Last 12 months
Inside the activity.
0 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 11 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2021 Filed Feb 2, 2021 23:22 UTC |
MOORE COLINEVP & Global CIO
|
GrantEmployee Stock Option (right to buy) · Derivative | 16,110 | $0.00 Strike: $197.87 | $0.00 |
DisclosureSEC source: 0001179110-21-001094 · edgar.xml · derivative · entry 3 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,110 Underlying: Common Stock · 16,110 shares Expires 2031-01-29 F1 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 29, 2021. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 23:22 UTC |
MOORE COLINEVP & Global CIO
|
GrantCommon Stock | 4,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001094 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,165 Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 23:07 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 3,088 | $211.27 | $652,401.76 |
DisclosureSEC source: 0001179110-21-000915 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,855 Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 23:07 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Tax withholdingCommon Stock | 832 | $211.27 | $175,776.64 |
DisclosureSEC source: 0001179110-21-000914 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,928 Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 23:07 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Tax withholdingCommon Stock | 352 | $211.27 | $74,367.04 |
DisclosureSEC source: 0001179110-21-000913 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,656 Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 23:07 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Tax withholdingCommon Stock | 559 | $211.27 | $118,099.93 |
DisclosureSEC source: 0001179110-21-000912 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,789 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting and/or exercise to the reporting person's indirect LLC holdings. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 23:06 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Tax withholdingCommon Stock | 180 | $211.27 | $38,028.60 |
DisclosureSEC source: 0001179110-21-000911 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,852 Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 23:05 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Tax withholdingCommon Stock | 380 | $211.27 | $80,282.60 |
DisclosureSEC source: 0001179110-21-000910 · edgar.xml · nonDerivative · entry 1 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,022 Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 23:05 UTC |
Hutt John R.Sr Vice Pres and Controller
|
Tax withholdingCommon Stock | 41 | $211.27 | $8,662.07 |
DisclosureSEC source: 0001179110-21-000909 · edgar.xml · nonDerivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,937 Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 22:59 UTC |
MOORE COLINEVP & Global CIO
|
Tax withholdingCommon Stock | 400 | $211.27 | $84,508.00 |
DisclosureSEC source: 0001179110-21-000907 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,561 Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 23:00 UTC |
Smyth Gerard P.EVP Technology and CIO
|
Tax withholdingCommon Stock | 45 | $211.27 | $9,507.15 |
DisclosureSEC source: 0001179110-21-000908 · edgar.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,259 Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 21:32 UTC |
Hutt John R.Sr Vice Pres and Controller
|
SaleCommon Stock | 302 | $196.12 | $59,228.84 |
DisclosureSEC source: 0001179110-20-011731 · edgar.xml · nonDerivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,978 Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 21:31 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 27,466 | $0.00 Strike: $128.76 | $0.00 |
DisclosureSEC source: 0001179110-20-011730 · edgar.xml · derivative · entry 5 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,466 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 21:31 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
SaleCommon Stock | 6,974 | $195.30 | $1,362,017.32 |
DisclosureSEC source: 0001179110-20-011730 · edgar.xml · nonDerivative · entry 3 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,008 F1 · price: Reflects the weighted average price of 6,974 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on December 3, 2020 with sale prices ranging from $195.2116 to $195.503 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 21:31 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Tax withholdingCommon Stock | 22,592 | $193.44 | $4,370,196.48 |
DisclosureSEC source: 0001179110-20-011730 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,982 Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 21:31 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Exercise / conversionCommon Stock | 27,466 | $128.76 | $3,536,522.16 |
DisclosureSEC source: 0001179110-20-011730 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 21:47 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $128.76 | $0.00 |
DisclosureSEC source: 0001179110-20-011538 · edgar.xml · derivative · entry 5 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,506 Underlying: Common Stock · 40,000 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 21:47 UTC |
Berman Walter StanleyExecutive VP and CFO
|
SaleCommon Stock | 6,633 | $186.69 | $1,238,316.10 |
DisclosureSEC source: 0001179110-20-011538 · edgar.xml · nonDerivative · entry 3 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,760 F1 · price: Reflects the weighted average price of 6,633 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 30, 2020 with sale prices ranging from $186.6295 to $186.8084 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 21:47 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Tax withholdingCommon Stock | 33,367 | $190.75 | $6,364,755.25 |
DisclosureSEC source: 0001179110-20-011538 · edgar.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,393 Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 21:47 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Exercise / conversionCommon Stock | 40,000 | $128.76 | $5,150,400.00 |
DisclosureSEC source: 0001179110-20-011538 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 21:46 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
SaleCommon Stock | 21,005 | $188.00 | $3,948,940.00 |
DisclosureSEC source: 0001179110-20-011537 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 27,652 Read SEC document |
| November 25, 2020 Filed Dec 1, 2020 20:16 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
SaleCommon Stock | 1,132 | $189.66 | $214,689.46 |
DisclosureSEC source: 0001179110-20-011484 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,032 Read SEC document |
| November 24, 2020 Filed Jan 6, 2021 21:26 UTC |
WALTER W EDWARDDirector
|
GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000323 · edgar.xml · nonDerivative · entry 1 WALTER W EDWARD · CIK 0001194638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 22:40 UTC |
Smyth Gerard P.EVP Technology and CIO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,936 | $0.00 Strike: $107.61 | $0.00 |
DisclosureSEC source: 0001179110-20-011348 · edgar.xml · derivative · entry 4 Smyth Gerard P. · CIK 0001823254 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,936 shares Expires 2024-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 22:40 UTC |
Smyth Gerard P.EVP Technology and CIO
|
Tax withholdingCommon Stock | 2,093 | $183.63 | $384,337.59 |
DisclosureSEC source: 0001179110-20-011348 · edgar.xml · nonDerivative · entry 2 Smyth Gerard P. · CIK 0001823254 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,304 Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 22:40 UTC |
Smyth Gerard P.EVP Technology and CIO
|
Exercise / conversionCommon Stock | 2,936 | $107.61 | $315,942.96 |
DisclosureSEC source: 0001179110-20-011348 · edgar.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 21:00 UTC |
MOORE COLINEVP & Global CIO
|
SaleCommon Stock | 12,322 | $181.86 | $2,240,845.65 |
DisclosureSEC source: 0001179110-20-011102 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,051 F1 · price: Reflects the weighted average price of 12,322 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 11, 2020 with sale prices ranging from $181.7355 to $182.0334 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 23:14 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 186,058 | $0.00 Strike: $128.76 | $0.00 |
DisclosureSEC source: 0001179110-20-011065 · edgar.xml · derivative · entry 7 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 186,058 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Fully vested. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 23:14 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
SaleCommon Stock | 4,016 | $185.45 | $744,747.12 |
DisclosureSEC source: 0001179110-20-011065 · edgar.xml · nonDerivative · entry 5 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,943 F3 · price: Reflects the weighted average price of 4,016 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 9, 2020 with sale prices ranging from $185.40 to $185.50 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 23:14 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
SaleCommon Stock | 18,300 | $184.85 | $3,382,731.21 |
DisclosureSEC source: 0001179110-20-011065 · edgar.xml · nonDerivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,959 F2 · price: Reflects the weighted average price of 18,300 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 9, 2020 with sale prices ranging from $184.40 to $185.30 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 23:14 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
SaleCommon Stock | 30,086 | $183.97 | $5,535,047.78 |
DisclosureSEC source: 0001179110-20-011065 · edgar.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,259 F1 · price: Reflects the weighted average price of 30,086 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 9, 2020 with sale prices ranging from $183.40 to $184.30 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 23:14 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 158,772 | $184.00 | $29,214,048.00 |
DisclosureSEC source: 0001179110-20-011065 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,345 Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 23:14 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 186,058 | $128.76 | $23,956,828.08 |
DisclosureSEC source: 0001179110-20-011065 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 23:14 UTC |
Hutt John R.Sr Vice Pres and Controller
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,092 | $0.00 Strike: $65.31 | $0.00 |
DisclosureSEC source: 0001179110-20-011064 · edgar.xml · derivative · entry 3 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,092 shares Expires 2023-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 23:14 UTC |
Hutt John R.Sr Vice Pres and Controller
|
Tax withholdingCommon Stock | 626 | $169.78 | $106,282.28 |
DisclosureSEC source: 0001179110-20-011064 · edgar.xml · nonDerivative · entry 2 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,280 Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 23:14 UTC |
Hutt John R.Sr Vice Pres and Controller
|
Exercise / conversionCommon Stock | 1,092 | $65.31 | $71,318.52 |
DisclosureSEC source: 0001179110-20-011064 · edgar.xml · nonDerivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 23:13 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 62,955 | $0.00 Strike: $87.79 | $0.00 |
DisclosureSEC source: 0001179110-20-011063 · edgar.xml · derivative · entry 5 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 62,955 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 23:13 UTC |
Berman Walter StanleyExecutive VP and CFO
|
SaleCommon Stock | 15,514 | $182.95 | $2,838,304.92 |
DisclosureSEC source: 0001179110-20-011063 · edgar.xml · nonDerivative · entry 3 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,760 F1 · price: Reflects the weighted average price of 15,514 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 9, 2020 with sale prices ranging from $182.75 to $183.36 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 23:13 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Tax withholdingCommon Stock | 47,441 | $178.82 | $8,483,399.62 |
DisclosureSEC source: 0001179110-20-011063 · edgar.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,274 Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 23:13 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Exercise / conversionCommon Stock | 62,955 | $87.79 | $5,526,819.45 |
DisclosureSEC source: 0001179110-20-011063 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,715 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:18 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
SaleCommon Stock | 3,705 | $173.59 | $643,140.58 |
DisclosureSEC source: 0001179110-20-010862 · edgar.xml · nonDerivative · entry 6 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,059 F4 · price: Reflects the weighted average price of 3,705 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 5, 2020 with sale prices ranging from $173.50 to $173.70 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:18 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
SaleCommon Stock | 25,800 | $172.84 | $4,459,261.68 |
DisclosureSEC source: 0001179110-20-010862 · edgar.xml · nonDerivative · entry 5 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,764 F3 · price: Reflects the weighted average price of 25,800 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 5, 2020 with sale prices ranging from $172.30 to $173.10 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:18 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
SaleCommon Stock | 16,500 | $171.61 | $2,831,637.60 |
DisclosureSEC source: 0001179110-20-010862 · edgar.xml · nonDerivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,564 F2 · price: Reflects the weighted average price of 16,500 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 5, 2020 with sale prices ranging from $171.10 to $172.00 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:18 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 191,808 | $0.00 Strike: $87.79 | $0.00 |
DisclosureSEC source: 0001179110-20-010862 · edgar.xml · derivative · entry 8 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 191,808 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Fully vested. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:18 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
SaleCommon Stock | 28,534 | $171.79 | $4,901,781.67 |
DisclosureSEC source: 0001179110-20-010862 · edgar.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,064 F1 · price: Reflects the weighted average price of 28,534 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 4, 2020 with sale prices ranging from $170.00 to $172.73 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:18 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 145,774 | $172.58 | $25,157,676.92 |
DisclosureSEC source: 0001179110-20-010862 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,598 Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:18 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 191,808 | $87.79 | $16,838,824.32 |
DisclosureSEC source: 0001179110-20-010862 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:38 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 24,853 | $0.00 Strike: $107.61 | $0.00 |
DisclosureSEC source: 0001179110-20-010837 · edgar.xml · derivative · entry 5 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,853 shares Expires 2024-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:38 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
SaleCommon Stock | 10,927 | $167.73 | $1,832,776.97 |
DisclosureSEC source: 0001179110-20-010837 · edgar.xml · nonDerivative · entry 3 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,108 F1 · price: Reflects the weighted average price of 10,927 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 3, 2020 with sale prices ranging from $167.64 to $167.82 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:38 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Tax withholdingCommon Stock | 21,126 | $167.71 | $3,543,041.46 |
DisclosureSEC source: 0001179110-20-010837 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,035 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.