Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 27, 2017 Filed Jun 29, 2017 20:37 UTC |
Ozyurek Saim MertDirector
|
GrantStock Options (right to buy) · Derivative | 2,000 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0001610610-17-000002 · primary_doc.xml · derivative · entry 2 Ozyurek Saim Mert · CIK 0001610610 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2024-06-26 F3 · derivative.exercise_date: The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 27, 2017, or (II) such individual's continuation in Board service through the day immediately preceding the 2018 Annual Shareholders Meeting (the "Vesting Date"). Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 20:37 UTC |
Ozyurek Saim MertDirector
|
GrantCommon Stock, No Par Value | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001610610-17-000002 · primary_doc.xml · nonDerivative · entry 1 Ozyurek Saim Mert · CIK 0001610610 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,130 F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 27, 2017, or (II) such individual's continuation in Board service through the day immediately preceding the 2018 Annual Shareholders Meeting (the "Vesting Date"). F2 · balance_after: Includes 500 shares subject to the reported restricted stock unit award which will vest in full on the Vesting Date. Read SEC document |
| May 19, 2017 Filed May 22, 2017 18:54 UTC |
Tagawa Craig KenjiCOO/CFO
|
SaleCommon Stock | 3,500 | $3.90 | $13,650.35 |
DisclosureSEC source: 0001609957-17-000002 · primary_doc.xml · nonDerivative · entry 3 Tagawa Craig Kenji · CIK 0001609957 · COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,296 Read SEC document |
| May 18, 2017 Filed May 22, 2017 18:54 UTC |
Tagawa Craig KenjiCOO/CFO
|
SaleCommon Stock | 100 | $3.83 | $382.50 |
DisclosureSEC source: 0001609957-17-000002 · primary_doc.xml · nonDerivative · entry 2 Tagawa Craig Kenji · CIK 0001609957 · COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,796 Read SEC document |
| May 18, 2017 Filed May 22, 2017 18:54 UTC |
Tagawa Craig KenjiCOO/CFO
|
SaleCommon Stock | 3,400 | $3.80 | $12,921.70 |
DisclosureSEC source: 0001609957-17-000002 · primary_doc.xml · nonDerivative · entry 1 Tagawa Craig Kenji · CIK 0001609957 · COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,896 Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 00:08 UTC |
Tagawa Craig KenjiCOO/CFO
|
SaleCommon Stock | 800 | $4.32 | $3,459.76 |
DisclosureSEC source: 0000950103-17-003161 · dp74782_4-tagawa.xml · nonDerivative · entry 2 Tagawa Craig Kenji · CIK 0001609957 · COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,496 Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 00:08 UTC |
Tagawa Craig KenjiCOO/CFO
|
SaleCommon Stock | 4,200 | $4.32 | $18,144.00 |
DisclosureSEC source: 0000950103-17-003161 · dp74782_4-tagawa.xml · nonDerivative · entry 1 Tagawa Craig Kenji · CIK 0001609957 · COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,296 Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 23:02 UTC |
Larson DavidDirector
|
Exercise / conversionWarrants (right to purchase) · Derivative | 10,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001610616-17-000002 · primary_doc.xml · derivative · entry 3 Larson David · CIK 0001610616 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2017-10-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The warrants were set to expire on October 22, 2017. The warrants were exercised using a cashless settlement in accordance with the terms of the Issuer's Warrant Agreement. A cashless settlement results in the reporting person holding shares upon exercise of the warrants and obligates them to surrender a portion of the shares received upon exercise of the warrants in order to satisfy the aggregate exercise price obligation. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 23:02 UTC |
Larson DavidDirector
|
Tax withholdingCommon Stock | 5,093 | $4.32 | $22,001.76 |
DisclosureSEC source: 0001610616-17-000002 · primary_doc.xml · nonDerivative · entry 2 Larson David · CIK 0001610616 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,164 F2 · shares: This component of the cashless settlement reflects the shares that the reporting person was obligated to surrender to the Issuer to pay for the aggregate exercise price for the shares acquired on March 31, 2017. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 23:02 UTC |
Larson DavidDirector
|
Exercise / conversionCommon Stock | 10,000 | $2.20 | $22,000.00 |
DisclosureSEC source: 0001610616-17-000002 · primary_doc.xml · nonDerivative · entry 1 Larson David · CIK 0001610616 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The warrants were set to expire on October 22, 2017. The warrants were exercised using a cashless settlement in accordance with the terms of the Issuer's Warrant Agreement. A cashless settlement results in the reporting person holding shares upon exercise of the warrants and obligates them to surrender a portion of the shares received upon exercise of the warrants in order to satisfy the aggregate exercise price obligation. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 22:36 UTC |
Ozyurek Saim MertDirector
|
Exercise / conversionWarrants (right to purchase) · Derivative | 40,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001610610-17-000001 · primary_doc.xml · derivative · entry 3 Ozyurek Saim Mert · CIK 0001610610 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2017-10-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The warrants were set to expire on October 22, 2017. The warrants were exercised using a cashless settlement in accordance with the terms of the Issuer's Warrant Agreement. A cashless settlement results in the reporting person holding shares upon exercise of the warrants and obligates them to surrender a portion of the shares received upon exercise of the warrants in order to satisfy the aggregate exercise price obligation. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 22:36 UTC |
Ozyurek Saim MertDirector
|
Tax withholdingCommon Stock | 20,370 | $4.32 | $87,998.40 |
DisclosureSEC source: 0001610610-17-000001 · primary_doc.xml · nonDerivative · entry 2 Ozyurek Saim Mert · CIK 0001610610 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,630 F2 · shares: This component of the cashless settlement reflects the shares that the reporting person was obligated to surrender to the Issuer to pay for the aggregate exercise price for the shares acquired on March 31, 2017. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 22:36 UTC |
Ozyurek Saim MertDirector
|
Exercise / conversionCommon Stock | 40,000 | $2.20 | $88,000.00 |
DisclosureSEC source: 0001610610-17-000001 · primary_doc.xml · nonDerivative · entry 1 Ozyurek Saim Mert · CIK 0001610610 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The warrants were set to expire on October 22, 2017. The warrants were exercised using a cashless settlement in accordance with the terms of the Issuer's Warrant Agreement. A cashless settlement results in the reporting person holding shares upon exercise of the warrants and obligates them to surrender a portion of the shares received upon exercise of the warrants in order to satisfy the aggregate exercise price obligation. Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 21:11 UTC |
BATES ERNEST ADirector · Chairman and CEO · 10% owner
|
SaleCommon Stock | 5,000 | $4.21 | $21,065.00 |
DisclosureSEC source: 0000950103-17-003049 · dp74615_4-bates.xml · nonDerivative · entry 2 BATES ERNEST A · CIK 0000946042 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645,147 F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $4.20 to $4.25. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 19:45 UTC |
RUFFLE JOHN FDirector · 10% owner
|
Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.81 | $0.00 |
DisclosureSEC source: 0001032011-17-000001 · primary_doc.xml · derivative · entry 4 RUFFLE JOHN F · CIK 0001032011 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,500 Underlying: Common Stock · 2,000 shares Expires 2017-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 19:45 UTC |
RUFFLE JOHN FDirector · 10% owner
|
Exercise / conversionWarrants (right to purchase) · Derivative | 50,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001032011-17-000001 · primary_doc.xml · derivative · entry 3 RUFFLE JOHN F · CIK 0001032011 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2017-10-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 19:45 UTC |
RUFFLE JOHN FDirector · 10% owner
|
Exercise / conversionCommon Stock, No Par Value | 2,000 | $2.81 | $5,620.00 |
DisclosureSEC source: 0001032011-17-000001 · primary_doc.xml · nonDerivative · entry 2 RUFFLE JOHN F · CIK 0001032011 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 19:45 UTC |
RUFFLE JOHN FDirector · 10% owner
|
Exercise / conversionCommon Stock, No Par Value | 50,000 | $2.20 | $110,000.00 |
DisclosureSEC source: 0001032011-17-000001 · primary_doc.xml · nonDerivative · entry 1 RUFFLE JOHN F · CIK 0001032011 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:11 UTC |
BATES ERNEST ADirector · Chairman and CEO · 10% owner
|
SaleCommon Stock | 5,000 | $4.24 | $21,216.50 |
DisclosureSEC source: 0000950103-17-003049 · dp74615_4-bates.xml · nonDerivative · entry 1 BATES ERNEST A · CIK 0000946042 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,147 F1 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $4.20 to $4.35. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| March 27, 2017 Filed Mar 28, 2017 21:56 UTC |
TROTMAN STANLEY S JRDirector
|
GiftCommon Stock | 87,705 | $4.30 | $377,131.50 |
DisclosureSEC source: 0001251638-17-000001 · primary_doc.xml · nonDerivative · entry 1 TROTMAN STANLEY S JR · CIK 0001251638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,406 Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 22:57 UTC |
Bates Ernest RobertVice President
|
GrantCommon Stock | 36,765 | $0.00 | $0.00 |
DisclosureSEC source: 0001610584-17-000001 · primary_doc.xml · nonDerivative · entry 1 Bates Ernest Robert · CIK 0001610584 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,594 F1 · shares: Represents 36,765 performance shares granted to the Reporting Person on January 4, 2017 that will vest upon the Issuer's achievement of pre-determined sales, earnings and related metrics prior to March 31, 2020. F1 · balance_after: Represents 36,765 performance shares granted to the Reporting Person on January 4, 2017 that will vest upon the Issuer's achievement of pre-determined sales, earnings and related metrics prior to March 31, 2020. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 22:55 UTC |
BATES ERNEST ADirector · Chairman and CEO · 10% owner
|
GrantCommon Stock | 66,177 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-17-000233 · dp71778_4-bates.xml · nonDerivative · entry 1 BATES ERNEST A · CIK 0000946042 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 655,147 F1 · shares: Represents 66,177 performance shares granted to the Reporting Person on January 4, 2017, which vest upon the Issuer's achievement of pre-determined sales, earnings and related metrics before March 31, 2020. F1 · balance_after: Represents 66,177 performance shares granted to the Reporting Person on January 4, 2017, which vest upon the Issuer's achievement of pre-determined sales, earnings and related metrics before March 31, 2020. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 22:42 UTC |
Tagawa Craig KenjiCOO/CFO
|
GrantCommon Stock | 58,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001609957-17-000001 · primary_doc.xml · nonDerivative · entry 1 Tagawa Craig Kenji · CIK 0001609957 · COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,496 F1 · shares: Represents 58,824 performance shares granted to the Reporting Person on January 4, 2017 that will vest upon the Issuer's achievement of pre-determined sales, earnings and related metrics prior to March 31, 2020. F1 · balance_after: Represents 58,824 performance shares granted to the Reporting Person on January 4, 2017 that will vest upon the Issuer's achievement of pre-determined sales, earnings and related metrics prior to March 31, 2020. Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 00:04 UTC |
Stachowiak Raymond CDirector · 10% owner
|
GrantCommon Stock, No Par Value | 5,883 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-17-000179 · dp71746_4-stachowiak.xml · nonDerivative · entry 1 Stachowiak Raymond C · CIK 0001609580 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,209 F1 · shares: Deferred restricted stock units vesting equally over four (4) successive quarters from the transaction date, but not issued until termination of the reporting person's service to the issuer. F2 · balance_after: The totals have been corrected from the amounts in the previous Form 4 to correct mathematical errors (including double-counting of 500 shares) in previous filings. The corrections resulted in an increase in total indirect holdings by 1,000 shares and a decrease in total direct holdings by 1,500 shares. Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 00:57 UTC |
Kelly Daniel G JrDirector
|
GrantCommon Stock | 5,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001674807-17-000001 · primary_doc.xml · nonDerivative · entry 1 Kelly Daniel G Jr · CIK 0001674807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,291 F1 · shares: These restricted stock units vest over a series of four (4) successive quarters from issuance but settlement has been deferred until after termination of the reporting person's service. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 18:06 UTC |
Larson DavidDirector
|
GrantCommon Stock | 5,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001610616-17-000001 · primary_doc.xml · nonDerivative · entry 1 Larson David · CIK 0001610616 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,257 F1 · shares: These restricted stock units vest over a series of four (4) successive quarters from issuance but settlement has been deferred until after termination of the reporting person's service. Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 00:21 UTC |
Stachowiak Raymond CDirector · 10% owner
|
Exercise / conversionWarrants (right to purchase) · Derivative | 100,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0000950103-16-017983 · dp70407_4-stachowiak.xml · derivative · entry 5 Stachowiak Raymond C · CIK 0001609580 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RCS Investments Inc. Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2017-10-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 00:21 UTC |
Stachowiak Raymond CDirector · 10% owner
|
GiftCommon Stock, No Par Value | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-16-017983 · dp70407_4-stachowiak.xml · nonDerivative · entry 3 Stachowiak Raymond C · CIK 0001609580 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Stachowiak Equity Fund LLC Disclosed balance after: 600,000 F1 · ownership.nature: Fund is 60% controlled by a trust with the reporting person as sole trustee and beneficiary, and 20% each by two trusts established for the benefit of the reporting person's children, with the spouse of the reporting person as sole trustee of each. Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 00:21 UTC |
Stachowiak Raymond CDirector · 10% owner
|
GiftCommon Stock, No Par Value | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-16-017983 · dp70407_4-stachowiak.xml · nonDerivative · entry 2 Stachowiak Raymond C · CIK 0001609580 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RCS Investments Inc. Disclosed balance after: 55,500 Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 00:21 UTC |
Stachowiak Raymond CDirector · 10% owner
|
Exercise / conversionCommon Stock, No Par Value | 100,000 | $2.20 | $220,000.00 |
DisclosureSEC source: 0000950103-16-017983 · dp70407_4-stachowiak.xml · nonDerivative · entry 1 Stachowiak Raymond C · CIK 0001609580 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By RCS Investments Inc. Disclosed balance after: 255,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2016 Filed Apr 25, 2017 20:18 UTC |
Larson DavidDirector
|
SaleCommon Stock | 500 | $2.22 | $1,111.00 |
DisclosureSEC source: 0001610616-17-000003 · primary_doc.xml · nonDerivative · entry 2 Larson David · CIK 0001610616 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,064 Read SEC document |
| August 27, 2015 Filed Apr 25, 2017 20:18 UTC |
Larson DavidDirector
|
SaleCommon Stock | 8,600 | $2.07 | $17,822.64 |
DisclosureSEC source: 0001610616-17-000003 · primary_doc.xml · nonDerivative · entry 1 Larson David · CIK 0001610616 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,564 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.