Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN SHARED HOSPITAL SERVICESAMS · Entity 8010 | Director | June 25, 2021 | June 29, 2021 |
| ARES CAPITAL CORPARCC · Entity 3377 | Director | August 01, 2019 | August 02, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN SHARED HOSPITAL SERVICES
Report date June 25, 2021 · Filed June 29, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, No Par ValueSEC Table I · non-derivative | Direct | 49,664 |
Reported balance
After 2021-06-25 transaction · row 1
1 source rowRow 1 · 2021-06-25 · Grant · Acquired 1,000 · Balance 49,664 F1: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 25, 2021, or (II) such individual's continuation in Board service through the day immediately preceding the 2022 Annual Shareholders Meeting (the "Vesting Date"). |
Filing footnotes · ownership attribution and instrument terms
F1: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 25, 2021, or (II) such individual's continuation in Board service through the day immediately preceding the 2022 Annual Shareholders Meeting (the "Vesting Date").
ARES CAPITAL CORP
Report date August 01, 2019 · Filed August 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,510 |
Reported balance
After 2019-08-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-08-01 · Purchase · Acquired 6,000 · Balance 30,510 F1: Includes 565 shares acquired under the Dividend Reinvestment Plan of Ares Capital Corporation not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 565 shares acquired under the Dividend Reinvestment Plan of Ares Capital Corporation not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 25, 2021 Filed Jun 29, 2021 21:21 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | GrantCommon Stock, No Par Value | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-015956 · rdgdoc.xml · nonDerivative · entry 1 Kelly Daniel G Jr · CIK 0001674807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,664 F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 25, 2021, or (II) such individual's continuation in Board service through the day immediately preceding the 2022 Annual Shareholders Meeting (the "Vesting Date"). Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 18:13 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | GrantCommon Stock, No Par Value | 11,521 | $2.17 | $25,000.57 |
DisclosureSEC source: 0000744825-21-000005 · wf-form4_160995682081346.xml · nonDerivative · entry 1 Kelly Daniel G Jr · CIK 0001674807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,664 F1 · security: These Restricted Stock Units vest over a series of four (4) successive quarters from issuance but settlement has been deferred until after termination of the reporting person's service. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 18:14 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | GrantCOMMON SHARE · Derivative | 2,000 | $1.88 Strike: $1.88 | $3,760.00 |
DisclosureSEC source: 0000744825-20-000072 · wf-form4_159354086612232.xml · derivative · entry 2 Kelly Daniel G Jr · CIK 0001674807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: COMMON SHARE · 2,000 shares Expires 2027-06-25 F3 · derivative.exercise_date: The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 26, 2020, or (II) such individual's continuation in Board service through the day immediately preceding the 2021 Annual Shareholders Meeting (the "Vesting Date"). Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 18:14 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | GrantCommon Stock, No Par Value | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0000744825-20-000072 · wf-form4_159354086612232.xml · nonDerivative · entry 1 Kelly Daniel G Jr · CIK 0001674807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,143 F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 26, 2020, or (II) such individual's continuation in Board service through the day immediately preceding the 2021 Annual Shareholders Meeting (the "Vesting Date"). F2 · balance_after: Includes 500 shares subject to the reported restricted stock unit award which will vest in full on the Vesting Date. Read SEC document |
| January 02, 2020 Filed Mar 12, 2020 21:23 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | GrantCOMMON SHARE | 7,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-003490 · wf-form4_158404821870467.xml · nonDerivative · entry 1 Kelly Daniel G Jr · CIK 0001674807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,643 Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 17:00 UTC | ARES CAPITAL CORP ARCC · Entity 3377 | PurchaseCommon Stock | 6,000 | $18.44 | $110,640.00 |
DisclosureSEC source: 0001104659-19-043750 · a4.xml · nonDerivative · entry 1 Kelly Daniel G Jr · CIK 0001674807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,510 F1 · balance_after: Includes 565 shares acquired under the Dividend Reinvestment Plan of Ares Capital Corporation not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934. Read SEC document |
| June 21, 2019 Filed Aug 2, 2019 23:48 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | GrantStock Options (right to buy) · Derivative | 2,000 | $0.00 Strike: $3.03 | $0.00 |
DisclosureSEC source: 0000950103-19-010411 · dp110039_4-kelly.xml · derivative · entry 2 Kelly Daniel G Jr · CIK 0001674807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2026-06-20 F3 · derivative.exercise_date: The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 21, 2019, or (II) such individual's continuation in Board service through the day immediately preceding the 2020 Annual Shareholders Meeting (the "Vesting Date"). Read SEC document |
| June 21, 2019 Filed Aug 2, 2019 23:48 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | GrantCommon Stock, No Par Value | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-19-010411 · dp110039_4-kelly.xml · nonDerivative · entry 1 Kelly Daniel G Jr · CIK 0001674807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,799 F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 21, 2019, or (II) such individual's continuation in Board service through the day immediately preceding the 2020 Annual Shareholders Meeting (the "Vesting Date"). F2 · balance_after: Includes 500 shares subject to the reported restricted stock unit award which will vest in full on the Vesting Date. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 17:00 UTC | ARES CAPITAL CORP ARCC · Entity 3377 | PurchaseCommon Stock | 4,500 | $18.01 | $81,045.00 |
DisclosureSEC source: 0001104659-19-035087 · a4.xml · nonDerivative · entry 1 Kelly Daniel G Jr · CIK 0001674807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,945 F1 · balance_after: Includes 4,054 shares acquired under the Dividend Reinvestment Plan of Ares Capital Corporation not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934 and 15,391 shares previously reported as indirectly held as Trustee for a revocable trust. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 22:22 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | GrantCommon Stock, No Par Value | 8,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-000702 · tv510437_4.xml · nonDerivative · entry 1 Kelly Daniel G Jr · CIK 0001674807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,299 F1 · shares: These restricted stock units vest over a series of four (4) successive quarters from issuance but settlement has been deferred until after termination of the reporting person's service. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 22:42 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | GrantStock Options (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.68 | $0.00 |
DisclosureSEC source: 0001144204-18-034661 · tv496637_4.xml · derivative · entry 2 Kelly Daniel G Jr · CIK 0001674807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2025-06-13 F3 · derivative.exercise_date: The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 14, 2018, or (II) such individual's continuation in Board service through the day immediately preceding the 2019 Annual Shareholders Meeting (the "Vesting Date"). Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 22:42 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | GrantCommon Stock, No Par Value | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-034661 · tv496637_4.xml · nonDerivative · entry 1 Kelly Daniel G Jr · CIK 0001674807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,135 F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 14, 2018, or (II) such individual's continuation in Board service through the day immediately preceding the 2019 Annual Shareholders Meeting (the "Vesting Date"). F2 · balance_after: Includes 500 shares subject to the reported restricted stock unit award which will vest in full on the Vesting Date. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:27 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | GrantCommon Stock | 7,844 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-000153 · dp84872_4-kelly.xml · nonDerivative · entry 1 Kelly Daniel G Jr · CIK 0001674807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,635 F1 · shares: These restricted stock units vest over a series of four (4) successive quarters from issuance but settlement has been deferred until after termination of the reporting person's service. Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 21:40 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | GrantStock Options (right to buy) · Derivative | 2,000 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0001674807-17-000002 · primary_doc.xml · derivative · entry 2 Kelly Daniel G Jr · CIK 0001674807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2024-06-26 F3 · derivative.exercise_date: The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 27, 2017, or (II) such individual's continuation in Board service through the day immediately preceding the 2018 Annual Shareholders Meeting (the "Vesting Date"). Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 21:40 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | GrantCommon Stock, No Par Value | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001674807-17-000002 · primary_doc.xml · nonDerivative · entry 1 Kelly Daniel G Jr · CIK 0001674807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,791 F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 27, 2017, or (II) such individual's continuation in Board service through the day immediately preceding the 2018 Annual Shareholders Meeting (the "Vesting Date"). F2 · balance_after: Includes 500 shares subject to the reported restricted stock unit award which will vest in full on the Vesting Date. Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 00:57 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | GrantCommon Stock | 5,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001674807-17-000001 · primary_doc.xml · nonDerivative · entry 1 Kelly Daniel G Jr · CIK 0001674807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,291 F1 · shares: These restricted stock units vest over a series of four (4) successive quarters from issuance but settlement has been deferred until after termination of the reporting person's service. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 17:00 UTC | ARES CAPITAL CORP ARCC · Entity 3377 | PurchaseCommon Stock | 7,500 | $15.33 | $114,975.00 |
DisclosureSEC source: 0001104659-16-155584 · a4.xml · nonDerivative · entry 1 Kelly Daniel G Jr · CIK 0001674807 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As Trustee for the Wheeler-Kelly Family 2005 Trust Disclosed balance after: 15,391 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.22 to $15.36, inclusive. The reporting person undertakes to provide to Ares Capital Corporation, any security holder of Ares Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.