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ARTIVION, INC.

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4767
SEC CIK
0000784199
Parsed reports
700

Last 12 months

Inside the activity.

0 purchase rows · 64 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025024
Dec 202506
Jan 202600
Feb 2026012
Mar 2026013
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202604
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 14, 2020 Filed Dec 15, 2020 21:37 UTC
Maier Dennis BVice President, Operations
SaleCommon Stock 1,843 $21.85 $40,269.73
Disclosure

SEC source: 0000784199-20-000216 · certent-form4.xml · nonDerivative · entry 1

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,240

F1 · price: Reflects weighted average price. Range of prices were between $21.72 to $21.98. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 13:39 UTC
Horton AmyVP, Chief Accounting Officer
GiftCommon Stock 1,375 $21.25 $29,218.75
Disclosure

SEC source: 0000784199-20-000220 · certent-form4.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,267

F2 · shares: 1,375 shares were gifted by the reporting person to a charity.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 13:39 UTC
Horton AmyVP, Chief Accounting Officer
Exercise / conversionCommon stock 6,666 $9.97 $66,460.02
Disclosure

SEC source: 0000784199-20-000220 · certent-form4.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Balance reflects a 6,666 share correction that should have been added to the last total.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 21:27 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Exercise / conversionStockOption(Right to Buy) · Derivative 16,666 $9.97 Strike: $9.97 $166,160.02
Disclosure

SEC source: 0000784199-20-000214 · certent-form4.xml · derivative · entry 3

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,666 shares

Expires 2021-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/26/2015

Read SEC document
December 10, 2020 Filed Dec 14, 2020 21:27 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
SaleCommon Stock 16,666 $23.00 $383,318.00
Disclosure

SEC source: 0000784199-20-000214 · certent-form4.xml · nonDerivative · entry 2

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,567

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 1, 2020.

F2 · price: Reflects the price of $23.00 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price

Read SEC document
December 10, 2020 Filed Dec 14, 2020 21:27 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Exercise / conversionCommon Stock 16,666 $9.97 $166,160.02
Disclosure

SEC source: 0000784199-20-000214 · certent-form4.xml · nonDerivative · entry 1

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 1, 2020.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 21:59 UTC
Horton AmyVP, Chief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 6,666 $9.97 Strike: $9.97 $66,460.02
Disclosure

SEC source: 0000784199-20-000210 · certent-form4.xml · derivative · entry 3

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,666 shares

Expires 2021-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/26/2015

Read SEC document
December 01, 2020 Filed Dec 2, 2020 21:59 UTC
Horton AmyVP, Chief Accounting Officer
SaleCommon Stock 6,666 $20.78 $138,502.82
Disclosure

SEC source: 0000784199-20-000210 · certent-form4.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,976

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 6, 2020.

F2 · price: Reflects weighted average price. Range was between $20.55 - $21.16. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 21:59 UTC
Horton AmyVP, Chief Accounting Officer
Exercise / conversionCommon Stock 6,666 $9.97 $66,460.02
Disclosure

SEC source: 0000784199-20-000210 · certent-form4.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 6, 2020.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 21:31 UTC
Barthold Franz PeterVP, Research & Development
Tax withholdingCommon Stock 654 $20.93 $13,688.22
Disclosure

SEC source: 0000784199-20-000212 · certent-form4.xml · nonDerivative · entry 1

Barthold Franz Peter · CIK 0001806854 · VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,280

F1 · shares: These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:06 UTC
Maier Dennis BVice President, Operations
Tax withholdingCommon Stock 1,585 $17.62 $27,927.70
Disclosure

SEC source: 0000784199-20-000204 · certent-form4.xml · nonDerivative · entry 1

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,083

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

Read SEC document
September 16, 2020 Filed Sep 16, 2020 17:23 UTC
Mackin James PPresident & CEO
GrantCommon Stock 7,500 $16.74 $125,523.75
Disclosure

SEC source: 0000784199-20-000190 · certent-form4.xml · nonDerivative · entry 1

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,274

Read SEC document
September 16, 2020 Filed Sep 17, 2020 21:53 UTC
Davis John ESenior VP, Global Sales
PurchaseCommon Stock 10,000 $16.65 $166,459.00
Disclosure

SEC source: 0000784199-20-000194 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,451

F1 · price: Reflects the average weighted price of $16.6459 the shares were purchased. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 21:50 UTC PurchaseCommon Stock 10,000 $16.63 $166,273.00
Disclosure

SEC source: 0000784199-20-000192 · certent-form4.xml · nonDerivative · entry 1

Bullock James · CIK 0001172340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,023

F1 · price: Reflects the average weighted price of $16.6273 the shares were purchased. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price.

Read SEC document
September 16, 2020 Filed Oct 1, 2020 13:00 UTC Amendment
Mackin James PPresident & CEO
PurchaseCommon Stock 7,500 $16.74 $125,523.75
Disclosure

SEC source: 0000784199-20-000196 · certent-form4a.xml · nonDerivative · entry 1

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,274

F1 · price: Reflects open market purchase by reporting person. The original form 4 noted the transaction as an acquired grant in error.

Read SEC document
July 01, 2020 Filed Jan 11, 2021 21:50 UTC
Maier Dennis BVice President, Operations
GrantESPP · Derivative 170 $16.18 Strike: $16.18 $2,749.84
Disclosure

SEC source: 0000784199-21-000006 · certent-form5.xml · derivative · entry 5

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170

Underlying: Common Stock · 170 shares

Expires 2020-12-31

Read SEC document
July 01, 2020 Filed Jan 11, 2021 21:50 UTC
Maier Dennis BVice President, Operations
Exercise / conversionCommon Stock 170 $16.18 $2,749.84
Disclosure

SEC source: 0000784199-21-000006 · certent-form5.xml · nonDerivative · entry 2

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These shares were acquired pursuant to CryoLife Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3.

Read SEC document
July 01, 2020 Filed Jan 11, 2021 21:47 UTC
Holloway Jean FVP, General Counsel
GrantESPP · Derivative 189 $16.18 Strike: $16.18 $3,057.17
Disclosure

SEC source: 0000784199-21-000004 · certent-form5.xml · derivative · entry 5

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189

Underlying: Common Stock · 189 shares

Expires 2020-12-31

Read SEC document
July 01, 2020 Filed Jan 11, 2021 21:47 UTC
Holloway Jean FVP, General Counsel
Exercise / conversionCommon Stock 189 $16.18 $3,057.17
Disclosure

SEC source: 0000784199-21-000004 · certent-form5.xml · nonDerivative · entry 2

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These shares were acquired pursuant to CryoLife Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3.

Read SEC document
June 30, 2020 Filed Jan 11, 2021 21:52 UTC
Simpson Michael SSVP, Regulatory Affairs and QA
Exercise / conversionESPP · Derivative 79 $16.29 Strike: $16.29 $1,287.27
Disclosure

SEC source: 0000784199-21-000008 · certent-form5.xml · derivative · entry 3

Simpson Michael S · CIK 0001760902 · SVP, Regulatory Affairs and QA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 79 shares

Expires 2020-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2020 Filed Jan 11, 2021 21:50 UTC
Maier Dennis BVice President, Operations
Exercise / conversionESPP · Derivative 171 $16.29 Strike: $16.29 $2,786.36
Disclosure

SEC source: 0000784199-21-000006 · certent-form5.xml · derivative · entry 4

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 171 shares

Expires 2020-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2020 Filed Jan 11, 2021 21:47 UTC
Holloway Jean FVP, General Counsel
Exercise / conversionESPP · Derivative 790 $16.29 Strike: $16.29 $12,872.66
Disclosure

SEC source: 0000784199-21-000004 · certent-form5.xml · derivative · entry 4

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 790 shares

Expires 2020-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2020 Filed Jan 11, 2021 21:45 UTC
Davis John ESenior VP, Global Sales
Exercise / conversionESPP · Derivative 922 $16.29 Strike: $16.29 $15,023.53
Disclosure

SEC source: 0000784199-21-000002 · certent-form5.xml · derivative · entry 3

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 922 shares

Expires 2020-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 20:41 UTC GrantCommon Stock 5,667 $22.94 $130,000.98
Disclosure

SEC source: 0000784199-20-000155 · certent-form4.xml · nonDerivative · entry 1

BEVEVINO DANIEL J · CIK 0001186458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,437

F1 · shares: Represents shares of restricted stock that cliff vest on June 1, 2021, provided the status as a Director with CryoLife continues through such date.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 20:50 UTC GrantCommon Stock 5,667 $22.94 $130,000.98
Disclosure

SEC source: 0000784199-20-000167 · certent-form4.xml · nonDerivative · entry 1

Salveson Jon W · CIK 0001372026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,216

F1 · shares: Represents shares of restricted stock that cliff vest on June 1, 2021, provided the status as a Director with CryoLife continues through such date.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 20:49 UTC GrantCommon Stock 5,667 $22.94 $130,000.98
Disclosure

SEC source: 0000784199-20-000165 · certent-form4.xml · nonDerivative · entry 1

MORGAN HARVEY · CIK 0001137972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,070

F1 · shares: Represents shares of restricted stock that cliff vest on June 1, 2021, provided the status as a Director with CryoLife continues through such date.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 20:47 UTC GrantCommon Stock 5,667 $22.94 $130,000.98
Disclosure

SEC source: 0000784199-20-000163 · certent-form4.xml · nonDerivative · entry 1

McCall Ronald D · CIK 0001016766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,433

F1 · shares: Represents shares of restricted stock that cliff vest on June 1, 2021, provided the status as a Director with CryoLife continues through such date.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 20:45 UTC GrantCommon Stock 5,667 $22.94 $130,000.98
Disclosure

SEC source: 0000784199-20-000161 · certent-form4.xml · nonDerivative · entry 1

Burbank Jeffrey H · CIK 0001341411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,172

F1 · shares: Represents shares of restricted stock that cliff vest on June 1, 2021, provided the status as a Director with CryoLife continues through such date.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 20:44 UTC GrantCommon Stock 5,667 $22.94 $130,000.98
Disclosure

SEC source: 0000784199-20-000159 · certent-form4.xml · nonDerivative · entry 1

Bullock James · CIK 0001172340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,023

F1 · shares: Represents shares of restricted stock that cliff vest on June 1, 2021, provided the status as a Director with CryoLife continues through such date.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 20:42 UTC GrantCommon Stock 5,667 $22.94 $130,000.98
Disclosure

SEC source: 0000784199-20-000157 · certent-form4.xml · nonDerivative · entry 1

Borgstrom Marna P · CIK 0001744267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,464

F1 · shares: Represents shares of restricted stock that cliff vest on June 1, 2021, provided the status as a Director with CryoLife continues through such date.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 20:38 UTC GrantCommon Stock 5,667 $22.94 $130,000.98
Disclosure

SEC source: 0000784199-20-000153 · certent-form4.xml · nonDerivative · entry 1

ACKERMAN THOMAS F · CIK 0001141720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,272

F1 · shares: Represents shares of restricted stock that cliff vest on June 1, 2021, provided the status as a Director with CryoLife continues through such date.

Read SEC document
May 28, 2020 Filed May 29, 2020 12:06 UTC
Horton AmyVP, Chief Accounting Officer
SaleCommon Stock 3,000 $23.81 $71,415.30
Disclosure

SEC source: 0000784199-20-000148 · certent-form4.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,642

F1 · price: Reflects the price the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price

Read SEC document
May 22, 2020 Filed May 27, 2020 21:50 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
GiftCOMMON STOCK 125 $22.86 $2,857.50
Disclosure

SEC source: 0000784199-20-000145 · certent-form4.xml · nonDerivative · entry 1

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,567

F1 · shares: 125 shares were gifted by the reporting person.

Read SEC document
May 05, 2020 Filed May 7, 2020 00:25 UTC GrantCommon Stock 1,399 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000113 · certent-form4.xml · nonDerivative · entry 1

Salveson Jon W · CIK 0001372026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,549

F1 · shares: RSA Covid grant vests on May 4, 2021, provided the status as a Director with CryoLife continues through such date.

Read SEC document
May 05, 2020 Filed May 7, 2020 00:23 UTC Grantcommon Stock 1,620 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000111 · certent-form4.xml · nonDerivative · entry 1

MORGAN HARVEY · CIK 0001137972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,403

F1 · shares: RSA Covid grant vests on May 4, 2021, provided the status as a Director with CryoLife continues through such date.

Read SEC document
May 05, 2020 Filed May 7, 2020 00:22 UTC GrantCommon Stock 1,620 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000109 · certent-form4.xml · nonDerivative · entry 1

McCall Ronald D · CIK 0001016766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,485

F1 · shares: RSA Covid grant vests on May 4, 2021, provided the status as a Director with CryoLife continues through such date.

Read SEC document
May 05, 2020 Filed May 7, 2020 00:20 UTC GrantCommon Stock 1,178 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000107 · certent-form4.xml · nonDerivative · entry 1

Burbank Jeffrey H · CIK 0001341411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,505

F1 · shares: RSA Covid grant vests on May 4, 2021, provided the status as a Director with CryoLife continues through such date.

Read SEC document
May 05, 2020 Filed May 7, 2020 00:18 UTC GrantCommon Stock 1,289 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000105 · certent-form4.xml · nonDerivative · entry 1

Bullock James · CIK 0001172340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,356

F1 · shares: RSA Covid grant vests on May 4, 2021, provided the status as a Director with CryoLife continues through such date.

Read SEC document
May 05, 2020 Filed May 7, 2020 00:16 UTC GrantCommon Stock 1,178 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000103 · certent-form4.xml · nonDerivative · entry 1

Borgstrom Marna P · CIK 0001744267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,797

F1 · shares: RSA Covid grant vests on May 4, 2021, provided the status as a Director with CryoLife continues through such date.

Read SEC document
May 05, 2020 Filed May 7, 2020 00:14 UTC GrantCommon Stock 1,620 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000101 · certent-form4.xml · nonDerivative · entry 1

BEVEVINO DANIEL J · CIK 0001186458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,770

F1 · shares: RSA Covid grant vests on May 4, 2021, provided the status as a Director with CryoLife continues through such date.

Read SEC document
May 05, 2020 Filed May 7, 2020 00:12 UTC GrantCommon Stock 1,455 $0.00 $0.00
Disclosure

SEC source: 0000784199-20-000099 · certent-form4.xml · nonDerivative · entry 1

ACKERMAN THOMAS F · CIK 0001141720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,605

F1 · shares: RSA Covid grant vests on May 4, 2021, provided the status as a Director with CryoLife continues through such date.

Read SEC document
May 05, 2020 Filed May 7, 2020 21:42 UTC
Simpson Michael SSVP, Regulatory Affairs and QA
GrantPhantom Stock · Derivative 1,871 Not disclosed Not disclosed
Disclosure

SEC source: 0000784199-20-000135 · certent-form4.xml · derivative · entry 1

Simpson Michael S · CIK 0001760902 · SVP, Regulatory Affairs and QA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,387

Underlying: Phantom Stock · 1,871 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

F1 · price: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

F1 · derivative.exercise_date: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

F1 · derivative.expiration_date: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

Read SEC document
May 05, 2020 Filed May 7, 2020 21:41 UTC
Maier Dennis BVice President, Operations
GrantPhantom Stock · Derivative 1,526 Not disclosed Not disclosed
Disclosure

SEC source: 0000784199-20-000133 · certent-form4.xml · derivative · entry 1

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,668

Underlying: Phantom Stock · 1,526 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

F1 · price: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

F1 · derivative.exercise_date: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

F1 · derivative.expiration_date: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

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May 05, 2020 Filed May 7, 2020 21:39 UTC
Mackin James PPresident & CEO
GrantPhantom Stock · Derivative 3,832 Not disclosed Not disclosed
Disclosure

SEC source: 0000784199-20-000131 · certent-form4.xml · derivative · entry 1

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,774

Underlying: Phantom Stock · 3,832 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

F1 · price: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

F1 · derivative.exercise_date: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

F1 · derivative.expiration_date: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

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May 05, 2020 Filed May 7, 2020 21:35 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
GrantPhantom Stock · Derivative 2,421 Not disclosed Not disclosed
Disclosure

SEC source: 0000784199-20-000129 · certent-form4.xml · derivative · entry 2

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,692

Underlying: Phantom Stock · 2,421 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

F1 · price: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

F1 · derivative.exercise_date: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

F1 · derivative.expiration_date: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

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May 05, 2020 Filed May 7, 2020 21:33 UTC
Horton AmyVP, Chief Accounting Officer
GrantPhantom Stock · Derivative 1,611 Not disclosed Not disclosed
Disclosure

SEC source: 0000784199-20-000127 · certent-form4.xml · derivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,642

Underlying: Phantom Stock · 1,611 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

F1 · price: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

F1 · derivative.exercise_date: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

F1 · derivative.expiration_date: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

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May 05, 2020 Filed May 7, 2020 21:31 UTC
Holloway Jean FVP, General Counsel
GrantPhantom Stock · Derivative 2,011 Not disclosed Not disclosed
Disclosure

SEC source: 0000784199-20-000125 · certent-form4.xml · derivative · entry 1

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,051

Underlying: Phantom Stock · 2,011 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

F1 · price: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

F1 · derivative.exercise_date: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

F1 · derivative.expiration_date: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

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May 05, 2020 Filed May 7, 2020 21:28 UTC
Getz Matthew AVP, Human Resources
GrantPhantom Stock · Derivative 1,396 Not disclosed Not disclosed
Disclosure

SEC source: 0000784199-20-000123 · certent-form4.xml · derivative · entry 1

Getz Matthew A · CIK 0001784253 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,176

Underlying: Phantom Stock · 1,396 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

F1 · price: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

F1 · derivative.exercise_date: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

F1 · derivative.expiration_date: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

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May 05, 2020 Filed May 7, 2020 21:26 UTC
Davis John ESenior VP, Global Sales
GrantPhantom Stock · Derivative 1,941 Not disclosed Not disclosed
Disclosure

SEC source: 0000784199-20-000121 · certent-form4.xml · derivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,451

Underlying: Phantom Stock · 1,941 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

F1 · price: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

F1 · derivative.exercise_date: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

F1 · derivative.expiration_date: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

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May 05, 2020 Filed May 7, 2020 21:22 UTC
Capps Scott BVP, Clinical Research
GrantPhantom Stock · Derivative 1,797 Not disclosed Not disclosed
Disclosure

SEC source: 0000784199-20-000119 · certent-form4.xml · derivative · entry 1

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,006

Underlying: Phantom Stock · 1,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

F1 · price: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

F1 · derivative.exercise_date: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

F1 · derivative.expiration_date: Represents phantom stock that is the economic equivalent of one share of CRY common stock. This phantom stock will not convert to shares, but will be settled in cash on or about April 27, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.