Last 12 months
Inside the activity.
0 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 11 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2021 Filed Feb 3, 2021 22:05 UTC |
MOORE COLINEVP & Global CIO
|
Tax withholdingCommon Stock | 131,940 | $205.09 | $27,059,574.60 |
DisclosureSEC source: 0001179110-21-001230 · edgar.xml · nonDerivative · entry 6 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,843 Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 22:05 UTC |
MOORE COLINEVP & Global CIO
|
Exercise / conversionCommon Stock | 32,641 | $123.37 | $4,026,920.17 |
DisclosureSEC source: 0001179110-21-001230 · edgar.xml · nonDerivative · entry 5 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 22:05 UTC |
MOORE COLINEVP & Global CIO
|
Exercise / conversionCommon Stock | 36,754 | $87.79 | $3,226,633.66 |
DisclosureSEC source: 0001179110-21-001230 · edgar.xml · nonDerivative · entry 4 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 22:05 UTC |
MOORE COLINEVP & Global CIO
|
Exercise / conversionCommon Stock | 54,655 | $128.76 | $7,037,377.80 |
DisclosureSEC source: 0001179110-21-001230 · edgar.xml · nonDerivative · entry 3 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 22:05 UTC |
MOORE COLINEVP & Global CIO
|
Exercise / conversionCommon Stock | 51,958 | $107.61 | $5,591,200.38 |
DisclosureSEC source: 0001179110-21-001230 · edgar.xml · nonDerivative · entry 2 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 22:04 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,728 | $0.00 Strike: $123.37 | $0.00 |
DisclosureSEC source: 0001179110-21-001229 · edgar.xml · derivative · entry 6 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,728 shares Expires 2027-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 22:04 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
SaleCommon Stock | 1,307 | $204.94 | $267,850.05 |
DisclosureSEC source: 0001179110-21-001229 · edgar.xml · nonDerivative · entry 4 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,078 F1 · price: Reflects the weighted average price of 1,307 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 3, 2021 with sale prices ranging from $204.92 to $204.98 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 22:04 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Tax withholdingCommon Stock | 3,421 | $205.09 | $701,612.89 |
DisclosureSEC source: 0001179110-21-001229 · edgar.xml · nonDerivative · entry 3 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,385 Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 22:04 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Exercise / conversionCommon Stock | 4,728 | $123.37 | $583,293.36 |
DisclosureSEC source: 0001179110-21-001229 · edgar.xml · nonDerivative · entry 2 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 22:04 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 58,874 | $0.00 Strike: $128.76 | $0.00 |
DisclosureSEC source: 0001179110-21-001228 · edgar.xml · derivative · entry 6 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 58,874 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 22:04 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
SaleCommon Stock | 12,002 | $203.61 | $2,443,753.62 |
DisclosureSEC source: 0001179110-21-001228 · edgar.xml · nonDerivative · entry 4 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 32,447 F3 · price: Reflects the weighted average price of 12,002 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 3, 2021 with sale prices ranging from $203.1092 to $203.9264 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting and/or exercise to the reporting person's indirect LLC holdings. Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 22:04 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Tax withholdingCommon Stock | 46,872 | $205.09 | $9,612,978.48 |
DisclosureSEC source: 0001179110-21-001228 · edgar.xml · nonDerivative · entry 3 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,926 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting and/or exercise to the reporting person's indirect LLC holdings. Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 22:04 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Exercise / conversionCommon Stock | 58,874 | $128.76 | $7,580,616.24 |
DisclosureSEC source: 0001179110-21-001228 · edgar.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:31 UTC |
WILLIAMS CHRISTOPHER JDirector
|
GrantPhantom Stock (Retainer Deferral) · Derivative | 200.84 | $200.84 | $40,336.71 |
DisclosureSEC source: 0001179110-21-001270 · edgar.xml · derivative · entry 1 WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,870.9931 Underlying: Common Stock · 87.134 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:06 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 5,459 | $200.84 | $1,096,385.56 |
DisclosureSEC source: 0001179110-21-001239 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,790 Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:06 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Tax withholdingCommon Stock | 549 | $200.84 | $110,261.16 |
DisclosureSEC source: 0001179110-21-001238 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,950 Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:06 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Tax withholdingCommon Stock | 1,765 | $200.84 | $354,482.60 |
DisclosureSEC source: 0001179110-21-001237 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,888 Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:06 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Tax withholdingCommon Stock | 511 | $200.84 | $102,629.24 |
DisclosureSEC source: 0001179110-21-001234 · edgar.xml · nonDerivative · entry 1 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,620 Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:05 UTC |
Hutt John R.Sr Vice Pres and Controller
|
Tax withholdingCommon Stock | 73 | $200.84 | $14,661.32 |
DisclosureSEC source: 0001179110-21-001233 · edgar.xml · nonDerivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,336 Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:05 UTC |
Smyth Gerard P.EVP Technology and CIO
|
Tax withholdingCommon Stock | 75 | $200.84 | $15,063.00 |
DisclosureSEC source: 0001179110-21-001232 · edgar.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,387 Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:05 UTC |
MOORE COLINEVP & Global CIO
|
Tax withholdingCommon Stock | 986 | $200.84 | $198,028.24 |
DisclosureSEC source: 0001179110-21-001230 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,775 Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:04 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Tax withholdingCommon Stock | 310 | $200.84 | $62,260.40 |
DisclosureSEC source: 0001179110-21-001229 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,078 Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:04 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Tax withholdingCommon Stock | 1,155 | $200.84 | $231,970.20 |
DisclosureSEC source: 0001179110-21-001228 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,926 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting and/or exercise to the reporting person's indirect LLC holdings. Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 23:24 UTC |
Smyth Gerard P.EVP Technology and CIO
|
Tax withholdingCommon Stock | 80 | $197.87 | $15,829.60 |
DisclosureSEC source: 0001179110-21-001104 · edgar.xml · nonDerivative · entry 4 Smyth Gerard P. · CIK 0001823254 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,462 Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 23:24 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Tax withholdingCommon Stock | 588 | $197.87 | $116,347.56 |
DisclosureSEC source: 0001179110-21-001103 · edgar.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,899 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting and/or exercise to the reporting person's indirect LLC holdings. Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 23:23 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 3,339 | $197.87 | $660,687.93 |
DisclosureSEC source: 0001179110-21-001102 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,249 Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 23:23 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Tax withholdingCommon Stock | 391 | $197.87 | $77,367.17 |
DisclosureSEC source: 0001179110-21-001099 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,499 Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 23:23 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Tax withholdingCommon Stock | 905 | $197.87 | $179,072.35 |
DisclosureSEC source: 0001179110-21-001101 · edgar.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,653 Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 23:23 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Tax withholdingCommon Stock | 217 | $197.87 | $42,937.79 |
DisclosureSEC source: 0001179110-21-001098 · edgar.xml · nonDerivative · entry 2 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,388 Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 23:22 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Tax withholdingCommon Stock | 352 | $197.87 | $69,650.24 |
DisclosureSEC source: 0001179110-21-001097 · edgar.xml · nonDerivative · entry 2 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,131 Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 23:22 UTC |
Hutt John R.Sr Vice Pres and Controller
|
Tax withholdingCommon Stock | 64 | $197.87 | $12,663.68 |
DisclosureSEC source: 0001179110-21-001096 · edgar.xml · nonDerivative · entry 2 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,409 Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 23:22 UTC |
MOORE COLINEVP & Global CIO
|
Tax withholdingCommon Stock | 404 | $197.87 | $79,939.48 |
DisclosureSEC source: 0001179110-21-001094 · edgar.xml · nonDerivative · entry 2 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,761 Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 23:24 UTC |
Smyth Gerard P.EVP Technology and CIO
|
GrantEmployee Stock Option (right to buy) · Derivative | 2,578 | $0.00 Strike: $197.87 | $0.00 |
DisclosureSEC source: 0001179110-21-001104 · edgar.xml · derivative · entry 7 Smyth Gerard P. · CIK 0001823254 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,578 Underlying: Common Stock · 2,578 shares Expires 2031-01-29 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 29, 2021. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 23:24 UTC |
Smyth Gerard P.EVP Technology and CIO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,923 | $0.00 Strike: $87.79 | $0.00 |
DisclosureSEC source: 0001179110-21-001104 · edgar.xml · derivative · entry 6 Smyth Gerard P. · CIK 0001823254 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,923 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 23:24 UTC |
Smyth Gerard P.EVP Technology and CIO
|
GrantCommon Stock | 742 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001104 · edgar.xml · nonDerivative · entry 3 Smyth Gerard P. · CIK 0001823254 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,542 Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 23:24 UTC |
Smyth Gerard P.EVP Technology and CIO
|
Tax withholdingCommon Stock | 2,382 | $206.66 | $492,264.12 |
DisclosureSEC source: 0001179110-21-001104 · edgar.xml · nonDerivative · entry 2 Smyth Gerard P. · CIK 0001823254 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,800 Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 23:24 UTC |
Smyth Gerard P.EVP Technology and CIO
|
Exercise / conversionCommon Stock | 3,923 | $87.79 | $344,400.17 |
DisclosureSEC source: 0001179110-21-001104 · edgar.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 23:24 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
GrantEmployee Stock Option (right to buy) · Derivative | 18,276 | $0.00 Strike: $197.87 | $0.00 |
DisclosureSEC source: 0001179110-21-001103 · edgar.xml · derivative · entry 5 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,276 Underlying: Common Stock · 18,276 shares Expires 2031-01-29 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 29, 2021. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 23:24 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
GrantCommon Stock | 5,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001103 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,014 Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 23:23 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
GrantEmployee Stock Option (right to buy) · Derivative | 52,415 | $0.00 Strike: $197.87 | $0.00 |
DisclosureSEC source: 0001179110-21-001102 · edgar.xml · derivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,415 Underlying: Common Stock · 52,415 shares Expires 2031-01-29 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 29, 2021. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 23:23 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
GrantCommon Stock | 17,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001102 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,588 Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 23:23 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
GrantEmployee Stock Option (right to buy) · Derivative | 11,324 | $0.00 Strike: $197.87 | $0.00 |
DisclosureSEC source: 0001179110-21-001099 · edgar.xml · derivative · entry 4 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,324 Underlying: Common Stock · 11,324 shares Expires 2031-01-29 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 29, 2021. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 23:23 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
GrantCommon Stock | 3,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001099 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,890 Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 23:23 UTC |
Berman Walter StanleyExecutive VP and CFO
|
GrantEmployee Stock Option (right to buy) · Derivative | 23,206 | $0.00 Strike: $197.87 | $0.00 |
DisclosureSEC source: 0001179110-21-001101 · edgar.xml · derivative · entry 4 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,206 Underlying: Common Stock · 23,206 shares Expires 2031-01-29 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 29, 2021. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 23:23 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
GrantEmployee Stock Option (right to buy) · Derivative | 6,126 | $0.00 Strike: $197.87 | $0.00 |
DisclosureSEC source: 0001179110-21-001098 · edgar.xml · derivative · entry 4 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,126 Underlying: Common Stock · 6,126 shares Expires 2031-01-29 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 29, 2021. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 23:23 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
GrantCommon Stock | 1,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001098 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,605 Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 23:22 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 8,560 | $0.00 Strike: $197.87 | $0.00 |
DisclosureSEC source: 0001179110-21-001097 · edgar.xml · derivative · entry 4 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,560 Underlying: Common Stock · 8,560 shares Expires 2031-01-29 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 29, 2021. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 23:22 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
GrantCommon Stock | 2,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001097 · edgar.xml · nonDerivative · entry 1 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,483 Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 23:22 UTC |
Hutt John R.Sr Vice Pres and Controller
|
GrantEmployee Stock Option (right to buy) · Derivative | 1,094 | $0.00 Strike: $197.87 | $0.00 |
DisclosureSEC source: 0001179110-21-001096 · edgar.xml · derivative · entry 3 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,094 Underlying: Common Stock · 1,094 shares Expires 2031-01-29 F1 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 29, 2021. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 23:22 UTC |
Hutt John R.Sr Vice Pres and Controller
|
GrantCommon Stock | 536 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001096 · edgar.xml · nonDerivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,473 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.