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AMJB

JPMORGAN CHASE & CO

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Tapewire entity
2795
SEC CIK
0000019617
Parsed reports
2,624

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202608
Feb 2026014
Mar 202601
Apr 202608
May 202608
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 29, 2009 Filed Jan 5, 2010 21:13 UTC GiftCommon Stock 0.5866 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-000634 · doc4.xml · nonDerivative · entry 1

BURKE STEPHEN B · CIK 0001203694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,216.8774

Read SEC document
October 26, 2009 Filed Nov 17, 2009 15:36 UTC
Bisignano FrankChief Administrative Officer
GiftCommon Stock 141 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-022386 · doc4.xml · nonDerivative · entry 3

Bisignano Frank · CIK 0001346629 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,544

Read SEC document
October 23, 2009 Filed Oct 23, 2009 16:31 UTC PurchasePreferred Stock, Series J 40,000 $27.77 $1,110,800.00
Disclosure

SEC source: 0001225208-09-020869 · doc4.xml · nonDerivative · entry 1

RAYMOND LEE R · CIK 0001198809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F1 · acquired: Purchase of depositary shares, each representing a 1/400th interest in a share of JPMorgan Chase & Co. 8.625% Non-Cumulative Preferred Stock , Series J.

Read SEC document
October 23, 2009 Filed Nov 17, 2009 15:36 UTC
Bisignano FrankChief Administrative Officer
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-022386 · doc4.xml · nonDerivative · entry 6

Bisignano Frank · CIK 0001346629 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 1,000

Read SEC document
October 23, 2009 Filed Nov 17, 2009 15:36 UTC
Bisignano FrankChief Administrative Officer
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-022386 · doc4.xml · nonDerivative · entry 2

Bisignano Frank · CIK 0001346629 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,685

Read SEC document
October 23, 2009 Filed Nov 17, 2009 15:36 UTC
Bisignano FrankChief Administrative Officer
GiftCommon Stock 151 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-022386 · doc4.xml · nonDerivative · entry 1

Bisignano Frank · CIK 0001346629 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,685

Read SEC document
October 19, 2009 Filed Oct 19, 2009 16:49 UTC
Maclin Samuel ToddExecutive Vice President
SaleCommon Stock 6,400 $45.99 $294,308.48
Disclosure

SEC source: 0001225208-09-020677 · doc4.xml · nonDerivative · entry 1

Maclin Samuel Todd · CIK 0001298816 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,221.7449

Read SEC document
October 16, 2009 Filed Oct 19, 2009 16:49 UTC
MANDELBAUM JAYExecutive Vice President
GiftCommon Stock 1,295 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-020676 · doc4.xml · nonDerivative · entry 2

MANDELBAUM JAY · CIK 0001199074 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,678

Read SEC document
October 15, 2009 Filed Oct 19, 2009 16:49 UTC
MANDELBAUM JAYExecutive Vice President
GiftCommon Stock 3,094 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-020676 · doc4.xml · nonDerivative · entry 1

MANDELBAUM JAY · CIK 0001199074 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,973

Read SEC document
October 14, 2009 Filed Oct 15, 2009 11:59 UTC
STALEY JAMES EManaging Director
Exercise / conversionStock Option (Right to Buy) · Derivative 15,415 $0.00 Strike: $36.45 $0.00
Disclosure

SEC source: 0001225208-09-020539 · doc4.xml · derivative · entry 4

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,415 shares

Expires 2009-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Options exercised pursuant to 10b5-1 Plan dated August 6, 2009.

Read SEC document
October 14, 2009 Filed Oct 15, 2009 11:59 UTC
STALEY JAMES EManaging Director
Tax withholdingCommon Stock 13,731 $47.05 $646,043.55
Disclosure

SEC source: 0001225208-09-020539 · doc4.xml · nonDerivative · entry 2

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,799.7868

Read SEC document
October 14, 2009 Filed Oct 15, 2009 11:59 UTC
STALEY JAMES EManaging Director
Exercise / conversionCommon Stock 15,415 $36.45 $561,918.37
Disclosure

SEC source: 0001225208-09-020539 · doc4.xml · nonDerivative · entry 1

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,530.7868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2009 Filed Oct 2, 2009 15:17 UTC GrantCommon Stock 484.9384 $43.82 $21,250.00
Disclosure

SEC source: 0001225208-09-019904 · doc4.xml · nonDerivative · entry 1

BOWLES CRANDALL CLOSE · CIK 0000903518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,922.0457

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2009 Filed Oct 2, 2009 15:17 UTC
COTE DAVID MDirector
GrantCommon Stock 427.8868 $43.82 $18,750.00
Disclosure

SEC source: 0001225208-09-019905 · doc4.xml · nonDerivative · entry 1

COTE DAVID M · CIK 0001136538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,818.4084

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2009 Filed Oct 2, 2009 19:17 UTC GrantCommon Stock 513.4642 $43.82 $22,500.00
Disclosure

SEC source: 0001225208-09-019907 · doc4.xml · nonDerivative · entry 1

NOVAK DAVID C · CIK 0001211696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,283.5657

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2009 Filed Oct 2, 2009 19:18 UTC GrantCommon Stock 427.8868 $43.82 $18,750.00
Disclosure

SEC source: 0001225208-09-019908 · doc4.xml · nonDerivative · entry 1

BURKE STEPHEN B · CIK 0001203694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,169.5217

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2009 Filed Oct 2, 2009 19:18 UTC GrantCommon Stock 427.8868 $43.82 $18,750.00
Disclosure

SEC source: 0001225208-09-019910 · doc4.xml · nonDerivative · entry 1

WELDON WILLIAM C · CIK 0001189019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,182.7913

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2009 Filed Oct 2, 2009 15:18 UTC GrantCommon Stock 570.5157 $43.82 $25,000.00
Disclosure

SEC source: 0001225208-09-019911 · doc4.xml · nonDerivative · entry 1

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,769.6692

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2009 Filed Oct 2, 2009 15:18 UTC GrantCommon Stock 513.4642 $43.82 $22,500.00
Disclosure

SEC source: 0001225208-09-019912 · doc4.xml · nonDerivative · entry 1

RAYMOND LEE R · CIK 0001198809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,442.1799

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2009 Filed Oct 2, 2009 15:36 UTC GrantCommon Stock 513.4642 $43.82 $22,500.00
Disclosure

SEC source: 0001225208-09-019921 · doc4.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,735.1603

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2009 Filed Oct 20, 2009 19:33 UTC
MILLER HEIDIExecutive Vice President
GiftCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-09-020701 · doc4.xml · nonDerivative · entry 1

MILLER HEIDI · CIK 0001199930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,908.2688

Read SEC document
September 18, 2009 Filed Sep 21, 2009 15:42 UTC
STALEY JAMES EManaging Director
Exercise / conversionStock Option (Right to Buy) · Derivative 15,417 $0.00 Strike: $36.45 $0.00
Disclosure

SEC source: 0001225208-09-019120 · doc4.xml · derivative · entry 4

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,415

Underlying: Common Stock · 15,417 shares

Expires 2009-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Options exercised pursuant to 10b5-1 Plan dated August 6, 2009.

Read SEC document
September 18, 2009 Filed Sep 21, 2009 15:42 UTC
STALEY JAMES EManaging Director
Tax withholdingCommon Stock 13,994 $45.02 $630,009.88
Disclosure

SEC source: 0001225208-09-019120 · doc4.xml · nonDerivative · entry 2

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,115.7868

Read SEC document
September 18, 2009 Filed Sep 21, 2009 15:42 UTC
STALEY JAMES EManaging Director
Exercise / conversionCommon Stock 15,417 $36.45 $561,991.28
Disclosure

SEC source: 0001225208-09-019120 · doc4.xml · nonDerivative · entry 1

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,109.7868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2009 Filed Sep 18, 2009 13:44 UTC
STALEY JAMES EManaging Director
Exercise / conversionStock Option (Right to Buy) · Derivative 15,417 $0.00 Strike: $36.45 $0.00
Disclosure

SEC source: 0001225208-09-019071 · doc4.xml · derivative · entry 4

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,832

Underlying: Common Stock · 15,417 shares

Expires 2009-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Options exercised pursuant to 10b5-1 Plan dated August 6, 2009.

Read SEC document
September 17, 2009 Filed Sep 18, 2009 13:44 UTC
STALEY JAMES EManaging Director
Tax withholdingCommon Stock 14,044 $44.66 $627,134.82
Disclosure

SEC source: 0001225208-09-019071 · doc4.xml · nonDerivative · entry 2

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,692.7868

Read SEC document
September 17, 2009 Filed Sep 18, 2009 13:44 UTC
STALEY JAMES EManaging Director
Exercise / conversionCommon Stock 15,417 $36.45 $561,991.28
Disclosure

SEC source: 0001225208-09-019071 · doc4.xml · nonDerivative · entry 1

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,736.7868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2009 Filed Sep 1, 2009 18:38 UTC
Bisignano FrankChief Administrative Officer
SaleCommon Stock 10,000 $42.71 $427,054.00
Disclosure

SEC source: 0001225208-09-018230 · doc4.xml · nonDerivative · entry 1

Bisignano Frank · CIK 0001346629 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,836

F1 · kind: Shares sold pursuant to 10b5-1 Plan dated August 14, 2009.

Read SEC document
September 01, 2009 Filed Sep 1, 2009 18:38 UTC
WINTERS WILLIAM TManaging Director
SaleCommon Stock 80,000 $43.03 $3,442,400.00
Disclosure

SEC source: 0001225208-09-018231 · doc4.xml · nonDerivative · entry 1

WINTERS WILLIAM T · CIK 0001197622 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,244,920.7869

F1 · kind: Shares sold pursuant to 10b5-1 Plan dated August 13, 2009.

Read SEC document
August 21, 2009 Filed Aug 24, 2009 17:50 UTC
STALEY JAMES EManaging Director
Exercise / conversionStock Option (Right to Buy) · Derivative 15,417 $0.00 Strike: $36.45 $0.00
Disclosure

SEC source: 0001225208-09-017738 · doc4.xml · derivative · entry 4

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,249

Underlying: Common Stock · 15,417 shares

Expires 2009-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Options exercised pursuant to 10b5-1 Plan dated August 6, 2009.

Read SEC document
August 21, 2009 Filed Aug 24, 2009 17:50 UTC
STALEY JAMES EManaging Director
Tax withholdingCommon Stock 14,254 $43.17 $615,345.18
Disclosure

SEC source: 0001225208-09-017738 · doc4.xml · nonDerivative · entry 2

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,319.7868

Read SEC document
August 21, 2009 Filed Aug 24, 2009 17:50 UTC
STALEY JAMES EManaging Director
Exercise / conversionCommon Stock 15,417 $36.45 $561,991.28
Disclosure

SEC source: 0001225208-09-017738 · doc4.xml · nonDerivative · entry 1

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,573.7868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2009 Filed Aug 10, 2009 16:17 UTC
STALEY JAMES EManaging Director
Exercise / conversionStock Option (Right to Buy) · Derivative 30,834 $0.00 Strike: $36.45 $0.00
Disclosure

SEC source: 0001225208-09-017076 · doc4.xml · derivative · entry 4

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,666

Underlying: Common Stock · 30,834 shares

Expires 2009-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Options exercised pursuant to 10b5-1 Plan dated August 6, 2009.

Read SEC document
August 07, 2009 Filed Aug 10, 2009 16:17 UTC
STALEY JAMES EManaging Director
Tax withholdingCommon Stock 28,811 $42.16 $1,214,527.71
Disclosure

SEC source: 0001225208-09-017076 · doc4.xml · nonDerivative · entry 2

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,156.7858

Read SEC document
August 07, 2009 Filed Aug 10, 2009 16:17 UTC
STALEY JAMES EManaging Director
Exercise / conversionCommon Stock 30,834 $36.45 $1,123,982.55
Disclosure

SEC source: 0001225208-09-017076 · doc4.xml · nonDerivative · entry 1

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,967.7858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2009 Filed Aug 4, 2009 14:43 UTC
MANDELBAUM JAYExecutive Vice President
SaleCommon Stock 25,000 $40.00 $1,000,000.00
Disclosure

SEC source: 0001225208-09-016643 · doc4.xml · nonDerivative · entry 1

MANDELBAUM JAY · CIK 0001199074 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,067

F1 · kind: Shares sold pursuant to 10b5-1 plan dated February 13, 2009.

Read SEC document
July 25, 2009 Filed Jul 28, 2009 21:17 UTC
Smith GordonExecutive Vice President
Tax withholdingCommon Stock 22,725 $37.83 $859,573.13
Disclosure

SEC source: 0001225208-09-016137 · doc4.xml · nonDerivative · entry 1

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,507

Read SEC document
July 25, 2009 Filed Jul 31, 2009 21:50 UTC Amendment
Smith GordonExecutive Vice President
Tax withholdingCommon Stock 22,476 $37.83 $850,154.70
Disclosure

SEC source: 0001225208-09-016419 · doc4a.xml · nonDerivative · entry 1

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,756

Read SEC document
July 23, 2009 Filed Jul 24, 2009 18:21 UTC
SCHARF CHARLES WExecutive Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 196,000 $0.00 Strike: $29.96 $0.00
Disclosure

SEC source: 0001225208-09-016012 · doc4.xml · derivative · entry 4

SCHARF CHARLES W · CIK 0001195358 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 196,000 shares

Expires 2009-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2009 Filed Jul 24, 2009 18:21 UTC
SCHARF CHARLES WExecutive Vice President
Tax withholdingCommon Stock 175,265 $37.52 $6,575,942.80
Disclosure

SEC source: 0001225208-09-016012 · doc4.xml · nonDerivative · entry 2

SCHARF CHARLES W · CIK 0001195358 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,065,565.1227

Read SEC document
July 23, 2009 Filed Jul 24, 2009 18:21 UTC
SCHARF CHARLES WExecutive Vice President
Exercise / conversionCommon Stock 196,000 $29.96 $5,872,160.00
Disclosure

SEC source: 0001225208-09-016012 · doc4.xml · nonDerivative · entry 1

SCHARF CHARLES W · CIK 0001195358 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,240,830.1227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 20, 2009 Filed Jul 21, 2009 19:46 UTC
MILLER HEIDIExecutive Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 132,000 $0.00 Strike: $29.96 $0.00
Disclosure

SEC source: 0001225208-09-015832 · doc4.xml · derivative · entry 5

MILLER HEIDI · CIK 0001199930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 132,000 shares

Expires 2009-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 20, 2009 Filed Jul 21, 2009 19:46 UTC
MILLER HEIDIExecutive Vice President
Tax withholdingCommon Stock 118,791 $37.02 $4,397,048.87
Disclosure

SEC source: 0001225208-09-015832 · doc4.xml · nonDerivative · entry 2

MILLER HEIDI · CIK 0001199930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,902.636

Read SEC document
July 20, 2009 Filed Jul 21, 2009 19:46 UTC
MILLER HEIDIExecutive Vice President
Exercise / conversionCommon Stock 132,000 $29.96 $3,954,720.00
Disclosure

SEC source: 0001225208-09-015832 · doc4.xml · nonDerivative · entry 1

MILLER HEIDI · CIK 0001199930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,693.636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 17, 2009 Filed Jul 21, 2009 18:22 UTC
DIMON JAMESDirector · Chairman & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 660,000 $0.00 Strike: $29.96 $0.00
Disclosure

SEC source: 0001225208-09-015809 · doc4.xml · derivative · entry 7

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 660,000 shares

Expires 2009-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Options exercised pursuant to 10b5-1 Plan dated May 14, 2009.

Read SEC document
July 17, 2009 Filed Jul 21, 2009 18:22 UTC
DIMON JAMESDirector · Chairman & CEO
Tax withholdingCommon Stock 601,279 $36.69 $22,060,926.51
Disclosure

SEC source: 0001225208-09-015809 · doc4.xml · nonDerivative · entry 2

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,587,660

Read SEC document
July 17, 2009 Filed Jul 21, 2009 18:22 UTC
DIMON JAMESDirector · Chairman & CEO
Exercise / conversionCommon Stock 660,000 $29.96 $19,773,600.00
Disclosure

SEC source: 0001225208-09-015809 · doc4.xml · nonDerivative · entry 1

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,188,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 17, 2009 Filed Jul 21, 2009 14:22 UTC
MANDELBAUM JAYExecutive Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $29.96 $0.00
Disclosure

SEC source: 0001225208-09-015810 · doc4.xml · derivative · entry 3

MANDELBAUM JAY · CIK 0001199074 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2009-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 17, 2009 Filed Jul 21, 2009 14:22 UTC
MANDELBAUM JAYExecutive Vice President
Tax withholdingCommon Stock 45,552 $36.69 $1,671,302.88
Disclosure

SEC source: 0001225208-09-015810 · doc4.xml · nonDerivative · entry 2

MANDELBAUM JAY · CIK 0001199074 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,067

Read SEC document
July 17, 2009 Filed Jul 21, 2009 14:22 UTC
MANDELBAUM JAYExecutive Vice President
Exercise / conversionCommon Stock 50,000 $29.96 $1,498,000.00
Disclosure

SEC source: 0001225208-09-015810 · doc4.xml · nonDerivative · entry 1

MANDELBAUM JAY · CIK 0001199074 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.