Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIGROUP INCC · Entity 2837 | CHIEF ACCOUNTING OFFICER | April 15, 2026 | April 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIGROUP INC
Report date April 15, 2026 · Filed April 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 97,734.4 |
Reported balance
After 2026-04-15 transaction · row 1
1 source rowRow 1 · 2026-04-15 · Sale · Disposed 12,732 · Balance 97,734.4 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JPMORGAN CHASE & CO
Report date March 01, 2021 · Filed March 05, 2021
Section 16 reporting ended · disclosed 2021-03-05. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 15, 2026 Filed Apr 17, 2026 20:01 UTC | CITIGROUP INC C · Entity 2837 | SaleCommon Stock | 12,732 | $131.80 | $1,678,077.60 |
DisclosureSEC source: 0001193125-26-161475 · ownership.xml · nonDerivative · entry 1 Giles Nicole · CIK 0001695090 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,734.4 Read SEC document |
| February 11, 2026 Filed Feb 13, 2026 21:01 UTC | CITIGROUP INC C · Entity 2837 | SaleCommon Stock | 16,792 | $119.04 | $1,998,938.15 |
DisclosureSEC source: 0001193125-26-051291 · ownership.xml · nonDerivative · entry 2 Giles Nicole · CIK 0001695090 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,466.4 F2 · price: This price represents the average sale prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from USD $119.00 to USD $119.11. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 11, 2026 Filed Feb 13, 2026 21:01 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 29,911.26 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-051291 · ownership.xml · nonDerivative · entry 1 Giles Nicole · CIK 0001695090 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,258.4 F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2027; none of the award is eligible for immediate sale. Read SEC document |
| January 20, 2026 Filed Jan 20, 2026 22:06 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 33,835.7 | $118.04 | $3,993,966.03 |
DisclosureSEC source: 0001193125-26-016784 · ownership.xml · nonDerivative · entry 1 Giles Nicole · CIK 0001695090 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,347.14 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 21:32 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 14,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001005 · doc4.xml · derivative · entry 2 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,362 Underlying: Common Stock · 14,362 shares Expires 2024-01-13 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financial results. In addition, all equity awards granted in 2021 contain recapture provisions that enable the Firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards granted to the Reporting Person are also subject to additional Protection-based Vesting provisions under which awards may be cancelled. F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2023 and 50% on January 13, 2024. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 21:32 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 3,154 | $138.75 | $437,624.12 |
DisclosureSEC source: 0001225208-21-001005 · doc4.xml · nonDerivative · entry 1 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,687 F1 · kind: Sale pursuant to 10b5-1 Plan dated November 12, 2020. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 21:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 5,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000862 · doc4.xml · derivative · entry 5 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,272 Underlying: Common Stock · 5,272 shares Expires 2022-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2021 and 50% on January 13, 2022. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 21:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 3,029 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000862 · doc4.xml · derivative · entry 4 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,029 shares Expires 2021-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2020 and 50% on January 13, 2021. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 21:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 3,178 | $139.45 | $443,156.21 |
DisclosureSEC source: 0001225208-21-000862 · doc4.xml · nonDerivative · entry 3 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,841 Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 21:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 3,029 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000862 · doc4.xml · nonDerivative · entry 2 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 21:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 5,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000862 · doc4.xml · nonDerivative · entry 1 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 26, 2020 Filed Oct 26, 2020 21:31 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 2,281 | $100.98 | $230,326.94 |
DisclosureSEC source: 0001225208-20-012736 · doc4.xml · nonDerivative · entry 4 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,718 F2 · kind: Sale pursuant to 10b5-1 Plan dated July 21, 2020. Read SEC document |
| October 25, 2020 Filed Oct 26, 2020 21:31 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 2,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012736 · doc4.xml · derivative · entry 6 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,791 Underlying: Common Stock · 2,790 shares Expires 2021-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · derivative.exercise_date: Restricted stock units vest 25% on October 25, 2018, 25% on October 25, 2019, 25% on October 25, 2020, and 25% on October 25, 2021, subject to continued employment. Shares resulting from vesting must be held at least two years from each vesting date. Read SEC document |
| October 25, 2020 Filed Oct 26, 2020 21:31 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 1,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012736 · doc4.xml · derivative · entry 5 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,857 shares Expires 2020-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 25% on October 25, 2017, 25% on October 25, 2018, 25% on October 25, 2019, and 25% on October 25, 2020, subject to continued employment. Shares resulting from vesting must be held at least two years from each vesting date. Read SEC document |
| October 25, 2020 Filed Oct 26, 2020 21:31 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 2,365 | $103.69 | $245,226.85 |
DisclosureSEC source: 0001225208-20-012736 · doc4.xml · nonDerivative · entry 3 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,999 Read SEC document |
| October 25, 2020 Filed Oct 26, 2020 21:31 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 1,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012736 · doc4.xml · nonDerivative · entry 2 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 25, 2020 Filed Oct 26, 2020 21:31 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 2,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012736 · doc4.xml · nonDerivative · entry 1 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 21:31 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 14,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001058 · doc4.xml · derivative · entry 1 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,559 Underlying: Common Stock · 14,559 shares Expires 2023-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2020 contain recapture provisions that enable the Firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to the Reporting Person are also subject to additional Protection-based Vesting provisions under which awards may be cancelled. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2022 and 50% on January 13, 2023. Read SEC document |
| January 15, 2020 Filed Jan 15, 2020 22:55 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 3,015 | $137.10 | $413,364.34 |
DisclosureSEC source: 0001225208-20-000823 · doc4.xml · nonDerivative · entry 4 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,717 F2 · kind: Sale pursuant to 10b5-1 Plan dated October 31, 2019. Read SEC document |
| January 15, 2020 Filed Jan 15, 2020 22:55 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 1,766 | $136.48 | $241,019.27 |
DisclosureSEC source: 0001225208-20-000823 · doc4.xml · nonDerivative · entry 3 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,732 Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 22:55 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 3,029 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000823 · doc4.xml · derivative · entry 6 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,029 Underlying: Common Stock · 3,029 shares Expires 2021-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2020 and 50% on January 13, 2021. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 22:55 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 1,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000823 · doc4.xml · derivative · entry 5 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,891 shares Expires 2020-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 22:55 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 1,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000823 · doc4.xml · nonDerivative · entry 2 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 22:55 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 3,029 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000823 · doc4.xml · nonDerivative · entry 1 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,607 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 28, 2019 Filed Oct 28, 2019 21:55 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 863 | $126.73 | $109,365.06 |
DisclosureSEC source: 0001225208-19-013876 · doc4.xml · nonDerivative · entry 5 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,578 F2 · kind: Sale pursuant to 10b5-1 Plan dated August 5, 2019. Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 21:55 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 2,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013876 · doc4.xml · derivative · entry 7 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,581 Underlying: Common Stock · 2,790 shares Expires 2021-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · derivative.exercise_date: Restricted stock units vest 25% on October 25, 2018, 25% on October 25, 2019, 25% on October 25, 2020, and 25% on October 25, 2021, subject to continued employment. Shares resulting from vesting must be held at least two years from each vesting date. Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 21:55 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 1,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013876 · doc4.xml · derivative · entry 6 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,857 Underlying: Common Stock · 1,857 shares Expires 2020-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 25% on October 25, 2017, 25% on October 25, 2018, 25% on October 25, 2019, and 25% on October 25, 2020, subject to continued employment. Shares resulting from vesting must be held at least two years from each vesting date. Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 21:55 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 1,420 | $125.70 | $178,494.00 |
DisclosureSEC source: 0001225208-19-013876 · doc4.xml · nonDerivative · entry 4 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,441 Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 21:55 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 945 | $125.70 | $118,786.50 |
DisclosureSEC source: 0001225208-19-013876 · doc4.xml · nonDerivative · entry 3 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,861 Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 21:55 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 1,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013876 · doc4.xml · nonDerivative · entry 2 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 21:55 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 2,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013876 · doc4.xml · nonDerivative · entry 1 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 21:41 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 3,230 | $110.43 | $356,685.02 |
DisclosureSEC source: 0001225208-19-006850 · doc4.xml · nonDerivative · entry 1 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,159 F1 · kind: Sale pursuant to 10b5-1 Plan dated November 8, 2018. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 21:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 10,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000949 · doc4.xml · derivative · entry 1 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,544 Underlying: Common Stock · 10,544 shares Expires 2022-01-13 F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2018, with the remaining 50% awarded in the form of Performance Share Units (PSUs). F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock. F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2019 contain recapture provisions that enable the Firm to cancel an unvested or un-exercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors. F4 · derivative.exercise_date: RSUs vest 50% on January 13, 2021 and 50% on January 13, 2022. Read SEC document |
| January 15, 2019 Filed Jan 18, 2019 18:59 UTC Amendment | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 10,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001040 · doc4a.xml · derivative · entry 1 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,544 Underlying: Common Stock · 10,544 shares Expires 2022-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2019 contain recapture provisions that enable the Firm to cancel an unvested or un-exercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2021 and 50% on January 13, 2022. Read SEC document |
| January 13, 2019 Filed Jan 16, 2019 21:18 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 1,890 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000888 · doc4.xml · derivative · entry 5 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,891 Underlying: Common Stock · 1,890 shares Expires 2020-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020. Read SEC document |
| January 13, 2019 Filed Jan 16, 2019 21:18 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 2,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000888 · doc4.xml · derivative · entry 4 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,813 shares Expires 2019-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019. Read SEC document |
| January 13, 2019 Filed Jan 16, 2019 21:18 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 1,688 | $99.56 | $168,057.28 |
DisclosureSEC source: 0001225208-19-000888 · doc4.xml · nonDerivative · entry 3 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,389 Read SEC document |
| January 13, 2019 Filed Jan 16, 2019 21:18 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 1,890 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000888 · doc4.xml · nonDerivative · entry 2 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2019 Filed Jan 16, 2019 21:18 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 2,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000888 · doc4.xml · nonDerivative · entry 1 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 20:05 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 2,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-014904 · doc4.xml · derivative · entry 5 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,371 Underlying: Common Stock · 2,790 shares Expires 2021-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 25% on October 25, 2018, 25% on October 25, 2019, 25% on October 25, 2020, and 25% on October 25, 2021, subject to continued employment. Shares resulting from vesting must be held at least two years from each vesting date. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 20:05 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 1,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-014904 · doc4.xml · derivative · entry 4 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,714 Underlying: Common Stock · 1,856 shares Expires 2020-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 25% on October 25, 2017, 25% on October 25, 2018, 25% on October 25, 2019, and 25% on October 25, 2020, subject to continued employment. Shares resulting from vesting must be held at least two years from each vesting date. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 20:05 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 2,365 | $104.81 | $247,875.65 |
DisclosureSEC source: 0001225208-18-014904 · doc4.xml · nonDerivative · entry 3 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,374 Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 20:05 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 1,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-014904 · doc4.xml · nonDerivative · entry 2 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,739 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 20:05 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 2,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-014904 · doc4.xml · nonDerivative · entry 1 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,883 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 16, 2018 Filed Jan 17, 2018 22:14 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 3,783 | $112.45 | $425,399.11 |
DisclosureSEC source: 0001225208-18-001140 · doc4.xml · nonDerivative · entry 4 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,093 F2 · kind: Sale pursuant to 10b5-1 Plan dated October 18, 2017. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 21:43 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 6,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001225 · doc4.xml · derivative · entry 1 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,058 Underlying: Common Stock · 6,058 shares Expires 2021-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2018 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2020 and 50% on January 13, 2021. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:14 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 2,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001140 · doc4.xml · derivative · entry 6 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,813 Underlying: Common Stock · 2,813 shares Expires 2019-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:14 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 2,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001140 · doc4.xml · derivative · entry 5 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,473 shares Expires 2018-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:14 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 2,056 | $111.85 | $229,953.32 |
DisclosureSEC source: 0001225208-18-001140 · doc4.xml · nonDerivative · entry 3 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,876 Read SEC document |
| January 13, 2018 Filed Jan 17, 2018 22:14 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 2,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001140 · doc4.xml · nonDerivative · entry 2 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.