Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARTIVION, INC.CRY · Entity 4767 | SVP, Regulatory Affairs and QA | March 05, 2021 | March 10, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARTIVION, INC.
Report date March 05, 2021 · Filed March 10, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,698 |
Reported balance
After 2021-03-05 transaction · row 1
1 source rowRow 1 · 2021-03-05 · Tax withholding · Disposed 304 · Balance 33,698 F1: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2021 Filed Mar 10, 2021 12:51 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 304 | $24.44 | $7,429.76 |
DisclosureSEC source: 0000784199-21-000082 · certent-form4.xml · nonDerivative · entry 1 Simpson Michael S · CIK 0001760902 · SVP, Regulatory Affairs and QA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,698 F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 22:59 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 900 | $25.41 | $22,869.00 |
DisclosureSEC source: 0000784199-21-000057 · certent-form4.xml · nonDerivative · entry 2 Simpson Michael S · CIK 0001760902 · SVP, Regulatory Affairs and QA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,002 F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 22:59 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 5,081 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-21-000057 · certent-form4.xml · nonDerivative · entry 1 Simpson Michael S · CIK 0001760902 · SVP, Regulatory Affairs and QA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,902 F1 · shares: Represents performance stock units granted on Feb 19, 2020 and repriced on Feb 8, 2021. Fifty percent (50%) were issued on Feb 23, 2021. The remaining shares earned in connection with the Feb 2020 grant will be eligible to vest and be issued as follows: 25% on 02/19/2022, and 25% on 02/19/2023, assuming continued employment on the relevant vesting date. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:30 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantStock Options (Right to Buy) · Derivative | 15,118 | $0.00 Strike: $24.90 | $0.00 |
DisclosureSEC source: 0000784199-21-000033 · certent-form4.xml · derivative · entry 2 Simpson Michael S · CIK 0001760902 · SVP, Regulatory Affairs and QA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,118 Underlying: Common Stock · 15,118 shares Expires 2028-02-17 F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:30 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 5,355 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-21-000033 · certent-form4.xml · nonDerivative · entry 1 Simpson Michael S · CIK 0001760902 · SVP, Regulatory Affairs and QA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,821 F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company. Read SEC document |
| June 30, 2020 Filed Jan 11, 2021 21:52 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionESPP · Derivative | 79 | $16.29 Strike: $16.29 | $1,287.27 |
DisclosureSEC source: 0000784199-21-000008 · certent-form5.xml · derivative · entry 3 Simpson Michael S · CIK 0001760902 · SVP, Regulatory Affairs and QA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 79 shares Expires 2020-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2020 Filed May 7, 2020 21:42 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantPhantom Stock · Derivative | 1,871 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000784199-20-000135 · certent-form4.xml · derivative · entry 1 Simpson Michael S · CIK 0001760902 · SVP, Regulatory Affairs and QA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,387 Underlying: Phantom Stock · 1,871 shares Expires not disclosed F1 · derivative.exercise_price: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021. F1 · price: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021. F1 · derivative.exercise_date: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021. F1 · derivative.expiration_date: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:18 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 658 | $24.93 | $16,403.94 |
DisclosureSEC source: 0000784199-20-000069 · certent-form4.xml · nonDerivative · entry 2 Simpson Michael S · CIK 0001760902 · SVP, Regulatory Affairs and QA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,387 F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:18 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 3,714 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-20-000069 · certent-form4.xml · nonDerivative · entry 1 Simpson Michael S · CIK 0001760902 · SVP, Regulatory Affairs and QA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,045 F1 · shares: Represents performance stock units granted on March 5, 2019 and earned at approximately 82.5% of target based on 2019 adjusted EBITDA. Fifty percent (50%) were issued on March 5, 2020. The remaining shares earned in connection with the March 2019 grant will vest and be issued as follows: 25% on 03/05/2021, and 25% on 03/5/2022, assuming continued employment on the relevant vesting date. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 22:13 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantStock Option(Right to Buy) · Derivative | 15,432 | $0.00 Strike: $26.24 | $0.00 |
DisclosureSEC source: 0000784199-20-000037 · certent-form4.xml · derivative · entry 2 Simpson Michael S · CIK 0001760902 · SVP, Regulatory Affairs and QA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,432 Underlying: Common Stock · 15,432 shares Expires 2027-02-19 F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 22:13 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 5,081 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-20-000037 · certent-form4.xml · nonDerivative · entry 1 Simpson Michael S · CIK 0001760902 · SVP, Regulatory Affairs and QA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,331 F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company. Read SEC document |
| January 01, 2020 Filed Jan 11, 2021 21:52 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantESPP · Derivative | 79 | $16.29 Strike: $16.29 | $1,287.27 |
DisclosureSEC source: 0000784199-21-000008 · certent-form5.xml · derivative · entry 2 Simpson Michael S · CIK 0001760902 · SVP, Regulatory Affairs and QA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79 Underlying: Common Stock · 79 shares Expires 2020-06-30 Read SEC document |
| January 01, 2020 Filed Jan 11, 2021 21:52 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 79 | $16.29 | $1,287.27 |
DisclosureSEC source: 0000784199-21-000008 · certent-form5.xml · nonDerivative · entry 1 Simpson Michael S · CIK 0001760902 · SVP, Regulatory Affairs and QA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares were acquired pursuant to CryoLife Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3. Read SEC document |
| December 31, 2019 Filed Jan 29, 2020 21:51 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionESPP · Derivative | 727 | $23.03 Strike: $23.03 | $16,740.27 |
DisclosureSEC source: 0000784199-20-000010 · certent-form5.xml · derivative · entry 3 Simpson Michael S · CIK 0001760902 · SVP, Regulatory Affairs and QA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 727 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2019 Filed Jan 29, 2020 21:51 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantESPP · Derivative | 727 | $23.03 Strike: $23.03 | $16,740.27 |
DisclosureSEC source: 0000784199-20-000010 · certent-form5.xml · derivative · entry 2 Simpson Michael S · CIK 0001760902 · SVP, Regulatory Affairs and QA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 727 Underlying: Common Stock · 727 shares Expires 2019-12-31 Read SEC document |
| July 01, 2019 Filed Jan 29, 2020 21:51 UTC | ARTIVION, INC. CRY · Entity 4767 | Exercise / conversionCommon Stock | 727 | $23.03 | $16,740.27 |
DisclosureSEC source: 0000784199-20-000010 · certent-form5.xml · nonDerivative · entry 1 Simpson Michael S · CIK 0001760902 · SVP, Regulatory Affairs and QA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares were acquired pursuant to CryoLife Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3. Read SEC document |
| March 05, 2019 Filed Mar 8, 2019 02:43 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantStock Option (Right to Buy) · Derivative | 11,625 | $0.00 Strike: $29.62 | $0.00 |
DisclosureSEC source: 0000784199-19-000048 · certent-form4.xml · derivative · entry 2 Simpson Michael S · CIK 0001760902 · SVP, Regulatory Affairs and QA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,625 Underlying: Common Stock · 11,625 shares Expires 2026-03-05 F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. Read SEC document |
| March 05, 2019 Filed Mar 8, 2019 02:43 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 4,501 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-19-000048 · certent-form4.xml · nonDerivative · entry 1 Simpson Michael S · CIK 0001760902 · SVP, Regulatory Affairs and QA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,523 F1 · shares: Represents share of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.