Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARTIVION, INC.AORT · Entity 4767 | VP, Research & Development | November 08, 2022 | November 10, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARTIVION, INC.
Report date November 08, 2022 · Filed November 10, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,516 |
Reported balance
After 2022-11-08 transaction · row 1
1 source rowRow 1 · 2022-11-08 · Grant · Acquired 12,511 · Balance 32,516 F1: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company. |
| Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.03 · Expires 2029-11-08 | Direct | 30,000 |
Reported balance
After 2022-11-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-11-08 · Grant · Acquired 30,000 · Balance 30,000 F2: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.
F2: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 08, 2022 Filed Nov 10, 2022 21:21 UTC | ARTIVION, INC. AORT · Entity 4767 | GrantCommon Stock · Derivative | 30,000 | $0.00 Strike: $11.03 | $0.00 |
DisclosureSEC source: 0000784199-22-000216 · wf-form4_166811526069083.xml · derivative · entry 2 Barthold Franz Peter · CIK 0001806854 · VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2029-11-08 F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 21:21 UTC | ARTIVION, INC. AORT · Entity 4767 | GrantCommon Stock | 12,511 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-22-000216 · wf-form4_166811526069083.xml · nonDerivative · entry 1 Barthold Franz Peter · CIK 0001806854 · VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,516 F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company. Read SEC document |
| March 08, 2022 Filed Mar 9, 2022 21:44 UTC | ARTIVION, INC. AORT · Entity 4767 | Tax withholdingCommon Stock | 76 | $20.32 | $1,544.32 |
DisclosureSEC source: 0000784199-22-000116 · certent-form4.xml · nonDerivative · entry 1 Barthold Franz Peter · CIK 0001806854 · VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,005 F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date. Read SEC document |
| March 05, 2022 Filed Mar 7, 2022 21:17 UTC | ARTIVION, INC. AORT · Entity 4767 | Tax withholdingCommon Stock | 103 | $21.69 | $2,234.07 |
DisclosureSEC source: 0000784199-22-000102 · certent-form4.xml · nonDerivative · entry 2 Barthold Franz Peter · CIK 0001806854 · VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,081 F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| March 05, 2022 Filed Mar 7, 2022 21:17 UTC | ARTIVION, INC. AORT · Entity 4767 | Tax withholdingCommon Stock | 499 | $21.69 | $10,823.31 |
DisclosureSEC source: 0000784199-22-000102 · certent-form4.xml · nonDerivative · entry 1 Barthold Franz Peter · CIK 0001806854 · VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,184 F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 21:23 UTC | ARTIVION, INC. AORT · Entity 4767 | GrantCommon Stock · Derivative | 12,728 | $0.00 Strike: $18.44 | $0.00 |
DisclosureSEC source: 0000784199-22-000080 · certent-form4.xml · derivative · entry 2 Barthold Franz Peter · CIK 0001806854 · VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,728 Underlying: Common Stock · 12,728 shares Expires 2029-02-23 F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 21:23 UTC | ARTIVION, INC. AORT · Entity 4767 | GrantCommon Stock | 4,790 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-22-000080 · certent-form4.xml · nonDerivative · entry 1 Barthold Franz Peter · CIK 0001806854 · VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,683 F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company. Read SEC document |
| February 19, 2022 Filed Feb 22, 2022 21:52 UTC | ARTIVION, INC. AORT · Entity 4767 | Tax withholdingCommon Stock | 353 | $17.75 | $6,265.75 |
DisclosureSEC source: 0000784199-22-000060 · certent-form4.xml · nonDerivative · entry 1 Barthold Franz Peter · CIK 0001806854 · VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,893 F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 12:22 UTC | ARTIVION, INC. AORT · Entity 4767 | Tax withholdingCommon Stock | 892 | $17.50 | $15,610.00 |
DisclosureSEC source: 0000784199-22-000036 · certent-form4.xml · nonDerivative · entry 4 Barthold Franz Peter · CIK 0001806854 · VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,246 F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 12:22 UTC | ARTIVION, INC. AORT · Entity 4767 | GrantCommon Stock | 1,985 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-22-000036 · certent-form4.xml · nonDerivative · entry 3 Barthold Franz Peter · CIK 0001806854 · VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,139 F3 · shares: Represents performance stock units granted on Feb 17, 2021. Hundred percent (100%) were issued on Feb 17, 2022. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 12:22 UTC | ARTIVION, INC. AORT · Entity 4767 | Tax withholdingCommon Stock | 865 | $17.50 | $15,137.50 |
DisclosureSEC source: 0000784199-22-000036 · certent-form4.xml · nonDerivative · entry 2 Barthold Franz Peter · CIK 0001806854 · VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,154 F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 12:22 UTC | ARTIVION, INC. AORT · Entity 4767 | GrantCommon Stock | 3,898 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-22-000036 · certent-form4.xml · nonDerivative · entry 1 Barthold Franz Peter · CIK 0001806854 · VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,019 F1 · shares: Represents performance stock units granted on Feb 17, 2021. Fifty percent (50%) were issued on Feb 17, 2022. The remaining shares earned in connection with the Feb 2021 grant will be eligible to vest and be issued as follows: 25% on 02/17/2023, and 25% on 02/17/2024, assuming continued employment on the relevant vesting date. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:07 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 76 | $24.30 | $1,846.80 |
DisclosureSEC source: 0000784199-21-000084 · certent-form4.xml · nonDerivative · entry 1 Barthold Franz Peter · CIK 0001806854 · VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,121 F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date. Read SEC document |
| March 05, 2021 Filed Mar 10, 2021 12:27 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 103 | $24.44 | $2,517.32 |
DisclosureSEC source: 0000784199-21-000064 · certent-form4.xml · nonDerivative · entry 1 Barthold Franz Peter · CIK 0001806854 · VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,197 F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 22:41 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 704 | $25.41 | $17,888.64 |
DisclosureSEC source: 0000784199-21-000039 · certent-form4.xml · nonDerivative · entry 2 Barthold Franz Peter · CIK 0001806854 · VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,300 F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 22:41 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 3,176 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-21-000039 · certent-form4.xml · nonDerivative · entry 1 Barthold Franz Peter · CIK 0001806854 · VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,004 F1 · shares: Represents performance stock units granted on Feb 19, 2020 and repriced on Feb 8, 2021. Fifty percent (50%) were issued on Feb 23, 2021. The remaining shares earned in connection with the Feb 2020 grant will be eligible to vest and be issued as follows: 25% on 02/19/2022, and 25% on 02/19/2023, assuming continued employment on the relevant vesting date. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:12 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantStock Options (Right to Buy) · Derivative | 10,016 | $0.00 Strike: $24.90 | $0.00 |
DisclosureSEC source: 0000784199-21-000015 · certent-form4.xml · derivative · entry 2 Barthold Franz Peter · CIK 0001806854 · VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,016 Underlying: Common Stock · 10,016 shares Expires 2028-02-17 F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:12 UTC | ARTIVION, INC. CRY · Entity 4767 | GrantCommon Stock | 3,548 | $0.00 | $0.00 |
DisclosureSEC source: 0000784199-21-000015 · certent-form4.xml · nonDerivative · entry 1 Barthold Franz Peter · CIK 0001806854 · VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,828 F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 21:31 UTC | ARTIVION, INC. CRY · Entity 4767 | Tax withholdingCommon Stock | 654 | $20.93 | $13,688.22 |
DisclosureSEC source: 0000784199-20-000212 · certent-form4.xml · nonDerivative · entry 1 Barthold Franz Peter · CIK 0001806854 · VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,280 F1 · shares: These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.