Esterripa Juan

SEC source: 0001973970-25-000008 · wk-form4_1755205168.xml · nonDerivative · entry 1

Esterripa Juan · CIK 0001973970 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,133.5

F1 · balance_after: Includes 872.42 shares acquired under the Amerant Bancorp Inc. Employee Stock Purchase Plan on May 30, 2025.

SEC source: 0001973970-25-000005 · wk-form4_1745272062.xml · derivative · entry 4

Esterripa Juan · CIK 0001973970 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,321

Underlying: Class A Common Stock · 6,785 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F4 · derivative.exercise_date: On April 17, 2023, Mr. Esterripa was awarded 20,356 RSUs in connection with a sign-on grant related to Mr. Esterripa's appointment as Senior Executive Vice-President and Chief Commercial Banking Officer. Each RSU represents the right to receive, following vesting, one share of Class A Common Stock. The RSUs will vest in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date.

F4 · derivative.expiration_date: On April 17, 2023, Mr. Esterripa was awarded 20,356 RSUs in connection with a sign-on grant related to Mr. Esterripa's appointment as Senior Executive Vice-President and Chief Commercial Banking Officer. Each RSU represents the right to receive, following vesting, one share of Class A Common Stock. The RSUs will vest in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date.

F5 · balance_after: Balance includes 11,535 unvested RSUs awarded to Mr. Esterripa on February 18, 2025.

SEC source: 0001973970-25-000005 · wk-form4_1745272062.xml · derivative · entry 3

Esterripa Juan · CIK 0001973970 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,022

Underlying: Class A Common Stock · 3,021 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F3 · derivative.exercise_date: On April 17, 2023, Mr. Esterripa was awarded 9,064 RSUs under the 2023-2025 Long Term Incentive Plan. Each RSU represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date.

F3 · derivative.expiration_date: On April 17, 2023, Mr. Esterripa was awarded 9,064 RSUs under the 2023-2025 Long Term Incentive Plan. Each RSU represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date.

SEC source: 0001973970-25-000005 · wk-form4_1745272062.xml · nonDerivative · entry 2

Esterripa Juan · CIK 0001973970 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,261.08

F2 · shares: Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs.

SEC source: 0001973970-25-000005 · wk-form4_1745272062.xml · nonDerivative · entry 1

Esterripa Juan · CIK 0001973970 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,649.08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

SEC source: 0001973970-25-000002 · wk-form4_1740089103.xml · derivative · entry 6

Esterripa Juan · CIK 0001973970 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,106

Underlying: Class A Common Stock · 11,535 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F8 · derivative.exercise_date: On February 18, 2025 Mr. Esterripa was awarded 11.535 RSUs as a one-time special recognition and retention award, each RSU represents the right to receive, following vesting, one share of Class A Common Stock. Twenty percent (20%) of the RSUs will vest on each of the first two anniversaries of the date of grant and the remaining sixty percent (60%) will vest on the third anniversary of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date.

F8 · derivative.expiration_date: On February 18, 2025 Mr. Esterripa was awarded 11.535 RSUs as a one-time special recognition and retention award, each RSU represents the right to receive, following vesting, one share of Class A Common Stock. Twenty percent (20%) of the RSUs will vest on each of the first two anniversaries of the date of grant and the remaining sixty percent (60%) will vest on the third anniversary of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date.

F9 · balance_after: Balance includes 13,571 unvested Restricted Stock Units awarded to Mr. Esterripa on April 17, 2023.

SEC source: 0001973970-25-000002 · wk-form4_1740089103.xml · derivative · entry 5

Esterripa Juan · CIK 0001973970 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,887

Underlying: Class A Common Stock · 8,887 shares

Expires not disclosed

F6 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") is the economic equivalent of one share of Class A Common Stock.

F7 · derivative.exercise_date: PSUs awarded to Mr. Esterripa, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Adjusted Return on Average Total Common Equity at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee (the "Committee") futher modified by the achievement of specified Threshold, Target or Maximum levels set by the Committee of Relative Total Shareholder Return for a 3-year period beginning January 1, 2025 and ending on December 31, 2027, and in general can range from 40% to 180% of the PSUs. The number reported reflects the target number of PSUs Mr. Esterripa may earn.

F7 · derivative.expiration_date: PSUs awarded to Mr. Esterripa, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Adjusted Return on Average Total Common Equity at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee (the "Committee") futher modified by the achievement of specified Threshold, Target or Maximum levels set by the Committee of Relative Total Shareholder Return for a 3-year period beginning January 1, 2025 and ending on December 31, 2027, and in general can range from 40% to 180% of the PSUs. The number reported reflects the target number of PSUs Mr. Esterripa may earn.

SEC source: 0001973970-25-000002 · wk-form4_1740089103.xml · derivative · entry 4

Esterripa Juan · CIK 0001973970 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,887

Underlying: Class A Common Stock · 8,887 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F5 · derivative.exercise_date: On February 18, 2025, Mr. Esterripa was awarded 8,887 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date.

F5 · derivative.expiration_date: On February 18, 2025, Mr. Esterripa was awarded 8,887 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date.

SEC source: 0001973970-25-000002 · wk-form4_1740089103.xml · derivative · entry 3

Esterripa Juan · CIK 0001973970 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,947

Underlying: Class A Common Stock · 2,973 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F4 · derivative.exercise_date: On February 16, 2024, Mr. Esterripa was awarded 8,920 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date.

F4 · derivative.expiration_date: On February 16, 2024, Mr. Esterripa was awarded 8,920 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date.

SEC source: 0001973970-25-000002 · wk-form4_1740089103.xml · nonDerivative · entry 2

Esterripa Juan · CIK 0001973970 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,843.08

F3 · shares: Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs.

SEC source: 0001973970-25-000002 · wk-form4_1740089103.xml · nonDerivative · entry 1

Esterripa Juan · CIK 0001973970 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,725.08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F2 · balance_after: Includes 690.16 shares acquired under the Amerant Bancorp Inc. Employee Stock Purchase Plan on November 29, 2024.

SEC source: 0001973970-24-000006 · wk-form4_1718661492.xml · nonDerivative · entry 1

Esterripa Juan · CIK 0001973970 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,061.92

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2021 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2023 through May 31, 2024. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the purchase price of these shares was 85% of the closing price of the Issuer's common stock on December 1, 2023.

SEC source: 0001973970-24-000004 · wk-form4_1713559216.xml · derivative · entry 4

Esterripa Juan · CIK 0001973970 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,571

Underlying: Class A Common Stock · 6,785 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F4 · derivative.exercise_date: On April 17, 2023, Mr. Esterripa was awarded 20,356 RSUs in connection with a sign-on grant related to Mr. Esterripa's appointment as Senior Executive Vice-President and Head of Commercial Banking. Each RSU represents the right to receive, following vesting, one share of Class A Common Stock. The award vest in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date.

F4 · derivative.expiration_date: On April 17, 2023, Mr. Esterripa was awarded 20,356 RSUs in connection with a sign-on grant related to Mr. Esterripa's appointment as Senior Executive Vice-President and Head of Commercial Banking. Each RSU represents the right to receive, following vesting, one share of Class A Common Stock. The award vest in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date.

SEC source: 0001973970-24-000004 · wk-form4_1713559216.xml · derivative · entry 3

Esterripa Juan · CIK 0001973970 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,043

Underlying: Class A Common Stock · 3,021 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F3 · derivative.exercise_date: On April 17, 2023, Mr. Esterripa was awarded 9,064 restricted stock units ("RSUs"), each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date.

F3 · derivative.expiration_date: On April 17, 2023, Mr. Esterripa was awarded 9,064 restricted stock units ("RSUs"), each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date.

SEC source: 0001973970-24-000004 · wk-form4_1713559216.xml · nonDerivative · entry 2

Esterripa Juan · CIK 0001973970 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,417

F2 · shares: Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs.

SEC source: 0001973970-24-000004 · wk-form4_1713559216.xml · nonDerivative · entry 1

Esterripa Juan · CIK 0001973970 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

SEC source: 0001973970-24-000002 · wk-form4_1708551666.xml · derivative · entry 2

Esterripa Juan · CIK 0001973970 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,381

Underlying: Class A Common Stock · 13,381 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit (PSUs) is the economic equivalent of one share of Class A Common Stock.

F4 · derivative.exercise_date: PSUs awarded to Mr. Esterripa, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2024 and ending on December 31, 2026, and in general can range from 50% to 150% of the PSUs. The number reported reflects the maximum number of PSUs Mr. Esterripa may earn.

F4 · derivative.expiration_date: PSUs awarded to Mr. Esterripa, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2024 and ending on December 31, 2026, and in general can range from 50% to 150% of the PSUs. The number reported reflects the maximum number of PSUs Mr. Esterripa may earn.

SEC source: 0001973970-24-000002 · wk-form4_1708551666.xml · derivative · entry 1

Esterripa Juan · CIK 0001973970 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,920

Underlying: Class A Common Stock · 8,920 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On February 16, 2024, Mr. Esterripa was awarded 8,920 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date.

F2 · derivative.expiration_date: On February 16, 2024, Mr. Esterripa was awarded 8,920 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date.

SEC source: 0001973970-23-000006 · wf-form4_168255427384978.xml · nonDerivative · entry 1

Esterripa Juan · CIK 0001973970 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

F1 · price: The shares were purchased in multiple transactions on April 26, 2023 at actual purchase prices ranging from $18.2524 to $18.2800 per share. The price reported reflects the weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001973970-23-000004 · wf-form4_168194056299362.xml · derivative · entry 3

Esterripa Juan · CIK 0001973970 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,597

Underlying: Class A Common Stock · 13,597 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance based restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F5 · derivative.exercise_date: Performance-based restricted stock units awarded to Mr. Esterripa under the 2023-2025 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each performance-based restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The actual number of performance-based restricted stock units earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2023 and ending on December 31, 2025, and in general can range from 50% of the performance based restricted stock units to 150% of the performance based restricted stock units. The number of performance based restricted stock units reported reflects the maximum number of performance based restricted stock units Mr. Esterripa may earn at the end of the performance period.

F5 · derivative.expiration_date: Performance-based restricted stock units awarded to Mr. Esterripa under the 2023-2025 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each performance-based restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The actual number of performance-based restricted stock units earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2023 and ending on December 31, 2025, and in general can range from 50% of the performance based restricted stock units to 150% of the performance based restricted stock units. The number of performance based restricted stock units reported reflects the maximum number of performance based restricted stock units Mr. Esterripa may earn at the end of the performance period.

SEC source: 0001973970-23-000004 · wf-form4_168194056299362.xml · derivative · entry 2

Esterripa Juan · CIK 0001973970 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,064

Underlying: Class A Common Stock · 9,064 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F3 · derivative.exercise_date: On April 17, 2023, Mr. Esterripa was awarded 9,064 restricted stock units under the 2023-2025 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date.

F3 · derivative.expiration_date: On April 17, 2023, Mr. Esterripa was awarded 9,064 restricted stock units under the 2023-2025 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date.

SEC source: 0001973970-23-000004 · wf-form4_168194056299362.xml · derivative · entry 1

Esterripa Juan · CIK 0001973970 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,356

Underlying: Class A Common Stock · 20,356 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On April 17, 2023, Mr. Esterripa was awarded 20,356 restricted stock units in connection with a sign-on grant related to Mr. Esterripa's appointment as Senior Executive Vice-President and Head of Commercial Banking. Each restricted stock unit represents the right to receive, following vesting, one share of Class A Common Stock. The restricted stock units will vest in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date.

F2 · derivative.expiration_date: On April 17, 2023, Mr. Esterripa was awarded 20,356 restricted stock units in connection with a sign-on grant related to Mr. Esterripa's appointment as Senior Executive Vice-President and Head of Commercial Banking. Each restricted stock unit represents the right to receive, following vesting, one share of Class A Common Stock. The restricted stock units will vest in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Esterripa remains in the continuous service of the Company or a subsidiary through each such date.