Last 12 months
Inside the activity.
0 purchase rows · 43 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 8 |
| Feb 2026 | 0 | 14 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 8 |
| May 2026 | 0 | 8 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 19, 2017 Filed Apr 20, 2017 20:40 UTC |
CROWN JAMES SDirector
|
PurchaseCommon Stock | 2,500 | $85.49 | $213,721.00 |
DisclosureSEC source: 0001225208-17-008213 · doc4.xml · nonDerivative · entry 2 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 21,303 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 19, 2017 Filed Apr 20, 2017 20:40 UTC |
CROWN JAMES SDirector
|
PurchaseCommon Stock | 7,000 | $85.48 | $598,336.20 |
DisclosureSEC source: 0001225208-17-008213 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By SEP IRA Disclosed balance after: 14,137 Read SEC document |
| April 17, 2017 Filed Apr 18, 2017 20:15 UTC |
Friedman StaceyGeneral Counsel
|
Exercise / conversionStock Appreciation Rights · Derivative | 40,000 | $0.00 Strike: $37.15 | $0.00 |
DisclosureSEC source: 0001225208-17-008109 · doc4.xml · derivative · entry 6 Friedman Stacey · CIK 0001662926 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 40,000 shares Expires 2022-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning August 20, 2013. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| April 17, 2017 Filed Apr 18, 2017 20:15 UTC |
Friedman StaceyGeneral Counsel
|
Exercise / conversionStock Appreciation Rights · Derivative | 52,552 | $0.00 Strike: $46.58 | $0.00 |
DisclosureSEC source: 0001225208-17-008109 · doc4.xml · derivative · entry 5 Friedman Stacey · CIK 0001662926 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,139 Underlying: Common Stock · 52,552 shares Expires 2023-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| April 17, 2017 Filed Apr 18, 2017 20:15 UTC |
Friedman StaceyGeneral Counsel
|
Tax withholdingCommon Stock | 72,057 | $85.23 | $6,141,057.83 |
DisclosureSEC source: 0001225208-17-008109 · doc4.xml · nonDerivative · entry 4 Friedman Stacey · CIK 0001662926 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,495 Read SEC document |
| April 17, 2017 Filed Apr 18, 2017 20:15 UTC |
Friedman StaceyGeneral Counsel
|
SaleCommon Stock | 10,792 | $85.07 | $918,084.07 |
DisclosureSEC source: 0001225208-17-008109 · doc4.xml · nonDerivative · entry 3 Friedman Stacey · CIK 0001662926 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,552 F1 · kind: Sale pursuant to 10b5-1 Plan dated February 1, 2017. Read SEC document |
| April 17, 2017 Filed Apr 18, 2017 20:15 UTC |
Friedman StaceyGeneral Counsel
|
Exercise / conversionCommon Stock | 40,000 | $37.15 | $1,486,000.00 |
DisclosureSEC source: 0001225208-17-008109 · doc4.xml · nonDerivative · entry 2 Friedman Stacey · CIK 0001662926 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 17, 2017 Filed Apr 18, 2017 20:15 UTC |
Friedman StaceyGeneral Counsel
|
Exercise / conversionCommon Stock | 52,552 | $46.58 | $2,447,872.16 |
DisclosureSEC source: 0001225208-17-008109 · doc4.xml · nonDerivative · entry 1 Friedman Stacey · CIK 0001662926 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 17, 2017 Filed Apr 18, 2017 20:15 UTC |
Zames Matthew EChief Operating Officer
|
SaleCommon Stock | 3,405 | $85.06 | $289,615.68 |
DisclosureSEC source: 0001225208-17-008110 · doc4.xml · nonDerivative · entry 1 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,019 F1 · kind: Sale pursuant to 10b5-1 Plan dated February 15, 2017. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:07 UTC |
BURKE STEPHEN BDirector
|
GrantCommon Stock | 327.2996 | $87.84 | $28,750.00 |
DisclosureSEC source: 0001225208-17-007374 · doc4.xml · nonDerivative · entry 1 BURKE STEPHEN B · CIK 0001203694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,378.5615 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:07 UTC |
BOWLES CRANDALL CLOSEDirector
|
GrantCommon Stock | 498.0647 | $87.84 | $43,750.00 |
DisclosureSEC source: 0001225208-17-007373 · doc4.xml · nonDerivative · entry 1 BOWLES CRANDALL CLOSE · CIK 0000903518 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,129.1228 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:08 UTC |
CROWN JAMES SDirector
|
GrantCommon Stock | 431.6561 | $87.84 | $37,916.67 |
DisclosureSEC source: 0001225208-17-007375 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,888.1384 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:08 UTC |
FLYNN TIMOTHY PATRICKDirector
|
GrantCommon Stock | 398.4517 | $87.84 | $35,000.00 |
DisclosureSEC source: 0001225208-17-007376 · doc4.xml · nonDerivative · entry 1 FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,214.9872 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:08 UTC |
JACKSON LABANDirector
|
GrantCommon Stock | 602.4211 | $87.84 | $52,916.67 |
DisclosureSEC source: 0001225208-17-007377 · doc4.xml · nonDerivative · entry 1 JACKSON LABAN · CIK 0001202252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,441.5654 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:08 UTC |
NEAL MICHAEL ADirector
|
GrantCommon Stock | 369.9909 | $87.84 | $32,500.00 |
DisclosureSEC source: 0001225208-17-007378 · doc4.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,482.8212 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:08 UTC |
WELDON WILLIAM CDirector
|
GrantCommon Stock | 554.9863 | $87.84 | $48,750.00 |
DisclosureSEC source: 0001225208-17-007380 · doc4.xml · nonDerivative · entry 1 WELDON WILLIAM C · CIK 0001189019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,933.7723 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 21:03 UTC |
RAYMOND LEE RDirector
|
GrantCommon Stock | 540.7559 | $87.84 | $47,500.00 |
DisclosureSEC source: 0001225208-17-007464 · doc4.xml · nonDerivative · entry 1 RAYMOND LEE R · CIK 0001198809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,252.0991 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2017 Filed May 1, 2017 21:07 UTC |
JACKSON LABANDirector
|
OtherCommon Stock | 392 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008734 · doc4.xml · nonDerivative · entry 1 JACKSON LABAN · CIK 0001202252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,833.5654 Read SEC document |
| February 15, 2017 Filed Feb 15, 2017 22:33 UTC |
Zames Matthew EChief Operating Officer
|
GiftCommon Stock | 1,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003422 · doc4.xml · nonDerivative · entry 1 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,424 Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 22:33 UTC |
Petno Douglas BCEO Commercial Banking
|
GiftCommon Stock | 1,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003423 · doc4.xml · nonDerivative · entry 1 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,973 Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:13 UTC |
Zames Matthew EChief Operating Officer
|
Exercise / conversionStock Appreciation Rights · Derivative | 16,423 | $0.00 Strike: $35.61 | $0.00 |
DisclosureSEC source: 0001225208-17-002005 · doc4.xml · derivative · entry 5 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,423 shares Expires 2022-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:13 UTC |
Zames Matthew EChief Operating Officer
|
Exercise / conversionStock Appreciation Rights · Derivative | 20,921 | $0.00 Strike: $46.58 | $0.00 |
DisclosureSEC source: 0001225208-17-002005 · doc4.xml · derivative · entry 4 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,921 Underlying: Common Stock · 20,921 shares Expires 2023-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:13 UTC |
Zames Matthew EChief Operating Officer
|
Tax withholdingCommon Stock | 28,049 | $86.45 | $2,424,836.05 |
DisclosureSEC source: 0001225208-17-002005 · doc4.xml · nonDerivative · entry 3 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,667 Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:13 UTC |
Zames Matthew EChief Operating Officer
|
Exercise / conversionCommon Stock | 16,423 | $35.61 | $584,823.03 |
DisclosureSEC source: 0001225208-17-002005 · doc4.xml · nonDerivative · entry 2 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:13 UTC |
Zames Matthew EChief Operating Officer
|
Exercise / conversionCommon Stock | 20,921 | $46.58 | $974,500.18 |
DisclosureSEC source: 0001225208-17-002005 · doc4.xml · nonDerivative · entry 1 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:13 UTC |
DIMON JAMESDirector · Chairman & CEO
|
GiftCommon Stock | 350,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002006 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GRATs Disclosed balance after: 2,696,484 F1 · acquired: Upon termination of a Grantor Retained Annuity Trust, 350,727 shares were transferred to a Family Trust as beneficiary. F2 · balance_after: Balance includes 653,245 shares transferred from a Grantor Retained Annuity Trust to the Grantor on January 25, 2017. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:13 UTC |
DIMON JAMESDirector · Chairman & CEO
|
GiftCommon Stock | 350,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002006 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trusts Disclosed balance after: 918,470 F1 · acquired: Upon termination of a Grantor Retained Annuity Trust, 350,727 shares were transferred to a Family Trust as beneficiary. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 17:17 UTC |
Donnelly John LDirector Human Resources
|
Exercise / conversionStock Appreciation Rights · Derivative | 16,873 | $0.00 Strike: $35.61 | $0.00 |
DisclosureSEC source: 0001225208-17-001820 · doc4.xml · derivative · entry 5 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,873 shares Expires 2022-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 17:17 UTC |
Donnelly John LDirector Human Resources
|
Exercise / conversionStock Appreciation Rights · Derivative | 10,461 | $0.00 Strike: $46.58 | $0.00 |
DisclosureSEC source: 0001225208-17-001820 · doc4.xml · derivative · entry 4 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,461 Underlying: Common Stock · 10,461 shares Expires 2023-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 17:17 UTC |
Donnelly John LDirector Human Resources
|
Tax withholdingCommon Stock | 20,871 | $85.67 | $1,788,018.57 |
DisclosureSEC source: 0001225208-17-001820 · doc4.xml · nonDerivative · entry 3 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,481.2938 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 17:17 UTC |
Donnelly John LDirector Human Resources
|
Exercise / conversionCommon Stock | 10,461 | $46.58 | $487,273.38 |
DisclosureSEC source: 0001225208-17-001820 · doc4.xml · nonDerivative · entry 2 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,352.2938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 17:17 UTC |
Donnelly John LDirector Human Resources
|
Exercise / conversionCommon Stock | 16,873 | $35.61 | $600,847.53 |
DisclosureSEC source: 0001225208-17-001820 · doc4.xml · nonDerivative · entry 1 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,891.2938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2017 Filed Jan 23, 2017 21:12 UTC |
JACKSON LABANDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,105 | $0.00 Strike: $28.49 | $0.00 |
DisclosureSEC source: 0001225208-17-001451 · doc4.xml · derivative · entry 4 JACKSON LABAN · CIK 0001202252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,105 shares Expires 2017-04-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2017 Filed Jan 23, 2017 21:12 UTC |
JACKSON LABANDirector
|
Tax withholdingCommon Stock | 1,105 | $83.90 | $92,703.98 |
DisclosureSEC source: 0001225208-17-001451 · doc4.xml · nonDerivative · entry 2 JACKSON LABAN · CIK 0001202252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,839.1443 Read SEC document |
| January 19, 2017 Filed Jan 23, 2017 21:12 UTC |
JACKSON LABANDirector
|
Exercise / conversionCommon Stock | 2,105 | $28.49 | $59,971.45 |
DisclosureSEC source: 0001225208-17-001451 · doc4.xml · nonDerivative · entry 1 JACKSON LABAN · CIK 0001202252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,944.1443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2017 Filed Jan 19, 2017 21:58 UTC |
Lake MarianneChief Financial Officer
|
SaleCommon Stock | 13,072 | $83.68 | $1,093,821.82 |
DisclosureSEC source: 0001225208-17-001352 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,711 F1 · kind: Sale pursuant to 10b5-1 Plan dated November 8, 2016. Read SEC document |
| January 18, 2017 Filed Jan 19, 2017 21:58 UTC |
Petno Douglas BCEO Commercial Banking
|
SaleCommon Stock | 21,532 | $83.67 | $1,801,649.19 |
DisclosureSEC source: 0001225208-17-001353 · doc4.xml · nonDerivative · entry 1 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,338 F1 · kind: Sale pursuant to 10b5-1 Plan dated November 9, 2016. Read SEC document |
| January 18, 2017 Filed Jan 19, 2017 21:58 UTC |
Smith GordonExecutive Vice President
|
SaleCommon Stock | 65,865 | $83.67 | $5,510,997.00 |
DisclosureSEC source: 0001225208-17-001354 · doc4.xml · nonDerivative · entry 1 Smith Gordon · CIK 0001311487 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,466 F1 · kind: Sale pursuant to 10b5-1 Plan dated November 14, 2016. Read SEC document |
| January 17, 2017 Filed Jan 18, 2017 21:03 UTC |
Zames Matthew EChief Operating Officer
|
SaleCommon Stock | 42,083.4221 | $84.16 | $3,541,580.89 |
DisclosureSEC source: 0001225208-17-001312 · doc4.xml · nonDerivative · entry 4 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,372 F2 · kind: Sale pursuant to 10b5-1 Plan dated November 14, 2016. Read SEC document |
| January 17, 2017 Filed Jan 18, 2017 21:03 UTC |
BACON ASHLEYChief Risk Officer
|
SaleCommon Stock | 12,986 | $84.15 | $1,092,769.30 |
DisclosureSEC source: 0001225208-17-001313 · doc4.xml · nonDerivative · entry 4 BACON ASHLEY · CIK 0001580075 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,898 F2 · kind: Sale pursuant to 10b5-1 Plan dated November 15, 2016. Read SEC document |
| January 17, 2017 Filed Jan 18, 2017 21:03 UTC |
Donnelly John LDirector Human Resources
|
SaleCommon Stock | 6,444 | $84.16 | $542,313.51 |
DisclosureSEC source: 0001225208-17-001314 · doc4.xml · nonDerivative · entry 4 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,018.2938 F2 · kind: Sale pursuant to 10b5-1 Plan dated November 14, 2016. F3 · balance_after: The Reporting Person no longer has a reportable beneficial interest in 12,500 shares, owned by his sons who do not reside in his household. Read SEC document |
| January 17, 2017 Filed Jan 18, 2017 21:03 UTC |
Erdoes Mary E.CEO Asset Management
|
SaleCommon Stock | 35,799 | $84.15 | $3,012,593.25 |
DisclosureSEC source: 0001225208-17-001315 · doc4.xml · nonDerivative · entry 4 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,878 F2 · kind: Sale pursuant to 10b5-1 Plan dated November 15, 2016. Read SEC document |
| January 17, 2017 Filed Jan 18, 2017 21:03 UTC |
Pinto Daniel EManaging Director
|
Exercise / conversionStock Appreciation Rights · Derivative | 200,000 | $0.00 Strike: $45.79 | $0.00 |
DisclosureSEC source: 0001225208-17-001316 · doc4.xml · derivative · entry 10 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2017-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Stock Appreciation Rights vest and become exercisable in five equal annual installments beginning October 18, 2008. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| January 17, 2017 Filed Jan 18, 2017 21:03 UTC |
Pinto Daniel EManaging Director
|
Tax withholdingCommon Stock | 151,612 | $84.25 | $12,773,311.00 |
DisclosureSEC source: 0001225208-17-001316 · doc4.xml · nonDerivative · entry 6 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,581 Read SEC document |
| January 17, 2017 Filed Jan 18, 2017 21:03 UTC |
Pinto Daniel EManaging Director
|
SaleCommon Stock | 40,433 | $84.15 | $3,402,505.69 |
DisclosureSEC source: 0001225208-17-001316 · doc4.xml · nonDerivative · entry 5 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,193 F2 · kind: Sale pursuant to 10b5-1 Plan dated November 11, 2016. Read SEC document |
| January 17, 2017 Filed Jan 18, 2017 21:03 UTC |
Pinto Daniel EManaging Director
|
Exercise / conversionCommon Stock | 200,000 | $45.79 | $9,158,000.00 |
DisclosureSEC source: 0001225208-17-001316 · doc4.xml · nonDerivative · entry 4 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2017 Filed Jan 18, 2017 21:04 UTC |
Petno Douglas BCEO Commercial Banking
|
SaleCommon Stock | 6,728 | $84.16 | $566,194.84 |
DisclosureSEC source: 0001225208-17-001317 · doc4.xml · nonDerivative · entry 4 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,870 F2 · kind: Sale pursuant to 10b5-1 Plan dated November 9, 2016. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 21:58 UTC |
CROWN JAMES SDirector
|
GrantCommon Stock | 2,967.359 | $84.25 | $250,000.00 |
DisclosureSEC source: 0001225208-17-001351 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,456.4823 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 21:58 UTC |
Lake MarianneChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 41,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001352 · doc4.xml · derivative · entry 2 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,840 Underlying: Common Stock · 41,840 shares Expires 2020-01-13 F2 · security: Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2016, with the remaining 50% awarded in the form of Performance Share Units (PSUs), consistent with last year. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2017 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F5 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 21:58 UTC |
Petno Douglas BCEO Commercial Banking
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GrantRestricted Stock Units · Derivative | 36,499 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001353 · doc4.xml · derivative · entry 3 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,499 Underlying: Common Stock · 36,499 shares Expires 2020-01-13 F2 · security: Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2016, with the remaining 50% awarded in the form of Performance Share Units (PSUs), consistent with last year. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2017 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F5 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.