Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARTIVION, INC.AORT · Entity 4767 | SVP, Operations | June 06, 2023 | June 08, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARTIVION, INC.
Report date June 06, 2023 · Filed June 08, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,102 |
Reported balance
After 2023-06-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-06-06 · Sale · Disposed 15,876 · Balance 35,102 F1: Reflects weighted average price. Range of prices were between $15.17 to 15.45. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price |
| Common StockSEC Table I · non-derivative | Direct | 34,724 |
Reported balance
After 2023-06-06 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-06-06 · Sale · Disposed 378 · Balance 34,724 F2: 1. Reflects weighted average price. Range of prices were between $15.33 to 15.35. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects weighted average price. Range of prices were between $15.17 to 15.45. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
F2: 1. Reflects weighted average price. Range of prices were between $15.33 to 15.35. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 06, 2023 Filed Jun 8, 2023 21:24 UTC | ARTIVION, INC. AORT · Entity 4767 | SaleCommon Stock | 378 | $15.34 | $5,799.50 |
DisclosureSEC source: 0000784199-23-000100 · wk-form4_1686259434.xml · nonDerivative · entry 2 Maier Dennis B · CIK 0001742150 · SVP, Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,724 F2 · balance_after: 1. Reflects weighted average price. Range of prices were between $15.33 to 15.35. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 21:24 UTC | ARTIVION, INC. AORT · Entity 4767 | SaleCommon Stock | 15,876 | $15.27 | $242,363.02 |
DisclosureSEC source: 0000784199-23-000100 · wk-form4_1686259434.xml · nonDerivative · entry 1 Maier Dennis B · CIK 0001742150 · SVP, Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,102 F1 · balance_after: Reflects weighted average price. Range of prices were between $15.17 to 15.45. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 23:20 UTC | ARTIVION, INC. AORT · Entity 4767 | SaleCommon Stock | 1,121 | $13.41 | $15,034.63 |
DisclosureSEC source: 0000784199-23-000080 · wf-form4_167788560753860.xml · nonDerivative · entry 2 Maier Dennis B · CIK 0001742150 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,978 F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 23:20 UTC | ARTIVION, INC. AORT · Entity 4767 | GrantCommon Stock | 3,663 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-23-000080 · wf-form4_167788560753860.xml · nonDerivative · entry 1 Maier Dennis B · CIK 0001742150 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,099 F1 · shares: Represents LTIP performance stock units of which hundred percent (100%) were issued on March 1, 2023. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 23:32 UTC | ARTIVION, INC. AORT · Entity 4767 | SaleCommon Stock | 982 | $12.94 | $12,705.12 |
DisclosureSEC source: 0000784199-23-000046 · wf-form4_167771351849025.xml · nonDerivative · entry 4 Maier Dennis B · CIK 0001742150 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,436 F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 23:32 UTC | ARTIVION, INC. AORT · Entity 4767 | SaleCommon Stock | 1,348 | $12.94 | $17,440.42 |
DisclosureSEC source: 0000784199-23-000046 · wf-form4_167771351849025.xml · nonDerivative · entry 2 Maier Dennis B · CIK 0001742150 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,100 F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction. Read SEC document |
| February 23, 2023 Filed Mar 1, 2023 23:32 UTC | ARTIVION, INC. AORT · Entity 4767 | GrantCommon Stock | 6,318 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-23-000046 · wf-form4_167771351849025.xml · nonDerivative · entry 3 Maier Dennis B · CIK 0001742150 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,418 F3 · shares: Represents performance stock units granted on Feb 23, 2022. Fifty percent (50%) were issued on Feb 23, 2023. The remaining shares earned in connection with the Feb 2022 grant will be eligible to vest and be issued as follows: 25% on 02/23/2024, and 25% on 02/23/2025, assuming continued employment on the relevant vesting date. Read SEC document |
| February 23, 2023 Filed Mar 1, 2023 23:32 UTC | ARTIVION, INC. AORT · Entity 4767 | GrantCommon Stock | 3,770 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-23-000046 · wf-form4_167771351849025.xml · nonDerivative · entry 1 Maier Dennis B · CIK 0001742150 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,448 F1 · shares: Represents performance stock units granted on Feb 23, 2022. Hundred percent (100%) were issued on Feb 23, 2023. Read SEC document |
| February 19, 2023 Filed Feb 21, 2023 13:36 UTC | ARTIVION, INC. AORT · Entity 4767 | Tax withholdingCommon Stock | 282 | $13.96 | $3,936.72 |
DisclosureSEC source: 0000784199-23-000026 · wf-form4_167698656653147.xml · nonDerivative · entry 3 Maier Dennis B · CIK 0001742150 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,678 F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| February 19, 2023 Filed Feb 21, 2023 13:36 UTC | ARTIVION, INC. AORT · Entity 4767 | Tax withholdingCommon Stock | 1,125 | $13.96 | $15,705.00 |
DisclosureSEC source: 0000784199-23-000026 · wf-form4_167698656653147.xml · nonDerivative · entry 2 Maier Dennis B · CIK 0001742150 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,960 F2 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 13:36 UTC | ARTIVION, INC. AORT · Entity 4767 | Tax withholdingCommon Stock | 380 | $13.96 | $5,304.80 |
DisclosureSEC source: 0000784199-23-000026 · wf-form4_167698656653147.xml · nonDerivative · entry 1 Maier Dennis B · CIK 0001742150 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,085 F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| January 24, 2023 Filed Jan 27, 2023 22:16 UTC | ARTIVION, INC. AORT · Entity 4767 | GrantCommon Stock | 211 | $16.05 | $3,386.13 |
DisclosureSEC source: 0000784199-23-000004 · wf-form5_167485779779342.xml · nonDerivative · entry 1 Maier Dennis B · CIK 0001742150 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,465 F1 · balance_after: These shares were acquired pursuant to Artivion Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt pursuant to 16b-3 Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 13:55 UTC | ARTIVION, INC. AORT · Entity 4767 | GrantCommon Stock · Derivative | 46,630 | $0.00 Strike: $11.03 | $0.00 |
DisclosureSEC source: 0000784199-22-000195 · wf-form4_166808853002623.xml · derivative · entry 2 Maier Dennis B · CIK 0001742150 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,630 Underlying: Common Stock · 46,630 shares Expires 2029-11-08 F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 13:55 UTC | ARTIVION, INC. AORT · Entity 4767 | GrantCommon Stock | 19,447 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-22-000195 · wf-form4_166808853002623.xml · nonDerivative · entry 1 Maier Dennis B · CIK 0001742150 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,254 F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 21:12 UTC | ARTIVION, INC. AORT · Entity 4767 | SaleCommon Stock | 1,025 | $21.61 | $22,148.10 |
DisclosureSEC source: 0000784199-22-000165 · wf-form4_166016587852712.xml · nonDerivative · entry 5 Maier Dennis B · CIK 0001742150 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,807 F2 · price: Reflects weighted average price. Range of prices were between $21.40 to $21.85. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 21:12 UTC | ARTIVION, INC. AORT · Entity 4767 | SaleCommon Stock | 374 | $21.61 | $8,081.35 |
DisclosureSEC source: 0000784199-22-000165 · wf-form4_166016587852712.xml · nonDerivative · entry 4 Maier Dennis B · CIK 0001742150 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,832 F2 · price: Reflects weighted average price. Range of prices were between $21.40 to $21.85. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 21:12 UTC | ARTIVION, INC. AORT · Entity 4767 | SaleCommon Stock | 540 | $21.61 | $11,668.27 |
DisclosureSEC source: 0000784199-22-000165 · wf-form4_166016587852712.xml · nonDerivative · entry 3 Maier Dennis B · CIK 0001742150 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,206 F2 · price: Reflects weighted average price. Range of prices were between $21.40 to $21.85. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 21:12 UTC | ARTIVION, INC. AORT · Entity 4767 | SaleCommon Stock | 3,678 | $21.61 | $79,473.86 |
DisclosureSEC source: 0000784199-22-000165 · wf-form4_166016587852712.xml · nonDerivative · entry 2 Maier Dennis B · CIK 0001742150 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,746 F2 · price: Reflects weighted average price. Range of prices were between $21.40 to $21.85. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 21:12 UTC | ARTIVION, INC. AORT · Entity 4767 | SaleCommon Stock | 145 | $21.67 | $3,141.43 |
DisclosureSEC source: 0000784199-22-000165 · wf-form4_166016587852712.xml · nonDerivative · entry 1 Maier Dennis B · CIK 0001742150 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,424 F1 · price: Reflects the price of $21.665 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price Read SEC document |
| March 05, 2022 Filed Mar 7, 2022 21:34 UTC | ARTIVION, INC. AORT · Entity 4767 | Tax withholdingCommon Stock | 170 | $21.69 | $3,687.30 |
DisclosureSEC source: 0000784199-22-000114 · certent-form4.xml · nonDerivative · entry 2 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,569 F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| March 05, 2022 Filed Mar 7, 2022 21:34 UTC | ARTIVION, INC. AORT · Entity 4767 | Tax withholdingCommon Stock | 920 | $21.69 | $19,954.80 |
DisclosureSEC source: 0000784199-22-000114 · certent-form4.xml · nonDerivative · entry 1 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,739 F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 21:33 UTC | ARTIVION, INC. AORT · Entity 4767 | GrantCommon Stock · Derivative | 18,972 | $0.00 Strike: $18.44 | $0.00 |
DisclosureSEC source: 0000784199-22-000094 · certent-form4.xml · derivative · entry 2 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,972 Underlying: Common Stock · 18,972 shares Expires 2029-02-23 F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 21:33 UTC | ARTIVION, INC. AORT · Entity 4767 | GrantCommon Stock | 7,140 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-22-000094 · certent-form4.xml · nonDerivative · entry 1 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,659 F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company. Read SEC document |
| February 19, 2022 Filed Feb 22, 2022 22:02 UTC | ARTIVION, INC. AORT · Entity 4767 | Tax withholdingCommon Stock | 282 | $17.75 | $5,005.50 |
DisclosureSEC source: 0000784199-22-000074 · certent-form4.xml · nonDerivative · entry 1 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,519 F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 12:31 UTC | ARTIVION, INC. AORT · Entity 4767 | Tax withholdingCommon Stock | 703 | $17.50 | $12,302.50 |
DisclosureSEC source: 0000784199-22-000052 · certent-form4.xml · nonDerivative · entry 4 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,801 F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 12:31 UTC | ARTIVION, INC. AORT · Entity 4767 | GrantCommon Stock | 1,985 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-22-000052 · certent-form4.xml · nonDerivative · entry 3 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,504 F3 · shares: Represents performance stock units granted on Feb 17, 2021. Hundred percent (100%) were issued on Feb 17, 2022. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 12:31 UTC | ARTIVION, INC. AORT · Entity 4767 | Tax withholdingCommon Stock | 760 | $17.50 | $13,300.00 |
DisclosureSEC source: 0000784199-22-000052 · certent-form4.xml · nonDerivative · entry 2 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,519 F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 12:31 UTC | ARTIVION, INC. AORT · Entity 4767 | GrantCommon Stock | 4,290 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-22-000052 · certent-form4.xml · nonDerivative · entry 1 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,279 F1 · shares: Represents performance stock units granted on Feb 17, 2021. Fifty percent (50%) were issued on Feb 17, 2022. The remaining shares earned in connection with the Feb 2021 grant will be eligible to vest and be issued as follows: 25% on 02/17/2023, and 25% on 02/17/2024, assuming continued employment on the relevant vesting date. Read SEC document |
| December 31, 2021 Filed Feb 11, 2022 00:47 UTC | ARTIVION, INC. AORT · Entity 4767 | GrantCommon Stock | 167 | $17.30 | $2,888.68 |
DisclosureSEC source: 0000784199-22-000026 · certent-form5.xml · nonDerivative · entry 2 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,989 F1 · price: These shares were acquired pursuant to Artivion Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt pursuant to 16b-3 Read SEC document |
| August 23, 2021 Filed Aug 24, 2021 21:15 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 2,715 | $25.64 | $69,613.14 |
DisclosureSEC source: 0000784199-21-000190 · certent-form4.xml · nonDerivative · entry 1 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,677 F1 · price: Reflects weighted average price. Range of prices were between $25.64 to $25.69. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 30, 2021 Filed Feb 11, 2022 00:47 UTC | ARTIVION, INC. AORT · Entity 4767 | GrantCommon Stock | 145 | $20.07 | $2,909.93 |
DisclosureSEC source: 0000784199-22-000026 · certent-form5.xml · nonDerivative · entry 1 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,822 F1 · price: These shares were acquired pursuant to Artivion Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt pursuant to 16b-3 Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:17 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionStockOption(Right to Buy) · Derivative | 3,314 | $21.55 Strike: $21.55 | $71,416.70 |
DisclosureSEC source: 0000784199-21-000125 · certent-form4.xml · derivative · entry 4 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,314 shares Expires 2025-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 3/12/2019 Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:17 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 3,314 | $28.00 | $92,792.00 |
DisclosureSEC source: 0000784199-21-000125 · certent-form4.xml · nonDerivative · entry 3 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,392 F2 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Feb 22, 2021 F1 · price: Reflects the price of $28 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:17 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 3,314 | $21.55 | $71,416.70 |
DisclosureSEC source: 0000784199-21-000125 · certent-form4.xml · nonDerivative · entry 2 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Feb 22, 2021 Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:17 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 547 | $28.00 | $15,316.00 |
DisclosureSEC source: 0000784199-21-000125 · certent-form4.xml · nonDerivative · entry 1 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,392 F1 · price: Reflects the price of $28 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 20:29 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 233 | $25.05 | $5,836.65 |
DisclosureSEC source: 0000784199-21-000101 · certent-form4.xml · nonDerivative · entry 2 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,939 F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 20:29 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 1,152 | $25.05 | $28,857.60 |
DisclosureSEC source: 0000784199-21-000101 · certent-form4.xml · nonDerivative · entry 1 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,172 F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date. Read SEC document |
| March 05, 2021 Filed Mar 10, 2021 12:46 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 205 | $24.44 | $5,010.20 |
DisclosureSEC source: 0000784199-21-000078 · certent-form4.xml · nonDerivative · entry 1 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,324 F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 22:58 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 563 | $25.41 | $14,305.83 |
DisclosureSEC source: 0000784199-21-000055 · certent-form4.xml · nonDerivative · entry 2 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,529 F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 22:58 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 3,176 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-21-000055 · certent-form4.xml · nonDerivative · entry 1 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,092 F1 · shares: Represents performance stock units granted on Feb 19, 2020 and repriced on Feb 8, 2021. Fifty percent (50%) were issued on Feb 23, 2021. The remaining shares earned in connection with the Feb 2020 grant will be eligible to vest and be issued as follows: 25% on 02/19/2022, and 25% on 02/19/2023, assuming continued employment on the relevant vesting date. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:28 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantStock Options (Right to Buy) · Derivative | 11,017 | $0.00 Strike: $24.90 | $0.00 |
DisclosureSEC source: 0000784199-21-000031 · certent-form4.xml · derivative · entry 6 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,017 Underlying: Common Stock · 11,017 shares Expires 2028-02-17 F5 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:28 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionStock Options (Right to Buy) · Derivative | 6,630 | $21.55 Strike: $21.55 | $142,876.50 |
DisclosureSEC source: 0000784199-21-000031 · certent-form4.xml · derivative · entry 5 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,630 shares Expires 2025-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 3/12/2019 Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:28 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 3,902 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-21-000031 · certent-form4.xml · nonDerivative · entry 4 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,916 F3 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:28 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 567 | $24.64 | $13,972.92 |
DisclosureSEC source: 0000784199-21-000031 · certent-form4.xml · nonDerivative · entry 3 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,014 F2 · price: Reflects the price of $24.6436 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:28 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 6,630 | $24.73 | $163,983.11 |
DisclosureSEC source: 0000784199-21-000031 · certent-form4.xml · nonDerivative · entry 2 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,581 F1 · price: Reflects the price of $24.7335 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:28 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 6,630 | $21.55 | $142,876.50 |
DisclosureSEC source: 0000784199-21-000031 · certent-form4.xml · nonDerivative · entry 1 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2020 Filed Jan 11, 2021 21:50 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionESPP · Derivative | 170 | $16.18 Strike: $16.18 | $2,749.84 |
DisclosureSEC source: 0000784199-21-000006 · certent-form5.xml · derivative · entry 6 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 170 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 21:37 UTC | ARTIVION, INC. CRY · Entity 4767 | SaleCommon Stock | 1,843 | $21.85 | $40,269.73 |
DisclosureSEC source: 0000784199-20-000216 · certent-form4.xml · nonDerivative · entry 1 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,240 F1 · price: Reflects weighted average price. Range of prices were between $21.72 to $21.98. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 22:06 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 1,585 | $17.62 | $27,927.70 |
DisclosureSEC source: 0000784199-20-000204 · certent-form4.xml · nonDerivative · entry 1 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,083 F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date. Read SEC document |
| July 01, 2020 Filed Jan 11, 2021 21:50 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantESPP · Derivative | 170 | $16.18 Strike: $16.18 | $2,749.84 |
DisclosureSEC source: 0000784199-21-000006 · certent-form5.xml · derivative · entry 5 Maier Dennis B · CIK 0001742150 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170 Underlying: Common Stock · 170 shares Expires 2020-12-31 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.