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Horton Amy

Disclosed activity across 1 company

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63014
SEC CIK
0001371523

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CompanyLast reported asReport datePublished
ARTIVION, INC.AORT · Entity 4767VP, Chief Accounting OfficerMarch 02, 2026March 04, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ARTIVION, INC.

Report date March 02, 2026 · Filed March 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect139,088 Ending reported balance After 2026-03-03 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-03-02 · Grant · Acquired 7,475 · Balance 139,989

F1: Represents performance stock units granted on February 28, 2025. One third (1/3) were issued on March 2, 2026. The remaining shares earned in connection with the February 2025 grant will be eligible to vest and be issued as follows: one third (1/3) on February 28, 2027; and one third (1/3) on February 28, 2028, assuming employment on the relevant vesting date.

Row 2 · 2026-03-03 · Sale · Disposed 901 · Balance 139,088

F2: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Filing footnotes · ownership attribution and instrument terms

F1: Represents performance stock units granted on February 28, 2025. One third (1/3) were issued on March 2, 2026. The remaining shares earned in connection with the February 2025 grant will be eligible to vest and be issued as follows: one third (1/3) on February 28, 2027; and one third (1/3) on February 28, 2028, assuming employment on the relevant vesting date.

F2: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2026 Filed Mar 4, 2026 23:54 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 901 $37.78 $34,035.82
Disclosure

SEC source: 0001628280-26-014898 · wk-form4_1772668477.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,088

F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
March 02, 2026 Filed Mar 3, 2026 20:25 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 641 $38.02 $24,373.96
Disclosure

SEC source: 0001628280-26-013724 · wk-form4_1772569510.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,514

F1 · shares: These shares were sold upon the vesting of restricted stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 23:54 UTC ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 7,475 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-014898 · wk-form4_1772668477.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,989

F1 · shares: Represents performance stock units granted on February 28, 2025. One third (1/3) were issued on March 2, 2026. The remaining shares earned in connection with the February 2025 grant will be eligible to vest and be issued as follows: one third (1/3) on February 28, 2027; and one third (1/3) on February 28, 2028, assuming employment on the relevant vesting date.

Read SEC document
February 24, 2026 Filed Feb 25, 2026 22:43 UTC ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 5,658 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-011843 · wk-form4_1772059387.xml · nonDerivative · entry 3

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,155

F3 · shares: Represents shares of restricted stock that vest 33 1/3% per year beginning on the first anniversary of the grant date, pursuant to the terms of the Equity and Cash Incentive Plan.

Read SEC document
February 24, 2026 Filed Feb 25, 2026 22:43 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 830 $35.69 $29,625.19
Disclosure

SEC source: 0001628280-26-011843 · wk-form4_1772059387.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,497

F2 · shares: These shares were sold upon the vesting of restricted stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 22:43 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 1,731 $37.59 $65,064.83
Disclosure

SEC source: 0001628280-26-011843 · wk-form4_1772059387.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,327

F1 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
December 08, 2025 Filed Dec 9, 2025 21:59 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 4,572 $44.42 $203,083.67
Disclosure

SEC source: 0001628280-25-056146 · wk-form4_1765317540.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,058

F1 · shares: These shares were sold upon the vesting of restricted stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 22:07 UTC ARTIVION, INC. AORT · Entity 4767 GiftCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-054812 · wk-form4_1764713252.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,630

F1 · shares: 750 shares were gifted by the reporting person to a charity.

Read SEC document
November 17, 2025 Filed Nov 18, 2025 17:57 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 6,000 $45.73 $274,380.00
Disclosure

SEC source: 0001628280-25-052817 · wk-form4_1763488672.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,380

F1 · price: Reflects weighted average price. Range of prices were between $45.605 to $45.91. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 13, 2025 Filed Nov 14, 2025 19:28 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 3,482 $45.86 $159,677.56
Disclosure

SEC source: 0001628280-25-052297 · wk-form4_1763148515.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,380

F1 · shares: These shares were sold upon the vesting of restricted stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 01:06 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 1,789 $44.62 $79,823.39
Disclosure

SEC source: 0001628280-25-051791 · wk-form4_1762996005.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,862

F1 · shares: These shares were sold upon the vesting of restricted stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
August 08, 2025 Filed Aug 11, 2025 20:37 UTC ARTIVION, INC. AORT · Entity 4767 Exercise / conversionStock Option (Right to Buy) · Derivative 7,992 $0.00 Strike: $29.62 $0.00
Disclosure

SEC source: 0001628280-25-039607 · wk-form4_1754944628.xml · derivative · entry 3

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Commn Stock · 7,992 shares

Expires 2026-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was March 5, 2020.

Read SEC document
August 08, 2025 Filed Aug 11, 2025 20:37 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 7,992 $38.49 $307,612.08
Disclosure

SEC source: 0001628280-25-039607 · wk-form4_1754944628.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 146,651

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 13, 2025.

Read SEC document
August 08, 2025 Filed Aug 11, 2025 20:37 UTC ARTIVION, INC. AORT · Entity 4767 Exercise / conversionCommon Stock 7,992 $29.62 $236,723.04
Disclosure

SEC source: 0001628280-25-039607 · wk-form4_1754944628.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 154,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 13, 2025.

Read SEC document
March 06, 2025 Filed Mar 10, 2025 21:11 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 1,048 $24.80 $25,995.01
Disclosure

SEC source: 0000784199-25-000055 · wk-form4_1741641055.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,651

F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
March 06, 2025 Filed Mar 10, 2025 21:11 UTC ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 10,261 $0.00 $0.00
Disclosure

SEC source: 0000784199-25-000055 · wk-form4_1741641055.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,699

F1 · shares: Represents performance stock units granted on February 23, 2024. One third (1/3) were issued on March 6, 2025. The remaining shares earned in connection with the February 2024 grant will be eligible to vest and be issued as follows: one third (1/3) on February 23, 2026; and one third (1/3) on February 23, 2027, assuming employment on the relevant vesting date.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 20:04 UTC ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 6,297 $0.00 $0.00
Disclosure

SEC source: 0000784199-25-000037 · wk-form4_1741118677.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,438

F1 · shares: Represents shares of restricted stock that vest 33 1/3% per year beginning on the first anniversary of the grant date, pursuant to the terms of the Equity and Cash Incentive Plan.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 20:33 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 485 $27.31 $13,243.41
Disclosure

SEC source: 0000784199-25-000024 · wk-form4_1740601989.xml · nonDerivative · entry 4

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,141

F1 · shares: These shares were sold upon the vesting of restricted stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 20:33 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 318 $27.31 $8,682.99
Disclosure

SEC source: 0000784199-25-000024 · wk-form4_1740601989.xml · nonDerivative · entry 3

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,626

F1 · shares: These shares were sold upon the vesting of restricted stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 20:33 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 814 $27.31 $22,227.08
Disclosure

SEC source: 0000784199-25-000024 · wk-form4_1740601989.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,944

F1 · shares: These shares were sold upon the vesting of restricted stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 20:33 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 1,706 $27.31 $46,584.04
Disclosure

SEC source: 0000784199-25-000024 · wk-form4_1740601989.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,758

F1 · shares: These shares were sold upon the vesting of restricted stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
December 12, 2024 Filed Dec 13, 2024 20:31 UTC ARTIVION, INC. AORT · Entity 4767 GiftCommon Stock 1,100 $0.00 $0.00
Disclosure

SEC source: 0000784199-24-000262 · wk-form4_1734121861.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,464

F1 · shares: 1,100 shares were gifted by the reporting person to a charity.

Read SEC document
December 06, 2024 Filed Dec 9, 2024 20:34 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 4,329 $29.66 $128,398.14
Disclosure

SEC source: 0000784199-24-000256 · wk-form4_1733776456.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,660

F1 · shares: These shares were sold upon the vesting of Restricted Stock Units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
December 06, 2024 Filed Dec 10, 2024 20:45 UTC Amendment ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 4,425 $29.05 $128,551.56
Disclosure

SEC source: 0000784199-24-000258 · wk-form4a_1733863511.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,564

F1 · shares: These shares were sold upon the vesting of Restricted Stock Units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction. This amendment is being filed to address an administrative error in reporting the number of shares sold in the sell to cover transaction on December 6, 2024. The original Form 4 reported that 4,329 shares were sold, when in fact, 4,425 shares were sold.

F2 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transaction on December 6, 2024, the number of shares reported as beneficially owned in this amendment reflects a decrease in the number of shares reported as beneficially owned in the original Form 4.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 22:44 UTC ARTIVION, INC. AORT · Entity 4767 Exercise / conversionStock Option (Right to Buy) · Derivative 12,430 $0.00 Strike: $21.55 $0.00
Disclosure

SEC source: 0000784199-24-000231 · wk-form4_1727909080.xml · derivative · entry 3

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,430 shares

Expires 2025-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was March 12, 2019.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 22:44 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 12,430 $26.18 $325,414.91
Disclosure

SEC source: 0000784199-24-000231 · wk-form4_1727909080.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 139,989

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 11, 2024.

F2 · price: Reflects weighted average price. Range of prices were between $26.00 to $26.62. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 22:44 UTC ARTIVION, INC. AORT · Entity 4767 Exercise / conversionCommon Stock 12,430 $21.55 $267,866.50
Disclosure

SEC source: 0000784199-24-000231 · wk-form4_1727909080.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 152,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 11, 2024.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 23:01 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 1,152 $18.72 $21,568.09
Disclosure

SEC source: 0000784199-24-000094 · wk-form4_1709852505.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,957

F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
March 05, 2024 Filed Mar 15, 2024 00:09 UTC Amendment ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 1,152 $18.72 $21,568.09
Disclosure

SEC source: 0000784199-24-000130 · wk-form4a_1710461384.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,989

F3 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

F2 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

Read SEC document
March 01, 2024 Filed Mar 7, 2024 23:01 UTC ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 3,578 $0.00 $0.00
Disclosure

SEC source: 0000784199-24-000094 · wk-form4_1709852505.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,109

F1 · shares: Represents LTIP performance stock units of which one hundred percent (100%) were issued on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 15, 2024 00:09 UTC Amendment ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 3,578 $0.00 $0.00
Disclosure

SEC source: 0000784199-24-000130 · wk-form4a_1710461384.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,141

F1 · shares: Represents LTIP performance stock units of which one hundred percent (100%) were issued on March 1, 2024.

F2 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 22:39 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 325 $19.83 $6,446.18
Disclosure

SEC source: 0000784199-24-000090 · wk-form4_1709246382.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,531

F1 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
February 27, 2024 Filed Mar 15, 2024 00:18 UTC Amendment ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 325 $19.83 $6,446.18
Disclosure

SEC source: 0000784199-24-000138 · wk-form4a_1710461916.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,563

F1 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

F2 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 22:25 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 980 $20.27 $19,865.68
Disclosure

SEC source: 0000784199-24-000074 · wk-form4_1709159070.xml · nonDerivative · entry 4

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,856

F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 22:25 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 1,186 $20.27 $24,041.52
Disclosure

SEC source: 0000784199-24-000074 · wk-form4_1709159070.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,418

F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
February 26, 2024 Filed Mar 15, 2024 00:38 UTC Amendment ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 966 $20.27 $19,581.88
Disclosure

SEC source: 0000784199-24-000156 · wk-form4a_1710463100.xml · nonDerivative · entry 4

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,888

F5 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction. This amendment is being filed to address an administrative error in reporting the number of shares sold in the sell to cover transaction on February 26, 2024. The original Form 4 reported that 980 shares were sold, when in fact, 966 shares were sold.

F3 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

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February 26, 2024 Filed Mar 15, 2024 00:38 UTC Amendment ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 1,168 $20.27 $23,676.64
Disclosure

SEC source: 0000784199-24-000156 · wk-form4a_1710463100.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,436

F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction. This amendment is being filed to address an administrative error in reporting the number of shares sold in the sell to cover transaction on February 26, 2024. The original Form 4 reported that 1,186 shares were sold, when in fact, 1,168 shares were sold.

F3 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

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February 23, 2024 Filed Feb 26, 2024 22:58 UTC ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 7,893 $0.00 $0.00
Disclosure

SEC source: 0000784199-24-000045 · wk-form4_1708988273.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,238

F1 · shares: Represents shares of restricted stock that vest 33 1/3% per year beginning on the first anniversary of the grant date, pursuant to the terms of the Equity and Cash Incentive Plan.

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February 23, 2024 Filed Feb 28, 2024 22:25 UTC ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 6,418 $0.00 $0.00
Disclosure

SEC source: 0000784199-24-000074 · wk-form4_1709159070.xml · nonDerivative · entry 3

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,836

F3 · shares: Represents performance stock units granted on Feb. 22, 2023. Fifty percent (50%) were issued on Feb. 23, 2024. The remaining shares earned in connection with the Feb. 2023 grant will be eligible to vest and be issued as follows: 25% on 02/22/2025; and 25% on 02/22/2026, assuming employment on the relevant vesting date.

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February 23, 2024 Filed Feb 28, 2024 22:25 UTC ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 3,366 $0.00 $0.00
Disclosure

SEC source: 0000784199-24-000074 · wk-form4_1709159070.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,604

F1 · shares: Represents performance stock units granted on Feb. 22, 2023. One hundred percent (100%) were issued on Feb. 23, 2024.

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February 23, 2024 Filed Mar 15, 2024 00:38 UTC Amendment ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 6,418 $0.00 $0.00
Disclosure

SEC source: 0000784199-24-000156 · wk-form4a_1710463100.xml · nonDerivative · entry 3

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,854

F4 · shares: Represents performance stock units granted on Feb. 22, 2023. Fifty percent (50%) were issued on Feb. 23, 2024. The remaining shares earned in connection with the Feb. 2023 grant will be eligible to vest and be issued as follows: 25% on 02/22/2025; and 25% on 02/22/2026, assuming employment on the relevant vesting date.

F3 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

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February 23, 2024 Filed Mar 15, 2024 00:38 UTC Amendment ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 3,366 $0.00 $0.00
Disclosure

SEC source: 0000784199-24-000156 · wk-form4a_1710463100.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,604

F1 · shares: Represents performance stock units granted on Feb. 22, 2023. One hundred percent (100%) were issued on Feb. 23, 2024.

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February 20, 2024 Filed Feb 22, 2024 22:35 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 366 $18.87 $6,904.59
Disclosure

SEC source: 0000784199-24-000026 · wk-form4_1708641295.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,345

F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

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February 20, 2024 Filed Feb 22, 2024 22:35 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 1,329 $18.87 $25,071.59
Disclosure

SEC source: 0000784199-24-000026 · wk-form4_1708641295.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,711

F1 · shares: These shares were sold upon the vesting of Restricted Stock awards to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

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December 15, 2023 Filed Dec 19, 2023 22:23 UTC ARTIVION, INC. AORT · Entity 4767 Exercise / conversionStock Option (Right to Buy) · Derivative 14,397 $16.30 Strike: $16.30 $234,671.10
Disclosure

SEC source: 0000784199-23-000163 · wk-form4_1703024616.xml · derivative · entry 3

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,397 shares

Expires 2024-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 02/21/2018.

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December 15, 2023 Filed Dec 19, 2023 22:23 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 14,397 $19.00 $273,543.00
Disclosure

SEC source: 0000784199-23-000163 · wk-form4_1703024616.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,040

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 22, 2023.

F2 · price: Reflects the price the shares were sold.

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December 15, 2023 Filed Dec 19, 2023 22:23 UTC ARTIVION, INC. AORT · Entity 4767 Exercise / conversionCommon Stock 14,397 $16.30 $234,671.10
Disclosure

SEC source: 0000784199-23-000163 · wk-form4_1703024616.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 138,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 22, 2023.

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December 06, 2023 Filed Dec 8, 2023 14:09 UTC ARTIVION, INC. AORT · Entity 4767 GrantCommon Stock 20,191 $17.83 $360,005.53
Disclosure

SEC source: 0000784199-23-000157 · wk-form4_1702044554.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,040

F1 · balance_after: Represents shares of restricted stock 50% vests on the first anniversary and 50% vests on the second anniversary of the grant date, pursuant to the terms of the Equity and Cash Incentive Plan.

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November 27, 2023 Filed Nov 29, 2023 14:15 UTC ARTIVION, INC. AORT · Entity 4767 GiftCommon Stock 1,750 $17.51 $30,642.50
Disclosure

SEC source: 0000784199-23-000152 · wk-form4_1701267350.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,849

F2 · shares: 1,750 shares were gifted by the reporting person to a charity.

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November 27, 2023 Filed Nov 29, 2023 14:15 UTC ARTIVION, INC. AORT · Entity 4767 SaleCommon Stock 2,101 $17.34 $36,431.34
Disclosure

SEC source: 0000784199-23-000152 · wk-form4_1701267350.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,599

F1 · price: Reflects the price the shares were sold.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.