Last 12 months
Inside the activity.
0 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 11 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 02, 2022 Filed Feb 4, 2022 21:24 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
GrantCommon Stock | 14,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-000865 · edgar.xml · nonDerivative · entry 1 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,655 Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 21:24 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Tax withholdingCommon Stock | 11,341 | $313.21 | $3,552,114.61 |
DisclosureSEC source: 0001179110-22-000864 · edgar.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,491 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting and/or exercise to the reporting person's indirect LLC holdings. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 21:24 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
GrantCommon Stock | 25,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-000864 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,847 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting and/or exercise to the reporting person's indirect LLC holdings. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 22:01 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Tax withholdingCommon Stock | 1,841 | $308.10 | $567,212.10 |
DisclosureSEC source: 0001179110-22-000849 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,700 Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 22:01 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 5,458 | $308.10 | $1,681,609.80 |
DisclosureSEC source: 0001179110-22-000850 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,347 Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 22:00 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Tax withholdingCommon Stock | 739 | $308.10 | $227,685.90 |
DisclosureSEC source: 0001179110-22-000848 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,192 Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 22:00 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Tax withholdingCommon Stock | 1,259 | $308.10 | $387,897.90 |
DisclosureSEC source: 0001179110-22-000847 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,491 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting and/or exercise to the reporting person's indirect LLC holdings. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:59 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Tax withholdingCommon Stock | 286 | $308.10 | $88,116.60 |
DisclosureSEC source: 0001179110-22-000845 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,409 Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:59 UTC |
Hutt John R.Sr Vice Pres and Controller
|
Tax withholdingCommon Stock | 62 | $308.10 | $19,102.20 |
DisclosureSEC source: 0001179110-22-000843 · edgar.xml · nonDerivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,088 Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:59 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Tax withholdingCommon Stock | 563 | $308.10 | $173,460.30 |
DisclosureSEC source: 0001179110-22-000844 · edgar.xml · nonDerivative · entry 1 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,428 Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:59 UTC |
Smyth Gerard P.EVP Technology and CIO
|
Tax withholdingCommon Stock | 75 | $308.10 | $23,107.50 |
DisclosureSEC source: 0001179110-22-000842 · edgar.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,067 Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 23:37 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Tax withholdingCommon Stock | 202 | $304.31 | $61,470.62 |
DisclosureSEC source: 0001179110-22-000685 · edgar.xml · nonDerivative · entry 3 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,695 Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 23:37 UTC |
MOORE COLINEVP & Global CIO
|
Tax withholdingCommon Stock | 455 | $304.31 | $138,461.05 |
DisclosureSEC source: 0001179110-22-000686 · edgar.xml · nonDerivative · entry 2 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,517 Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 23:37 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 3,338 | $304.31 | $1,015,786.78 |
DisclosureSEC source: 0001179110-22-000684 · edgar.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,805 Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 23:37 UTC |
Smyth Gerard P.EVP Technology and CIO
|
Tax withholdingCommon Stock | 80 | $304.31 | $24,344.80 |
DisclosureSEC source: 0001179110-22-000683 · edgar.xml · nonDerivative · entry 3 Smyth Gerard P. · CIK 0001823254 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,142 Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 23:36 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Tax withholdingCommon Stock | 652 | $304.31 | $198,410.12 |
DisclosureSEC source: 0001179110-22-000682 · edgar.xml · nonDerivative · entry 3 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,466 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting and/or exercise to the reporting person's indirect LLC holdings. Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 23:36 UTC |
Hutt John R.Sr Vice Pres and Controller
|
Tax withholdingCommon Stock | 64 | $304.31 | $19,475.84 |
DisclosureSEC source: 0001179110-22-000681 · edgar.xml · nonDerivative · entry 3 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,150 Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 23:36 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Tax withholdingCommon Stock | 1,130 | $304.31 | $343,870.30 |
DisclosureSEC source: 0001179110-22-000679 · edgar.xml · nonDerivative · entry 3 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,541 Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 23:36 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Tax withholdingCommon Stock | 434 | $304.31 | $132,070.54 |
DisclosureSEC source: 0001179110-22-000680 · edgar.xml · nonDerivative · entry 3 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,931 Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 23:36 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Tax withholdingCommon Stock | 352 | $304.31 | $107,117.12 |
DisclosureSEC source: 0001179110-22-000678 · edgar.xml · nonDerivative · entry 2 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,991 Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 21:05 UTC |
WILLIAMS CHRISTOPHER JDirector
|
GrantPhantom Stock (Retainer Deferral) · Derivative | 127.3373 | $304.31 | $38,750.01 |
DisclosureSEC source: 0001179110-22-000708 · edgar.xml · derivative · entry 1 WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,224.9251 Underlying: Common Stock · 127.3373 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. Read SEC document |
| January 29, 2022 Filed Feb 1, 2022 23:37 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Tax withholdingCommon Stock | 165 | $298.09 | $49,184.85 |
DisclosureSEC source: 0001179110-22-000685 · edgar.xml · nonDerivative · entry 2 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,897 Read SEC document |
| January 29, 2022 Filed Feb 1, 2022 23:37 UTC |
MOORE COLINEVP & Global CIO
|
Tax withholdingCommon Stock | 377 | $298.09 | $112,379.93 |
DisclosureSEC source: 0001179110-22-000686 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,972 Read SEC document |
| January 29, 2022 Filed Feb 1, 2022 23:37 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 2,384 | $298.09 | $710,646.56 |
DisclosureSEC source: 0001179110-22-000684 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,143 Read SEC document |
| January 29, 2022 Filed Feb 1, 2022 23:37 UTC |
Smyth Gerard P.EVP Technology and CIO
|
Tax withholdingCommon Stock | 70 | $298.09 | $20,866.30 |
DisclosureSEC source: 0001179110-22-000683 · edgar.xml · nonDerivative · entry 2 Smyth Gerard P. · CIK 0001823254 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,222 Read SEC document |
| January 29, 2022 Filed Feb 1, 2022 23:36 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Tax withholdingCommon Stock | 471 | $298.09 | $140,400.39 |
DisclosureSEC source: 0001179110-22-000682 · edgar.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,581 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting and/or exercise to the reporting person's indirect LLC holdings. Read SEC document |
| January 29, 2022 Filed Feb 1, 2022 23:36 UTC |
Hutt John R.Sr Vice Pres and Controller
|
Tax withholdingCommon Stock | 64 | $298.09 | $19,077.76 |
DisclosureSEC source: 0001179110-22-000681 · edgar.xml · nonDerivative · entry 2 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,214 Read SEC document |
| January 29, 2022 Filed Feb 1, 2022 23:36 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Tax withholdingCommon Stock | 747 | $298.09 | $222,673.23 |
DisclosureSEC source: 0001179110-22-000679 · edgar.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,671 Read SEC document |
| January 29, 2022 Filed Feb 1, 2022 23:36 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Tax withholdingCommon Stock | 356 | $298.09 | $106,120.04 |
DisclosureSEC source: 0001179110-22-000680 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,365 Read SEC document |
| January 29, 2022 Filed Feb 1, 2022 23:36 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Tax withholdingCommon Stock | 276 | $298.09 | $82,272.84 |
DisclosureSEC source: 0001179110-22-000678 · edgar.xml · nonDerivative · entry 1 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,343 Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 23:37 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
GrantEmployee Stock Option (right to buy) · Derivative | 2,857 | $0.00 Strike: $298.09 | $0.00 |
DisclosureSEC source: 0001179110-22-000685 · edgar.xml · derivative · entry 5 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,857 Underlying: Common Stock · 2,857 shares Expires 2032-01-29 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 28, 2022. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 23:37 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
GrantCommon Stock | 905 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-000685 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,062 Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 23:37 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
GrantEmployee Stock Option (right to buy) · Derivative | 33,919 | $0.00 Strike: $298.09 | $0.00 |
DisclosureSEC source: 0001179110-22-000684 · edgar.xml · derivative · entry 5 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,919 Underlying: Common Stock · 33,919 shares Expires 2032-01-29 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 28, 2022. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 23:37 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
GrantCommon Stock | 12,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-000684 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,527 Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 23:37 UTC |
Smyth Gerard P.EVP Technology and CIO
|
GrantEmployee Stock Option (right to buy) · Derivative | 2,857 | $0.00 Strike: $298.09 | $0.00 |
DisclosureSEC source: 0001179110-22-000683 · edgar.xml · derivative · entry 4 Smyth Gerard P. · CIK 0001823254 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,857 Underlying: Common Stock · 2,857 shares Expires 2032-01-29 F1 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 28, 2022. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 23:37 UTC |
Smyth Gerard P.EVP Technology and CIO
|
GrantCommon Stock | 905 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-000683 · edgar.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,292 Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 23:36 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
GrantEmployee Stock Option (right to buy) · Derivative | 10,716 | $0.00 Strike: $298.09 | $0.00 |
DisclosureSEC source: 0001179110-22-000682 · edgar.xml · derivative · entry 6 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,716 Underlying: Common Stock · 10,716 shares Expires 2032-01-29 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 28, 2022. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 23:36 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
GrantCommon Stock | 3,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-000682 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,322 Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 23:36 UTC |
Hutt John R.Sr Vice Pres and Controller
|
GrantEmployee Stock Option (right to buy) · Derivative | 659 | $0.00 Strike: $298.09 | $0.00 |
DisclosureSEC source: 0001179110-22-000681 · edgar.xml · derivative · entry 4 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 659 Underlying: Common Stock · 659 shares Expires 2032-01-29 F1 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 28, 2022. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 23:36 UTC |
Hutt John R.Sr Vice Pres and Controller
|
GrantCommon Stock | 356 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-000681 · edgar.xml · nonDerivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,278 Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 23:36 UTC |
Berman Walter StanleyExecutive VP and CFO
|
GrantEmployee Stock Option (right to buy) · Derivative | 12,859 | $0.00 Strike: $298.09 | $0.00 |
DisclosureSEC source: 0001179110-22-000679 · edgar.xml · derivative · entry 5 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,859 Underlying: Common Stock · 12,859 shares Expires 2032-01-29 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 28, 2022. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 23:36 UTC |
Berman Walter StanleyExecutive VP and CFO
|
GrantCommon Stock | 4,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-000679 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,418 Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 23:36 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
GrantEmployee Stock Option (right to buy) · Derivative | 6,286 | $0.00 Strike: $298.09 | $0.00 |
DisclosureSEC source: 0001179110-22-000680 · edgar.xml · derivative · entry 5 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,286 Underlying: Common Stock · 6,286 shares Expires 2032-01-29 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 28, 2022. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 23:36 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
GrantCommon Stock | 1,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-000680 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,721 Read SEC document |
| December 27, 2021 Filed Dec 29, 2021 21:11 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 86,266 | $0.00 Strike: $126.89 | $0.00 |
DisclosureSEC source: 0001179110-21-011257 · edgar.xml · derivative · entry 5 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,135 Underlying: Common Stock · 86,266 shares Expires 2029-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 1, 2019. Read SEC document |
| December 27, 2021 Filed Dec 29, 2021 21:11 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
SaleCommon Stock | 23,990 | $306.35 | $7,349,374.88 |
DisclosureSEC source: 0001179110-21-011257 · edgar.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,880 F1 · price: Reflects the weighted average price of 23,990 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on December 27, 2021 with sale prices ranging from $305.8800 to $306.7233 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 27, 2021 Filed Dec 29, 2021 21:11 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 62,276 | $306.57 | $19,091,953.32 |
DisclosureSEC source: 0001179110-21-011257 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,870 Read SEC document |
| December 27, 2021 Filed Dec 29, 2021 21:11 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 86,266 | $126.89 | $10,946,292.74 |
DisclosureSEC source: 0001179110-21-011257 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,146 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 21:37 UTC |
Hutt John R.Sr Vice Pres and Controller
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,735 | $0.00 Strike: $128.76 | $0.00 |
DisclosureSEC source: 0001179110-21-011146 · edgar.xml · derivative · entry 4 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,735 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 21:37 UTC |
Hutt John R.Sr Vice Pres and Controller
|
SaleCommon Stock | 668 | $302.61 | $202,145.35 |
DisclosureSEC source: 0001179110-21-011146 · edgar.xml · nonDerivative · entry 3 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,922 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.