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NYSE · USD

AMJB

JPMORGAN CHASE & CO

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Tapewire entity
2795
SEC CIK
0000019617
Parsed reports
2,624

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202608
Feb 2026014
Mar 202601
Apr 202608
May 202608
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 13, 2017 Filed Jan 18, 2017 21:04 UTC
O'Donovan MarkCorporate Controller
Tax withholdingCommon Stock 6,230 $87.14 $542,851.05
Disclosure

SEC source: 0001225208-17-001318 · doc4.xml · nonDerivative · entry 3

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,904

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:04 UTC
O'Donovan MarkCorporate Controller
Exercise / conversionCommon Stock 7,085 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001318 · doc4.xml · nonDerivative · entry 2

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:04 UTC
O'Donovan MarkCorporate Controller
Exercise / conversionCommon Stock 8,049 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001318 · doc4.xml · nonDerivative · entry 1

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:04 UTC
DIMON JAMESDirector · Chairman & CEO
Exercise / conversionRestricted Stock Units · Derivative 99,273 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001319 · doc4.xml · derivative · entry 12

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,273

Underlying: Common Stock · 99,273 shares

Expires 2018-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:04 UTC
DIMON JAMESDirector · Chairman & CEO
Exercise / conversionRestricted Stock Units · Derivative 159,828 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001319 · doc4.xml · derivative · entry 11

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 159,828 shares

Expires 2017-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:04 UTC
DIMON JAMESDirector · Chairman & CEO
Tax withholdingCommon Stock 142,988 $87.14 $12,459,259.38
Disclosure

SEC source: 0001225208-17-001319 · doc4.xml · nonDerivative · entry 4

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,087,730

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:04 UTC
DIMON JAMESDirector · Chairman & CEO
Exercise / conversionCommon Stock 99,273 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001319 · doc4.xml · nonDerivative · entry 3

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,230,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:04 UTC
DIMON JAMESDirector · Chairman & CEO
Exercise / conversionCommon Stock 159,828 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001319 · doc4.xml · nonDerivative · entry 2

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,131,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:04 UTC
Friedman StaceyGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 10,732 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001320 · doc4.xml · derivative · entry 5

Friedman Stacey · CIK 0001662926 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,733

Underlying: Common Stock · 10,732 shares

Expires 2018-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:04 UTC
Friedman StaceyGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 10,022 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001320 · doc4.xml · derivative · entry 4

Friedman Stacey · CIK 0001662926 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,022 shares

Expires 2017-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:04 UTC
Friedman StaceyGeneral Counsel
Tax withholdingCommon Stock 9,962 $87.14 $868,038.87
Disclosure

SEC source: 0001225208-17-001320 · doc4.xml · nonDerivative · entry 3

Friedman Stacey · CIK 0001662926 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,792

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:04 UTC
Friedman StaceyGeneral Counsel
Exercise / conversionCommon Stock 10,022 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001320 · doc4.xml · nonDerivative · entry 2

Friedman Stacey · CIK 0001662926 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:04 UTC
Friedman StaceyGeneral Counsel
Exercise / conversionCommon Stock 10,732 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001320 · doc4.xml · nonDerivative · entry 1

Friedman Stacey · CIK 0001662926 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:04 UTC
Lake MarianneChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 49,636 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001321 · doc4.xml · derivative · entry 5

Lake Marianne · CIK 0001566079 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,637

Underlying: Common Stock · 49,636 shares

Expires 2018-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:04 UTC
Lake MarianneChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 40,173 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001321 · doc4.xml · derivative · entry 4

Lake Marianne · CIK 0001566079 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,173 shares

Expires 2017-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:04 UTC
Lake MarianneChief Financial Officer
Tax withholdingCommon Stock 48,607 $87.14 $4,235,370.95
Disclosure

SEC source: 0001225208-17-001321 · doc4.xml · nonDerivative · entry 3

Lake Marianne · CIK 0001566079 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,783

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:04 UTC
Lake MarianneChief Financial Officer
Exercise / conversionCommon Stock 40,173 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001321 · doc4.xml · nonDerivative · entry 2

Lake Marianne · CIK 0001566079 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:04 UTC
Lake MarianneChief Financial Officer
Exercise / conversionCommon Stock 49,636 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001321 · doc4.xml · nonDerivative · entry 1

Lake Marianne · CIK 0001566079 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:04 UTC
Smith GordonExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 76,467 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001322 · doc4.xml · derivative · entry 6

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,467

Underlying: Common Stock · 76,467 shares

Expires 2018-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:04 UTC
Smith GordonExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 68,683 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001322 · doc4.xml · derivative · entry 5

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 68,683 shares

Expires 2017-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:04 UTC
Smith GordonExecutive Vice President
Tax withholdingCommon Stock 73,637 $87.14 $6,416,360.00
Disclosure

SEC source: 0001225208-17-001322 · doc4.xml · nonDerivative · entry 3

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,331

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:04 UTC
Smith GordonExecutive Vice President
Exercise / conversionCommon Stock 68,683 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001322 · doc4.xml · nonDerivative · entry 2

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:04 UTC
Smith GordonExecutive Vice President
Exercise / conversionCommon Stock 76,467 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001322 · doc4.xml · nonDerivative · entry 1

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 21:40 UTC GrantCommon Stock 434.5811 $86.29 $37,500.00
Disclosure

SEC source: 0001225208-17-000415 · doc4.xml · nonDerivative · entry 1

BOWLES CRANDALL CLOSE · CIK 0000903518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,234.7814

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 21:40 UTC GrantCommon Stock 260.7486 $86.29 $22,500.00
Disclosure

SEC source: 0001225208-17-000416 · doc4.xml · nonDerivative · entry 1

BURKE STEPHEN B · CIK 0001203694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,557.4736

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 21:40 UTC GrantCommon Stock 376.6369 $86.29 $32,500.00
Disclosure

SEC source: 0001225208-17-000417 · doc4.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,574.8239

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 21:40 UTC GrantCommon Stock 333.1788 $86.29 $28,750.00
Disclosure

SEC source: 0001225208-17-000418 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,705.9022

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 21:40 UTC GrantCommon Stock 550.4693 $86.29 $47,500.00
Disclosure

SEC source: 0001225208-17-000419 · doc4.xml · nonDerivative · entry 1

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,095.6508

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 21:40 UTC GrantCommon Stock 304.2067 $86.29 $26,250.00
Disclosure

SEC source: 0001225208-17-000420 · doc4.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,050.7162

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 21:40 UTC GrantCommon Stock 478.0392 $86.29 $41,250.00
Disclosure

SEC source: 0001225208-17-000421 · doc4.xml · nonDerivative · entry 1

RAYMOND LEE R · CIK 0001198809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,519.6309

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 21:40 UTC GrantCommon Stock 492.5252 $86.29 $42,500.00
Disclosure

SEC source: 0001225208-17-000422 · doc4.xml · nonDerivative · entry 1

WELDON WILLIAM C · CIK 0001189019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,939.1247

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 22:02 UTC
Smith GordonExecutive Vice President
Exercise / conversionStock Appreciation Rights · Derivative 40,000 $0.00 Strike: $19.49 $0.00
Disclosure

SEC source: 0001225208-16-041689 · doc4.xml · derivative · entry 6

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2019-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise reported was effected pursuant to a 10b5-1 Plan dated November 1, 2016.

F4 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 22:02 UTC
Smith GordonExecutive Vice President
Exercise / conversionStock Appreciation Rights · Derivative 179,977 $0.00 Strike: $35.61 $0.00
Disclosure

SEC source: 0001225208-16-041689 · doc4.xml · derivative · entry 5

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,995

Underlying: Common Stock · 179,977 shares

Expires 2022-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise reported was effected pursuant to a 10b5-1 Plan dated November 1, 2016.

F3 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 22:02 UTC
Smith GordonExecutive Vice President
Tax withholdingCommon Stock 159,762 $75.74 $12,099,575.07
Disclosure

SEC source: 0001225208-16-041689 · doc4.xml · nonDerivative · entry 3

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,818

F2 · ownership.direct: Balance reflects shares transferred from indirect to direct ownership from a GRAT distribution on October 31, 2016.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 22:02 UTC
Smith GordonExecutive Vice President
Exercise / conversionCommon Stock 40,000 $19.49 $779,600.00
Disclosure

SEC source: 0001225208-16-041689 · doc4.xml · nonDerivative · entry 2

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise reported was effected pursuant to a 10b5-1 Plan dated November 1, 2016.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 22:02 UTC
Smith GordonExecutive Vice President
Exercise / conversionCommon Stock 179,977 $35.61 $6,408,980.97
Disclosure

SEC source: 0001225208-16-041689 · doc4.xml · nonDerivative · entry 1

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise reported was effected pursuant to a 10b5-1 Plan dated November 1, 2016.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 21:59 UTC
Petno Douglas BCEO Commercial Banking
Exercise / conversionStock Appreciation Rights · Derivative 75,000 $0.00 Strike: $45.79 $0.00
Disclosure

SEC source: 0001225208-16-041690 · doc4.xml · derivative · entry 4

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2017-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise reported was effected pursuant to a 10b5-1 Plan dated November 8, 2016.

F3 · derivative.exercise_date: Stock Appreciation Rights vest and become exercisable in five equal annual installments beginning October 18, 2008. Shares resulting from exercise must be held at least 5 years from the grant date.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 21:59 UTC
Petno Douglas BCEO Commercial Banking
Tax withholdingCommon Stock 61,545 $72.74 $4,476,475.58
Disclosure

SEC source: 0001225208-16-041690 · doc4.xml · nonDerivative · entry 2

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,668

F2 · ownership.direct: Balance reflects shares transferred from indirect to direct ownership from a GRAT distribution on November 10, 2016.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 21:59 UTC
Petno Douglas BCEO Commercial Banking
Exercise / conversionCommon Stock 75,000 $45.79 $3,434,250.00
Disclosure

SEC source: 0001225208-16-041690 · doc4.xml · nonDerivative · entry 1

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise reported was effected pursuant to a 10b5-1 Plan dated November 8, 2016.

Read SEC document
October 31, 2016 Filed Nov 2, 2016 20:48 UTC PurchaseCommon Stock 40 $69.52 $2,780.80
Disclosure

SEC source: 0001225208-16-041009 · doc4.xml · nonDerivative · entry 1

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SEP-IRA

Disclosed balance after: 5,986

Read SEC document
October 26, 2016 Filed Oct 27, 2016 16:57 UTC
Friedman StaceyGeneral Counsel
SaleCommon Stock 2,099 $69.03 $144,904.26
Disclosure

SEC source: 0001225208-16-040779 · doc4.xml · nonDerivative · entry 3

Friedman Stacey · CIK 0001662926 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Sale pursuant to 10b5-1 Plan dated November 12, 2015, and modified as of July 20, 2016.

Read SEC document
October 26, 2016 Filed Oct 27, 2016 16:58 UTC
O'Donovan MarkCorporate Controller
SaleCommon Stock 4,035 $69.05 $278,621.19
Disclosure

SEC source: 0001225208-16-040780 · doc4.xml · nonDerivative · entry 4

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Sale pursuant to 10b5-1 Plan dated July 22, 2016.

Read SEC document
October 25, 2016 Filed Oct 27, 2016 16:57 UTC
Friedman StaceyGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 4,752 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-040779 · doc4.xml · derivative · entry 4

Friedman Stacey · CIK 0001662926 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,752

Underlying: Common Stock · 4,752 shares

Expires 2017-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest in four equal annual installments beginning October 25, 2014.

Read SEC document
October 25, 2016 Filed Oct 27, 2016 16:57 UTC
Friedman StaceyGeneral Counsel
Tax withholdingCommon Stock 2,653 $68.66 $182,141.72
Disclosure

SEC source: 0001225208-16-040779 · doc4.xml · nonDerivative · entry 2

Friedman Stacey · CIK 0001662926 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,099

Read SEC document
October 25, 2016 Filed Oct 27, 2016 16:57 UTC
Friedman StaceyGeneral Counsel
Exercise / conversionCommon Stock 4,752 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-040779 · doc4.xml · nonDerivative · entry 1

Friedman Stacey · CIK 0001662926 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
October 25, 2016 Filed Oct 27, 2016 16:58 UTC
O'Donovan MarkCorporate Controller
Exercise / conversionRestricted Stock Units · Derivative 6,005 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-040780 · doc4.xml · derivative · entry 6

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,016

Underlying: Common Stock · 6,005 shares

Expires 2019-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F4 · derivative.exercise_date: Restricted stock units vest 25% on October 25, 2016, 25% on October 25, 2017, 25% on October 25, 2018 and 25% on October 25, 2019.

Read SEC document
October 25, 2016 Filed Oct 27, 2016 16:58 UTC
O'Donovan MarkCorporate Controller
Exercise / conversionRestricted Stock Units · Derivative 2,376 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-040780 · doc4.xml · derivative · entry 5

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,376

Underlying: Common Stock · 2,376 shares

Expires 2017-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest in four equal annual installments beginning October 25, 2014.

Read SEC document
October 25, 2016 Filed Oct 27, 2016 16:58 UTC
O'Donovan MarkCorporate Controller
Tax withholdingCommon Stock 4,346 $68.66 $298,374.63
Disclosure

SEC source: 0001225208-16-040780 · doc4.xml · nonDerivative · entry 3

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,035

Read SEC document
October 25, 2016 Filed Oct 27, 2016 16:58 UTC
O'Donovan MarkCorporate Controller
Exercise / conversionCommon Stock 2,376 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-040780 · doc4.xml · nonDerivative · entry 2

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
October 25, 2016 Filed Oct 27, 2016 16:58 UTC
O'Donovan MarkCorporate Controller
Exercise / conversionCommon Stock 6,005 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-040780 · doc4.xml · nonDerivative · entry 1

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.