Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| E TRADE FINANCIAL CORPETFC · Entity 146174 | Director | April 23, 2019 | April 25, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
E TRADE FINANCIAL CORP
Report date April 23, 2019 · Filed April 25, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,744 |
Ending reported balance
After 2019-04-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-04-23 · Exercise / conversion · Acquired 2,000 · Balance 38,314 F1: Acquisition of common stock upon the exercise of stock options. Row 2 · 2019-04-23 · Tax withholding · Disposed 570 · Balance 37,744 F2: Represents shares withheld to cover the exercise price of stock options. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.35 · Expires 2019-05-28 | Direct | 0 |
Reported balance
After 2019-04-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-04-23 · Exercise / conversion · Disposed 2,000 · Balance 0 F3: The stock options vested in two annual installments beginning on May 28, 2010. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquisition of common stock upon the exercise of stock options.
F2: Represents shares withheld to cover the exercise price of stock options.
F3: The stock options vested in two annual installments beginning on May 28, 2010.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JPMORGAN CHASE & CO
Report date December 31, 2006 · Filed January 09, 2007
Section 16 reporting ended · disclosed 2007-01-09. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 23, 2019 Filed Apr 25, 2019 17:04 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $14.35 | $0.00 |
DisclosureSEC source: 0001015780-19-000091 · edgardoc.xml · derivative · entry 3 SCLAFANI JOSEPH L · CIK 0001179584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2019-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options vested in two annual installments beginning on May 28, 2010. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 17:04 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | Tax withholdingCommon Stock | 570 | $50.42 | $28,736.55 |
DisclosureSEC source: 0001015780-19-000091 · edgardoc.xml · nonDerivative · entry 2 SCLAFANI JOSEPH L · CIK 0001179584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,744 F2 · shares: Represents shares withheld to cover the exercise price of stock options. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 17:04 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | Exercise / conversionCommon Stock | 2,000 | $14.35 | $28,700.00 |
DisclosureSEC source: 0001015780-19-000091 · edgardoc.xml · nonDerivative · entry 1 SCLAFANI JOSEPH L · CIK 0001179584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Acquisition of common stock upon the exercise of stock options. Read SEC document |
| May 11, 2018 Filed May 15, 2018 17:12 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 2,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-18-000063 · edgardoc.xml · nonDerivative · entry 1 SCLAFANI JOSEPH L · CIK 0001179584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,314 F1 · shares: Grant of restricted stock which shall vest on May 11, 2019. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 17:12 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $31.75 | $0.00 |
DisclosureSEC source: 0001015780-18-000010 · edgardoc.xml · derivative · entry 3 SCLAFANI JOSEPH L · CIK 0001179584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2018-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options vested in two annual installments beginning on June 30, 2009. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 17:12 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | SaleCommon Stock | 2,000 | $52.75 | $105,500.00 |
DisclosureSEC source: 0001015780-18-000010 · edgardoc.xml · nonDerivative · entry 2 SCLAFANI JOSEPH L · CIK 0001179584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,304 Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 17:12 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | Exercise / conversionCommon Stock | 2,000 | $31.75 | $63,500.00 |
DisclosureSEC source: 0001015780-18-000010 · edgardoc.xml · nonDerivative · entry 1 SCLAFANI JOSEPH L · CIK 0001179584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Acquisition of common stock upon the exercise of stock options. Read SEC document |
| May 12, 2017 Filed May 16, 2017 17:38 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 3,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-17-000058 · edgardoc.xml · nonDerivative · entry 1 SCLAFANI JOSEPH L · CIK 0001179584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,304 F1 · shares: Grant of restricted stock which shall vest on May 12, 2018. Read SEC document |
| May 03, 2006 Filed May 4, 2006 13:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 8,615 | $45.30 | $390,259.50 |
DisclosureSEC source: 0000019617-06-000338 · scl849.xml · nonDerivative · entry 3 SCLAFANI JOSEPH L · CIK 0001179584 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,543.0049 Read SEC document |
| May 02, 2006 Filed May 4, 2006 13:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Options (Rights to Buy) · Derivative | 48,000 | $0.00 Strike: $30.77 | $0.00 |
DisclosureSEC source: 0000019617-06-000338 · scl849.xml · derivative · entry 4 SCLAFANI JOSEPH L · CIK 0001179584 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,000 shares Expires 2007-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vested annually in thirds beginning on January 21,1998. Read SEC document |
| May 02, 2006 Filed May 4, 2006 13:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 39,385 | $45.21 | $1,780,595.85 |
DisclosureSEC source: 0000019617-06-000338 · scl849.xml · nonDerivative · entry 2 SCLAFANI JOSEPH L · CIK 0001179584 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,158.0049 Read SEC document |
| May 02, 2006 Filed May 4, 2006 13:21 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 48,000 | $30.77 | $1,477,003.20 |
DisclosureSEC source: 0000019617-06-000338 · scl849.xml · nonDerivative · entry 1 SCLAFANI JOSEPH L · CIK 0001179584 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,543.0049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2006 Filed Jan 27, 2006 15:50 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 27,381 | $38.37 | $1,050,608.97 |
DisclosureSEC source: 0000019617-06-000091 · scl820.xml · nonDerivative · entry 1 SCLAFANI JOSEPH L · CIK 0001179584 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,625.0094 Read SEC document |
| January 19, 2006 Filed Jan 20, 2006 17:12 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 19,452 | $0.00 | $0.00 |
DisclosureSEC source: 0000019617-06-000046 · scl781.xml · nonDerivative · entry 1 SCLAFANI JOSEPH L · CIK 0001179584 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,006.0094 F1 · kind: This award of restricted stock units will vest 50% on January 25, 2008 and 50% on January 25, 2009. All other award terms are substantially the same as those of the restricted stock units granted on January 20, 2005. Read SEC document |
| August 05, 2005 Filed Aug 8, 2005 15:51 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 3,046 | $35.30 | $107,527.15 |
DisclosureSEC source: 0000019617-05-000468 · scl688.xml · nonDerivative · entry 3 SCLAFANI JOSEPH L · CIK 0001179584 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,360.7882 Read SEC document |
| August 04, 2005 Filed Aug 8, 2005 15:51 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Options (Rights to Buy) · Derivative | 12,000 | $0.00 Strike: $19.19 | $0.00 |
DisclosureSEC source: 0000019617-05-000468 · scl688.xml · derivative · entry 4 SCLAFANI JOSEPH L · CIK 0001179584 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2006-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vested annually in thirds beginning on January 16, 1997. Read SEC document |
| August 04, 2005 Filed Aug 8, 2005 15:51 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 8,954 | $35.44 | $317,284.99 |
DisclosureSEC source: 0000019617-05-000468 · scl688.xml · nonDerivative · entry 2 SCLAFANI JOSEPH L · CIK 0001179584 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,406.7882 Read SEC document |
| August 04, 2005 Filed Aug 8, 2005 15:51 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 12,000 | $19.19 | $230,250.00 |
DisclosureSEC source: 0000019617-05-000468 · scl688.xml · nonDerivative · entry 1 SCLAFANI JOSEPH L · CIK 0001179584 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,360.7882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2005 Filed Jan 26, 2005 14:28 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 28,976 | $37.02 | $1,072,691.52 |
DisclosureSEC source: 0000019617-05-000096 · scl627.xml · nonDerivative · entry 1 SCLAFANI JOSEPH L · CIK 0001179584 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,824.6098 Read SEC document |
| January 20, 2005 Filed Jan 24, 2005 15:57 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 24,987 | $0.00 | $0.00 |
DisclosureSEC source: 0000019617-05-000057 · scl607.xml · nonDerivative · entry 1 SCLAFANI JOSEPH L · CIK 0001179584 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,800.6098 Read SEC document |
| February 11, 2004 Filed Feb 13, 2004 16:56 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 41,386 | $0.00 | $0.00 |
DisclosureSEC source: 0000019617-04-000180 · scl406.xml · nonDerivative · entry 1 SCLAFANI JOSEPH L · CIK 0001179584 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,788.1838 Read SEC document |
| January 25, 2004 Filed Jan 27, 2004 11:33 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 2,716 | $39.83 | $108,178.28 |
DisclosureSEC source: 0000019617-04-000047 · scl363.xml · nonDerivative · entry 1 SCLAFANI JOSEPH L · CIK 0001179584 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,402.1838 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.