Last 12 months
Inside the activity.
0 purchase rows · 43 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 8 |
| Feb 2026 | 0 | 14 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 8 |
| May 2026 | 0 | 8 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 13, 2012 Filed Jan 18, 2012 22:44 UTC |
DIMON JAMESDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 46,481 | $35.53 | $1,651,237.53 |
DisclosureSEC source: 0001225208-12-001589 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,813,320 Read SEC document |
| January 13, 2012 Filed Jan 18, 2012 22:44 UTC |
DIMON JAMESDirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 97,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-001589 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,859,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2012 Filed Jan 18, 2012 22:45 UTC |
Smith GordonExecutive Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 51,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-001590 · doc4.xml · derivative · entry 5 Smith Gordon · CIK 0001311487 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 51,322 shares Expires 2012-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 25, 2011 and 50% on January 25, 2012. Read SEC document |
| January 13, 2012 Filed Jan 18, 2012 22:45 UTC |
Smith GordonExecutive Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 34,536 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-001590 · doc4.xml · derivative · entry 4 Smith Gordon · CIK 0001311487 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,536 Underlying: Common Stock · 34,536 shares Expires 2013-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013. Read SEC document |
| January 13, 2012 Filed Jan 18, 2012 22:45 UTC |
Smith GordonExecutive Vice President
|
Tax withholdingCommon Stock | 37,075 | $35.53 | $1,317,089.38 |
DisclosureSEC source: 0001225208-12-001590 · doc4.xml · nonDerivative · entry 3 Smith Gordon · CIK 0001311487 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,202 Read SEC document |
| January 13, 2012 Filed Jan 18, 2012 22:45 UTC |
Smith GordonExecutive Vice President
|
Exercise / conversionCommon Stock | 34,536 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-001590 · doc4.xml · nonDerivative · entry 2 Smith Gordon · CIK 0001311487 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,277 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2012 Filed Jan 18, 2012 22:45 UTC |
Smith GordonExecutive Vice President
|
Exercise / conversionCommon Stock | 51,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-001590 · doc4.xml · nonDerivative · entry 1 Smith Gordon · CIK 0001311487 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,741 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| December 31, 2011 Filed Jan 4, 2012 23:09 UTC |
BURKE STEPHEN BDirector
|
GrantCommon Stock | 563.9098 | $33.25 | $18,750.00 |
DisclosureSEC source: 0001225208-12-000616 · doc4.xml · nonDerivative · entry 1 BURKE STEPHEN B · CIK 0001203694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,692.9139 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| December 31, 2011 Filed Jan 4, 2012 18:09 UTC |
COTE DAVID MDirector
|
GrantCommon Stock | 563.9098 | $33.25 | $18,750.00 |
DisclosureSEC source: 0001225208-12-000617 · doc4.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,673.2611 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| December 31, 2011 Filed Jan 4, 2012 18:09 UTC |
JACKSON LABANDirector
|
GrantCommon Stock | 1,052.6316 | $33.25 | $35,000.00 |
DisclosureSEC source: 0001225208-12-000618 · doc4.xml · nonDerivative · entry 1 JACKSON LABAN · CIK 0001202252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,175.6727 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| December 31, 2011 Filed Jan 4, 2012 23:09 UTC |
NOVAK DAVID CDirector
|
GrantCommon Stock | 676.6917 | $33.25 | $22,500.00 |
DisclosureSEC source: 0001225208-12-000619 · doc4.xml · nonDerivative · entry 1 NOVAK DAVID C · CIK 0001211696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,658.5099 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| December 31, 2011 Filed Jan 4, 2012 18:09 UTC |
RAYMOND LEE RDirector
|
GrantCommon Stock | 676.6917 | $33.25 | $22,500.00 |
DisclosureSEC source: 0001225208-12-000620 · doc4.xml · nonDerivative · entry 1 RAYMOND LEE R · CIK 0001198809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,518.707 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| December 31, 2011 Filed Jan 4, 2012 23:09 UTC |
WELDON WILLIAM CDirector
|
GrantCommon Stock | 563.9098 | $33.25 | $18,750.00 |
DisclosureSEC source: 0001225208-12-000621 · doc4.xml · nonDerivative · entry 1 WELDON WILLIAM C · CIK 0001189019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,417.8977 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| December 31, 2011 Filed Jan 4, 2012 18:09 UTC |
BOWLES CRANDALL CLOSEDirector
|
GrantCommon Stock | 751.8797 | $33.25 | $25,000.00 |
DisclosureSEC source: 0001225208-12-000622 · doc4.xml · nonDerivative · entry 1 BOWLES CRANDALL CLOSE · CIK 0000903518 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,635.9223 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| December 31, 2011 Filed Jan 4, 2012 18:09 UTC |
CROWN JAMES SDirector
|
GrantCommon Stock | 977.4436 | $33.25 | $32,500.00 |
DisclosureSEC source: 0001225208-12-000623 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,370.1878 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| November 14, 2011 Filed Nov 16, 2011 17:02 UTC |
Erdoes Mary E.Managing Director
|
GiftCommon Stock | 2,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-024871 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,896 Read SEC document |
| October 31, 2011 Filed Nov 1, 2011 11:02 UTC |
RAYMOND LEE RDirector
|
SalePreferred Stock, Series J | 80,000 | $27.37 | $2,189,736.00 |
DisclosureSEC source: 0001225208-11-023962 · doc4.xml · nonDerivative · entry 1 RAYMOND LEE R · CIK 0001198809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Sale of depositary shares, each representing a 1/400th interest in a share of JPMorgan Chase & Co. 8.625% Non-Cumulative Preferred Stock, Series J. Read SEC document |
| October 27, 2011 Filed Nov 4, 2011 13:25 UTC |
MANDELBAUM JAYExecutive Vice President
|
GiftCommon Stock | 3,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-024357 · doc4.xml · nonDerivative · entry 1 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,668 Read SEC document |
| October 24, 2011 Filed Oct 27, 2011 20:45 UTC |
MILLER HEIDIExecutive Vice President
|
GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-023755 · doc4.xml · nonDerivative · entry 1 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,249.8391 Read SEC document |
| September 30, 2011 Filed Oct 4, 2011 15:02 UTC |
BOWLES CRANDALL CLOSEDirector
|
GrantCommon Stock | 705.5113 | $30.12 | $21,250.00 |
DisclosureSEC source: 0000019617-11-000237 · primary_doc.xml · nonDerivative · entry 1 BOWLES CRANDALL CLOSE · CIK 0000903518 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,603.5922 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2011 Filed Oct 4, 2011 19:21 UTC |
BURKE STEPHEN BDirector
|
GrantCommon Stock | 622.5099 | $30.12 | $18,750.00 |
DisclosureSEC source: 0000019617-11-000238 · primary_doc.xml · nonDerivative · entry 1 BURKE STEPHEN B · CIK 0001203694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,699.7833 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2011 Filed Oct 4, 2011 15:33 UTC |
COTE DAVID MDirector
|
GrantCommon Stock | 622.5099 | $30.12 | $18,750.00 |
DisclosureSEC source: 0000019617-11-000239 · primary_doc.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,878.664 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2011 Filed Oct 4, 2011 16:22 UTC |
CROWN JAMES SDirector
|
GrantCommon Stock | 1,743.0278 | $30.12 | $52,500.00 |
DisclosureSEC source: 0000019617-11-000240 · primary_doc.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,546.1411 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2011 Filed Oct 4, 2011 16:49 UTC |
JACKSON LABANDirector
|
GrantCommon Stock | 1,909.0305 | $30.12 | $57,500.00 |
DisclosureSEC source: 0000019617-11-000241 · primary_doc.xml · nonDerivative · entry 1 JACKSON LABAN · CIK 0001202252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,473.4833 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2011 Filed Oct 4, 2011 21:04 UTC |
NOVAK DAVID CDirector
|
GrantCommon Stock | 747.0119 | $30.12 | $22,500.00 |
DisclosureSEC source: 0000019617-11-000242 · primary_doc.xml · nonDerivative · entry 1 NOVAK DAVID C · CIK 0001211696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,475.4461 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2011 Filed Oct 4, 2011 17:12 UTC |
RAYMOND LEE RDirector
|
GrantCommon Stock | 747.0119 | $30.12 | $22,500.00 |
DisclosureSEC source: 0000019617-11-000243 · primary_doc.xml · nonDerivative · entry 1 RAYMOND LEE R · CIK 0001198809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,616.2111 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2011 Filed Oct 4, 2011 21:20 UTC |
WELDON WILLIAM CDirector
|
GrantCommon Stock | 622.5099 | $30.12 | $18,750.00 |
DisclosureSEC source: 0000019617-11-000244 · primary_doc.xml · nonDerivative · entry 1 WELDON WILLIAM C · CIK 0001189019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,511.1948 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| August 11, 2011 Filed Aug 12, 2011 18:12 UTC |
CROWN JAMES SDirector
|
PurchaseCommon Stock | 176,609 | $35.08 | $6,194,719.62 |
DisclosureSEC source: 0001225208-11-019836 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (Crown Fund II) Disclosed balance after: 559,705 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 10, 2011 Filed Aug 12, 2011 18:12 UTC |
CROWN JAMES SDirector
|
PurchaseCommon Stock | 3,500 | $34.50 | $120,750.00 |
DisclosureSEC source: 0001225208-11-019836 · doc4.xml · nonDerivative · entry 6 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust for child (WAHC Trust) Disclosed balance after: 5,813 F2 · balance_after: Includes shares acquired prior to the date that an affiliate of the reporting person became Trustee of the Trust(s). F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 10, 2011 Filed Aug 12, 2011 18:12 UTC |
CROWN JAMES SDirector
|
PurchaseCommon Stock | 3,500 | $34.50 | $120,750.00 |
DisclosureSEC source: 0001225208-11-019836 · doc4.xml · nonDerivative · entry 5 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust for child (VSC Trust) Disclosed balance after: 12,256 F2 · balance_after: Includes shares acquired prior to the date that an affiliate of the reporting person became Trustee of the Trust(s). F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 10, 2011 Filed Aug 12, 2011 18:12 UTC |
CROWN JAMES SDirector
|
PurchaseCommon Stock | 3,500 | $34.50 | $120,750.00 |
DisclosureSEC source: 0001225208-11-019836 · doc4.xml · nonDerivative · entry 4 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust for child (SOHC Trust) Disclosed balance after: 3,500 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 10, 2011 Filed Aug 12, 2011 18:12 UTC |
CROWN JAMES SDirector
|
PurchaseCommon Stock | 3,500 | $34.50 | $120,750.00 |
DisclosureSEC source: 0001225208-11-019836 · doc4.xml · nonDerivative · entry 3 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust for child (HCC Trust) Disclosed balance after: 16,571 F2 · balance_after: Includes shares acquired prior to the date that an affiliate of the reporting person became Trustee of the Trust(s). F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 10, 2011 Filed Aug 12, 2011 18:12 UTC |
CROWN JAMES SDirector
|
PurchaseCommon Stock | 3,500 | $34.50 | $120,750.00 |
DisclosureSEC source: 0001225208-11-019836 · doc4.xml · nonDerivative · entry 2 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 10,803 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 09, 2011 Filed Aug 11, 2011 12:33 UTC |
JACKSON LABANDirector
|
PurchaseCommon Stock | 1,292 | $35.40 | $45,736.80 |
DisclosureSEC source: 0001225208-11-019683 · doc4.xml · nonDerivative · entry 1 JACKSON LABAN · CIK 0001202252 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Self-directed Keogh Disclosed balance after: 5,165 Read SEC document |
| August 08, 2011 Filed Aug 9, 2011 18:17 UTC |
DREW INA RChief Investment Officer
|
PurchasePreferred Stock, Series I | 492 | $992.50 | $488,310.00 |
DisclosureSEC source: 0001225208-11-019489 · doc4.xml · nonDerivative · entry 1 DREW INA R · CIK 0001254768 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492 F1 · security: Purchase of depositary shares, each representing a one-tenth interest in a share of JPMorgan Chase & Co. Fixed-to-Floating Rate Non-Cumulative Preferred Stock , Series I. Read SEC document |
| July 25, 2011 Filed Jul 26, 2011 17:15 UTC |
Smith GordonExecutive Vice President
|
Tax withholdingCommon Stock | 22,289 | $41.60 | $927,222.40 |
DisclosureSEC source: 0001225208-11-018734 · doc4.xml · nonDerivative · entry 1 Smith Gordon · CIK 0001311487 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,419 Read SEC document |
| July 22, 2011 Filed Jul 25, 2011 14:24 UTC |
BURKE STEPHEN BDirector
|
PurchaseCommon Stock | 25,000 | $42.18 | $1,054,417.50 |
DisclosureSEC source: 0001225208-11-018629 · doc4.xml · nonDerivative · entry 1 BURKE STEPHEN B · CIK 0001203694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,740.5301 Read SEC document |
| July 21, 2011 Filed Jul 22, 2011 20:59 UTC |
MILLER HEIDIExecutive Vice President
|
Exercise / conversionStock Appreciation Rights · Derivative | 50,000 | $0.00 Strike: $34.78 | $0.00 |
DisclosureSEC source: 0001225208-11-018616 · doc4.xml · derivative · entry 5 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 50,000 shares Expires 2015-10-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: SARs exercised pursuant to 10b5-1 Plan dated July 19, 2011. F2 · derivative.exercise_date: Stock Appreciation Rights vest and become exercisable in three equal annual installments beginning October 20, 2008. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| July 21, 2011 Filed Jul 22, 2011 20:59 UTC |
MILLER HEIDIExecutive Vice President
|
Tax withholdingCommon Stock | 45,436 | $41.89 | $1,903,314.04 |
DisclosureSEC source: 0001225208-11-018616 · doc4.xml · nonDerivative · entry 2 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,226.8862 Read SEC document |
| July 21, 2011 Filed Jul 22, 2011 20:59 UTC |
MILLER HEIDIExecutive Vice President
|
Exercise / conversionCommon Stock | 50,000 | $34.78 | $1,739,000.00 |
DisclosureSEC source: 0001225208-11-018616 · doc4.xml · nonDerivative · entry 1 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,662.8862 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2011 Filed Aug 23, 2011 08:51 UTC |
MANDELBAUM JAYExecutive Vice President
|
GiftCommon Stock | 3,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-020391 · doc4.xml · nonDerivative · entry 1 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,438 Read SEC document |
| July 19, 2011 Filed Jul 20, 2011 19:34 UTC |
MILLER HEIDIExecutive Vice President
|
Exercise / conversionStock Appreciation Rights · Derivative | 100,000 | $0.00 Strike: $34.78 | $0.00 |
DisclosureSEC source: 0001225208-11-018519 · doc4.xml · derivative · entry 5 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 100,000 shares Expires 2015-10-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: SARs exercised pursuant to 10b5-1 Plan dated July 19, 2011. F2 · derivative.exercise_date: Stock Appreciation Rights vest and become exercisable in three equal annual installments beginning October 20, 2008. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| July 19, 2011 Filed Jul 20, 2011 19:34 UTC |
MILLER HEIDIExecutive Vice President
|
Tax withholdingCommon Stock | 92,866 | $40.10 | $3,723,926.60 |
DisclosureSEC source: 0001225208-11-018519 · doc4.xml · nonDerivative · entry 2 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,662.8862 Read SEC document |
| July 19, 2011 Filed Jul 20, 2011 19:34 UTC |
MILLER HEIDIExecutive Vice President
|
Exercise / conversionCommon Stock | 100,000 | $34.78 | $3,478,000.00 |
DisclosureSEC source: 0001225208-11-018519 · doc4.xml · nonDerivative · entry 1 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,528.8862 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2011 Filed Jul 15, 2011 14:18 UTC |
Cutler Stephen MGeneral Counsel
|
SaleCommon Stock | 10,000 | $40.58 | $405,800.00 |
DisclosureSEC source: 0001225208-11-018241 · doc4.xml · nonDerivative · entry 1 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,618 Read SEC document |
| July 15, 2011 Filed Jul 15, 2011 16:25 UTC |
Maclin Samuel ToddExecutive Vice President
|
SaleCommon Stock | 20,000 | $39.79 | $795,730.00 |
DisclosureSEC source: 0001225208-11-018258 · doc4.xml · nonDerivative · entry 1 Maclin Samuel Todd · CIK 0001298816 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,544.9629 Read SEC document |
| June 30, 2011 Filed Jul 5, 2011 17:00 UTC |
BOWLES CRANDALL CLOSEDirector
|
GrantCommon Stock | 519.0522 | $40.94 | $21,250.00 |
DisclosureSEC source: 0001225208-11-017467 · doc4.xml · nonDerivative · entry 1 BOWLES CRANDALL CLOSE · CIK 0000903518 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,679.8849 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2011 Filed Jul 5, 2011 21:00 UTC |
BURKE STEPHEN BDirector
|
GrantCommon Stock | 457.9873 | $40.94 | $18,750.00 |
DisclosureSEC source: 0001225208-11-017468 · doc4.xml · nonDerivative · entry 1 BURKE STEPHEN B · CIK 0001203694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,740.5301 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2011 Filed Jul 5, 2011 17:00 UTC |
COTE DAVID MDirector
|
GrantCommon Stock | 457.9873 | $40.94 | $18,750.00 |
DisclosureSEC source: 0001225208-11-017469 · doc4.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,076.9333 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2011 Filed Jul 5, 2011 17:00 UTC |
CROWN JAMES SDirector
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GrantCommon Stock | 549.5848 | $40.94 | $22,500.00 |
DisclosureSEC source: 0001225208-11-017470 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,142.0691 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.