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ARTIVION, INC.

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4767
SEC CIK
0000784199
Parsed reports
700

Last 12 months

Inside the activity.

0 purchase rows · 64 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025024
Dec 202506
Jan 202600
Feb 2026012
Mar 2026013
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202604
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 05, 2020 Filed May 7, 2020 21:17 UTC
Bogenschuetz Thomas JVP, EMEA & General Manager
GrantPhantom Stock · Derivative 877 Not disclosed Not disclosed
Disclosure

SEC source: 0000784199-20-000117 · certent-form4.xml · derivative · entry 1

Bogenschuetz Thomas J · CIK 0001742273 · VP, EMEA & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,451

Underlying: Phantom Stock · 877 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

F1 · price: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

F1 · derivative.exercise_date: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

F1 · derivative.expiration_date: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

Read SEC document
May 05, 2020 Filed May 7, 2020 21:14 UTC SaleCommon Stock 1,719 $22.82 $39,218.99
Disclosure

SEC source: 0000784199-20-000115 · certent-form4.xml · nonDerivative · entry 1

McCall Ronald D · CIK 0001016766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,766

F1 · price: Reflects the price of $22.815 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price

Read SEC document
March 12, 2020 Filed Mar 16, 2020 11:53 UTC
Maier Dennis BVice President, Operations
Tax withholdingCommon Stock 226 $20.24 $4,574.24
Disclosure

SEC source: 0000784199-20-000087 · certent-form4.xml · nonDerivative · entry 1

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,668

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 11:52 UTC
Mackin James PPresident & CEO
Tax withholdingCommon Stock 2,674 $20.24 $54,121.76
Disclosure

SEC source: 0000784199-20-000085 · certent-form4.xml · nonDerivative · entry 2

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,774

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 11:52 UTC
Mackin James PPresident & CEO
GrantCommon Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000085 · certent-form4.xml · nonDerivative · entry 1

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,448

F1 · balance_after: Balance reflects a share correction that was duplicated on 02.21.2020.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 11:50 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Tax withholdingCommon Stock 513 $20.24 $10,383.12
Disclosure

SEC source: 0000784199-20-000083 · certent-form4.xml · nonDerivative · entry 2

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,692

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 11:50 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
GrantCommon Stock 4,100 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000083 · certent-form4.xml · nonDerivative · entry 1

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,205

F1 · balance_after: Balance reflects a share correction that was duplicated on 02.21.2020.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 11:48 UTC
Horton AmyVP, Chief Accounting Officer
Tax withholdingCommon Stock 292 $20.24 $5,910.08
Disclosure

SEC source: 0000784199-20-000081 · certent-form4.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,642

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 11:48 UTC
Horton AmyVP, Chief Accounting Officer
GrantCommon Stock 2,300 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000081 · certent-form4.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,934

F1 · balance_after: Balance reflects a share correction that was duplicated on 02.21.2020.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 11:46 UTC
Holloway Jean FVP, General Counsel
Tax withholdingCommon Stock 447 $20.24 $9,047.28
Disclosure

SEC source: 0000784199-20-000079 · certent-form4.xml · nonDerivative · entry 2

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,051

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 11:46 UTC
Holloway Jean FVP, General Counsel
GrantCommon Stock 3,390 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000079 · certent-form4.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,498

F1 · balance_after: Balance reflects a share correction that was duplicated on 02.21.2020.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 11:43 UTC
Davis John ESenior VP, Global Sales
Tax withholdingCommon Stock 373 $20.24 $7,549.52
Disclosure

SEC source: 0000784199-20-000076 · certent-form4.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,451

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 11:43 UTC
Davis John ESenior VP, Global Sales
GrantCommon Stock 3,248 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000076 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,824

F1 · balance_after: Balance reflects a share correction that was duplicated on 02.21.2020.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 11:38 UTC
Capps Scott BVP, Clinical Research
Tax withholdingCommon Stock 233 $20.24 $4,715.92
Disclosure

SEC source: 0000784199-20-000074 · certent-form4.xml · nonDerivative · entry 2

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,006

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 11:38 UTC
Capps Scott BVP, Clinical Research
GrantCommon Stock 1,998 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000074 · certent-form4.xml · nonDerivative · entry 1

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,239

F1 · balance_after: Balance reflects a share correction that was duplicated on 02.21.2020.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 11:37 UTC
Bogenschuetz Thomas JVP, EMEA & General Manager
Tax withholdingCommon Stock 337 $20.24 $6,820.88
Disclosure

SEC source: 0000784199-20-000072 · certent-form4.xml · nonDerivative · entry 1

Bogenschuetz Thomas J · CIK 0001742273 · VP, EMEA & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,451

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:18 UTC
Simpson Michael SSVP, Regulatory Affairs and QA
Tax withholdingCommon Stock 658 $24.93 $16,403.94
Disclosure

SEC source: 0000784199-20-000069 · certent-form4.xml · nonDerivative · entry 2

Simpson Michael S · CIK 0001760902 · SVP, Regulatory Affairs and QA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,387

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:18 UTC
Simpson Michael SSVP, Regulatory Affairs and QA
GrantCommon Stock 3,714 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000069 · certent-form4.xml · nonDerivative · entry 1

Simpson Michael S · CIK 0001760902 · SVP, Regulatory Affairs and QA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,045

F1 · shares: Represents performance stock units granted on March 5, 2019 and earned at approximately 82.5% of target based on 2019 adjusted EBITDA. Fifty percent (50%) were issued on March 5, 2020. The remaining shares earned in connection with the March 2019 grant will vest and be issued as follows: 25% on 03/05/2021, and 25% on 03/5/2022, assuming continued employment on the relevant vesting date.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:15 UTC
Maier Dennis BVice President, Operations
Tax withholdingCommon Stock 411 $24.93 $10,246.23
Disclosure

SEC source: 0000784199-20-000067 · certent-form4.xml · nonDerivative · entry 2

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,894

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:15 UTC
Maier Dennis BVice President, Operations
GrantCommon Stock 2,320 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000067 · certent-form4.xml · nonDerivative · entry 1

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,305

F1 · shares: Represents performance stock units granted on March 5, 2019 and earned at approximately 82.5% of target based on 2019 adjusted EBITDA. Fifty percent (50%) were issued on March 5, 2020. The remaining shares earned in connection with the March 2019 grant will vest and be issued as follows: 25% on 03/05/2021, and 25% on 03/5/2022, assuming continued employment on the relevant vesting date.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:14 UTC
Mackin James PPresident & CEO
Tax withholdingCommon Stock 4,455 $24.93 $111,063.15
Disclosure

SEC source: 0000784199-20-000065 · certent-form4.xml · nonDerivative · entry 2

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,448

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:14 UTC
Mackin James PPresident & CEO
GrantCommon Stock 19,756 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000065 · certent-form4.xml · nonDerivative · entry 1

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,903

F1 · shares: Represents performance stock units granted on March 5, 2019 and earned at approximately 82.5% of target based on 2019 adjusted EBITDA. Fifty percent (50%) were issued on March 5, 2020. The remaining shares earned in connection with the March 2019 grant will vest and be issued as follows: 25% on 03/05/2021, and 25% on 03/5/2022, assuming continued employment on the relevant vesting date.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:13 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Tax withholdingCommon Stock 734 $24.93 $18,298.62
Disclosure

SEC source: 0000784199-20-000063 · certent-form4.xml · nonDerivative · entry 2

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,305

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:13 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
GrantCommon Stock 4,874 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000063 · certent-form4.xml · nonDerivative · entry 1

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,039

F1 · shares: Represents performance stock units granted on March 5, 2019 and earned at approximately 82.5% of target based on 2019 adjusted EBITDA. Fifty percent (50%) were issued on March 5, 2020. The remaining shares earned in connection with the March 2019 grant will vest and be issued as follows: 25% on 03/05/2021, and 25% on 03/5/2022, assuming continued employment on the relevant vesting date.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:11 UTC
Horton AmyVP, Chief Accounting Officer
Tax withholdingCommon Stock 385 $24.93 $9,598.05
Disclosure

SEC source: 0000784199-20-000061 · certent-form4.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,234

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:11 UTC
Horton AmyVP, Chief Accounting Officer
GrantCommon Stock 2,554 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000061 · certent-form4.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,619

F1 · shares: Represents performance stock units granted on March 5, 2019 and earned at approximately 82.5% of target based on 2019 adjusted EBITDA. Fifty percent (50%) were issued on March 5, 2020. The remaining shares earned in connection with the March 2019 grant will vest and be issued as follows: 25% on 03/05/2021, and 25% on 03/5/2022, assuming continued employment on the relevant vesting date.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:10 UTC
Holloway Jean FVP, General Counsel
Tax withholdingCommon Stock 615 $24.93 $15,331.95
Disclosure

SEC source: 0000784199-20-000059 · certent-form4.xml · nonDerivative · entry 2

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,888

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:10 UTC
Holloway Jean FVP, General Counsel
GrantCommon Stock 4,084 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000059 · certent-form4.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,503

F1 · shares: Represents performance stock units granted on March 5, 2019 and earned at approximately 82.5% of target based on 2019 adjusted EBITDA. Fifty percent (50%) were issued on March 5, 2020. The remaining shares earned in connection with the March 2019 grant will vest and be issued as follows: 25% on 03/05/2021, and 25% on 03/5/2022, assuming continued employment on the relevant vesting date.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:08 UTC
Davis John ESenior VP, Global Sales
Tax withholdingCommon Stock 615 $24.93 $15,331.95
Disclosure

SEC source: 0000784199-20-000057 · certent-form4.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,072

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:08 UTC
Davis John ESenior VP, Global Sales
GrantCommon Stock 4,084 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000057 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,687

F1 · shares: Represents performance stock units granted on March 5, 2019 and earned at approximately 82.5% of target based on 2019 adjusted EBITDA. Fifty percent (50%) were issued on March 5, 2020. The remaining shares earned in connection with the March 2019 grant will vest and be issued as follows: 25% on 03/05/2021, and 25% on 03/5/2022, assuming continued employment on the relevant vesting date.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:07 UTC
Capps Scott BVP, Clinical Research
Tax withholdingCommon Stock 350 $24.93 $8,725.50
Disclosure

SEC source: 0000784199-20-000055 · certent-form4.xml · nonDerivative · entry 2

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,237

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:07 UTC
Capps Scott BVP, Clinical Research
GrantCommon Stock 2,320 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000055 · certent-form4.xml · nonDerivative · entry 1

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,587

F1 · shares: Represents performance stock units granted on March 5, 2019 and earned at approximately 82.5% of target based on 2019 adjusted EBITDA. Fifty percent (50%) were issued on March 5, 2020. The remaining shares earned in connection with the March 2019 grant will vest and be issued as follows: 25% on 03/05/2021, and 25% on 03/5/2022, assuming continued employment on the relevant vesting date.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:05 UTC
Bogenschuetz Thomas JVP, EMEA & General Manager
Tax withholdingCommon Stock 911 $24.93 $22,711.23
Disclosure

SEC source: 0000784199-20-000053 · certent-form4.xml · nonDerivative · entry 2

Bogenschuetz Thomas J · CIK 0001742273 · VP, EMEA & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,788

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:05 UTC
Bogenschuetz Thomas JVP, EMEA & General Manager
GrantCommon Stock 4,084 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000053 · certent-form4.xml · nonDerivative · entry 1

Bogenschuetz Thomas J · CIK 0001742273 · VP, EMEA & General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,699

F1 · shares: Represents performance stock units granted on March 5, 2019 and earned at approximately 82.5% of target based on 2019 adjusted EBITDA. Fifty percent (50%) were issued on March 5, 2020. The remaining shares earned in connection with the March 2019 grant will vest and be issued as follows: 25% on 03/05/2021, and 25% on 03/5/2022, assuming continued employment on the relevant vesting date.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 21:38 UTC SaleCommon Stock 4,734 $26.05 $123,339.64
Disclosure

SEC source: 0000784199-20-000051 · certent-form4.xml · nonDerivative · entry 1

McCall Ronald D · CIK 0001016766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,865

F1 · price: Reflects weighted average price. Range of prices were between $24.05 to $26.08. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:37 UTC
Mackin James PPresident & CEO
Tax withholdingCommon Stock 3,157 $26.20 $82,713.40
Disclosure

SEC source: 0000784199-20-000049 · certent-form4.xml · nonDerivative · entry 3

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,147

F3 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:37 UTC
Mackin James PPresident & CEO
GrantCommon Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000049 · certent-form4.xml · nonDerivative · entry 2

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,304

F2 · shares: Represents performance stock units granted on February 21, 2017 and earned at approximately 90% of target based on 2017 adjusted EBITDA. Fifty percent (50%) were issued on March 5, 2018. The remaining shares earned in connection with the February 2017 grant will vest and be issued as follows: 50% on 02/21/2019, and 50% on 02/21/2020, assuming continued employment on the relevant vesting date.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:37 UTC
Mackin James PPresident & CEO
Tax withholdingCommon Stock 6,842 $26.20 $179,260.40
Disclosure

SEC source: 0000784199-20-000049 · certent-form4.xml · nonDerivative · entry 1

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,304

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:36 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Tax withholdingCommon Stock 618 $26.20 $16,191.60
Disclosure

SEC source: 0000784199-20-000047 · certent-form4.xml · nonDerivative · entry 3

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,165

F3 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:36 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
GrantCommon Stock 4,100 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000047 · certent-form4.xml · nonDerivative · entry 2

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,783

F2 · shares: Represents performance stock units granted on February 21, 2017 and earned at approximately 90% of target based on 2017 adjusted EBITDA. Fifty percent (50%) were issued on March 5, 2018. The remaining shares earned in connection with the February 2017 grant will vest and be issued as follows: 50% on 02/21/2019, and 50% on 02/21/2020, assuming continued employment on the relevant vesting date.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:36 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Tax withholdingCommon Stock 2,869 $26.20 $75,167.80
Disclosure

SEC source: 0000784199-20-000047 · certent-form4.xml · nonDerivative · entry 1

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,683

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:34 UTC
Horton AmyVP, Chief Accounting Officer
Tax withholdingCommon Stock 339 $26.20 $8,881.80
Disclosure

SEC source: 0000784199-20-000045 · certent-form4.xml · nonDerivative · entry 3

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,065

F3 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:34 UTC
Horton AmyVP, Chief Accounting Officer
GrantCommon Stock 2,300 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000045 · certent-form4.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,404

F2 · shares: Represents performance stock units granted on February 21, 2017 and earned at approximately 90% of target based on 2017 adjusted EBITDA. Fifty percent (50%) were issued on March 5, 2018. The remaining shares earned in connection with the February 2017 grant will vest and be issued as follows: 50% on 02/21/2019, and 50% on 02/21/2020, assuming continued employment on the relevant vesting date.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:34 UTC
Horton AmyVP, Chief Accounting Officer
Tax withholdingCommon Stock 1,718 $26.20 $45,011.60
Disclosure

SEC source: 0000784199-20-000045 · certent-form4.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,104

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

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February 21, 2020 Filed Feb 25, 2020 21:33 UTC
Holloway Jean FVP, General Counsel
Tax withholdingCommon Stock 511 $26.20 $13,388.20
Disclosure

SEC source: 0000784199-20-000043 · certent-form4.xml · nonDerivative · entry 3

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,419

F3 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

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February 21, 2020 Filed Feb 25, 2020 21:33 UTC
Holloway Jean FVP, General Counsel
GrantCommon Stock 3,390 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000043 · certent-form4.xml · nonDerivative · entry 2

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,930

F2 · shares: Represents performance stock units granted on February 21, 2017 and earned at approximately 90% of target based on 2017 adjusted EBITDA. Fifty percent (50%) were issued on March 5, 2018. The remaining shares earned in connection with the February 2017 grant will vest and be issued as follows: 50% on 02/21/2019, and 50% on 02/21/2020, assuming continued employment on the relevant vesting date.

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February 21, 2020 Filed Feb 25, 2020 21:33 UTC
Holloway Jean FVP, General Counsel
Tax withholdingCommon Stock 2,269 $26.20 $59,447.80
Disclosure

SEC source: 0000784199-20-000043 · certent-form4.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,540

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

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February 21, 2020 Filed Feb 25, 2020 21:30 UTC
Capps Scott BVP, Clinical Research
Tax withholdingCommon Stock 292 $26.20 $7,650.40
Disclosure

SEC source: 0000784199-20-000039 · certent-form4.xml · nonDerivative · entry 3

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,267

F3 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:30 UTC
Capps Scott BVP, Clinical Research
GrantCommon Stock 1,998 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000039 · certent-form4.xml · nonDerivative · entry 2

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,559

F2 · shares: Represents performance stock units granted on February 21, 2017 and earned at approximately 90% of target based on 2017 adjusted EBITDA. Fifty percent (50%) were issued on March 5, 2018. The remaining shares earned in connection with the February 2017 grant will vest and be issued as follows: 50% on 02/21/2019, and 50% on 02/21/2020, assuming continued employment on the relevant vesting date.

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February 21, 2020 Filed Feb 25, 2020 21:30 UTC
Capps Scott BVP, Clinical Research
Tax withholdingCommon Stock 1,510 $26.20 $39,562.00
Disclosure

SEC source: 0000784199-20-000039 · certent-form4.xml · nonDerivative · entry 1

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,561

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.