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AMJB

JPMORGAN CHASE & CO

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2795
SEC CIK
0000019617
Parsed reports
2,624

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202608
Feb 2026014
Mar 202601
Apr 202608
May 202608
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 17, 2012 Filed Jan 4, 2013 20:02 UTC
Braunstein Douglas LChief Financial Officer
GiftCommon Stock 24,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-000786 · doc4.xml · nonDerivative · entry 3

Braunstein Douglas L · CIK 0001495110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 24,000

Read SEC document
December 17, 2012 Filed Jan 4, 2013 20:02 UTC
Braunstein Douglas LChief Financial Officer
GiftCommon Stock 24,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-000786 · doc4.xml · nonDerivative · entry 1

Braunstein Douglas L · CIK 0001495110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 579,836

Read SEC document
November 14, 2012 Filed Nov 15, 2012 16:17 UTC
Bisignano FrankCo-Chief Operating Officer
GiftCommon Stock 249 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-023203 · doc4.xml · nonDerivative · entry 2

Bisignano Frank · CIK 0001346629 · Co-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,605

Read SEC document
November 14, 2012 Filed Nov 15, 2012 16:17 UTC
Cavanagh Michael JExecutive Vice President
GiftCommon Stock 497 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-023204 · doc4.xml · nonDerivative · entry 1

Cavanagh Michael J · CIK 0001304481 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,268

Read SEC document
November 09, 2012 Filed Nov 15, 2012 16:17 UTC
Bisignano FrankCo-Chief Operating Officer
GiftCommon Stock 1,163 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-023203 · doc4.xml · nonDerivative · entry 1

Bisignano Frank · CIK 0001346629 · Co-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,854

Read SEC document
November 08, 2012 Filed Nov 9, 2012 16:15 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 6,589 $0.00 Strike: $23.91 $0.00
Disclosure

SEC source: 0001225208-12-022786 · doc4.xml · derivative · entry 4

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,589 shares

Expires 2013-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2012 Filed Nov 9, 2012 16:15 UTC Tax withholdingCommon Stock 4,533 $40.95 $185,626.35
Disclosure

SEC source: 0001225208-12-022786 · doc4.xml · nonDerivative · entry 2

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,176.9887

Read SEC document
November 08, 2012 Filed Nov 9, 2012 16:15 UTC Exercise / conversionCommon Stock 6,589 $23.91 $157,542.99
Disclosure

SEC source: 0001225208-12-022786 · doc4.xml · nonDerivative · entry 1

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,709.9887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2012 Filed Oct 23, 2012 19:04 UTC
Erdoes Mary E.Managing Director
GiftCommon Stock 594 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-021655 · doc4.xml · nonDerivative · entry 3

Erdoes Mary E. · CIK 0001473446 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,420

Read SEC document
October 19, 2012 Filed Oct 23, 2012 19:04 UTC
Erdoes Mary E.Managing Director
GiftCommon Stock 602 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-021655 · doc4.xml · nonDerivative · entry 2

Erdoes Mary E. · CIK 0001473446 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,014

Read SEC document
October 19, 2012 Filed Oct 23, 2012 19:04 UTC
Erdoes Mary E.Managing Director
SaleCommon Stock 40,000 $42.46 $1,698,548.00
Disclosure

SEC source: 0001225208-12-021655 · doc4.xml · nonDerivative · entry 1

Erdoes Mary E. · CIK 0001473446 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,616

Read SEC document
October 19, 2012 Filed Oct 23, 2012 15:15 UTC
Bisignano FrankCo-Chief Operating Officer
GiftCommon Stock 708 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-021667 · doc4.xml · nonDerivative · entry 2

Bisignano Frank · CIK 0001346629 · Co-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · As Custodian For Children

Disclosed balance after: 1,972

Read SEC document
October 19, 2012 Filed Oct 23, 2012 15:15 UTC
Bisignano FrankCo-Chief Operating Officer
GiftCommon Stock 708 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-021667 · doc4.xml · nonDerivative · entry 1

Bisignano Frank · CIK 0001346629 · Co-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,017

Read SEC document
October 17, 2012 Filed Oct 18, 2012 11:29 UTC
Donnelly John LDirector Human Resources
SaleCommon Stock 25,000 $43.29 $1,082,137.50
Disclosure

SEC source: 0001225208-12-021500 · doc4.xml · nonDerivative · entry 1

Donnelly John L · CIK 0001458126 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,362.4828

Read SEC document
October 15, 2012 Filed Oct 15, 2012 16:56 UTC
Cavanagh Michael JExecutive Vice President
SaleCommon Stock 40,000 $42.00 $1,679,948.00
Disclosure

SEC source: 0001225208-12-021341 · doc4.xml · nonDerivative · entry 1

Cavanagh Michael J · CIK 0001304481 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,765

Read SEC document
October 15, 2012 Filed Oct 16, 2012 15:33 UTC
Bisignano FrankCo-Chief Operating Officer
Exercise / conversionStock Appreciation Rights · Derivative 80,000 $0.00 Strike: $19.49 $0.00
Disclosure

SEC source: 0001225208-12-021377 · doc4.xml · derivative · entry 7

Bisignano Frank · CIK 0001346629 · Co-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2019-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date.

Read SEC document
October 15, 2012 Filed Oct 16, 2012 15:33 UTC
Bisignano FrankCo-Chief Operating Officer
Tax withholdingCommon Stock 56,964 $42.07 $2,396,475.48
Disclosure

SEC source: 0001225208-12-021377 · doc4.xml · nonDerivative · entry 3

Bisignano Frank · CIK 0001346629 · Co-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,725

Read SEC document
October 15, 2012 Filed Oct 16, 2012 15:33 UTC
Bisignano FrankCo-Chief Operating Officer
SaleCommon Stock 20,000 $42.25 $844,942.00
Disclosure

SEC source: 0001225208-12-021377 · doc4.xml · nonDerivative · entry 2

Bisignano Frank · CIK 0001346629 · Co-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,689

Read SEC document
October 15, 2012 Filed Oct 16, 2012 15:33 UTC
Bisignano FrankCo-Chief Operating Officer
Exercise / conversionCommon Stock 80,000 $19.49 $1,559,200.00
Disclosure

SEC source: 0001225208-12-021377 · doc4.xml · nonDerivative · entry 1

Bisignano Frank · CIK 0001346629 · Co-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2012 Filed Oct 16, 2012 19:41 UTC
Smith GordonExecutive Vice President
Exercise / conversionStock Appreciation Rights · Derivative 80,000 $0.00 Strike: $19.49 $0.00
Disclosure

SEC source: 0001225208-12-021378 · doc4.xml · derivative · entry 4

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 80,000 shares

Expires 2019-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date.

Read SEC document
October 15, 2012 Filed Oct 16, 2012 19:41 UTC
Smith GordonExecutive Vice President
Tax withholdingCommon Stock 56,608 $42.07 $2,381,498.56
Disclosure

SEC source: 0001225208-12-021378 · doc4.xml · nonDerivative · entry 3

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,260

Read SEC document
October 15, 2012 Filed Oct 16, 2012 19:41 UTC
Smith GordonExecutive Vice President
SaleCommon Stock 28,334 $42.33 $1,199,267.72
Disclosure

SEC source: 0001225208-12-021378 · doc4.xml · nonDerivative · entry 2

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,868

Read SEC document
October 15, 2012 Filed Oct 16, 2012 19:41 UTC
Smith GordonExecutive Vice President
Exercise / conversionCommon Stock 80,000 $19.49 $1,559,200.00
Disclosure

SEC source: 0001225208-12-021378 · doc4.xml · nonDerivative · entry 1

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2012 Filed Oct 2, 2012 17:22 UTC GrantCommon Stock 864.6245 $40.48 $35,000.00
Disclosure

SEC source: 0001225208-12-020690 · doc4.xml · nonDerivative · entry 1

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,120.9887

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2012 Filed Oct 2, 2012 17:23 UTC GrantCommon Stock 617.5889 $40.48 $25,000.00
Disclosure

SEC source: 0001225208-12-020691 · doc4.xml · nonDerivative · entry 1

BOWLES CRANDALL CLOSE · CIK 0000903518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,214.9116

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2012 Filed Oct 2, 2012 17:23 UTC
COTE DAVID MDirector
GrantCommon Stock 463.1917 $40.48 $18,750.00
Disclosure

SEC source: 0001225208-12-020692 · doc4.xml · nonDerivative · entry 1

COTE DAVID M · CIK 0001136538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,630.5729

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2012 Filed Oct 2, 2012 17:23 UTC GrantCommon Stock 802.8656 $40.48 $32,500.00
Disclosure

SEC source: 0001225208-12-020693 · doc4.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,956.4428

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2012 Filed Oct 2, 2012 21:23 UTC GrantCommon Stock 463.1917 $40.48 $18,750.00
Disclosure

SEC source: 0001225208-12-020694 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,066.1336

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2012 Filed Oct 2, 2012 17:23 UTC GrantCommon Stock 555.83 $40.48 $22,500.00
Disclosure

SEC source: 0001225208-12-020695 · doc4.xml · nonDerivative · entry 1

RAYMOND LEE R · CIK 0001198809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,728.5883

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2012 Filed Oct 2, 2012 21:23 UTC GrantCommon Stock 555.83 $40.48 $22,500.00
Disclosure

SEC source: 0001225208-12-020696 · doc4.xml · nonDerivative · entry 1

WELDON WILLIAM C · CIK 0001189019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,909.908

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2012 Filed Oct 2, 2012 21:23 UTC GrantCommon Stock 463.1917 $40.48 $18,750.00
Disclosure

SEC source: 0001225208-12-020697 · doc4.xml · nonDerivative · entry 1

BURKE STEPHEN B · CIK 0001203694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,242.4921

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 14, 2012 Filed Sep 14, 2012 19:17 UTC
Petno Douglas BManaging Director
SaleCommon Stock 15,337 $42.00 $644,187.74
Disclosure

SEC source: 0001225208-12-019642 · doc4.xml · nonDerivative · entry 1

Petno Douglas B · CIK 0001539649 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,778.4933

F1 · shares: Shares sold pursuant to 10b5-1 Plan dated August 6, 2012.

Read SEC document
September 12, 2012 Filed Sep 12, 2012 21:22 UTC
Petno Douglas BManaging Director
SaleCommon Stock 15,337 $40.04 $614,058.20
Disclosure

SEC source: 0001225208-12-019508 · doc4.xml · nonDerivative · entry 1

Petno Douglas B · CIK 0001539649 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,115.4933

Read SEC document
August 21, 2012 Filed Aug 21, 2012 19:04 UTC
Petno Douglas BManaging Director
SaleCommon Stock 15,337 $38.00 $582,827.47
Disclosure

SEC source: 0001225208-12-018311 · doc4.xml · nonDerivative · entry 1

Petno Douglas B · CIK 0001539649 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,424.8498

F1 · shares: Shares sold pursuant to 10b5-1 Plan dated August 6, 2012.

Read SEC document
August 15, 2012 Filed Aug 15, 2012 16:56 UTC
STALEY JAMES EManaging Director
SaleCommon Stock 30,000 $37.26 $1,117,914.00
Disclosure

SEC source: 0001225208-12-017875 · doc4.xml · nonDerivative · entry 1

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,885.8269

Read SEC document
August 15, 2012 Filed Aug 15, 2012 17:45 UTC
Bisignano FrankCo-Chief Operating Officer
GiftCommon Stock 2,323 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-017885 · doc4.xml · nonDerivative · entry 1

Bisignano Frank · CIK 0001346629 · Co-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,689

Read SEC document
August 06, 2012 Filed Aug 6, 2012 20:35 UTC
Petno Douglas BManaging Director
SaleCommon Stock 15,338 $36.24 $555,878.26
Disclosure

SEC source: 0001225208-12-017282 · doc4.xml · nonDerivative · entry 1

Petno Douglas B · CIK 0001539649 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,761.8438

F1 · shares: Shares sold pursuant to 10b5-1 Plan effective Augsut 6, 2012.

Read SEC document
July 24, 2012 Filed Jul 30, 2012 13:48 UTC
Bisignano FrankChief Administrative Officer;
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-016799 · doc4.xml · nonDerivative · entry 1

Bisignano Frank · CIK 0001346629 · Chief Administrative Officer;

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,012

Read SEC document
July 23, 2012 Filed Jul 24, 2012 15:55 UTC
STALEY JAMES EManaging Director
GiftCommon Stock 131,882 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-016593 · doc4.xml · nonDerivative · entry 2

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 131,882

Read SEC document
July 23, 2012 Filed Jul 24, 2012 15:55 UTC
STALEY JAMES EManaging Director
GiftCommon Stock 131,882 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-016593 · doc4.xml · nonDerivative · entry 1

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0.8269

Read SEC document
July 20, 2012 Filed Jul 20, 2012 20:17 UTC
DIMON JAMESDirector · Chairman & CEO
PurchaseCommon Stock 15,000 $34.02 $510,268.50
Disclosure

SEC source: 0001225208-12-016509 · doc4.xml · nonDerivative · entry 7

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 971,459

Read SEC document
July 20, 2012 Filed Jul 20, 2012 20:17 UTC
DIMON JAMESDirector · Chairman & CEO
PurchaseCommon Stock 250,000 $34.02 $8,504,475.00
Disclosure

SEC source: 0001225208-12-016509 · doc4.xml · nonDerivative · entry 2

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,226,153

Read SEC document
July 20, 2012 Filed Jul 24, 2012 15:54 UTC
Donnelly John LDirector Human Resources
GiftCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-016592 · doc4.xml · nonDerivative · entry 4

Donnelly John L · CIK 0001458126 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse, as Custodian for Children

Disclosed balance after: 12,500

Read SEC document
July 20, 2012 Filed Jul 24, 2012 15:54 UTC
Donnelly John LDirector Human Resources
GiftCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-016592 · doc4.xml · nonDerivative · entry 2

Donnelly John L · CIK 0001458126 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,278

Read SEC document
July 19, 2012 Filed Jul 20, 2012 20:17 UTC
DIMON JAMESDirector · Chairman & CEO
SalePreferred Stock, Series I 1,851 $1,110.00 $2,054,610.00
Disclosure

SEC source: 0001225208-12-016509 · doc4.xml · nonDerivative · entry 10

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust "C"

Disclosed balance after: 0

F2 · ownership.nature: Reporting person disclaims beneficial ownership of such shares.

Read SEC document
July 19, 2012 Filed Jul 20, 2012 20:17 UTC
DIMON JAMESDirector · Chairman & CEO
SalePreferred Stock, Series I 4,234 $1,110.00 $4,699,740.00
Disclosure

SEC source: 0001225208-12-016509 · doc4.xml · nonDerivative · entry 9

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust "B"

Disclosed balance after: 0

F1 · ownership.nature: Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest.

Read SEC document
July 19, 2012 Filed Jul 20, 2012 20:17 UTC
DIMON JAMESDirector · Chairman & CEO
SalePreferred Stock, Series I 1,770 $1,110.00 $1,964,700.00
Disclosure

SEC source: 0001225208-12-016509 · doc4.xml · nonDerivative · entry 8

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust "A"

Disclosed balance after: 0

F2 · ownership.nature: Reporting person disclaims beneficial ownership of such shares.

Read SEC document
July 19, 2012 Filed Jul 20, 2012 20:17 UTC
DIMON JAMESDirector · Chairman & CEO
PurchaseCommon Stock 50,000 $34.43 $1,721,460.00
Disclosure

SEC source: 0001225208-12-016509 · doc4.xml · nonDerivative · entry 6

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 956,459

Read SEC document
July 19, 2012 Filed Jul 20, 2012 20:17 UTC
DIMON JAMESDirector · Chairman & CEO
SalePreferred Stock, Series I 2,793 $1,110.00 $3,100,230.00
Disclosure

SEC source: 0001225208-12-016509 · doc4.xml · nonDerivative · entry 5

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 0

F1 · ownership.nature: Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest.

Read SEC document
July 19, 2012 Filed Jul 20, 2012 20:17 UTC
DIMON JAMESDirector · Chairman & CEO
PurchaseCommon Stock 75,000 $34.45 $2,584,117.50
Disclosure

SEC source: 0001225208-12-016509 · doc4.xml · nonDerivative · entry 4

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 75,000

F1 · ownership.nature: Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.