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Bates Ernest Robert

Disclosed activity across 1 company

Tapewire entity
128261
SEC CIK
0001610584

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMERICAN SHARED HOSPITAL SERVICESAMS · Entity 8010Sr.VP Sales and Business DevJuly 02, 2020April 06, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMERICAN SHARED HOSPITAL SERVICES

Report date July 02, 2020 · Filed April 06, 2022 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, No Par ValueSEC Table I · non-derivativeDirect25,743 Reported balance Holding disclosure · report date 2020-07-02 · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · Balance 25,743

F1: The form 4 filed on July 7, 2020 inadvertently misstated the number of securities beneficially owned by the Reporting Person following the transaction. The number reported in Column 5 of this Form 4/A represents the amount of securities beneficially owned by the Reporting Person as of July 2, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: The form 4 filed on July 7, 2020 inadvertently misstated the number of securities beneficially owned by the Reporting Person following the transaction. The number reported in Column 5 of this Form 4/A represents the amount of securities beneficially owned by the Reporting Person as of July 2, 2020.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2022 Filed Apr 5, 2022 22:20 UTC AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 GrantCommon Stock, No Par Value 801 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-008342 · rdgdoc.xml · nonDerivative · entry 1

Bates Ernest Robert · CIK 0001610584 · Sr.VP Sales and Business Devel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,544

F1 · shares: These Restricted Stock Units vest after six months from issuance.

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July 02, 2020 Filed Jul 7, 2020 19:52 UTC AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 GrantCommon Stock, No Par Value 10,000 $0.00 $0.00
Disclosure

SEC source: 0000744825-20-000078 · wf-form4_159415152382936.xml · nonDerivative · entry 1

Bates Ernest Robert · CIK 0001610584 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,829

F1 · shares: This represents an award of Restricted Stock Units. Each unit entitles the reporting person to one share of the issuer's Common Stock upon vesting. The units vested in full on the transaction date.

F2 · balance_after: Includes 10,000 shares subject to the reported restricted stock unit award which vested in full on the transaction date.

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January 04, 2017 Filed Jan 6, 2017 22:57 UTC AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 GrantCommon Stock 36,765 $0.00 $0.00
Disclosure

SEC source: 0001610584-17-000001 · primary_doc.xml · nonDerivative · entry 1

Bates Ernest Robert · CIK 0001610584 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,594

F1 · shares: Represents 36,765 performance shares granted to the Reporting Person on January 4, 2017 that will vest upon the Issuer's achievement of pre-determined sales, earnings and related metrics prior to March 31, 2020.

F1 · balance_after: Represents 36,765 performance shares granted to the Reporting Person on January 4, 2017 that will vest upon the Issuer's achievement of pre-determined sales, earnings and related metrics prior to March 31, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.