK 0001236626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,284 F3 · balance_after: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 13, 2021. Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 19:24 UTC |
SMITH BRUCE MDirector
|
GrantCommon Stock | 1,922 | $67.67 | $130,052.13 |
DisclosureSEC source: 0000091142-21-000064 · edgar.xml · nonDerivative · entry 1 SMITH BRUCE M · CIK 0001236625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,226 F1 · shares: Payment of retainer of stock under the A. O. Smith Corporation directors' compensation program based on the market price of the Common Stock on April 13, 2021. Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 19:18 UTC |
Rajendra Ajita GDirector
|
GrantCommon Stock | 1,922 | $67.67 | $130,052.13 |
DisclosureSEC source: 0000091142-21-000063 · edgar.xml · nonDerivative · entry 4 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,985 F2 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and the low price of Common Stock on April 13, 2021. Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 19:15 UTC |
Kadri IlhamDirector
|
GrantCommon Stock | 1,922 | $67.67 | $130,052.13 |
DisclosureSEC source: 0000091142-21-000062 · edgar.xml · nonDerivative · entry 1 Kadri Ilham · CIK 0001566514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,795 F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the market price of the Common Stock on April 13, 2021. Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 19:09 UTC |
BROWN RONALD DDirector
|
GrantRestricted Stock Units · Derivative | 1,922 | $0.00 Strike: $67.67 | $0.00 |
DisclosureSEC source: 0000091142-21-000060 · edgar.xml · derivative · entry 1 BROWN RONALD D · CIK 0001206562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,319 Underlying: Common Stock · 1,922 shares Expires not disclosed F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 13, 2021. F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral. F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral. F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 1,156 units of Restricted Stock Units. Read SEC document |
| April 13, 2021 Filed Apr 29, 2021 19:50 UTC Amendment |
HOLT VICTORIA MDirector
|
GrantRestricted Stock Units · Derivative | 1,922 | $0.00 Strike: $67.66 | $0.00 |
DisclosureSEC source: 0000091142-21-000083 · edgar.xml · derivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,922 Underlying: Common Stock · 1,922 shares Expires not disclosed F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 13, 2021. F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral. F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 19:29 UTC Amendment |
Goodwin Wallace ESVP; Pres & GM, Lochinvar, LLC
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 1,505 | $0.00 Strike: $17.46 | $0.00 |
DisclosureSEC source: 0000091142-21-000057 · edgar.xml · derivative · entry 6 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,165 Underlying: Common Stock · 1,505 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 19:29 UTC Amendment |
Goodwin Wallace ESVP; Pres & GM, Lochinvar, LLC
|
SaleCommon Stock | 1,505 | $69.84 | $105,110.25 |
DisclosureSEC source: 0000091142-21-000057 · edgar.xml · nonDerivative · entry 4 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,850 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $69.80 to $69.95. The reporting person has provided to the issuer, and will provide to any security holder of issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 19:29 UTC Amendment |
Goodwin Wallace ESVP; Pres & GM, Lochinvar, LLC
|
Exercise / conversionCommon Stock | 1,505 | $17.46 | $26,280.31 |
DisclosureSEC source: 0000091142-21-000057 · edgar.xml · nonDerivative · entry 3 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2021 Filed Mar 30, 2021 15:20 UTC |
Goodwin Wallace ESVP; Pres & GM, Lochinvar, LLC
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $17.46 | $0.00 |
DisclosureSEC source: 0000091142-21-000054 · edgar.xml · derivative · entry 3 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,970 Underlying: Common Stock · 2,000 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014. Read SEC document |
| March 29, 2021 Filed Mar 30, 2021 15:20 UTC |
Goodwin Wallace ESVP; Pres & GM, Lochinvar, LLC
|
SaleCommon Stock | 2,000 | $70.00 | $140,000.00 |
DisclosureSEC source: 0000091142-21-000054 · edgar.xml · nonDerivative · entry 2 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,850 Read SEC document |
| March 29, 2021 Filed Mar 30, 2021 15:20 UTC |
Goodwin Wallace ESVP; Pres & GM, Lochinvar, LLC
|
Exercise / conversionCommon Stock | 2,000 | $17.46 | $34,924.00 |
DisclosureSEC source: 0000091142-21-000054 · edgar.xml · nonDerivative · entry 1 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Mr. Good is a participant in the A. O. Smith Dividend Reinvestment Plan ("Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 12 shares of Common Stock. Read SEC document |
| March 29, 2021 Filed Mar 30, 2021 14:54 UTC |
Kempken Daniel LSenior Vice President - S & CD
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $17.46 | $0.00 |
DisclosureSEC source: 0000091142-21-000053 · edgar.xml · derivative · entry 3 Kempken Daniel L · CIK 0001522653 · Senior Vice President - S & CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,610 Underlying: Common Stock · 2,000 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014. Read SEC document |
| March 29, 2021 Filed Mar 30, 2021 14:54 UTC |
Kempken Daniel LSenior Vice President - S & CD
|
SaleCommon Stock | 2,000 | $70.00 | $140,000.00 |
DisclosureSEC source: 0000091142-21-000053 · edgar.xml · nonDerivative · entry 2 Kempken Daniel L · CIK 0001522653 · Senior Vice President - S & CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,501 Read SEC document |
| March 29, 2021 Filed Mar 30, 2021 14:54 UTC |
Kempken Daniel LSenior Vice President - S & CD
|
Exercise / conversionCommon Stock | 2,000 | $17.46 | $34,924.00 |
DisclosureSEC source: 0000091142-21-000053 · edgar.xml · nonDerivative · entry 1 Kempken Daniel L · CIK 0001522653 · Senior Vice President - S & CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 21:01 UTC |
WULF GENE CDirector
|
SaleCommon Stock | 15,000 | $70.00 | $1,050,000.00 |
DisclosureSEC source: 0000091142-21-000055 · edgar.xml · nonDerivative · entry 1 WULF GENE C · CIK 0001215484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,734 Read SEC document |
| March 29, 2021 Filed Apr 1, 2021 19:29 UTC Amendment |
Goodwin Wallace ESVP; Pres & GM, Lochinvar, LLC
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 5,300 | $0.00 Strike: $17.46 | $0.00 |
DisclosureSEC source: 0000091142-21-000057 · edgar.xml · derivative · entry 5 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,670 Underlying: Common Stock · 5,300 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014. Read SEC document |
| March 29, 2021 Filed Apr 1, 2021 19:29 UTC Amendment |
Goodwin Wallace ESVP; Pres & GM, Lochinvar, LLC
|
SaleCommon Stock | 5,300 | $69.97 | $370,827.75 |
DisclosureSEC source: 0000091142-21-000057 · edgar.xml · nonDerivative · entry 2 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,850 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $69.80 to $70.09. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| March 29, 2021 Filed Apr 1, 2021 19:29 UTC Amendment |
Goodwin Wallace ESVP; Pres & GM, Lochinvar, LLC
|
Exercise / conversionCommon Stock | 5,300 | $17.46 | $92,548.60 |
DisclosureSEC source: 0000091142-21-000057 · edgar.xml · nonDerivative · entry 1 Goodwin Wallace E · CIK 0001736083 · SVP; Pres & GM, Lochinvar, LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Mr. Goodwin s a participant in the A. O. Smith Dividend Reinvestment Plan ("Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 12 shares of Common Stock. Read SEC document |
| March 19, 2021 Filed Mar 22, 2021 19:19 UTC |
Karge Douglas SamuelSVP - President NA Water Treat
|
Exercise / conversionRestricted Stock Units · Derivative | 885 | $0.00 Strike: $67.49 | $0.00 |
DisclosureSEC source: 0000091142-21-000052 · edgar.xml · derivative · entry 3 Karge Douglas Samuel · CIK 0001750276 · SVP - President NA Water Treat 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,010 Underlying: Common Stock · 885 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 885 Restricted Stock Units were granted on 03/19/2018, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 885 Restricted Stock Units vested on 03/19/2021. As a result of vesting, the Company is obligated to deliver 885 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 885 Restricted Stock Units were granted on 03/19/2018, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 885 Restricted Stock Units vested on 03/19/2021. As a result of vesting, the Company is obligated to deliver 885 shares of Common Stock to the reporting person. Read SEC document |
| March 19, 2021 Filed Mar 22, 2021 19:19 UTC |
Karge Douglas SamuelSVP - President NA Water Treat
|
Tax withholdingCommon Stock | 284 | $67.49 | $19,167.16 |
DisclosureSEC source: 0000091142-21-000052 · edgar.xml · nonDerivative · entry 2 Karge Douglas Samuel · CIK 0001750276 · SVP - President NA Water Treat 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601 Read SEC document |
| March 19, 2021 Filed Mar 22, 2021 19:19 UTC |
Karge Douglas SamuelSVP - President NA Water Treat
|
GrantCommon Stock | 885 | $67.49 | $59,728.65 |
DisclosureSEC source: 0000091142-21-000052 · edgar.xml · nonDerivative · entry 1 Karge Douglas Samuel · CIK 0001750276 · SVP - President NA Water Treat 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 885 F1 · balance_after: 885 Restricted Stock Units were granted on 03/19/2018, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 885 Restricted Stock Units vested on 03/19/2021. As a result of vesting, the Company is obligated to deliver 885 shares of Common Stock to the reporting person. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 18:54 UTC |
Kempken Daniel LSenior Vice President - S & CD
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 2,400 | $0.00 Strike: $11.49 | $0.00 |
DisclosureSEC source: 0000091142-21-000051 · edgar.xml · derivative · entry 3 Kempken Daniel L · CIK 0001522653 · Senior Vice President - S & CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,610 Underlying: Common Stock · 2,400 shares Expires 2022-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/13/2013. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 18:54 UTC |
Kempken Daniel LSenior Vice President - S & CD
|
SaleCommon Stock | 2,400 | $67.50 | $162,000.00 |
DisclosureSEC source: 0000091142-21-000051 · edgar.xml · nonDerivative · entry 2 Kempken Daniel L · CIK 0001522653 · Senior Vice President - S & CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,501 Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 18:54 UTC |
Kempken Daniel LSenior Vice President - S & CD
|
Exercise / conversionCommon Stock | 2,400 | $11.49 | $27,583.20 |
DisclosureSEC source: 0000091142-21-000051 · edgar.xml · nonDerivative · entry 1 Kempken Daniel L · CIK 0001522653 · Senior Vice President - S & CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,901 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2021 Filed Mar 12, 2021 22:18 UTC |
WULF GENE CDirector
|
SaleCommon Stock | 1,000 | $65.24 | $65,240.00 |
DisclosureSEC source: 0000091142-21-000050 · edgar.xml · nonDerivative · entry 2 WULF GENE C · CIK 0001215484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,734 Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 22:18 UTC |
WULF GENE CDirector
|
SaleCommon Stock | 1,000 | $65.04 | $65,040.00 |
DisclosureSEC source: 0000091142-21-000050 · edgar.xml · nonDerivative · entry 1 WULF GENE C · CIK 0001215484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,734 Read SEC document |
| March 10, 2021 Filed Mar 10, 2021 22:10 UTC |
WULF GENE CDirector
|
SaleCommon Stock | 7,500 | $65.01 | $487,575.00 |
DisclosureSEC source: 0000091142-21-000048 · edgar.xml · nonDerivative · entry 4 WULF GENE C · CIK 0001215484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,734 Read SEC document |
| March 10, 2021 Filed Mar 10, 2021 22:10 UTC |
WULF GENE CDirector
|
SaleCommon Stock | 500 | $63.51 | $31,755.00 |
DisclosureSEC source: 0000091142-21-000048 · edgar.xml · nonDerivative · entry 3 WULF GENE C · CIK 0001215484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,234 Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 22:27 UTC |
Kempken Daniel LSenior Vice President - S & CD
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $11.49 | $0.00 |
DisclosureSEC source: 0000091142-21-000049 · edgar.xml · derivative · entry 3 Kempken Daniel L · CIK 0001522653 · Senior Vice President - S & CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,010 Underlying: Common Stock · 2,000 shares Expires 2022-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/13/2013. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 22:27 UTC |
Kempken Daniel LSenior Vice President - S & CD
|
SaleCommon Stock | 2,000 | $65.00 | $130,000.00 |
DisclosureSEC source: 0000091142-21-000049 · edgar.xml · nonDerivative · entry 2 Kempken Daniel L · CIK 0001522653 · Senior Vice President - S & CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,501 Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 22:27 UTC |
Kempken Daniel LSenior Vice President - S & CD
|
Exercise / conversionCommon Stock | 2,000 | $11.49 | $22,986.00 |
DisclosureSEC source: 0000091142-21-000049 · edgar.xml · nonDerivative · entry 1 Kempken Daniel L · CIK 0001522653 · Senior Vice President - S & CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 22:10 UTC |
WULF GENE CDirector
|
SaleCommon Stock | 500 | $63.38 | $31,690.00 |
DisclosureSEC source: 0000091142-21-000048 · edgar.xml · nonDerivative · entry 2 WULF GENE C · CIK 0001215484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,734 Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 22:10 UTC |
WULF GENE CDirector
|
SaleCommon Stock | 500 | $62.93 | $31,465.00 |
DisclosureSEC source: 0000091142-21-000048 · edgar.xml · nonDerivative · entry 1 WULF GENE C · CIK 0001215484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,234 Read SEC document |
| March 05, 2021 Filed Mar 5, 2021 21:56 UTC |
WULF GENE CDirector
|
SaleCommon Stock | 500 | $62.00 | $31,000.00 |
DisclosureSEC source: 0000091142-21-000045 · edgar.xml · nonDerivative · entry 3 WULF GENE C · CIK 0001215484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,734 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.