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JPMORGAN CHASE & CO

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2795
SEC CIK
0000019617
Parsed reports
2,624

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202608
Feb 2026014
Mar 202601
Apr 202608
May 202608
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 17, 2017 Filed Jan 19, 2017 21:58 UTC
Smith GordonExecutive Vice President
GrantRestricted Stock Units · Derivative 64,986 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001354 · doc4.xml · derivative · entry 3

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,986

Underlying: Common Stock · 64,986 shares

Expires 2020-01-13

F2 · security: Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2016, with the remaining 50% awarded in the form of Performance Share Units (PSUs), consistent with last year.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F4 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2017 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee.

F5 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:58 UTC
BACON ASHLEYChief Risk Officer
GrantRestricted Stock Units · Derivative 36,790 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001355 · doc4.xml · derivative · entry 1

BACON ASHLEY · CIK 0001580075 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,790

Underlying: Common Stock · 36,790 shares

Expires 2020-01-13

F1 · security: Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2016, with the remaining 50% awarded in the form of Performance Share Units (PSUs), consistent with last year.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2017 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:58 UTC
Pinto Daniel EManaging Director
GrantRestricted Stock Units · Derivative 63,483 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001356 · doc4.xml · derivative · entry 1

Pinto Daniel E · CIK 0001555174 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,483

Underlying: Common Stock · 63,483 shares

Expires 2024-01-13

F1 · security: Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2016, with the remaining 50% awarded in the form of Performance Share Units (PSUs), consistent with last year. In addition, Mr. Pinto is designated as Identified Staff subject to the compensation limits of the European Union Capital Requirements Directive IV (CRD IV). As a result, Mr. Pinto did not receive variable compensation in the form of cash for 2016.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2017 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. In addition, Mr. Pinto's equity incentives are subject to the Firm's clawback policy for Identified Staff.

F4 · derivative.exercise_date: Restricted stock units vest 20% on each of the following dates: January 13, 2020, January 13, 2021, January 13, 2022, January 13, 2023, and January 13, 2024. As Identified Staff, shares resulting from vesting must be held for 6 months from vesting date.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:58 UTC
Donnelly John LDirector Human Resources
GrantRestricted Stock Units · Derivative 20,475 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001357 · doc4.xml · derivative · entry 1

Donnelly John L · CIK 0001458126 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,475

Underlying: Common Stock · 20,475 shares

Expires 2020-01-13

F1 · security: Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2016, with the remaining 50% awarded in the form of Performance Share Units (PSUs), consistent with last year.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2017 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:58 UTC
Erdoes Mary E.CEO Asset Management
GrantRestricted Stock Units · Derivative 64,986 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001358 · doc4.xml · derivative · entry 1

Erdoes Mary E. · CIK 0001473446 · CEO Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,986

Underlying: Common Stock · 64,986 shares

Expires 2020-01-13

F1 · security: Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2016, with the remaining 50% awarded in the form of Performance Share Units (PSUs), consistent with last year.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2017 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:58 UTC
Friedman StaceyGeneral Counsel
GrantRestricted Stock Units · Derivative 25,817 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001359 · doc4.xml · derivative · entry 1

Friedman Stacey · CIK 0001662926 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,817

Underlying: Common Stock · 25,817 shares

Expires 2020-01-13

F1 · security: Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2016, with the remaining 50% awarded in the form of Performance Share Units (PSUs), consistent with last year.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2017 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:58 UTC
Giles NicoleCorporate Controller
GrantRestricted Stock Units · Derivative 3,781 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001360 · doc4.xml · derivative · entry 1

Giles Nicole · CIK 0001695090 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,781

Underlying: Common Stock · 3,781 shares

Expires 2020-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2017 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:58 UTC
Zames Matthew EChief Operating Officer
GrantRestricted Stock Units · Derivative 64,986 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001361 · doc4.xml · derivative · entry 1

Zames Matthew E · CIK 0001550416 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,986

Underlying: Common Stock · 64,986 shares

Expires 2020-01-13

F1 · security: Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2016, with the remaining 50% awarded in the form of Performance Share Units (PSUs), consistent with last year.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2017 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:58 UTC GrantCommon Stock 2,967.359 $84.25 $250,000.00
Disclosure

SEC source: 0001225208-17-001362 · doc4.xml · nonDerivative · entry 1

BAMMANN LINDA · CIK 0001195342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,467.915

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:58 UTC
BELL JAMES ADirector
GrantCommon Stock 2,967.359 $84.25 $250,000.00
Disclosure

SEC source: 0001225208-17-001363 · doc4.xml · nonDerivative · entry 1

BELL JAMES A · CIK 0001182047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,167.0713

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:58 UTC GrantCommon Stock 2,967.359 $84.25 $250,000.00
Disclosure

SEC source: 0001225208-17-001364 · doc4.xml · nonDerivative · entry 1

BOWLES CRANDALL CLOSE · CIK 0000903518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,631.0581

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:58 UTC GrantCommon Stock 2,967.359 $84.25 $250,000.00
Disclosure

SEC source: 0001225208-17-001365 · doc4.xml · nonDerivative · entry 1

BURKE STEPHEN B · CIK 0001203694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,051.2619

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:58 UTC GrantCommon Stock 2,967.359 $84.25 $250,000.00
Disclosure

SEC source: 0001225208-17-001366 · doc4.xml · nonDerivative · entry 1

Combs Todd A. · CIK 0001685281 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,983.359

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:59 UTC GrantCommon Stock 2,967.359 $84.25 $250,000.00
Disclosure

SEC source: 0001225208-17-001367 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,816.5355

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:59 UTC GrantCommon Stock 2,967.359 $84.25 $250,000.00
Disclosure

SEC source: 0001225208-17-001369 · doc4.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,112.8303

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:59 UTC GrantCommon Stock 2,967.359 $84.25 $250,000.00
Disclosure

SEC source: 0001225208-17-001368 · doc4.xml · nonDerivative · entry 1

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,839.1443

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:59 UTC GrantCommon Stock 2,967.359 $84.25 $250,000.00
Disclosure

SEC source: 0001225208-17-001370 · doc4.xml · nonDerivative · entry 1

RAYMOND LEE R · CIK 0001198809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,711.3432

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:59 UTC GrantCommon Stock 2,967.359 $84.25 $250,000.00
Disclosure

SEC source: 0001225208-17-001371 · doc4.xml · nonDerivative · entry 1

WELDON WILLIAM C · CIK 0001189019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,378.786

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:03 UTC
Zames Matthew EChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 87,199 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001312 · doc4.xml · derivative · entry 6

Zames Matthew E · CIK 0001550416 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,200

Underlying: Common Stock · 87,199 shares

Expires 2018-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:03 UTC
Zames Matthew EChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 84,234 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001312 · doc4.xml · derivative · entry 5

Zames Matthew E · CIK 0001550416 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 84,234 shares

Expires 2017-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:03 UTC
Zames Matthew EChief Operating Officer
Tax withholdingCommon Stock 87,265 $87.14 $7,603,835.78
Disclosure

SEC source: 0001225208-17-001312 · doc4.xml · nonDerivative · entry 3

Zames Matthew E · CIK 0001550416 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,455.4221

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:03 UTC
Zames Matthew EChief Operating Officer
Exercise / conversionCommon Stock 84,234 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001312 · doc4.xml · nonDerivative · entry 2

Zames Matthew E · CIK 0001550416 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,720.4221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:03 UTC
Zames Matthew EChief Operating Officer
Exercise / conversionCommon Stock 87,199 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001312 · doc4.xml · nonDerivative · entry 1

Zames Matthew E · CIK 0001550416 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,486.4221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:03 UTC
BACON ASHLEYChief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 44,047 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001313 · doc4.xml · derivative · entry 6

BACON ASHLEY · CIK 0001580075 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,048

Underlying: Common Stock · 44,047 shares

Expires 2018-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:03 UTC
BACON ASHLEYChief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 37,581 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001313 · doc4.xml · derivative · entry 5

BACON ASHLEY · CIK 0001580075 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,581 shares

Expires 2017-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:03 UTC
BACON ASHLEYChief Risk Officer
Tax withholdingCommon Stock 38,367 $87.14 $3,343,108.55
Disclosure

SEC source: 0001225208-17-001313 · doc4.xml · nonDerivative · entry 3

BACON ASHLEY · CIK 0001580075 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,884

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:03 UTC
BACON ASHLEYChief Risk Officer
Exercise / conversionCommon Stock 37,581 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001313 · doc4.xml · nonDerivative · entry 2

BACON ASHLEY · CIK 0001580075 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:03 UTC
BACON ASHLEYChief Risk Officer
Exercise / conversionCommon Stock 44,047 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001313 · doc4.xml · nonDerivative · entry 1

BACON ASHLEY · CIK 0001580075 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:03 UTC
Donnelly John LDirector Human Resources
Exercise / conversionRestricted Stock Units · Derivative 21,241 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001314 · doc4.xml · derivative · entry 6

Donnelly John L · CIK 0001458126 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,241

Underlying: Common Stock · 21,241 shares

Expires 2018-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F5 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:03 UTC
Donnelly John LDirector Human Resources
Exercise / conversionRestricted Stock Units · Derivative 18,359 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001314 · doc4.xml · derivative · entry 5

Donnelly John L · CIK 0001458126 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,359 shares

Expires 2017-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:03 UTC
Donnelly John LDirector Human Resources
Tax withholdingCommon Stock 20,481 $87.14 $1,784,611.94
Disclosure

SEC source: 0001225208-17-001314 · doc4.xml · nonDerivative · entry 3

Donnelly John L · CIK 0001458126 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,462.2938

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:03 UTC
Donnelly John LDirector Human Resources
Exercise / conversionCommon Stock 18,359 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001314 · doc4.xml · nonDerivative · entry 2

Donnelly John L · CIK 0001458126 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,943.2938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:03 UTC
Donnelly John LDirector Human Resources
Exercise / conversionCommon Stock 21,241 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001314 · doc4.xml · nonDerivative · entry 1

Donnelly John L · CIK 0001458126 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,584.2938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:03 UTC
Erdoes Mary E.CEO Asset Management
Exercise / conversionRestricted Stock Units · Derivative 84,516 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001315 · doc4.xml · derivative · entry 6

Erdoes Mary E. · CIK 0001473446 · CEO Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,516

Underlying: Common Stock · 84,516 shares

Expires 2018-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:03 UTC
Erdoes Mary E.CEO Asset Management
Exercise / conversionRestricted Stock Units · Derivative 73,867 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001315 · doc4.xml · derivative · entry 5

Erdoes Mary E. · CIK 0001473446 · CEO Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 73,867 shares

Expires 2017-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:03 UTC
Erdoes Mary E.CEO Asset Management
Tax withholdingCommon Stock 86,786 $87.14 $7,562,098.11
Disclosure

SEC source: 0001225208-17-001315 · doc4.xml · nonDerivative · entry 3

Erdoes Mary E. · CIK 0001473446 · CEO Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,677

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:03 UTC
Erdoes Mary E.CEO Asset Management
Exercise / conversionCommon Stock 73,867 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001315 · doc4.xml · nonDerivative · entry 2

Erdoes Mary E. · CIK 0001473446 · CEO Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:03 UTC
Erdoes Mary E.CEO Asset Management
Exercise / conversionCommon Stock 84,516 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001315 · doc4.xml · nonDerivative · entry 1

Erdoes Mary E. · CIK 0001473446 · CEO Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:03 UTC
Pinto Daniel EManaging Director
Exercise / conversionRestricted Stock Units · Derivative 85,716 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001316 · doc4.xml · derivative · entry 9

Pinto Daniel E · CIK 0001555174 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,717

Underlying: Common Stock · 85,716 shares

Expires 2018-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. Shares resulting from vesting must be held for 6 months from vesting date.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:03 UTC
Pinto Daniel EManaging Director
Exercise / conversionRestricted Stock Units · Derivative 42,117 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001316 · doc4.xml · derivative · entry 8

Pinto Daniel E · CIK 0001555174 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,117 shares

Expires 2017-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on July 25, 2015 and 50% on January 13, 2017. Shares resulting from vesting must be held for 6 months from vesting date.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:03 UTC
Pinto Daniel EManaging Director
Tax withholdingCommon Stock 60,082 $87.14 $5,235,245.07
Disclosure

SEC source: 0001225208-17-001316 · doc4.xml · nonDerivative · entry 3

Pinto Daniel E · CIK 0001555174 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,626

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:03 UTC
Pinto Daniel EManaging Director
Exercise / conversionCommon Stock 42,117 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001316 · doc4.xml · nonDerivative · entry 2

Pinto Daniel E · CIK 0001555174 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:03 UTC
Pinto Daniel EManaging Director
Exercise / conversionCommon Stock 85,716 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001316 · doc4.xml · nonDerivative · entry 1

Pinto Daniel E · CIK 0001555174 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:04 UTC
Petno Douglas BCEO Commercial Banking
Exercise / conversionRestricted Stock Units · Derivative 44,270 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001317 · doc4.xml · derivative · entry 7

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,271

Underlying: Common Stock · 44,270 shares

Expires 2018-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:04 UTC
Petno Douglas BCEO Commercial Banking
Exercise / conversionRestricted Stock Units · Derivative 40,173 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001317 · doc4.xml · derivative · entry 6

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,173 shares

Expires 2017-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:04 UTC
Petno Douglas BCEO Commercial Banking
Tax withholdingCommon Stock 41,513 $87.14 $3,617,235.26
Disclosure

SEC source: 0001225208-17-001317 · doc4.xml · nonDerivative · entry 3

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,598

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:04 UTC
Petno Douglas BCEO Commercial Banking
Exercise / conversionCommon Stock 40,173 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001317 · doc4.xml · nonDerivative · entry 2

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:04 UTC
Petno Douglas BCEO Commercial Banking
Exercise / conversionCommon Stock 44,270 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001317 · doc4.xml · nonDerivative · entry 1

Petno Douglas B · CIK 0001539649 · CEO Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:04 UTC
O'Donovan MarkCorporate Controller
Exercise / conversionRestricted Stock Units · Derivative 8,049 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001318 · doc4.xml · derivative · entry 5

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,050

Underlying: Common Stock · 8,049 shares

Expires 2018-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 21:04 UTC
O'Donovan MarkCorporate Controller
Exercise / conversionRestricted Stock Units · Derivative 7,085 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001318 · doc4.xml · derivative · entry 4

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,085 shares

Expires 2017-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.