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AMTB

Amerant Bancorp Inc.

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4887
SEC CIK
0001734342
Parsed reports
332

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202620
Feb 202600
Mar 202600
Apr 202610
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 07, 2024 Filed Jun 11, 2024 17:20 UTC Exercise / conversionRestricted Stock Units · Derivative 2,892 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746220-24-000005 · wk-form4_1718140795.xml · derivative · entry 2

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,854

Underlying: Class A Common Stock · 2,892 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units vesting on the first anniversary of the grant date.

F3 · balance_after: On May 8, 2024, the reporting person was granted 2,854 RSUs that will vest on the first anniversary of the date of the grant, provided the reporting person remains in continuous service of the Company as a Director through the 2025 annual meeting of the shareholders of the Company.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 17:20 UTC Exercise / conversionClass A Common Stock 2,892 $0.00 $0.00
Disclosure

SEC source: 0001746220-24-000005 · wk-form4_1718140795.xml · nonDerivative · entry 1

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 21:17 UTC Exercise / conversionRestricted Stock Units · Derivative 2,892 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746672-24-000005 · wk-form4_1718140617.xml · derivative · entry 2

Dana Pamella J · CIK 0001746672 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,854

Underlying: Class A Common Stock · 2,892 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units vesting on the first anniversary of the grant date.

F3 · balance_after: On May 8, 2024, the reporting person was granted 2,854 restricted stock units ("RSUs"). Such RSU award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2025.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 21:17 UTC Exercise / conversionClass A Common Stock 2,892 $0.00 $0.00
Disclosure

SEC source: 0001746672-24-000005 · wk-form4_1718140617.xml · nonDerivative · entry 1

Dana Pamella J · CIK 0001746672 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 21:11 UTC Exercise / conversionRestricted Stock Units · Derivative 2,892 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746247-24-000005 · wk-form4_1718140301.xml · derivative · entry 2

Marturet M. Gustavo · CIK 0001746247 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,854

Underlying: Class A Common Stock · 2,892 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units vesting on the first anniversary of the grant date.

F3 · balance_after: On May 8, 2024, the reporting person was granted 2,854 RSUs that will vest on the first anniversary of the date of the grant, provided the reporting person remains in continuous service of the Company as a Director through the 2025 annual meeting of the shareholders of the Company.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 21:11 UTC Exercise / conversionClass A Common Stock 2,892 $0.00 $0.00
Disclosure

SEC source: 0001746247-24-000005 · wk-form4_1718140301.xml · nonDerivative · entry 1

Marturet M. Gustavo · CIK 0001746247 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 21:10 UTC Exercise / conversionRestricted Stock Units · Derivative 2,892 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001769678-24-000005 · wk-form4_1718140203.xml · derivative · entry 2

Quill John Walton · CIK 0001769678 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,854

Underlying: Class A Common Stock · 2,892 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units vesting on the first anniversary of the grant date.

F3 · balance_after: On May 8, 2024, the reporting person was granted 2,854 RSUs that will vest on the first anniversary of the date of the grant, provided the reporting person remains in continuous service of the Company as a Director through the 2025 annual meeting of the shareholders of the Company.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 21:10 UTC Exercise / conversionClass A Common Stock 2,892 $0.00 $0.00
Disclosure

SEC source: 0001769678-24-000005 · wk-form4_1718140203.xml · nonDerivative · entry 1

Quill John Walton · CIK 0001769678 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 21:08 UTC Exercise / conversionRestricted Stock Units · Derivative 2,892 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001973157-24-000005 · wk-form4_1718140107.xml · derivative · entry 2

Rucker Ashaki · CIK 0001973157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,854

Underlying: Class A Common Stock · 2,892 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units vesting on the first anniversary of the grant date.

F3 · balance_after: On May 8, 2024, the reporting person was granted 2,854 RSUs that will vest on the first anniversary of the date of the grant, provided the reporting person remains in continuous service of the Company as a Director through the 2025 annual meeting of the shareholders of the Company.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 21:08 UTC Exercise / conversionClass A Common Stock 2,892 $0.00 $0.00
Disclosure

SEC source: 0001973157-24-000005 · wk-form4_1718140107.xml · nonDerivative · entry 1

Rucker Ashaki · CIK 0001973157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 21:05 UTC
Suarez OscarDirector
Exercise / conversionRestricted Stock Units · Derivative 2,892 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001921437-24-000005 · wk-form4_1718139903.xml · derivative · entry 2

Suarez Oscar · CIK 0001921437 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,854

Underlying: Class A Common Stock · 2,892 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units vesting on the first anniversary of the grant date.

F3 · balance_after: On May 8, 2024, the reporting person was granted 2,854 RSUs that will vest on the first anniversary of the date of the grant, provided the reporting person remains in continuous service of the Company as a Director through the 2025 annual meeting of the shareholders of the Company.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 21:05 UTC
Suarez OscarDirector
Exercise / conversionClass A Common Stock 2,892 $0.00 $0.00
Disclosure

SEC source: 0001921437-24-000005 · wk-form4_1718139903.xml · nonDerivative · entry 1

Suarez Oscar · CIK 0001921437 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 21:03 UTC Exercise / conversionRestricted Stock Units · Derivative 2,892 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746256-24-000005 · wk-form4_1718139806.xml · derivative · entry 2

Wilson Millar · CIK 0001746256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,854

Underlying: Class A Common Stock · 2,892 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units vesting on the first anniversary of the grant date.

F3 · balance_after: On May 8, 2024, the reporting person was granted 2,854 RSUs that will vest on the first anniversary of the date of the grant, provided the reporting person remains in continuous service of the Company as a Director through the 2025 annual meeting of the shareholders of the Company.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 21:03 UTC Exercise / conversionClass A Common Stock 2,892 $0.00 $0.00
Disclosure

SEC source: 0001746256-24-000005 · wk-form4_1718139806.xml · nonDerivative · entry 1

Wilson Millar · CIK 0001746256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:42 UTC
Calderon SharymarEVP - Chief Financial Officer
Exercise / conversionRestricted Stock Units LTI 2023 · Derivative 2,102 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001979297-24-000004 · wk-form4_1717623750.xml · derivative · entry 4

Calderon Sharymar · CIK 0001979297 · EVP - Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,871

Underlying: Class A Common Stock · 2,102 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F4 · derivative.exercise_date: On June 1, 2023, Ms. Calderon was awarded 6,306 RSUs under the 2023-2025 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each RSU represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Ms. Calderon remains in the continuous service of the Company or a subsidiary through each such date. Since the first anniversary of the date of grant was on Saturday, June 1, 2024, the vesting ocurred on Monday, June 3, 2024, the next business day.

F4 · derivative.expiration_date: On June 1, 2023, Ms. Calderon was awarded 6,306 RSUs under the 2023-2025 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each RSU represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Ms. Calderon remains in the continuous service of the Company or a subsidiary through each such date. Since the first anniversary of the date of grant was on Saturday, June 1, 2024, the vesting ocurred on Monday, June 3, 2024, the next business day.

F5 · balance_after: Includes 1,667 unvested RSUs awarded to Ms. Calderon on February 16, 2023.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:42 UTC
Calderon SharymarEVP - Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,868 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001979297-24-000004 · wk-form4_1717623750.xml · derivative · entry 3

Calderon Sharymar · CIK 0001979297 · EVP - Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,737

Underlying: Class A Common Stock · 1,868 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F3 · derivative.exercise_date: On June 1, 2023, Ms. Calderon was awarded 5,605 RSUs in connection with a sign-on grant related to Ms. Calderon's appointment as Executive Vice-President and Chief Financial Officer. Each RSU represents the right to receive, following vesting, one share of Class A Common Stock. The RSUs will vest in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Ms. Calderon remains in the continuous service of the Company or a subsidiary through each such date. Since the first anniversary of the date of grant was on Saturday, June 1, 2024, the vesting ocurred on Monday, June 3, 2024, the next business day.

F3 · derivative.expiration_date: On June 1, 2023, Ms. Calderon was awarded 5,605 RSUs in connection with a sign-on grant related to Ms. Calderon's appointment as Executive Vice-President and Chief Financial Officer. Each RSU represents the right to receive, following vesting, one share of Class A Common Stock. The RSUs will vest in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Ms. Calderon remains in the continuous service of the Company or a subsidiary through each such date. Since the first anniversary of the date of grant was on Saturday, June 1, 2024, the vesting ocurred on Monday, June 3, 2024, the next business day.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:42 UTC
Calderon SharymarEVP - Chief Financial Officer
Tax withholdingClass A Common Stock 967 $22.16 $21,428.72
Disclosure

SEC source: 0001979297-24-000004 · wk-form4_1717623750.xml · nonDerivative · entry 2

Calderon Sharymar · CIK 0001979297 · EVP - Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,566.8

F2 · shares: Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:42 UTC
Calderon SharymarEVP - Chief Financial Officer
Exercise / conversionClass A Common Stock 3,970 $0.00 $0.00
Disclosure

SEC source: 0001979297-24-000004 · wk-form4_1717623750.xml · nonDerivative · entry 1

Calderon Sharymar · CIK 0001979297 · EVP - Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,533.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

Read SEC document
May 31, 2024 Filed Jun 17, 2024 17:58 UTC
Esterripa JuanSee remarks
GrantClass A Common Stock 644.92 $18.61 $12,000.03
Disclosure

SEC source: 0001973970-24-000006 · wk-form4_1718661492.xml · nonDerivative · entry 1

Esterripa Juan · CIK 0001973970 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,061.92

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2021 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2023 through May 31, 2024. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the purchase price of these shares was 85% of the closing price of the Issuer's common stock on December 1, 2023.

Read SEC document
May 31, 2024 Filed Jun 17, 2024 21:51 UTC
Iafigliola CarlosSEVP Chief Operating Officer
GrantClass A Common Stock 112.86 $18.61 $2,099.99
Disclosure

SEC source: 0001806810-24-000008 · wk-form4_1718661111.xml · nonDerivative · entry 1

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,101.25

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2021 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2023 through May 31, 2024. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the purchase price of these shares was 85% of the closing price of the Issuer's common stock on December 1, 2023.

F3 · balance_after: Includes 27 shares that were received by the reporting person as dividend equivalent shares in connection with the vesting of Performance Based Restricted Stock Units ("PSUs") on February 16, 2024, in accordance with the terms of the applicable PSUs award agreement. The dividend was approved by the Board of Directors on January 17, 2024 and paid on February 29, 2024 to all holders of record at the close of business on February 14, 2024.

Read SEC document
May 31, 2024 Filed Jun 17, 2024 22:02 UTC
Plush Gerald PDirector · Chairman, President & CEO
GrantClass A Common Stock 591.18 $18.61 $11,000.09
Disclosure

SEC source: 0001368090-24-000004 · wk-form4_1718661719.xml · nonDerivative · entry 1

Plush Gerald P · CIK 0001368090 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,069.3

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2021 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2023 through May 31, 2024. This transaction is exempt under Rule 16b-3(c).

F2 · acquired: In accordance with the terms of the ESPP, the purchase price of these shares was 85% of the closing price of the Issuer's common stock on December 1, 2023.

F3 · balance_after: Includes 266 shares that were received by the reporting person as dividend equivalent shares in connection with the vesting of Performance Based Restricted Stock Units ("PSUs") on February 16, 2024, in accordance with the terms of the applicable PSUs awards agreements. The dividend was approved by the Board of Directors on January 17, 2024 and paid on February 29, 2024 to all holders of record at the close of business on February 14, 2024.

Read SEC document
May 31, 2024 Filed Jun 17, 2024 21:59 UTC
Fleitas ArmandoEVP, Chief Accounting Officer
GrantClass A Common Stock 75.24 $18.61 $1,399.99
Disclosure

SEC source: 0001839391-24-000011 · wk-form4_1718661580.xml · nonDerivative · entry 1

Fleitas Armando · CIK 0001839391 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,668.84

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2021 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2023 through May 31, 2024. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the purchase price of these shares was 85% of the closing price of the Issuer's common stock on December 1, 2023.

Read SEC document
May 31, 2024 Filed Jun 17, 2024 21:56 UTC
Calderon SharymarEVP - Chief Financial Officer
GrantClass A Common Stock 60.19 $18.61 $1,119.96
Disclosure

SEC source: 0001979297-24-000006 · wk-form4_1718661410.xml · nonDerivative · entry 1

Calderon Sharymar · CIK 0001979297 · EVP - Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,626.99

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2021 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2023 through May 31, 2024. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the purchase price of these shares was 85% of the closing price of the Issuer's common stock on December 1, 2023.

Read SEC document
May 31, 2024 Filed Jun 17, 2024 21:53 UTC
Capriles AlbertoSEVP Chief Risk Officer
GrantClass A Common Stock 376.2 $18.61 $6,999.95
Disclosure

SEC source: 0001746225-24-000004 · wk-form4_1718661193.xml · nonDerivative · entry 1

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,484.21

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2021 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2023 through May 31, 2024. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the purchase price of these shares was 85% of the closing price of the Issuer's common stock on December 1, 2023.

F3 · balance_after: Includes 27 shares that were received by the reporting person as dividend equivalent shares in connection with the vesting of Performance Based Restricted Stock Units ("PSUs") on February 16, 2024, in accordance with the terms of the applicable PSUs award agreement. The dividend was approved by the Board of Directors on January 17, 2024 and paid on February 29, 2024 to all holders of record at the close of business on February 14, 2024.

Read SEC document
May 31, 2024 Filed Jun 17, 2024 21:49 UTC
Sanchez MariolaSEVP Chief People Officer
GrantClass A Common Stock 699.74 $18.61 $13,020.06
Disclosure

SEC source: 0001963089-24-000004 · wk-form4_1718660971.xml · nonDerivative · entry 1

Sanchez Mariola · CIK 0001963089 · SEVP Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,438.86

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2021 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2023 through May 31, 2024. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the purchase price of these shares was 85% of the closing price of the Issuer's common stock on December 1, 2023.

Read SEC document
May 30, 2024 Filed Jun 12, 2024 17:14 UTC
Martin Silvio MarshallEVP & Chief Legal Officer
OtherClass A Common Stock 6.34 $21.76 $137.96
Disclosure

SEC source: 0001935991-24-000006 · wk-form4_1718226833.xml · nonDerivative · entry 1

Martin Silvio Marshall · CIK 0001935991 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,251.045

F1 · shares: These shares were acquired under a dividend reinvestment plan that is sponsored by the broker-dealer where the reporting person maintains a personal brokerage account.

F2 · balance_after: Includes 726.07 shares acquired under the Amerant Bancorp Inc. Employee Stock Purchase Plan on May 31, 2024.

Read SEC document
May 22, 2024 Filed May 24, 2024 16:28 UTC
Fleitas ArmandoEVP, Chief Accounting Officer
SaleClass A Common Stock 6,240 $22.59 $140,936.02
Disclosure

SEC source: 0001839391-24-000009 · wk-form4_1716568122.xml · nonDerivative · entry 1

Fleitas Armando · CIK 0001839391 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,593.6

F1 · price: The shares were sold in multiple transactions on May 22, 2024 at actual sales prices ranging from $22.56 to $22.67 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 09, 2024 Filed May 15, 2024 22:21 UTC
Fleitas ArmandoEVP, Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 833 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001839391-24-000004 · wk-form4_1715811674.xml · derivative · entry 3

Fleitas Armando · CIK 0001839391 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,667

Underlying: Class A Common Stock · 833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F3 · derivative.exercise_date: On May 9, 2023, Mr. Fleitas was awarded 2,500 restricted stock units in connection with his promotion to Executive Vice President. Each restricted stock unit represents the right to receive, following vesting, one share of Class A Common Stock. The restricted stock units will vest in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Fleitas remains in the continuous service of the Company or a subsidiary through each such date.

F3 · derivative.expiration_date: On May 9, 2023, Mr. Fleitas was awarded 2,500 restricted stock units in connection with his promotion to Executive Vice President. Each restricted stock unit represents the right to receive, following vesting, one share of Class A Common Stock. The restricted stock units will vest in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Fleitas remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
May 09, 2024 Filed May 15, 2024 22:21 UTC
Fleitas ArmandoEVP, Chief Accounting Officer
Tax withholdingClass A Common Stock 203 $23.13 $4,695.39
Disclosure

SEC source: 0001839391-24-000004 · wk-form4_1715811674.xml · nonDerivative · entry 2

Fleitas Armando · CIK 0001839391 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,833.6

F2 · shares: Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs.

Read SEC document
May 09, 2024 Filed May 15, 2024 22:21 UTC
Fleitas ArmandoEVP, Chief Accounting Officer
Exercise / conversionClass A Common Stock 833 $0.00 $0.00
Disclosure

SEC source: 0001839391-24-000004 · wk-form4_1715811674.xml · nonDerivative · entry 1

Fleitas Armando · CIK 0001839391 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,036.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

Read SEC document
May 08, 2024 Filed May 10, 2024 20:21 UTC GrantRestricted Stock Units · Derivative 2,854 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001957679-24-000003 · wk-form4_1715372503.xml · derivative · entry 1

Knight Erin D. · CIK 0001957679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,746

Underlying: Class A Common Stock · 2,854 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On May 8, 2024, the reporting person was granted 2,854 restricted stock units ("RSUs"). Such RSU award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2025. Each RSU represents a right to receive one share of Class A Common Stock upon vesting.

F2 · derivative.expiration_date: On May 8, 2024, the reporting person was granted 2,854 restricted stock units ("RSUs"). Such RSU award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2025. Each RSU represents a right to receive one share of Class A Common Stock upon vesting.

F3 · balance_after: Includes 2,892 RSUs granted on June 7, 2023, which will vest on the first anniversary of the date of the grant, as the reporting person remained in continuous service of the Company as a Director through the 2024 annual meeting of the shareholders of the Company.

Read SEC document
May 08, 2024 Filed May 10, 2024 20:24 UTC GrantRestricted Stock Units · Derivative 2,854 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001805570-24-000003 · wk-form4_1715372626.xml · derivative · entry 1

Holroyd Samantha · CIK 0001805570 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,746

Underlying: Class A Common Stock · 2,854 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On May 8, 2024, the reporting person was granted 2,854 restricted stock units ("RSUs"). Such RSU award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2025. Each RSU represents a right to receive one share of Class A Common Stock upon vesting.

F2 · derivative.expiration_date: On May 8, 2024, the reporting person was granted 2,854 restricted stock units ("RSUs"). Such RSU award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2025. Each RSU represents a right to receive one share of Class A Common Stock upon vesting.

F3 · balance_after: Includes 2,892 RSUs granted on June 7, 2023, which will vest on the first anniversary of the date of the grant, as the reporting person remained in continuous service of the Company as a Director through the 2024 annual meeting of the shareholders of the Company.

Read SEC document
May 08, 2024 Filed May 10, 2024 16:27 UTC GrantRestricted Stock Units · Derivative 2,854 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746220-24-000003 · wk-form4_1715372834.xml · derivative · entry 1

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,746

Underlying: Class A Common Stock · 2,854 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On May 8, 2024, the reporting person was granted 2,854 restricted stock units ("RSUs"). Such RSU award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2025. Each RSU represents a right to receive one share of Class A Common Stock upon vesting.

F2 · derivative.expiration_date: On May 8, 2024, the reporting person was granted 2,854 restricted stock units ("RSUs"). Such RSU award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2025. Each RSU represents a right to receive one share of Class A Common Stock upon vesting.

F3 · balance_after: Includes 2,892 RSUs granted on June 7, 2023, which will vest on the first anniversary of the date of the grant, as the reporting person remained in continuous service of the Company as a Director through the 2024 annual meeting of the shareholders of the Company.

Read SEC document
May 08, 2024 Filed May 10, 2024 20:25 UTC GrantRestricted Stock Units · Derivative 2,854 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746672-24-000003 · wk-form4_1715372728.xml · derivative · entry 1

Dana Pamella J · CIK 0001746672 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,746

Underlying: Class A Common Stock · 2,854 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On May 8, 2024, the reporting person was granted 2,854 restricted stock units ("RSUs"). Such RSU award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2025. Each RSU represents a right to receive one share of Class A Common Stock upon vesting.

F2 · derivative.expiration_date: On May 8, 2024, the reporting person was granted 2,854 restricted stock units ("RSUs"). Such RSU award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2025. Each RSU represents a right to receive one share of Class A Common Stock upon vesting.

F3 · balance_after: Includes 2,892 RSUs granted on June 7, 2023, which will vest on the first anniversary of the date of the grant, as the reporting person remained in continuous service of the Company as a Director through the 2024 annual meeting of the shareholders of the Company.

Read SEC document
May 08, 2024 Filed May 10, 2024 20:20 UTC GrantRestricted Stock Units · Derivative 2,854 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746247-24-000003 · wk-form4_1715372384.xml · derivative · entry 1

Marturet M. Gustavo · CIK 0001746247 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,746

Underlying: Class A Common Stock · 2,854 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On May 8, 2024, the reporting person was granted 2,854 restricted stock units ("RSUs"). Such RSU award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2025. Each RSU represents a right to receive one share of Class A Common Stock upon vesting.

F2 · derivative.expiration_date: On May 8, 2024, the reporting person was granted 2,854 restricted stock units ("RSUs"). Such RSU award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2025. Each RSU represents a right to receive one share of Class A Common Stock upon vesting.

F3 · balance_after: Includes 2,892 RSUs granted on June 7, 2023, which will vest on the first anniversary of the date of the grant, as the reporting person remained in continuous service of the Company as a Director through the 2024 annual meeting of the shareholders of the Company.

Read SEC document
May 08, 2024 Filed May 10, 2024 20:17 UTC GrantRestricted Stock Units · Derivative 2,854 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001769678-24-000003 · wk-form4_1715372254.xml · derivative · entry 1

Quill John Walton · CIK 0001769678 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,746

Underlying: Class A Common Stock · 2,854 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On May 8, 2024, the reporting person was granted 2,854 restricted stock units ("RSUs"). Such RSU award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2025. Each RSU represents a right to receive one share of Class A Common Stock upon vesting.

F2 · derivative.expiration_date: On May 8, 2024, the reporting person was granted 2,854 restricted stock units ("RSUs"). Such RSU award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2025. Each RSU represents a right to receive one share of Class A Common Stock upon vesting.

F3 · balance_after: Includes 2,892 RSUs granted on June 7, 2023, which will vest on the first anniversary of the date of the grant, as the reporting person remained in continuous service of the Company as a Director through the 2024 annual meeting of the shareholders of the Company.

Read SEC document
May 08, 2024 Filed May 10, 2024 20:15 UTC GrantRestricted Stock Units · Derivative 2,854 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001973157-24-000003 · wk-form4_1715372128.xml · derivative · entry 1

Rucker Ashaki · CIK 0001973157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,746

Underlying: Class A Common Stock · 2,854 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On May 8, 2024, the reporting person was granted 2,854 restricted stock units ("RSUs"). Such RSU award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2025. Each RSU represents a right to receive one share of Class A Common Stock upon vesting.

F2 · derivative.expiration_date: On May 8, 2024, the reporting person was granted 2,854 restricted stock units ("RSUs"). Such RSU award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2025. Each RSU represents a right to receive one share of Class A Common Stock upon vesting.

F3 · balance_after: Includes 2,892 RSUs granted on June 7, 2023, which will vest on the first anniversary of the date of the grant, as the reporting person remained in continuous service of the Company as a Director through the 2024 annual meeting of the shareholders of the Company.

Read SEC document
May 08, 2024 Filed May 10, 2024 20:13 UTC
Suarez OscarDirector
GrantRestricted Stock Units · Derivative 2,854 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001921437-24-000003 · wk-form4_1715371996.xml · derivative · entry 1

Suarez Oscar · CIK 0001921437 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,746

Underlying: Class A Common Stock · 2,854 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On May 8, 2024, the reporting person was granted 2,854 restricted stock units ("RSUs"). Such RSU award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2025. Each RSU represents a right to receive one share of Class A Common Stock upon vesting.

F2 · derivative.expiration_date: On May 8, 2024, the reporting person was granted 2,854 restricted stock units ("RSUs"). Such RSU award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2025. Each RSU represents a right to receive one share of Class A Common Stock upon vesting.

F3 · balance_after: Includes 2,892 RSUs granted on June 7, 2023, which will vest on the first anniversary of the date of the grant, as the reporting person remained in continuous service of the Company as a Director through the 2024 annual meeting of the shareholders of the Company.

Read SEC document
May 08, 2024 Filed May 10, 2024 20:11 UTC GrantRestricted Stock Units · Derivative 2,854 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746256-24-000003 · wk-form4_1715371906.xml · derivative · entry 1

Wilson Millar · CIK 0001746256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,746

Underlying: Class A Common Stock · 2,854 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On May 8, 2024, the reporting person was granted 2,854 restricted stock units ("RSUs"). Such RSU award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2025. Each RSU represents a right to receive one share of Class A Common Stock upon vesting.

F2 · derivative.expiration_date: On May 8, 2024, the reporting person was granted 2,854 restricted stock units ("RSUs"). Such RSU award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2025. Each RSU represents a right to receive one share of Class A Common Stock upon vesting.

F3 · balance_after: Includes 2,892 RSUs granted on June 7, 2023, which will vest on the first anniversary of the date of the grant, as the reporting person remained in continuous service of the Company as a Director through the 2024 annual meeting of the shareholders of the Company.

Read SEC document
May 02, 2024 Filed May 3, 2024 21:30 UTC
Iafigliola CarlosSEVP Chief Operating Officer
SaleClass A Common Stock 10,579 $22.62 $239,298.04
Disclosure

SEC source: 0001806810-24-000006 · wk-form4_1714771802.xml · nonDerivative · entry 1

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,961.39

F1 · price: The shares were sold in multiple transactions on May 2, 2024 at actual sales prices ranging from $22.5 to $22.84 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 16:40 UTC
Esterripa JuanSee remarks
Exercise / conversionRestricted Stock Units · Derivative 6,785 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001973970-24-000004 · wk-form4_1713559216.xml · derivative · entry 4

Esterripa Juan · CIK 0001973970 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,571

Underlying: Class A Common Stock · 6,785 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F4 · derivative.exercise_date: On April 17, 2023, Mr. Esterripa was awarded 20,356 RSUs in connection with a sign-on grant related to Mr. Esterripa's appointment as Senior Executive Vice-President and Head of Commercial Banking. Each RSU represents the right to receive, following vesting, one share of Class A Common Stock. The award vest in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date.

F4 · derivative.expiration_date: On April 17, 2023, Mr. Esterripa was awarded 20,356 RSUs in connection with a sign-on grant related to Mr. Esterripa's appointment as Senior Executive Vice-President and Head of Commercial Banking. Each RSU represents the right to receive, following vesting, one share of Class A Common Stock. The award vest in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 16:40 UTC
Esterripa JuanSee remarks
Exercise / conversionRestricted Stock Units LTI 2023 · Derivative 3,021 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001973970-24-000004 · wk-form4_1713559216.xml · derivative · entry 3

Esterripa Juan · CIK 0001973970 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,043

Underlying: Class A Common Stock · 3,021 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F3 · derivative.exercise_date: On April 17, 2023, Mr. Esterripa was awarded 9,064 restricted stock units ("RSUs"), each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date.

F3 · derivative.expiration_date: On April 17, 2023, Mr. Esterripa was awarded 9,064 restricted stock units ("RSUs"), each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 16:40 UTC
Esterripa JuanSee remarks
Tax withholdingClass A Common Stock 2,389 $20.80 $49,691.20
Disclosure

SEC source: 0001973970-24-000004 · wk-form4_1713559216.xml · nonDerivative · entry 2

Esterripa Juan · CIK 0001973970 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,417

F2 · shares: Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 16:40 UTC
Esterripa JuanSee remarks
Exercise / conversionClass A Common Stock 9,806 $0.00 $0.00
Disclosure

SEC source: 0001973970-24-000004 · wk-form4_1713559216.xml · nonDerivative · entry 1

Esterripa Juan · CIK 0001973970 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 17:47 UTC
Martin Silvio MarshallEVP & Chief Legal Officer
Exercise / conversionRestricted Stock Units LTI 2023 · Derivative 416 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001935991-24-000004 · wk-form4_1710280043.xml · derivative · entry 4

Martin Silvio Marshall · CIK 0001935991 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,501

Underlying: Class A Common Stock · 416 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F4 · derivative.exercise_date: On March 8, 2023, Mr. Martin was awarded 1,250 restricted stock units. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Martin remains in the continuous service of the Company or a subsidiary through each such date.

F4 · derivative.expiration_date: On March 8, 2023, Mr. Martin was awarded 1,250 restricted stock units. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Martin remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 17:47 UTC
Martin Silvio MarshallEVP & Chief Legal Officer
Tax withholdingClass A Common Stock 102 $22.26 $2,270.52
Disclosure

SEC source: 0001935991-24-000004 · wk-form4_1710280043.xml · nonDerivative · entry 3

Martin Silvio Marshall · CIK 0001935991 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,244.705

F3 · shares: Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 17:47 UTC
Martin Silvio MarshallEVP & Chief Legal Officer
Exercise / conversionClass A Common Stock 416 $0.00 $0.00
Disclosure

SEC source: 0001935991-24-000004 · wk-form4_1710280043.xml · nonDerivative · entry 2

Martin Silvio Marshall · CIK 0001935991 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,346.705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

Read SEC document
March 01, 2024 Filed Mar 12, 2024 17:47 UTC
Martin Silvio MarshallEVP & Chief Legal Officer
OtherClass A Common Stock 6.6 $20.80 $137.28
Disclosure

SEC source: 0001935991-24-000004 · wk-form4_1710280043.xml · nonDerivative · entry 1

Martin Silvio Marshall · CIK 0001935991 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,930.705

F1 · shares: These shares were acquired under a dividend reinvestment plan that is sponsored by the broker-dealer where the reporting person maintains a personal brokerage account.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 16:42 UTC
Esterripa JuanSee remarks
GrantPerformance Based Restricted Stock Units LTI 2024 · Derivative 13,381 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001973970-24-000002 · wk-form4_1708551666.xml · derivative · entry 2

Esterripa Juan · CIK 0001973970 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,381

Underlying: Class A Common Stock · 13,381 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit (PSUs) is the economic equivalent of one share of Class A Common Stock.

F4 · derivative.exercise_date: PSUs awarded to Mr. Esterripa, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2024 and ending on December 31, 2026, and in general can range from 50% to 150% of the PSUs. The number reported reflects the maximum number of PSUs Mr. Esterripa may earn.

F4 · derivative.expiration_date: PSUs awarded to Mr. Esterripa, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2024 and ending on December 31, 2026, and in general can range from 50% to 150% of the PSUs. The number reported reflects the maximum number of PSUs Mr. Esterripa may earn.

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February 16, 2024 Filed Feb 21, 2024 16:42 UTC
Esterripa JuanSee remarks
GrantRestricted Stock Units LTI 2024 · Derivative 8,920 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001973970-24-000002 · wk-form4_1708551666.xml · derivative · entry 1

Esterripa Juan · CIK 0001973970 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,920

Underlying: Class A Common Stock · 8,920 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On February 16, 2024, Mr. Esterripa was awarded 8,920 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date.

F2 · derivative.expiration_date: On February 16, 2024, Mr. Esterripa was awarded 8,920 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.