Last 12 months
Inside the activity.
0 purchase rows · 43 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 8 |
| Feb 2026 | 0 | 14 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 8 |
| May 2026 | 0 | 8 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 02, 2017 Filed Jan 3, 2018 21:17 UTC |
CROWN JAMES SDirector
|
OtherCommon Stock | 27,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000289 · doc4.xml · nonDerivative · entry 2 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership (Crown Fund II) Disclosed balance after: 906,435 F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| October 26, 2017 Filed Oct 26, 2017 21:09 UTC |
Friedman StaceyGeneral Counsel
|
SaleCommon Stock | 2,099 | $101.96 | $214,019.29 |
DisclosureSEC source: 0001225208-17-016566 · doc4.xml · nonDerivative · entry 3 Friedman Stacey · CIK 0001662926 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,527 F2 · kind: Sale pursuant to 10b5-1 Plan dated February 1, 2017. Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 21:09 UTC |
Friedman StaceyGeneral Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 4,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016566 · doc4.xml · derivative · entry 4 Friedman Stacey · CIK 0001662926 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,752 shares Expires 2017-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest in four equal annual installments beginning October 25, 2014. Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 21:09 UTC |
Friedman StaceyGeneral Counsel
|
Tax withholdingCommon Stock | 2,653 | $100.82 | $267,475.46 |
DisclosureSEC source: 0001225208-17-016566 · doc4.xml · nonDerivative · entry 2 Friedman Stacey · CIK 0001662926 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,626 Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 21:09 UTC |
Friedman StaceyGeneral Counsel
|
Exercise / conversionCommon Stock | 4,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016566 · doc4.xml · nonDerivative · entry 1 Friedman Stacey · CIK 0001662926 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,279 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 21:09 UTC |
Giles NicoleCorporate Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 1,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016567 · doc4.xml · derivative · entry 3 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,570 Underlying: Common Stock · 1,856 shares Expires 2020-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 25% on October 25, 2017, 25% on October 25, 2018, 25% on October 25, 2019, and 25% on October 25, 2020, subject to continued employment. Shares resulting from vesting must be held at least two years from each vesting date. Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 21:09 UTC |
Giles NicoleCorporate Controller
|
Tax withholdingCommon Stock | 993 | $100.82 | $100,114.26 |
DisclosureSEC source: 0001225208-17-016567 · doc4.xml · nonDerivative · entry 2 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,646 Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 21:09 UTC |
Giles NicoleCorporate Controller
|
Exercise / conversionCommon Stock | 1,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016567 · doc4.xml · nonDerivative · entry 1 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 21:15 UTC |
Beer Lori AChief Information Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 11,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016570 · doc4.xml · derivative · entry 3 Beer Lori A · CIK 0001436677 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,414 Underlying: Common Stock · 11,137 shares Expires 2020-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 25% on October 25, 2017, 25% on October 25, 2018, 25% on October 25, 2019, and 25% on October 25, 2020, subject to continued employment. Shares resulting from vesting must be held at least two years from each vesting date. Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 21:15 UTC |
Beer Lori AChief Information Officer
|
Tax withholdingCommon Stock | 6,217 | $100.82 | $626,797.94 |
DisclosureSEC source: 0001225208-17-016570 · doc4.xml · nonDerivative · entry 2 Beer Lori A · CIK 0001436677 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,437 Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 21:15 UTC |
Beer Lori AChief Information Officer
|
Exercise / conversionCommon Stock | 11,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016570 · doc4.xml · nonDerivative · entry 1 Beer Lori A · CIK 0001436677 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 21:09 UTC |
Petno Douglas BCEO Commercial Banking
|
Exercise / conversionStock Appreciation Rights · Derivative | 25,000 | $0.00 Strike: $43.20 | $0.00 |
DisclosureSEC source: 0001225208-17-016568 · doc4.xml · derivative · entry 10 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2020-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 21:09 UTC |
Petno Douglas BCEO Commercial Banking
|
Exercise / conversionStock Appreciation Rights · Derivative | 20,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-17-016568 · doc4.xml · derivative · entry 9 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2019-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 21:09 UTC |
Petno Douglas BCEO Commercial Banking
|
Exercise / conversionStock Appreciation Rights · Derivative | 15,000 | $0.00 Strike: $44.29 | $0.00 |
DisclosureSEC source: 0001225208-17-016568 · doc4.xml · derivative · entry 8 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2021-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 21:09 UTC |
Petno Douglas BCEO Commercial Banking
|
Exercise / conversionStock Appreciation Rights · Derivative | 73,116 | $0.00 Strike: $35.61 | $0.00 |
DisclosureSEC source: 0001225208-17-016568 · doc4.xml · derivative · entry 7 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 73,116 shares Expires 2022-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 21:09 UTC |
Petno Douglas BCEO Commercial Banking
|
Tax withholdingCommon Stock | 91,486 | $100.48 | $9,192,055.85 |
DisclosureSEC source: 0001225208-17-016568 · doc4.xml · nonDerivative · entry 5 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,448 Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 21:09 UTC |
Petno Douglas BCEO Commercial Banking
|
Exercise / conversionCommon Stock | 15,000 | $44.29 | $664,350.00 |
DisclosureSEC source: 0001225208-17-016568 · doc4.xml · nonDerivative · entry 4 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 21:09 UTC |
Petno Douglas BCEO Commercial Banking
|
Exercise / conversionCommon Stock | 20,000 | $19.49 | $389,800.00 |
DisclosureSEC source: 0001225208-17-016568 · doc4.xml · nonDerivative · entry 3 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 21:09 UTC |
Petno Douglas BCEO Commercial Banking
|
Exercise / conversionCommon Stock | 25,000 | $43.20 | $1,080,000.00 |
DisclosureSEC source: 0001225208-17-016568 · doc4.xml · nonDerivative · entry 2 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 21:09 UTC |
Petno Douglas BCEO Commercial Banking
|
Exercise / conversionCommon Stock | 73,116 | $35.61 | $2,603,660.76 |
DisclosureSEC source: 0001225208-17-016568 · doc4.xml · nonDerivative · entry 1 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 13, 2017 Filed Oct 13, 2017 21:12 UTC |
DIMON JAMESDirector · Chairman & CEO
|
Exercise / conversionStock Appreciation Rights · Derivative | 2,000,000 | $0.00 Strike: $39.83 | $0.00 |
DisclosureSEC source: 0001225208-17-016248 · doc4.xml · derivative · entry 9 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000,000 shares Expires 2018-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 13, 2017 Filed Oct 13, 2017 21:12 UTC |
DIMON JAMESDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 1,483,634 | $95.84 | $142,184,064.39 |
DisclosureSEC source: 0001225208-17-016248 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,205,043 F2 · shares: Represents the number of shares surrendered to the company in satisfaction of tax withholding obligations plus a number of shares equal in value to the exercise price multiplied by the number of SARs exercised. Reporting person received 516,366 shares net of such withholding. Read SEC document |
| October 13, 2017 Filed Oct 13, 2017 21:12 UTC |
DIMON JAMESDirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 2,000,000 | $39.83 | $79,660,000.00 |
DisclosureSEC source: 0001225208-17-016248 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,688,677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of Stock Appreciation Rights (SARs) pursuant to SAR Exercise Plan dated August 3, 2017. Amount represents the gross number of shares underlying the SARs. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:15 UTC |
BOWLES CRANDALL CLOSEDirector
|
GrantCommon Stock | 458.0672 | $95.51 | $43,750.00 |
DisclosureSEC source: 0001225208-17-015746 · doc4.xml · nonDerivative · entry 1 BOWLES CRANDALL CLOSE · CIK 0000903518 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,943.7721 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:15 UTC |
BURKE STEPHEN BDirector
|
GrantCommon Stock | 301.0156 | $95.51 | $28,750.00 |
DisclosureSEC source: 0001225208-17-015747 · doc4.xml · nonDerivative · entry 1 BURKE STEPHEN B · CIK 0001203694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,093.2191 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:15 UTC |
CROWN JAMES SDirector
|
GrantCommon Stock | 340.2785 | $95.51 | $32,500.00 |
DisclosureSEC source: 0001225208-17-015748 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,465.9265 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:15 UTC |
FLYNN TIMOTHY PATRICKDirector
|
GrantCommon Stock | 366.4538 | $95.51 | $35,000.00 |
DisclosureSEC source: 0001225208-17-015749 · doc4.xml · nonDerivative · entry 1 FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,292.6694 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:15 UTC |
JACKSON LABANDirector
|
GrantCommon Stock | 523.5054 | $95.51 | $50,000.00 |
DisclosureSEC source: 0001225208-17-015750 · doc4.xml · nonDerivative · entry 1 JACKSON LABAN · CIK 0001202252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,455.615 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:15 UTC |
NEAL MICHAEL ADirector
|
GrantCommon Stock | 340.2785 | $95.51 | $32,500.00 |
DisclosureSEC source: 0001225208-17-015751 · doc4.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,408.7583 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:15 UTC |
RAYMOND LEE RDirector
|
GrantCommon Stock | 471.1549 | $95.51 | $45,000.00 |
DisclosureSEC source: 0001225208-17-015752 · doc4.xml · nonDerivative · entry 1 RAYMOND LEE R · CIK 0001198809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,724.1514 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:15 UTC |
WELDON WILLIAM CDirector
|
GrantCommon Stock | 536.593 | $95.51 | $51,250.00 |
DisclosureSEC source: 0001225208-17-015753 · doc4.xml · nonDerivative · entry 1 WELDON WILLIAM C · CIK 0001189019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,969.9895 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 20:50 UTC |
Giles NicoleCorporate Controller
|
GrantRestricted Stock Units · Derivative | 11,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-014966 · doc4.xml · derivative · entry 1 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,161 Underlying: Common Stock · 11,161 shares Expires 2021-10-25 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. The grant amount was calculated using a value of $89.60 per restricted stock unit, the "fair market value" (the average of the high and low selling prices on the New York Stock Exchange composite tape) of one share of JPMC common stock on September 11, 2017, the date of grant under the terms of the JPMorgan Chase & Co. Long Term Incentive Plan. F2 · derivative.exercise_date: Restricted stock units vest 25% on October 25, 2018, 25% on October 25, 2019, 25% on October 25, 2020, and 25% on October 25, 2021, subject to continued employment. Shares resulting from vesting must be held at least two years from each vesting date. Read SEC document |
| August 21, 2017 Filed Aug 21, 2017 21:13 UTC |
Friedman StaceyGeneral Counsel
|
SaleCommon Stock | 9,968 | $90.55 | $902,608.38 |
DisclosureSEC source: 0001225208-17-014205 · doc4.xml · nonDerivative · entry 1 Friedman Stacey · CIK 0001662926 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,527 F1 · kind: Sale pursuant to 10b5-1 Plan dated May 9, 2017. Read SEC document |
| July 18, 2017 Filed Jul 18, 2017 20:07 UTC |
Giles NicoleCorporate Controller
|
SaleCommon Stock | 1,000 | $91.29 | $91,291.70 |
DisclosureSEC source: 0001225208-17-012729 · doc4.xml · nonDerivative · entry 1 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,783 Read SEC document |
| July 17, 2017 Filed Jul 17, 2017 20:40 UTC |
Lake MarianneChief Financial Officer
|
SaleCommon Stock | 17,596 | $91.58 | $1,611,411.77 |
DisclosureSEC source: 0001225208-17-012653 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Sale pursuant to 10b5-1 Plan dated May 8, 2017. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:46 UTC |
BOWLES CRANDALL CLOSEDirector
|
GrantCommon Stock | 451.3129 | $91.40 | $41,250.00 |
DisclosureSEC source: 0001225208-17-012227 · doc4.xml · nonDerivative · entry 1 BOWLES CRANDALL CLOSE · CIK 0000903518 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,047.8808 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:46 UTC |
BURKE STEPHEN BDirector
|
GrantCommon Stock | 314.5514 | $91.40 | $28,750.00 |
DisclosureSEC source: 0001225208-17-012228 · doc4.xml · nonDerivative · entry 1 BURKE STEPHEN B · CIK 0001203694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,261.2868 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:46 UTC |
CROWN JAMES SDirector
|
GrantCommon Stock | 355.5799 | $91.40 | $32,500.00 |
DisclosureSEC source: 0001225208-17-012229 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,217.0872 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:46 UTC |
FLYNN TIMOTHY PATRICKDirector
|
GrantCommon Stock | 382.9322 | $91.40 | $35,000.00 |
DisclosureSEC source: 0001225208-17-012230 · doc4.xml · nonDerivative · entry 1 FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,766.8308 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:46 UTC |
JACKSON LABANDirector
|
GrantCommon Stock | 492.3414 | $91.40 | $45,000.00 |
DisclosureSEC source: 0001225208-17-012231 · doc4.xml · nonDerivative · entry 1 JACKSON LABAN · CIK 0001202252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,156.1412 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:46 UTC |
NEAL MICHAEL ADirector
|
GrantCommon Stock | 355.5799 | $91.40 | $32,500.00 |
DisclosureSEC source: 0001225208-17-012232 · doc4.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,956.5368 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:47 UTC |
RAYMOND LEE RDirector
|
GrantCommon Stock | 492.3414 | $91.40 | $45,000.00 |
DisclosureSEC source: 0001225208-17-012233 · doc4.xml · nonDerivative · entry 1 RAYMOND LEE R · CIK 0001198809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,041.8612 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:47 UTC |
WELDON WILLIAM CDirector
|
GrantCommon Stock | 506.0175 | $91.40 | $46,250.00 |
DisclosureSEC source: 0001225208-17-012234 · doc4.xml · nonDerivative · entry 1 WELDON WILLIAM C · CIK 0001189019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,952.8195 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| May 23, 2017 Filed May 23, 2017 21:51 UTC |
DIMON JAMESDirector · Chairman & CEO
|
GiftCommon Stock | 50,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010311 · doc4.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GRATs Disclosed balance after: 3,698,292 F1 · acquired: Upon termination of a Grantor Retained Annuity Trust, 50,490 shares were transferred to Family Trusts as beneficiaries. F2 · balance_after: Amount owned directly includes 571,278 shares transferred from a Grantor Retained Annuity Trust to the Grantor on May 22, 2017. This transfer is exempt from Section 16 pursuant to Rule 16a-13. Read SEC document |
| May 23, 2017 Filed May 23, 2017 21:51 UTC |
DIMON JAMESDirector · Chairman & CEO
|
GiftCommon Stock | 50,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010311 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trusts Disclosed balance after: 968,960 F1 · acquired: Upon termination of a Grantor Retained Annuity Trust, 50,490 shares were transferred to Family Trusts as beneficiaries. Read SEC document |
| May 11, 2017 Filed May 12, 2017 20:11 UTC |
BACON ASHLEYChief Risk Officer
|
SaleCommon Stock | 6,514 | $87.21 | $568,100.27 |
DisclosureSEC source: 0001225208-17-009575 · doc4.xml · nonDerivative · entry 1 BACON ASHLEY · CIK 0001580075 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,384 F1 · kind: Sale pursuant to 10b5-1 Plan dated November 15, 2016. Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:24 UTC |
Lake MarianneChief Financial Officer
|
Exercise / conversionStock Appreciation Rights · Derivative | 67,492 | $0.00 Strike: $35.61 | $0.00 |
DisclosureSEC source: 0001225208-17-009310 · doc4.xml · derivative · entry 4 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 67,492 shares Expires 2022-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:24 UTC |
Lake MarianneChief Financial Officer
|
Tax withholdingCommon Stock | 49,896 | $86.88 | $4,334,964.48 |
DisclosureSEC source: 0001225208-17-009310 · doc4.xml · nonDerivative · entry 2 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,596 Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:24 UTC |
Lake MarianneChief Financial Officer
|
Exercise / conversionCommon Stock | 67,492 | $35.61 | $2,403,390.12 |
DisclosureSEC source: 0001225208-17-009310 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2017 Filed Apr 20, 2017 20:40 UTC |
CROWN JAMES SDirector
|
PurchaseCommon Stock | 2,000 | $85.47 | $170,934.00 |
DisclosureSEC source: 0001225208-17-008213 · doc4.xml · nonDerivative · entry 3 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse's IRA Disclosed balance after: 4,022 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.