Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARTIVION, INC.CRY · Entity 4767 | VP, EMEA & General Manager | May 05, 2020 | May 07, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARTIVION, INC.
Report date May 05, 2020 · Filed May 07, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 23,451 |
Reported balance
After 2020-05-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-05-05 · Grant · Acquired 877 · Balance 23,451 F1: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 05, 2020 Filed May 7, 2020 21:17 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantPhantom Stock · Derivative | 877 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000784199-20-000117 · certent-form4.xml · derivative · entry 1 Bogenschuetz Thomas J · CIK 0001742273 · VP, EMEA & General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,451 Underlying: Phantom Stock · 877 shares Expires not disclosed F1 · derivative.exercise_price: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021. F1 · price: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021. F1 · derivative.exercise_date: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021. F1 · derivative.expiration_date: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 11:37 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 337 | $20.24 | $6,820.88 |
DisclosureSEC source: 0000784199-20-000072 · certent-form4.xml · nonDerivative · entry 1 Bogenschuetz Thomas J · CIK 0001742273 · VP, EMEA & General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,451 F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:05 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 911 | $24.93 | $22,711.23 |
DisclosureSEC source: 0000784199-20-000053 · certent-form4.xml · nonDerivative · entry 2 Bogenschuetz Thomas J · CIK 0001742273 · VP, EMEA & General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,788 F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:05 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 4,084 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-20-000053 · certent-form4.xml · nonDerivative · entry 1 Bogenschuetz Thomas J · CIK 0001742273 · VP, EMEA & General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,699 F1 · shares: Represents performance stock units granted on March 5, 2019 and earned at approximately 82.5% of target based on 2019 adjusted EBITDA. Fifty percent (50%) were issued on March 5, 2020. The remaining shares earned in connection with the March 2019 grant will vest and be issued as follows: 25% on 03/05/2021, and 25% on 03/5/2022, assuming continued employment on the relevant vesting date. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 20:48 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 735 | $28.92 | $21,256.20 |
DisclosureSEC source: 0000784199-19-000073 · certent-form4.xml · nonDerivative · entry 2 Bogenschuetz Thomas J · CIK 0001742273 · VP, EMEA & General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,615 F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 20:48 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 3,092 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-19-000073 · certent-form4.xml · nonDerivative · entry 1 Bogenschuetz Thomas J · CIK 0001742273 · VP, EMEA & General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,350 F1 · shares: Represents performance stock units granted on March 12, 2018 and earned at approximately 80% of target based on 2018 adjusted EBITDA. Fifty percent (50%) were issued on March 14, 2018. The remaining shares earned in connection with the March 2018 grant will vest and be issued as follows: 50% on 03/12/2020, and 50% on 03/12/2021, assuming continued employment on the relevant vesting date. Read SEC document |
| March 05, 2019 Filed Mar 8, 2019 15:23 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantStock Options (Right to Buy) · Derivative | 12,787 | $0.00 Strike: $29.62 | $0.00 |
DisclosureSEC source: 0000784199-19-000069 · certent-form4.xml · derivative · entry 2 Bogenschuetz Thomas J · CIK 0001742273 · VP, EMEA & General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,787 Underlying: Common Stock · 12,787 shares Expires 2026-03-05 F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. Read SEC document |
| March 05, 2019 Filed Mar 8, 2019 15:23 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 4,952 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-19-000069 · certent-form4.xml · nonDerivative · entry 1 Bogenschuetz Thomas J · CIK 0001742273 · VP, EMEA & General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,258 F1 · shares: Represents share of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.