Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN SHARED HOSPITAL SERVICESAMS · Entity 8010 | Director | June 14, 2018 | June 18, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN SHARED HOSPITAL SERVICES
Report date June 14, 2018 · Filed June 18, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, No Par ValueSEC Table I · non-derivative | Direct | 544,849 |
Reported balance
After 2018-06-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-06-14 · Grant · Acquired 500 · Balance 544,849 F1: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 14, 2018, or (II) such individual's continuation in Board service through the day immediately preceding the 2019 Annual Shareholders Meeting (the "Vesting Date"). F2: Includes 500 shares subject to the reported restricted stock unit award which will vest in full on the Vesting Date. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.68 · Expires 2025-06-26 | Direct | 2,000 |
Reported balance
After 2018-06-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-06-14 · Grant · Acquired 2,000 · Balance 2,000 F3: The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 14, 2018, or (II) such individual's continuation in Board service through the day immediately preceding the 2019 Annual Shareholders Meeting (the "Vesting Date"). |
Filing footnotes · ownership attribution and instrument terms
F1: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 14, 2018, or (II) such individual's continuation in Board service through the day immediately preceding the 2019 Annual Shareholders Meeting (the "Vesting Date").
F2: Includes 500 shares subject to the reported restricted stock unit award which will vest in full on the Vesting Date.
F3: The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 14, 2018, or (II) such individual's continuation in Board service through the day immediately preceding the 2019 Annual Shareholders Meeting (the "Vesting Date").
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2018 Filed Jun 18, 2018 22:50 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | GrantStock Options (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.68 | $0.00 |
DisclosureSEC source: 0001144204-18-034664 · tv496638_4.xml · derivative · entry 2 RUFFLE JOHN F · CIK 0001032011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2025-06-26 F3 · derivative.exercise_date: The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 14, 2018, or (II) such individual's continuation in Board service through the day immediately preceding the 2019 Annual Shareholders Meeting (the "Vesting Date"). Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 22:50 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | GrantCommon Stock, No Par Value | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-034664 · tv496638_4.xml · nonDerivative · entry 1 RUFFLE JOHN F · CIK 0001032011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,849 F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 14, 2018, or (II) such individual's continuation in Board service through the day immediately preceding the 2019 Annual Shareholders Meeting (the "Vesting Date"). F2 · balance_after: Includes 500 shares subject to the reported restricted stock unit award which will vest in full on the Vesting Date. Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 20:58 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | GrantStock Options (right to buy) · Derivative | 2,000 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0001032011-17-000002 · primary_doc.xml · derivative · entry 2 RUFFLE JOHN F · CIK 0001032011 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2024-06-26 F3 · derivative.exercise_date: The reported stock option will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 27, 2017, or (II) such individual's continuation in Board service through the day immediately preceding the 2018 Annual Shareholders Meeting (the "Vesting Date"). Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 20:58 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | GrantCommon Stock, No Par Value | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001032011-17-000002 · primary_doc.xml · nonDerivative · entry 1 RUFFLE JOHN F · CIK 0001032011 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,349 F1 · shares: This represents an award of restricted stock units. Each unit will entitle the reporting person to one share of the issuer's common stock upon vesting. The units will vest in full upon the earlier of (I) the reporting person's completion of one year of service measured from June 27, 2017, or (II) such individual's continuation in Board service through the day immediately preceding the 2018 Annual Shareholders Meeting (the "Vesting Date"). F2 · balance_after: Includes 500 shares subject to the reported restricted stock unit award which will vest in full upon the Vesting Date. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 19:45 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.81 | $0.00 |
DisclosureSEC source: 0001032011-17-000001 · primary_doc.xml · derivative · entry 4 RUFFLE JOHN F · CIK 0001032011 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,500 Underlying: Common Stock · 2,000 shares Expires 2017-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 19:45 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | Exercise / conversionWarrants (right to purchase) · Derivative | 50,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001032011-17-000001 · primary_doc.xml · derivative · entry 3 RUFFLE JOHN F · CIK 0001032011 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2017-10-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 19:45 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | Exercise / conversionCommon Stock, No Par Value | 2,000 | $2.81 | $5,620.00 |
DisclosureSEC source: 0001032011-17-000001 · primary_doc.xml · nonDerivative · entry 2 RUFFLE JOHN F · CIK 0001032011 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 19:45 UTC | AMERICAN SHARED HOSPITAL SERVICES AMS · Entity 8010 | Exercise / conversionCommon Stock, No Par Value | 50,000 | $2.20 | $110,000.00 |
DisclosureSEC source: 0001032011-17-000001 · primary_doc.xml · nonDerivative · entry 1 RUFFLE JOHN F · CIK 0001032011 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.