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AORT

ARTIVION, INC.

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Tapewire entity
4767
SEC CIK
0000784199
Parsed reports
700

Last 12 months

Inside the activity.

0 purchase rows · 64 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025024
Dec 202506
Jan 202600
Feb 2026012
Mar 2026013
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202604
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 05, 2021 Filed May 7, 2021 20:17 UTC
Horton AmyVP, Chief Accounting Officer
Exercise / conversionCommon Stock 5,186 $11.00 $57,046.00
Disclosure

SEC source: 0000784199-21-000129 · certent-form4.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Feb 26, 2021

Read SEC document
May 05, 2021 Filed May 7, 2021 20:16 UTC
Holloway Jean FSVP, General Counsel
Exercise / conversionCommon Stock · Derivative 6,618 $10.24 Strike: $10.24 $67,768.32
Disclosure

SEC source: 0000784199-21-000127 · certent-form4.xml · derivative · entry 3

Holloway Jean F · CIK 0001540065 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,618 shares

Expires 2023-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2017

Read SEC document
May 05, 2021 Filed May 7, 2021 20:16 UTC
Holloway Jean FSVP, General Counsel
SaleCommon Stock 6,618 $29.50 $195,231.00
Disclosure

SEC source: 0000784199-21-000127 · certent-form4.xml · nonDerivative · entry 2

Holloway Jean F · CIK 0001540065 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,230

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adoped byt the reporting person on Feb 19, 2021

F2 · price: Reflects the price of $29.5 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price

Read SEC document
May 05, 2021 Filed May 7, 2021 20:16 UTC
Holloway Jean FSVP, General Counsel
Exercise / conversionCommon Stock 6,618 $10.24 $67,768.32
Disclosure

SEC source: 0000784199-21-000127 · certent-form4.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adoped byt the reporting person on Feb 19, 2021

Read SEC document
April 30, 2021 Filed May 4, 2021 20:17 UTC
Maier Dennis BVice President, Operations
Exercise / conversionStockOption(Right to Buy) · Derivative 3,314 $21.55 Strike: $21.55 $71,416.70
Disclosure

SEC source: 0000784199-21-000125 · certent-form4.xml · derivative · entry 4

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,314 shares

Expires 2025-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 3/12/2019

Read SEC document
April 30, 2021 Filed May 4, 2021 20:17 UTC
Maier Dennis BVice President, Operations
SaleCommon Stock 3,314 $28.00 $92,792.00
Disclosure

SEC source: 0000784199-21-000125 · certent-form4.xml · nonDerivative · entry 3

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,392

F2 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Feb 22, 2021

F1 · price: Reflects the price of $28 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price

Read SEC document
April 30, 2021 Filed May 4, 2021 20:17 UTC
Maier Dennis BVice President, Operations
Exercise / conversionCommon Stock 3,314 $21.55 $71,416.70
Disclosure

SEC source: 0000784199-21-000125 · certent-form4.xml · nonDerivative · entry 2

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Feb 22, 2021

Read SEC document
April 30, 2021 Filed May 4, 2021 20:17 UTC
Maier Dennis BVice President, Operations
SaleCommon Stock 547 $28.00 $15,316.00
Disclosure

SEC source: 0000784199-21-000125 · certent-form4.xml · nonDerivative · entry 1

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,392

F1 · price: Reflects the price of $28 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price

Read SEC document
April 30, 2021 Filed May 4, 2021 20:13 UTC
Mackin James PPresident & CEO
Exercise / conversionStockOption(Right To Buy) · Derivative 29,469 $10.18 Strike: $10.18 $299,994.42
Disclosure

SEC source: 0000784199-21-000123 · certent-form4.xml · derivative · entry 6

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,469 shares

Expires 2021-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 9/2/2015

Read SEC document
April 30, 2021 Filed May 4, 2021 20:13 UTC
Mackin James PPresident & CEO
Exercise / conversionStockOption(Right To Buy) · Derivative 16,265 $10.18 Strike: $10.18 $165,577.70
Disclosure

SEC source: 0000784199-21-000123 · certent-form4.xml · derivative · entry 5

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,265 shares

Expires 2021-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 9/2/2015

Read SEC document
April 30, 2021 Filed May 4, 2021 20:13 UTC
Mackin James PPresident & CEO
SaleCommon Stock 29,469 $28.00 $825,132.00
Disclosure

SEC source: 0000784199-21-000123 · certent-form4.xml · nonDerivative · entry 4

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,178

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Feb 17, 2021

F2 · price: Reflects the price of $28 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price

Read SEC document
April 30, 2021 Filed May 4, 2021 20:13 UTC
Mackin James PPresident & CEO
Exercise / conversionCommon Stock 29,469 $10.18 $299,994.42
Disclosure

SEC source: 0000784199-21-000123 · certent-form4.xml · nonDerivative · entry 3

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Feb 17, 2021

Read SEC document
April 30, 2021 Filed May 4, 2021 20:13 UTC
Mackin James PPresident & CEO
SaleCommon Stock 16,265 $28.00 $455,420.00
Disclosure

SEC source: 0000784199-21-000123 · certent-form4.xml · nonDerivative · entry 2

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,178

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Feb 17, 2021

F2 · price: Reflects the price of $28 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price

Read SEC document
April 30, 2021 Filed May 4, 2021 20:13 UTC
Mackin James PPresident & CEO
Exercise / conversionCommon Stock 16,265 $10.18 $165,577.70
Disclosure

SEC source: 0000784199-21-000123 · certent-form4.xml · nonDerivative · entry 1

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Feb 17, 2021

Read SEC document
April 30, 2021 Filed May 4, 2021 20:08 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Exercise / conversionStockOption(Right to Buy) · Derivative 6,800 $11.00 Strike: $11.00 $74,800.00
Disclosure

SEC source: 0000784199-21-000121 · certent-form4.xml · derivative · entry 4

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,800 shares

Expires 2022-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2016

Read SEC document
April 30, 2021 Filed May 4, 2021 20:08 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
SaleCommon Stock 6,800 $30.00 $204,000.00
Disclosure

SEC source: 0000784199-21-000121 · certent-form4.xml · nonDerivative · entry 2

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,685

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Feb 26, 2021

F2 · price: Reflects the price of $30 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price

Read SEC document
April 30, 2021 Filed May 4, 2021 20:08 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Exercise / conversionCommon Stock 6,800 $11.00 $74,800.00
Disclosure

SEC source: 0000784199-21-000121 · certent-form4.xml · nonDerivative · entry 1

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Feb 26, 2021

Read SEC document
April 30, 2021 Filed May 4, 2021 20:06 UTC
Horton AmyVP, Chief Accounting Officer
Exercise / conversionStockOption(Right to Buy) · Derivative 2,700 $11.00 Strike: $11.00 $29,700.00
Disclosure

SEC source: 0000784199-21-000119 · certent-form4.xml · derivative · entry 3

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,700 shares

Expires 2022-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2016

Read SEC document
April 30, 2021 Filed May 4, 2021 20:06 UTC
Horton AmyVP, Chief Accounting Officer
SaleCommon Stock 2,700 $30.00 $81,000.00
Disclosure

SEC source: 0000784199-21-000119 · certent-form4.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,282

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Feb 26, 2021

F2 · price: Reflects the price of $30 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price

Read SEC document
April 30, 2021 Filed May 4, 2021 20:06 UTC
Horton AmyVP, Chief Accounting Officer
Exercise / conversionCommon Stock 2,700 $11.00 $29,700.00
Disclosure

SEC source: 0000784199-21-000119 · certent-form4.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Feb 26, 2021

Read SEC document
March 16, 2021 Filed Mar 18, 2021 12:50 UTC
Stanton Marshall S.SVP, Clinical & MD Affair
GrantCommon Stock 8,511 $0.00 $0.00
Disclosure

SEC source: 0000784199-21-000103 · certent-form4.xml · nonDerivative · entry 1

Stanton Marshall S. · CIK 0001849615 · SVP, Clinical & MD Affair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,511

F1 · shares: Represents shares of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:29 UTC
Maier Dennis BVice President, Operations
Tax withholdingCommon Stock 233 $25.05 $5,836.65
Disclosure

SEC source: 0000784199-21-000101 · certent-form4.xml · nonDerivative · entry 2

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,939

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:29 UTC
Maier Dennis BVice President, Operations
Tax withholdingCommon Stock 1,152 $25.05 $28,857.60
Disclosure

SEC source: 0000784199-21-000101 · certent-form4.xml · nonDerivative · entry 1

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,172

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:29 UTC
Mackin James PPresident & CEO
Tax withholdingCommon Stock 2,674 $25.05 $66,983.70
Disclosure

SEC source: 0000784199-21-000099 · certent-form4.xml · nonDerivative · entry 2

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,178

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:29 UTC
Mackin James PPresident & CEO
Tax withholdingCommon Stock 13,092 $25.05 $327,954.60
Disclosure

SEC source: 0000784199-21-000099 · certent-form4.xml · nonDerivative · entry 1

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,852

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:27 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Tax withholdingCommon Stock 513 $25.05 $12,850.65
Disclosure

SEC source: 0000784199-21-000097 · certent-form4.xml · nonDerivative · entry 2

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,685

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:27 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Tax withholdingCommon Stock 2,561 $25.05 $64,153.05
Disclosure

SEC source: 0000784199-21-000097 · certent-form4.xml · nonDerivative · entry 1

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,198

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:25 UTC
Horton AmyVP, Chief Accounting Officer
Tax withholdingCommon Stock 291 $25.05 $7,289.55
Disclosure

SEC source: 0000784199-21-000095 · certent-form4.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,282

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:25 UTC
Horton AmyVP, Chief Accounting Officer
Tax withholdingCommon Stock 1,448 $25.05 $36,272.40
Disclosure

SEC source: 0000784199-21-000095 · certent-form4.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,573

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:24 UTC
Holloway Jean FSVP, General Counsel
Tax withholdingCommon Stock 447 $25.05 $11,197.35
Disclosure

SEC source: 0000784199-21-000093 · certent-form4.xml · nonDerivative · entry 2

Holloway Jean F · CIK 0001540065 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,230

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:24 UTC
Holloway Jean FSVP, General Counsel
Tax withholdingCommon Stock 2,235 $25.05 $55,986.75
Disclosure

SEC source: 0000784199-21-000093 · certent-form4.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,677

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:21 UTC
Davis John ESenior VP, Global Sales
Tax withholdingCommon Stock 373 $25.05 $9,343.65
Disclosure

SEC source: 0000784199-21-000091 · certent-form4.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,236

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:21 UTC
Davis John ESenior VP, Global Sales
Tax withholdingCommon Stock 1,863 $25.05 $46,668.15
Disclosure

SEC source: 0000784199-21-000091 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,609

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:19 UTC
Capps Scott BVP, Clinical Research
Tax withholdingCommon Stock 233 $25.05 $5,836.65
Disclosure

SEC source: 0000784199-21-000089 · certent-form4.xml · nonDerivative · entry 2

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,203

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:19 UTC
Capps Scott BVP, Clinical Research
Tax withholdingCommon Stock 1,160 $25.05 $29,058.00
Disclosure

SEC source: 0000784199-21-000089 · certent-form4.xml · nonDerivative · entry 1

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,436

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 21:20 UTC
Holloway Jean FSVP, General Counsel
SaleCommon Stock 1,693 $25.28 $42,797.35
Disclosure

SEC source: 0000784199-21-000086 · certent-form4.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,912

F1 · price: Reflects the price of $25.279 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:07 UTC
Barthold Franz PeterVP, Research & Development
Tax withholdingCommon Stock 76 $24.30 $1,846.80
Disclosure

SEC source: 0000784199-21-000084 · certent-form4.xml · nonDerivative · entry 1

Barthold Franz Peter · CIK 0001806854 · VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,121

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 12:51 UTC
Simpson Michael SSVP, Regulatory Affairs and QA
Tax withholdingCommon Stock 304 $24.44 $7,429.76
Disclosure

SEC source: 0000784199-21-000082 · certent-form4.xml · nonDerivative · entry 1

Simpson Michael S · CIK 0001760902 · SVP, Regulatory Affairs and QA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,698

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 12:46 UTC
Maier Dennis BVice President, Operations
Tax withholdingCommon Stock 205 $24.44 $5,010.20
Disclosure

SEC source: 0000784199-21-000078 · certent-form4.xml · nonDerivative · entry 1

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,324

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 12:44 UTC
Mackin James PPresident & CEO
Tax withholdingCommon Stock 1,487 $24.44 $36,342.28
Disclosure

SEC source: 0000784199-21-000076 · certent-form4.xml · nonDerivative · entry 1

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,944

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 12:43 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Tax withholdingCommon Stock 359 $24.44 $8,773.96
Disclosure

SEC source: 0000784199-21-000074 · certent-form4.xml · nonDerivative · entry 1

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,759

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 12:34 UTC
Holloway Jean FSVP, General Counsel
Tax withholdingCommon Stock 299 $24.44 $7,307.56
Disclosure

SEC source: 0000784199-21-000070 · certent-form4.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,605

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

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March 05, 2021 Filed Mar 10, 2021 12:39 UTC
Horton AmyVP, Chief Accounting Officer
Tax withholdingCommon Stock 226 $24.44 $5,523.44
Disclosure

SEC source: 0000784199-21-000072 · certent-form4.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,021

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

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March 05, 2021 Filed Mar 10, 2021 12:31 UTC
Davis John ESenior VP, Global Sales
Tax withholdingCommon Stock 315 $24.44 $7,698.60
Disclosure

SEC source: 0000784199-21-000068 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,472

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

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March 05, 2021 Filed Mar 10, 2021 12:28 UTC
Capps Scott BVP, Clinical Research
Tax withholdingCommon Stock 205 $24.44 $5,010.20
Disclosure

SEC source: 0000784199-21-000066 · certent-form4.xml · nonDerivative · entry 1

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,596

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

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March 05, 2021 Filed Mar 10, 2021 12:27 UTC
Barthold Franz PeterVP, Research & Development
Tax withholdingCommon Stock 103 $24.44 $2,517.32
Disclosure

SEC source: 0000784199-21-000064 · certent-form4.xml · nonDerivative · entry 1

Barthold Franz Peter · CIK 0001806854 · VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,197

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

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March 01, 2021 Filed Mar 2, 2021 21:41 UTC
Horton AmyVP, Chief Accounting Officer
SaleCommon Stock 13,619 $25.53 $347,710.77
Disclosure

SEC source: 0000784199-21-000059 · certent-form4.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,247

F1 · price: Reflects weighted average price. Range of prices were between $25.30 to $25.65. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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February 23, 2021 Filed Feb 25, 2021 22:59 UTC
Simpson Michael SSVP, Regulatory Affairs and QA
Tax withholdingCommon Stock 900 $25.41 $22,869.00
Disclosure

SEC source: 0000784199-21-000057 · certent-form4.xml · nonDerivative · entry 2

Simpson Michael S · CIK 0001760902 · SVP, Regulatory Affairs and QA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,002

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

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February 23, 2021 Filed Feb 25, 2021 22:59 UTC
Simpson Michael SSVP, Regulatory Affairs and QA
GrantCommon Stock 5,081 $0.00 $0.00
Disclosure

SEC source: 0000784199-21-000057 · certent-form4.xml · nonDerivative · entry 1

Simpson Michael S · CIK 0001760902 · SVP, Regulatory Affairs and QA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,902

F1 · shares: Represents performance stock units granted on Feb 19, 2020 and repriced on Feb 8, 2021. Fifty percent (50%) were issued on Feb 23, 2021. The remaining shares earned in connection with the Feb 2020 grant will be eligible to vest and be issued as follows: 25% on 02/19/2022, and 25% on 02/19/2023, assuming continued employment on the relevant vesting date.

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February 23, 2021 Filed Feb 25, 2021 22:58 UTC
Maier Dennis BVice President, Operations
Tax withholdingCommon Stock 563 $25.41 $14,305.83
Disclosure

SEC source: 0000784199-21-000055 · certent-form4.xml · nonDerivative · entry 2

Maier Dennis B · CIK 0001742150 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,529

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.