Last 12 months
Inside the activity.
0 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 11 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 16, 2021 Filed Dec 20, 2021 21:37 UTC |
Hutt John R.Sr Vice Pres and Controller
|
Tax withholdingCommon Stock | 1,067 | $302.80 | $323,087.60 |
DisclosureSEC source: 0001179110-21-011146 · edgar.xml · nonDerivative · entry 2 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,590 Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 21:37 UTC |
Hutt John R.Sr Vice Pres and Controller
|
Exercise / conversionCommon Stock | 1,735 | $128.76 | $223,398.60 |
DisclosureSEC source: 0001179110-21-011146 · edgar.xml · nonDerivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2021 Filed Dec 16, 2021 22:09 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
GiftCommon Stock | 15,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-011055 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 15,399 F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 21:27 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
SaleCommon Stock | 1,500 | $308.03 | $462,039.45 |
DisclosureSEC source: 0001179110-21-010036 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,157 F1 · price: Reflects the weighted average price of 1,500 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 8, 2021 with sale prices ranging from $307.871 to $308.065 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 20:29 UTC |
Hutt John R.Sr Vice Pres and Controller
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,476 | $0.00 Strike: $107.61 | $0.00 |
DisclosureSEC source: 0001179110-21-009827 · edgar.xml · derivative · entry 3 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,476 shares Expires 2024-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 20:29 UTC |
Hutt John R.Sr Vice Pres and Controller
|
Tax withholdingCommon Stock | 813 | $305.71 | $248,542.23 |
DisclosureSEC source: 0001179110-21-009827 · edgar.xml · nonDerivative · entry 2 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,922 Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 20:29 UTC |
Hutt John R.Sr Vice Pres and Controller
|
Exercise / conversionCommon Stock | 1,476 | $107.61 | $158,832.36 |
DisclosureSEC source: 0001179110-21-009827 · edgar.xml · nonDerivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 20:38 UTC |
WILLIAMS CHRISTOPHER JDirector
|
GrantPhantom Stock (Retainer Deferral) · Derivative | 57.9221 | $302.13 | $17,500.00 |
DisclosureSEC source: 0001179110-21-009775 · edgar.xml · derivative · entry 1 WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,089.7048 Underlying: Common Stock · 57.9221 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 20:38 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 108,334 | $0.00 Strike: $123.37 | $0.00 |
DisclosureSEC source: 0001179110-21-009774 · edgar.xml · derivative · entry 6 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 108,334 shares Expires 2027-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 20:38 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
SaleCommon Stock | 14,531 | $302.83 | $4,400,424.18 |
DisclosureSEC source: 0001179110-21-009774 · edgar.xml · nonDerivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,880 F2 · price: Reflects the weighted average price of 14,531 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on October 29, 2021 with sale prices ranging from $302.8146 to $302.8594 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 20:38 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
SaleCommon Stock | 16,101 | $304.43 | $4,901,696.66 |
DisclosureSEC source: 0001179110-21-009774 · edgar.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,411 F1 · price: Reflects the weighted average price of 16,101 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on October 29, 2021 with sale prices ranging from $304.0879 to $304.6566 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 20:38 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 77,702 | $305.30 | $23,722,420.60 |
DisclosureSEC source: 0001179110-21-009774 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,512 Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 20:38 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 108,334 | $123.37 | $13,365,165.58 |
DisclosureSEC source: 0001179110-21-009774 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 20:15 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 37,723 | $0.00 Strike: $123.37 | $0.00 |
DisclosureSEC source: 0001179110-21-009734 · edgar.xml · derivative · entry 7 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,723 shares Expires 2027-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 20:15 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,506 | $0.00 Strike: $128.76 | $0.00 |
DisclosureSEC source: 0001179110-21-009734 · edgar.xml · derivative · entry 6 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,506 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 20:15 UTC |
Berman Walter StanleyExecutive VP and CFO
|
SaleCommon Stock | 15,986 | $302.37 | $4,833,688.42 |
DisclosureSEC source: 0001179110-21-009734 · edgar.xml · nonDerivative · entry 4 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,343 F1 · price: Reflects the weighted average price of 15,986 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on October 28, 2021 with sale prices ranging from $302.04 to $302.59 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 20:15 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Tax withholdingCommon Stock | 42,243 | $302.46 | $12,776,817.78 |
DisclosureSEC source: 0001179110-21-009734 · edgar.xml · nonDerivative · entry 3 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,329 Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 20:15 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Exercise / conversionCommon Stock | 37,723 | $123.37 | $4,653,886.51 |
DisclosureSEC source: 0001179110-21-009734 · edgar.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,572 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 20:15 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Exercise / conversionCommon Stock | 20,506 | $128.76 | $2,640,352.56 |
DisclosureSEC source: 0001179110-21-009734 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2021 Filed Sep 24, 2021 21:21 UTC |
GREENBERG LON RDirector
|
GiftCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-008930 · edgar.xml · nonDerivative · entry 1 GREENBERG LON R · CIK 0001234234 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc. Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 22:47 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 53,129 | $0.00 Strike: $87.79 | $0.00 |
DisclosureSEC source: 0001179110-21-008484 · edgar.xml · derivative · entry 6 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 53,129 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Fully vested. Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 22:47 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
SaleCommon Stock | 19,522 | $271.39 | $5,298,108.77 |
DisclosureSEC source: 0001179110-21-008484 · edgar.xml · nonDerivative · entry 4 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 30,949 F3 · price: Reflects the weighted average price of 19,522 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 26, 2021 with sale prices ranging from $271.13 to $271.575 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 22:47 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Tax withholdingCommon Stock | 33,607 | $271.80 | $9,134,382.60 |
DisclosureSEC source: 0001179110-21-008484 · edgar.xml · nonDerivative · entry 3 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,926 F2 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 22:47 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Exercise / conversionCommon Stock | 53,129 | $87.79 | $4,664,194.91 |
DisclosureSEC source: 0001179110-21-008484 · edgar.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2021 Filed Aug 30, 2021 22:47 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
GiftCommon Stock | 4,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-008484 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 30,949 F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:25 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 26,711 | $0.00 Strike: $87.79 | $0.00 |
DisclosureSEC source: 0001179110-21-008120 · edgar.xml · derivative · entry 5 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,711 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:25 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
SaleCommon Stock | 11,210 | $265.52 | $2,976,502.74 |
DisclosureSEC source: 0001179110-21-008120 · edgar.xml · nonDerivative · entry 3 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,729 F1 · price: Reflects the weighted average price of 11,210 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 9, 2021 with sale prices ranging from $265.4525 to $265.687 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:25 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Tax withholdingCommon Stock | 17,801 | $265.91 | $4,733,463.91 |
DisclosureSEC source: 0001179110-21-008120 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,939 Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:25 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Exercise / conversionCommon Stock | 26,711 | $87.79 | $2,344,958.69 |
DisclosureSEC source: 0001179110-21-008120 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2021 Filed Aug 11, 2021 20:30 UTC |
MOORE COLINEVP & Global CIO
|
GiftCommon Stock | 777 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-008122 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,349 F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc. Read SEC document |
| July 29, 2021 Filed Aug 2, 2021 20:51 UTC |
WILLIAMS CHRISTOPHER JDirector
|
GrantPhantom Stock (Retainer Deferral) · Derivative | 67.5128 | $259.21 | $17,499.99 |
DisclosureSEC source: 0001179110-21-007821 · edgar.xml · derivative · entry 1 WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,023.044 Underlying: Common Stock · 67.5128 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 20:07 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Exercise / conversionPhantom Stock · Derivative | 554.1847 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-007426 · edgar.xml · derivative · entry 4 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,248.16 Underlying: Common Stock · 554.1847 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 20:07 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Tax withholdingCommon Stock | 252.1847 | $250.92 | $63,278.18 |
DisclosureSEC source: 0001179110-21-007426 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,029 Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 20:07 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Exercise / conversionCommon Stock | 554.1847 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-007426 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,281.1847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 20:06 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Exercise / conversionPhantom Stock · Derivative | 942.1815 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-007425 · edgar.xml · derivative · entry 5 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,099.7923 Underlying: Common Stock · 942.1815 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F4 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F4 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 20:06 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Tax withholdingCommon Stock | 400.1815 | $250.92 | $100,413.54 |
DisclosureSEC source: 0001179110-21-007425 · edgar.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,926 F2 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 20:06 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Exercise / conversionCommon Stock | 942.1815 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-007425 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,868.1815 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 20:05 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Exercise / conversionPhantom Stock · Derivative | 534.591 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-007424 · edgar.xml · derivative · entry 4 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 998.9014 Underlying: Common Stock · 534.591 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 20:05 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Tax withholdingCommon Stock | 231.591 | $250.92 | $58,110.81 |
DisclosureSEC source: 0001179110-21-007424 · edgar.xml · nonDerivative · entry 2 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,619 Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 20:05 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Exercise / conversionCommon Stock | 534.591 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-007424 · edgar.xml · nonDerivative · entry 1 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,850.591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| April 29, 2021 Filed Apr 30, 2021 22:00 UTC |
WILLIAMS CHRISTOPHER JDirector
|
GrantPhantom Stock (Retainer Deferral) · Derivative | 67.0909 | $260.84 | $17,499.99 |
DisclosureSEC source: 0001179110-21-004729 · edgar.xml · derivative · entry 2 WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,946.8791 Underlying: Common Stock · 67.0909 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. F3 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. Read SEC document |
| April 29, 2021 Filed May 3, 2021 21:22 UTC |
Smyth Gerard P.EVP Technology and CIO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,582 | $0.00 Strike: $128.76 | $0.00 |
DisclosureSEC source: 0001179110-21-004800 · edgar.xml · derivative · entry 5 Smyth Gerard P. · CIK 0001823254 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,582 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| April 29, 2021 Filed May 3, 2021 21:22 UTC |
Smyth Gerard P.EVP Technology and CIO
|
SaleCommon Stock | 970 | $259.64 | $251,853.23 |
DisclosureSEC source: 0001179110-21-004800 · edgar.xml · nonDerivative · entry 3 Smyth Gerard P. · CIK 0001823254 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,387 Read SEC document |
| April 29, 2021 Filed May 3, 2021 21:22 UTC |
Smyth Gerard P.EVP Technology and CIO
|
Tax withholdingCommon Stock | 2,612 | $256.62 | $670,291.44 |
DisclosureSEC source: 0001179110-21-004800 · edgar.xml · nonDerivative · entry 2 Smyth Gerard P. · CIK 0001823254 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,357 Read SEC document |
| April 29, 2021 Filed May 3, 2021 21:22 UTC |
Smyth Gerard P.EVP Technology and CIO
|
Exercise / conversionCommon Stock | 3,582 | $128.76 | $461,218.32 |
DisclosureSEC source: 0001179110-21-004800 · edgar.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2021 Filed May 3, 2021 21:22 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 22,809 | $0.00 Strike: $128.76 | $0.00 |
DisclosureSEC source: 0001179110-21-004799 · edgar.xml · derivative · entry 6 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,809 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| April 29, 2021 Filed May 3, 2021 21:22 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
SaleCommon Stock | 6,263 | $260.00 | $1,628,380.00 |
DisclosureSEC source: 0001179110-21-004799 · edgar.xml · nonDerivative · entry 4 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,316 Read SEC document |
| April 29, 2021 Filed May 3, 2021 21:22 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
SaleCommon Stock | 7,693 | $257.76 | $1,982,919.99 |
DisclosureSEC source: 0001179110-21-004799 · edgar.xml · nonDerivative · entry 3 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,579 F1 · price: Reflects the weighted average price of 7,693 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on April 29, 2021 with sale prices ranging from $257.531 to $257.8484 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 29, 2021 Filed May 3, 2021 21:22 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Tax withholdingCommon Stock | 16,546 | $260.00 | $4,301,960.00 |
DisclosureSEC source: 0001179110-21-004799 · edgar.xml · nonDerivative · entry 2 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,272 Read SEC document |
| April 29, 2021 Filed May 3, 2021 21:22 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Exercise / conversionCommon Stock | 22,809 | $128.76 | $2,936,886.84 |
DisclosureSEC source: 0001179110-21-004799 · edgar.xml · nonDerivative · entry 1 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.