Last 12 months
Inside the activity.
0 purchase rows · 43 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 8 |
| Feb 2026 | 0 | 14 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 8 |
| May 2026 | 0 | 8 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 20, 2005 Filed Oct 24, 2005 16:46 UTC |
WINTERS WILLIAM TManaging Director
|
Exercise / conversionStock Options (Rights to Buy) · Derivative | 1,629 | $0.00 Strike: $20.44 | $0.00 |
DisclosureSEC source: 0000019617-05-000575 · win716.xml · derivative · entry 5 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,629 shares Expires 2006-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2005 Filed Oct 24, 2005 16:46 UTC |
WINTERS WILLIAM TManaging Director
|
GrantStock Appreciation Rights · Derivative | 350,000 | $0.00 Strike: $34.78 | $0.00 |
DisclosureSEC source: 0000019617-05-000575 · win716.xml · derivative · entry 4 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock · 350,000 shares Expires 2015-10-20 F1 · derivative.exercise_date: SARs vest and become exercisable in three equal annual installments beginning October 20, 2008. Read SEC document |
| October 20, 2005 Filed Oct 24, 2005 16:46 UTC |
WINTERS WILLIAM TManaging Director
|
Tax withholdingCommon Stock | 957 | $34.78 | $33,279.68 |
DisclosureSEC source: 0000019617-05-000575 · win716.xml · nonDerivative · entry 2 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506,681.2035 Read SEC document |
| October 20, 2005 Filed Oct 24, 2005 16:46 UTC |
WINTERS WILLIAM TManaging Director
|
Exercise / conversionCommon Stock | 1,629 | $20.44 | $33,295.46 |
DisclosureSEC source: 0000019617-05-000575 · win716.xml · nonDerivative · entry 1 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,638.2035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2005 Filed Oct 4, 2005 16:24 UTC |
BECHERER HANS WDirector
|
GrantCommon Stock Equivalents · Derivative | 624.2656 | $34.04 | $21,250.00 |
DisclosureSEC source: 0000019617-05-000529 · bec704.xml · derivative · entry 1 BECHERER HANS W · CIK 0001023199 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,304.2463 Underlying: Common Stock · 624.2656 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director. F2 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director. Read SEC document |
| September 30, 2005 Filed Oct 4, 2005 20:24 UTC |
BURKE STEPHEN BDirector
|
GrantCommon Stock Equivalents · Derivative | 550.8226 | $34.04 | $18,750.00 |
DisclosureSEC source: 0000019617-05-000530 · bur705.xml · derivative · entry 1 BURKE STEPHEN B · CIK 0001203694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,242.0665 Underlying: Common Stock · 550.8226 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director. F2 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director. Read SEC document |
| September 30, 2005 Filed Oct 4, 2005 16:25 UTC |
JACKSON LABANDirector
|
GrantCommon Stock Equivalents · Derivative | 734.4301 | $34.04 | $25,000.00 |
DisclosureSEC source: 0000019617-05-000532 · jac707.xml · derivative · entry 1 JACKSON LABAN · CIK 0001202252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,114.4499 Underlying: Common Stock · 734.4301 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director. F2 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director. Read SEC document |
| September 30, 2005 Filed Oct 4, 2005 16:25 UTC |
LIPP ROBERT IDirector · Senior Advisor
|
GrantCommon Stock Equivalents · Derivative | 478.8484 | $34.04 | $16,300.00 |
DisclosureSEC source: 0000019617-05-000533 · lip708.xml · derivative · entry 1 LIPP ROBERT I · CIK 0001221484 · Director · Senior Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,170.0923 Underlying: Common Stock · 478.8484 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · kind: Retainer prorated for the quarter through September 19, 2005. F3 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director. F3 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director. Read SEC document |
| September 30, 2005 Filed Oct 4, 2005 16:25 UTC |
MANOOGIAN RICHARD ADirector
|
GrantCommon Stock Equivalents · Derivative | 624.2656 | $34.04 | $21,250.00 |
DisclosureSEC source: 0000019617-05-000534 · man709.xml · derivative · entry 1 MANOOGIAN RICHARD A · CIK 0000891869 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,591.0198 Underlying: Common Stock · 624.2656 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director. F2 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director. Read SEC document |
| September 30, 2005 Filed Oct 4, 2005 20:25 UTC |
NOVAK DAVID CDirector
|
GrantCommon Stock Equivalents · Derivative | 660.9871 | $34.04 | $22,500.00 |
DisclosureSEC source: 0000019617-05-000535 · nov710.xml · derivative · entry 1 NOVAK DAVID C · CIK 0001211696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,765.4967 Underlying: Common Stock · 660.9871 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director. F2 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director. Read SEC document |
| September 30, 2005 Filed Oct 4, 2005 16:25 UTC |
RAYMOND LEE RDirector
|
GrantCommon Stock Equivalents · Derivative | 660.9871 | $34.04 | $22,500.00 |
DisclosureSEC source: 0000019617-05-000536 · ray711.xml · derivative · entry 1 RAYMOND LEE R · CIK 0001198809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,985.5298 Underlying: Common Stock · 660.9871 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director. F2 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director. Read SEC document |
| September 30, 2005 Filed Oct 4, 2005 20:25 UTC |
WELDON WILLIAM CDirector
|
GrantCommon Stock Equivalents · Derivative | 550.8226 | $34.04 | $18,750.00 |
DisclosureSEC source: 0000019617-05-000537 · wel712.xml · derivative · entry 1 WELDON WILLIAM C · CIK 0001189019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,265.1376 Underlying: Common Stock · 550.8226 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director. F2 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director. Read SEC document |
| September 30, 2005 Filed Oct 4, 2005 17:33 UTC |
CROWN JAMES SDirector
|
GrantCommon Stock Equivalents · Derivative | 660.9871 | $34.04 | $22,500.00 |
DisclosureSEC source: 0000019617-05-000540 · cro706.xml · derivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,765.4967 Underlying: Common Stock · 660.9871 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director. F2 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director. Read SEC document |
| September 29, 2005 Filed Oct 4, 2005 15:34 UTC |
DREW INA RChief Investment Officer
|
GiftCommon Stock | 155 | $0.00 | $0.00 |
DisclosureSEC source: 0000019617-05-000527 · dre694.xml · nonDerivative · entry 1 DREW INA R · CIK 0001254768 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 746,088.5362 Read SEC document |
| September 19, 2005 Filed Sep 20, 2005 14:34 UTC |
LIPP ROBERT IDirector · Senior Advisor
|
GrantStock Appreciation Rights · Derivative | 500,000 | $0.00 Strike: $34.69 | $0.00 |
DisclosureSEC source: 0000019617-05-000516 · lip693.xml · derivative · entry 1 LIPP ROBERT I · CIK 0001221484 · Director · Senior Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2015-09-19 F1 · derivative.exercise_date: Vests in three equal annual installments beginning September 19, 2006. Read SEC document |
| September 19, 2005 Filed Sep 20, 2005 14:34 UTC |
MANDELBAUM JAYExecutive Vice President
|
Tax withholdingCommon Stock | 14,929 | $34.99 | $522,365.71 |
DisclosureSEC source: 0000019617-05-000517 · man692.xml · nonDerivative · entry 1 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,765 Read SEC document |
| August 10, 2005 Filed Aug 10, 2005 17:01 UTC |
DREW INA RChief Investment Officer
|
SaleCommon Stock | 9,438 | $35.02 | $330,518.76 |
DisclosureSEC source: 0000019617-05-000479 · dre691.xml · nonDerivative · entry 1 DREW INA R · CIK 0001254768 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 746,243.5362 Read SEC document |
| August 08, 2005 Filed Aug 10, 2005 12:07 UTC |
DREW INA RChief Investment Officer
|
Exercise / conversionStock Options (Rights to Buy) · Derivative | 37,500 | $0.00 Strike: $19.19 | $0.00 |
DisclosureSEC source: 0000019617-05-000476 · dre689.xml · derivative · entry 4 DREW INA R · CIK 0001254768 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,500 shares Expires 2006-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vested annually in thirds beginning on January 16, 1997. Read SEC document |
| August 08, 2005 Filed Aug 10, 2005 12:07 UTC |
DREW INA RChief Investment Officer
|
Tax withholdingCommon Stock | 28,062 | $35.19 | $987,361.47 |
DisclosureSEC source: 0000019617-05-000476 · dre689.xml · nonDerivative · entry 2 DREW INA R · CIK 0001254768 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 755,681.5362 Read SEC document |
| August 08, 2005 Filed Aug 10, 2005 12:07 UTC |
DREW INA RChief Investment Officer
|
Exercise / conversionCommon Stock | 37,500 | $19.19 | $719,531.25 |
DisclosureSEC source: 0000019617-05-000476 · dre689.xml · nonDerivative · entry 1 DREW INA R · CIK 0001254768 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 783,743.5362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2005 Filed Aug 8, 2005 15:51 UTC |
SCLAFANI JOSEPH LController
|
SaleCommon Stock | 3,046 | $35.30 | $107,527.15 |
DisclosureSEC source: 0000019617-05-000468 · scl688.xml · nonDerivative · entry 3 SCLAFANI JOSEPH L · CIK 0001179584 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,360.7882 Read SEC document |
| August 04, 2005 Filed Aug 8, 2005 15:51 UTC |
SCLAFANI JOSEPH LController
|
Exercise / conversionStock Options (Rights to Buy) · Derivative | 12,000 | $0.00 Strike: $19.19 | $0.00 |
DisclosureSEC source: 0000019617-05-000468 · scl688.xml · derivative · entry 4 SCLAFANI JOSEPH L · CIK 0001179584 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2006-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vested annually in thirds beginning on January 16, 1997. Read SEC document |
| August 04, 2005 Filed Aug 8, 2005 15:51 UTC |
SCLAFANI JOSEPH LController
|
Tax withholdingCommon Stock | 8,954 | $35.44 | $317,284.99 |
DisclosureSEC source: 0000019617-05-000468 · scl688.xml · nonDerivative · entry 2 SCLAFANI JOSEPH L · CIK 0001179584 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,406.7882 Read SEC document |
| August 04, 2005 Filed Aug 8, 2005 15:51 UTC |
SCLAFANI JOSEPH LController
|
Exercise / conversionCommon Stock | 12,000 | $19.19 | $230,250.00 |
DisclosureSEC source: 0000019617-05-000468 · scl688.xml · nonDerivative · entry 1 SCLAFANI JOSEPH L · CIK 0001179584 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,360.7882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2005 Filed Jul 29, 2005 13:48 UTC |
FARRELL JOHN JDirector Human Resources
|
SaleCommon Stock | 24,972 | $35.33 | $882,320.69 |
DisclosureSEC source: 0000019617-05-000445 · far685.xml · nonDerivative · entry 3 FARRELL JOHN J · CIK 0001179578 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,804 Read SEC document |
| July 27, 2005 Filed Jul 29, 2005 13:48 UTC |
FARRELL JOHN JDirector Human Resources
|
Exercise / conversionStock Options (Rights to Buy) · Derivative | 102,960 | $0.00 Strike: $19.83 | $0.00 |
DisclosureSEC source: 0000019617-05-000445 · far685.xml · derivative · entry 5 FARRELL JOHN J · CIK 0001179578 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 102,960 shares Expires 2006-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2005 Filed Jul 29, 2005 13:48 UTC |
FARRELL JOHN JDirector Human Resources
|
Tax withholdingCommon Stock | 77,988 | $35.30 | $2,752,976.40 |
DisclosureSEC source: 0000019617-05-000445 · far685.xml · nonDerivative · entry 2 FARRELL JOHN J · CIK 0001179578 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,776 Read SEC document |
| July 27, 2005 Filed Jul 29, 2005 13:48 UTC |
FARRELL JOHN JDirector Human Resources
|
Exercise / conversionCommon Stock | 102,960 | $19.83 | $2,041,871.83 |
DisclosureSEC source: 0000019617-05-000445 · far685.xml · nonDerivative · entry 1 FARRELL JOHN J · CIK 0001179578 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2005 Filed Aug 2, 2005 11:11 UTC |
WILSON DON M IIIChief Risk Officer
|
GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000019617-05-000448 · wil686.xml · nonDerivative · entry 1 WILSON DON M III · CIK 0001197621 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 643,129.4769 Read SEC document |
| July 25, 2005 Filed Jul 27, 2005 15:29 UTC |
BIGGS JOHN HDirector
|
PurchaseCommon Stock | 6,950 | $35.49 | $246,655.50 |
DisclosureSEC source: 0000019617-05-000438 · primary_doc.xml · nonDerivative · entry 1 BIGGS JOHN H · CIK 0001013051 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| July 13, 2005 Filed Jul 14, 2005 14:09 UTC |
DREW INA RChief Investment Officer
|
GiftCommon Stock | 28,523 | $0.00 | $0.00 |
DisclosureSEC source: 0000019617-05-000434 · dre680.xml · nonDerivative · entry 1 DREW INA R · CIK 0001254768 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 744,944.1642 Read SEC document |
| June 30, 2005 Filed Jul 1, 2005 14:20 UTC |
BECHERER HANS WDirector
|
OtherCommon Stock Equivalents · Derivative | 822.09 | $35.66 Strike: $0.00 | $29,315.73 |
DisclosureSEC source: 0000019617-05-000419 · bec677.xml · derivative · entry 2 BECHERER HANS W · CIK 0001023199 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,358.48 Underlying: Common Stock · 822.09 shares Expires not disclosed F2 · derivative.exercise_date: Common stock equivalents payable in cash upon termination of service as director. F2 · derivative.expiration_date: Common stock equivalents payable in cash upon termination of service as director. Read SEC document |
| June 30, 2005 Filed Jul 1, 2005 14:20 UTC |
BECHERER HANS WDirector
|
GrantCommon Stock Equivalents · Derivative | 595.91 | $35.66 Strike: $0.00 | $21,250.15 |
DisclosureSEC source: 0000019617-05-000419 · bec677.xml · derivative · entry 1 BECHERER HANS W · CIK 0001023199 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,536.39 Underlying: Common Stock · 595.91 shares Expires not disclosed F1 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director. F1 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director. Read SEC document |
| June 30, 2005 Filed Jul 1, 2005 18:20 UTC |
BURKE STEPHEN BDirector
|
GrantCommon Stock Equivalents · Derivative | 525.8 | $35.66 Strike: $0.00 | $18,750.03 |
DisclosureSEC source: 0000019617-05-000420 · bur668.xml · derivative · entry 1 BURKE STEPHEN B · CIK 0001203694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,627.37 Underlying: Common Stock · 525.8 shares Expires not disclosed F1 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director. F1 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director. Read SEC document |
| June 30, 2005 Filed Jul 1, 2005 14:20 UTC |
CROWN JAMES SDirector
|
GrantCommon Stock Equivalents · Derivative | 630.96 | $35.66 Strike: $0.00 | $22,500.03 |
DisclosureSEC source: 0000019617-05-000421 · cro669.xml · derivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,036.69 Underlying: Common Stock · 630.96 shares Expires not disclosed F1 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director. F1 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director. Read SEC document |
| June 30, 2005 Filed Jul 1, 2005 14:20 UTC |
GRAY III WILLIAM HDirector
|
OtherCommon Stock Equivalents · Derivative | 896.52 | $35.66 Strike: $0.00 | $31,969.90 |
DisclosureSEC source: 0000019617-05-000422 · gra678.xml · derivative · entry 1 GRAY III WILLIAM H · CIK 0001140889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,525.58 Underlying: Common Stock · 896.52 shares Expires not disclosed F1 · derivative.exercise_date: Common stock equivalents payable in cash upon termination of service as director. F1 · derivative.expiration_date: Common stock equivalents payable in cash upon termination of service as director. Read SEC document |
| June 30, 2005 Filed Jul 1, 2005 14:20 UTC |
JACKSON LABANDirector
|
GrantCommon Stock Equivalents · Derivative | 701.07 | $35.66 Strike: $0.00 | $25,000.16 |
DisclosureSEC source: 0000019617-05-000423 · jac670.xml · derivative · entry 1 JACKSON LABAN · CIK 0001202252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,309.57 Underlying: Common Stock · 701.07 shares Expires not disclosed F1 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director. F1 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director. Read SEC document |
| June 30, 2005 Filed Jul 1, 2005 14:20 UTC |
LIPP ROBERT IDirector
|
GrantCommon Stock Equivalents · Derivative | 525.8 | $35.66 Strike: $0.00 | $18,750.03 |
DisclosureSEC source: 0000019617-05-000424 · lip671.xml · derivative · entry 1 LIPP ROBERT I · CIK 0001221484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,627.37 Underlying: Common Stock · 525.8 shares Expires not disclosed F1 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director. F1 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director. Read SEC document |
| June 30, 2005 Filed Jul 1, 2005 14:21 UTC |
MANOOGIAN RICHARD ADirector
|
GrantCommon Stock Equivalents · Derivative | 595.91 | $35.66 Strike: $0.00 | $21,250.15 |
DisclosureSEC source: 0000019617-05-000425 · man672.xml · derivative · entry 1 MANOOGIAN RICHARD A · CIK 0000891869 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,900.25 Underlying: Common Stock · 595.91 shares Expires not disclosed F1 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director. F1 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director. Read SEC document |
| June 30, 2005 Filed Jul 1, 2005 18:21 UTC |
NOVAK DAVID CDirector
|
GrantCommon Stock Equivalents · Derivative | 630.96 | $35.66 Strike: $0.00 | $22,500.03 |
DisclosureSEC source: 0000019617-05-000426 · nov674.xml · derivative · entry 1 NOVAK DAVID C · CIK 0001211696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,036.69 Underlying: Common Stock · 630.96 shares Expires not disclosed F1 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director. F1 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director. Read SEC document |
| June 30, 2005 Filed Jul 1, 2005 14:21 UTC |
RAYMOND LEE RDirector
|
GrantCommon Stock Equivalents · Derivative | 630.96 | $35.66 Strike: $0.00 | $22,500.03 |
DisclosureSEC source: 0000019617-05-000427 · ray675.xml · derivative · entry 1 RAYMOND LEE R · CIK 0001198809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,576.91 Underlying: Common Stock · 630.96 shares Expires not disclosed F1 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director. F1 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director. Read SEC document |
| June 30, 2005 Filed Jul 1, 2005 18:21 UTC |
WELDON WILLIAM CDirector
|
GrantCommon Stock Equivalents · Derivative | 525.8 | $35.66 Strike: $0.00 | $18,750.03 |
DisclosureSEC source: 0000019617-05-000428 · wel676.xml · derivative · entry 1 WELDON WILLIAM C · CIK 0001189019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 707.49 Underlying: Common Stock · 525.8 shares Expires not disclosed F1 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director. F1 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director. Read SEC document |
| June 21, 2005 Filed Jun 27, 2005 15:46 UTC |
WILSON DON M IIIChief Risk Officer
|
GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000019617-05-000417 · wil666.xml · nonDerivative · entry 1 WILSON DON M III · CIK 0001197621 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 646,129.4769 Read SEC document |
| June 17, 2005 Filed Jun 21, 2005 10:11 UTC |
HARRISON WILLIAM B JRDirector · Chairman and CEO
|
Exercise / conversionStock Options (Rights to Buy) · Derivative | 225,000 | $0.00 Strike: $15.77 | $0.00 |
DisclosureSEC source: 0000019617-05-000415 · har665.xml · derivative · entry 5 HARRISON WILLIAM B JR · CIK 0001179576 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 225,000 shares Expires 2005-06-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Option exercised pursuant to 10b5-1(c) plan dated February 10, 2005. F2 · derivative.exercise_date: Vested annually in thirds beginning on June 20, 1996. Read SEC document |
| June 17, 2005 Filed Jun 21, 2005 10:11 UTC |
HARRISON WILLIAM B JRDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 154,959 | $36.04 | $5,584,722.36 |
DisclosureSEC source: 0000019617-05-000415 · har665.xml · nonDerivative · entry 2 HARRISON WILLIAM B JR · CIK 0001179576 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100,724.5673 Read SEC document |
| June 17, 2005 Filed Jun 21, 2005 10:11 UTC |
HARRISON WILLIAM B JRDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 225,000 | $15.77 | $3,548,452.50 |
DisclosureSEC source: 0000019617-05-000415 · har665.xml · nonDerivative · entry 1 HARRISON WILLIAM B JR · CIK 0001179576 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,255,683.5673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2005 Filed Jun 21, 2005 10:11 UTC |
WILSON DON M IIIChief Risk Officer
|
GiftCommon Stock | 5,995 | $0.00 | $0.00 |
DisclosureSEC source: 0000019617-05-000416 · wil664.xml · nonDerivative · entry 1 WILSON DON M III · CIK 0001197621 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 648,129.4769 Read SEC document |
| June 03, 2005 Filed Jun 21, 2005 10:11 UTC |
DREW INA RChief Investment Officer
|
GiftCommon Stock | 2,004 | $0.00 | $0.00 |
DisclosureSEC source: 0000019617-05-000414 · dre663.xml · nonDerivative · entry 1 DREW INA R · CIK 0001254768 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 773,467.1642 Read SEC document |
| June 02, 2005 Filed Jun 3, 2005 09:58 UTC |
GUGGENHEIMER JOANCo-General Counsel
|
Tax withholdingCommon Stock | 5,917 | $35.76 | $211,591.92 |
DisclosureSEC source: 0000019617-05-000391 · gug662.xml · nonDerivative · entry 1 GUGGENHEIMER JOAN · CIK 0001230247 · Co-General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,711 Read SEC document |
| May 31, 2005 Filed Jun 1, 2005 15:41 UTC |
MCDAVID WILLIAM HCo-General Counsel
|
Exercise / conversionStock Options (Rights to Buy) · Derivative | 63,000 | $0.00 Strike: $15.77 | $0.00 |
DisclosureSEC source: 0000019617-05-000390 · mcd661.xml · derivative · entry 3 MCDAVID WILLIAM H · CIK 0001179583 · Co-General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 63,000 shares Expires 2005-06-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vested annually in thirds beginning on June 20, 1996. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.