Last 12 months
Inside the activity.
0 purchase rows · 43 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 8 |
| Feb 2026 | 0 | 14 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 8 |
| May 2026 | 0 | 8 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 25, 2018 Filed Oct 26, 2018 20:06 UTC |
Scher PeterExecutive Vice President
|
Exercise / conversionCommon Stock | 4,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-014906 · doc4.xml · nonDerivative · entry 1 Scher Peter · CIK 0001726591 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 20:45 UTC |
Beer Lori AChief Information Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 11,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-014909 · doc4.xml · derivative · entry 3 Beer Lori A · CIK 0001436677 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,276 Underlying: Common Stock · 11,138 shares Expires 2020-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 25% on October 25, 2017, 25% on October 25, 2018, 25% on October 25, 2019, and 25% on October 25, 2020, subject to continued employment. Shares resulting from vesting must be held at least two years from each vesting date. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 20:45 UTC |
Beer Lori AChief Information Officer
|
Tax withholdingCommon Stock | 5,928 | $104.81 | $621,313.68 |
DisclosureSEC source: 0001225208-18-014909 · doc4.xml · nonDerivative · entry 2 Beer Lori A · CIK 0001436677 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,527 Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 20:45 UTC |
Beer Lori AChief Information Officer
|
Exercise / conversionCommon Stock | 11,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-014909 · doc4.xml · nonDerivative · entry 1 Beer Lori A · CIK 0001436677 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,455 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:17 UTC |
HOBSON MELLODY LDirector
|
PurchaseCommon Stock | 1,150 | $108.94 | $125,280.89 |
DisclosureSEC source: 0001225208-18-014754 · doc4.xml · nonDerivative · entry 1 HOBSON MELLODY L · CIK 0001169896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,632.0063 Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 20:07 UTC |
BURKE STEPHEN BDirector
|
GrantCommon Stock | 254.7855 | $112.84 | $28,750.00 |
DisclosureSEC source: 0001225208-18-014070 · doc4.xml · nonDerivative · entry 1 BURKE STEPHEN B · CIK 0001203694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,576.518 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 20:07 UTC |
FLYNN TIMOTHY PATRICKDirector
|
GrantCommon Stock | 365.5619 | $112.84 | $41,250.00 |
DisclosureSEC source: 0001225208-18-014071 · doc4.xml · nonDerivative · entry 1 FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,693.4276 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 20:08 UTC |
HOBSON MELLODY LDirector
|
GrantCommon Stock | 288.0184 | $112.84 | $32,500.00 |
DisclosureSEC source: 0001225208-18-014072 · doc4.xml · nonDerivative · entry 1 HOBSON MELLODY L · CIK 0001169896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,482.0063 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 20:08 UTC |
JACKSON LABANDirector
|
GrantCommon Stock | 376.6395 | $112.84 | $42,500.00 |
DisclosureSEC source: 0001225208-18-014073 · doc4.xml · nonDerivative · entry 1 JACKSON LABAN · CIK 0001202252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,238.2267 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 20:08 UTC |
NEAL MICHAEL ADirector
|
GrantCommon Stock | 288.0184 | $112.84 | $32,500.00 |
DisclosureSEC source: 0001225208-18-014074 · doc4.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,330.4525 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 20:08 UTC |
RAYMOND LEE RDirector
|
GrantCommon Stock | 398.7948 | $112.84 | $45,000.01 |
DisclosureSEC source: 0001225208-18-014075 · doc4.xml · nonDerivative · entry 1 RAYMOND LEE R · CIK 0001198809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,720.4582 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 20:08 UTC |
WELDON WILLIAM CDirector
|
GrantCommon Stock | 387.7171 | $112.84 | $43,750.00 |
DisclosureSEC source: 0001225208-18-014076 · doc4.xml · nonDerivative · entry 1 WELDON WILLIAM C · CIK 0001189019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,929.8075 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 20:30 UTC |
HOBSON MELLODY LDirector
|
Exercise / conversionWarrants (Right to Buy) · Derivative | 46,308 | $0.00 Strike: $41.62 | $0.00 |
DisclosureSEC source: 0001225208-18-012679 · doc4.xml · derivative · entry 4 HOBSON MELLODY L · CIK 0001169896 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The GWL Living Trust Disclosed balance after: 0 Underlying: Common Stock · 46,308 shares Expires 2018-10-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On August 15, 2018, the Reporting Person exchanged 45,400 warrants for 46,308 equivalent shares at the current exchange rate of 1.02 and the current exchange price of $41.6240. The exchange was done on a cashless basis; 29,355 shares were received, net of 16,953 shares withheld to pay the exchange price. The Reporting Person received $31.91 in lieu of a fractional share. The exercise price and number of shares acquired per warrant are subject to anti-dilution adjustments from time to time upon the occurrence of certain events. Balance reflects downward adjustment of 325 warrants (331.50 equivalent shares) to correct balance as originally reported on Form 3 filed 3/29/18. F1 · shares: On August 15, 2018, the Reporting Person exchanged 45,400 warrants for 46,308 equivalent shares at the current exchange rate of 1.02 and the current exchange price of $41.6240. The exchange was done on a cashless basis; 29,355 shares were received, net of 16,953 shares withheld to pay the exchange price. The Reporting Person received $31.91 in lieu of a fractional share. The exercise price and number of shares acquired per warrant are subject to anti-dilution adjustments from time to time upon the occurrence of certain events. Balance reflects downward adjustment of 325 warrants (331.50 equivalent shares) to correct balance as originally reported on Form 3 filed 3/29/18. F1 · derivative.exercise_date: On August 15, 2018, the Reporting Person exchanged 45,400 warrants for 46,308 equivalent shares at the current exchange rate of 1.02 and the current exchange price of $41.6240. The exchange was done on a cashless basis; 29,355 shares were received, net of 16,953 shares withheld to pay the exchange price. The Reporting Person received $31.91 in lieu of a fractional share. The exercise price and number of shares acquired per warrant are subject to anti-dilution adjustments from time to time upon the occurrence of certain events. Balance reflects downward adjustment of 325 warrants (331.50 equivalent shares) to correct balance as originally reported on Form 3 filed 3/29/18. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 20:30 UTC |
HOBSON MELLODY LDirector
|
Disposition to issuerCommon Stock | 16,953 | $113.70 | $1,927,556.10 |
DisclosureSEC source: 0001225208-18-012679 · doc4.xml · nonDerivative · entry 2 HOBSON MELLODY L · CIK 0001169896 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The GWL Living Trust Disclosed balance after: 57,355 Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 20:30 UTC |
HOBSON MELLODY LDirector
|
Exercise / conversionCommon Stock | 46,308 | $41.62 | $1,927,524.19 |
DisclosureSEC source: 0001225208-18-012679 · doc4.xml · nonDerivative · entry 1 HOBSON MELLODY L · CIK 0001169896 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The GWL Living Trust Disclosed balance after: 74,308 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 23, 2018 Filed Jul 23, 2018 21:07 UTC |
Smith GordonCo-President & COO, CEO CCB
|
SaleCommon Stock | 30,725 | $114.01 | $3,503,030.99 |
DisclosureSEC source: 0001225208-18-011912 · doc4.xml · nonDerivative · entry 1 Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,929 F1 · kind: Sale pursuant to 10b5-1 Plan dated April 17, 2018. F2 · balance_after: Balance reflects 45,000 shares transferred from direct to indirect ownership for the funding of a Grantor Retained Annuity Trust (GRAT) on April 18, 2018. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 18:04 UTC |
BURKE STEPHEN BDirector
|
GrantCommon Stock | 275.9117 | $104.20 | $28,750.00 |
DisclosureSEC source: 0001225208-18-011257 · doc4.xml · nonDerivative · entry 1 BURKE STEPHEN B · CIK 0001203694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,758.5503 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 18:04 UTC |
FLYNN TIMOTHY PATRICKDirector
|
GrantCommon Stock | 402.4646 | $104.20 | $41,936.81 |
DisclosureSEC source: 0001225208-18-011258 · doc4.xml · nonDerivative · entry 1 FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,144.1195 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 18:04 UTC |
HOBSON MELLODY LDirector
|
GrantCommon Stock | 328.2217 | $104.20 | $34,200.70 |
DisclosureSEC source: 0001225208-18-011259 · doc4.xml · nonDerivative · entry 1 HOBSON MELLODY L · CIK 0001169896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,192.2217 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 18:04 UTC |
JACKSON LABANDirector
|
GrantCommon Stock | 479.8464 | $104.20 | $49,999.99 |
DisclosureSEC source: 0001225208-18-011260 · doc4.xml · nonDerivative · entry 1 JACKSON LABAN · CIK 0001202252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,042.6002 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 18:04 UTC |
NEAL MICHAEL ADirector
|
GrantCommon Stock | 311.9002 | $104.20 | $32,500.00 |
DisclosureSEC source: 0001225208-18-011261 · doc4.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,908.6574 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 18:04 UTC |
RAYMOND LEE RDirector
|
GrantCommon Stock | 479.8464 | $104.20 | $49,999.99 |
DisclosureSEC source: 0001225208-18-011262 · doc4.xml · nonDerivative · entry 1 RAYMOND LEE R · CIK 0001198809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,055.9016 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 18:04 UTC |
WELDON WILLIAM CDirector
|
GrantCommon Stock | 467.8503 | $104.20 | $48,750.00 |
DisclosureSEC source: 0001225208-18-011263 · doc4.xml · nonDerivative · entry 1 WELDON WILLIAM C · CIK 0001189019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,026.4008 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| May 14, 2018 Filed May 16, 2018 22:53 UTC |
Combs Todd A.Director
|
SaleWarrants (Right to Buy) · Derivative | 22,500 | $74.23 Strike: $41.70 | $1,670,217.75 |
DisclosureSEC source: 0000019617-18-000135 · primary_doc.xml · derivative · entry 2 Combs Todd A. · CIK 0001685281 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,950 shares Expires 2018-10-28 F1 · kind: There was no disgorgeable profits under Rule 16b-6(c)(2) from the transactions being reported on this Form 4, because the price of the common stock at the time of the sale of the warrants ($114.56) was lower than the lowest price at which the stock was purchased ($114.59). F3 · shares: The Reporting Person sold 22,500 warrants. The amount of common shares into which these warrants are exchangeable is at an exchange rate of 1.02 (22,950 equivalent shares). F3 · derivative.underlying_shares: The Reporting Person sold 22,500 warrants. The amount of common shares into which these warrants are exchangeable is at an exchange rate of 1.02 (22,950 equivalent shares). Read SEC document |
| May 14, 2018 Filed May 16, 2018 22:53 UTC |
Combs Todd A.Director
|
PurchaseCommon Stock | 13,000 | $114.61 | $1,489,897.50 |
DisclosureSEC source: 0000019617-18-000135 · primary_doc.xml · nonDerivative · entry 1 Combs Todd A. · CIK 0001685281 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,276.6029 F1 · kind: There was no disgorgeable profits under Rule 16b-6(c)(2) from the transactions being reported on this Form 4, because the price of the common stock at the time of the sale of the warrants ($114.56) was lower than the lowest price at which the stock was purchased ($114.59). F2 · price: Reflects a weighted average purchase price of $114.6075, at prices ranging from $114.59 to $114.61 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 16, 2018 Filed Apr 17, 2018 20:18 UTC |
HOBSON MELLODY LDirector
|
PurchaseCommon Stock | 18,000 | $111.05 | $1,998,813.60 |
DisclosureSEC source: 0001225208-18-007816 · doc4.xml · nonDerivative · entry 1 HOBSON MELLODY L · CIK 0001169896 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The GWL Living Trust Disclosed balance after: 28,000 Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 20:06 UTC |
BOWLES CRANDALL CLOSEDirector
|
GrantCommon Stock | 375.1023 | $109.97 | $41,250.00 |
DisclosureSEC source: 0001225208-18-007143 · doc4.xml · nonDerivative · entry 1 BOWLES CRANDALL CLOSE · CIK 0000903518 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,864.045 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 20:06 UTC |
BURKE STEPHEN BDirector
|
GrantCommon Stock | 261.4349 | $109.97 | $28,750.00 |
DisclosureSEC source: 0001225208-18-007144 · doc4.xml · nonDerivative · entry 1 BURKE STEPHEN B · CIK 0001203694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,949.5772 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 20:06 UTC |
FLYNN TIMOTHY PATRICKDirector
|
GrantCommon Stock | 341.0021 | $109.97 | $37,500.00 |
DisclosureSEC source: 0001225208-18-007145 · doc4.xml · nonDerivative · entry 1 FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,569.3316 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 20:06 UTC |
JACKSON LABANDirector
|
GrantCommon Stock | 409.2025 | $109.97 | $45,000.00 |
DisclosureSEC source: 0001225208-18-007146 · doc4.xml · nonDerivative · entry 1 JACKSON LABAN · CIK 0001202252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,787.9698 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 20:06 UTC |
NEAL MICHAEL ADirector
|
GrantCommon Stock | 295.5351 | $109.97 | $32,499.99 |
DisclosureSEC source: 0001225208-18-007147 · doc4.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,471.3935 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 20:06 UTC |
RAYMOND LEE RDirector
|
GrantCommon Stock | 454.6695 | $109.97 | $50,000.00 |
DisclosureSEC source: 0001225208-18-007148 · doc4.xml · nonDerivative · entry 1 RAYMOND LEE R · CIK 0001198809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,377.2735 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 20:07 UTC |
WELDON WILLIAM CDirector
|
GrantCommon Stock | 443.3027 | $109.97 | $48,750.00 |
DisclosureSEC source: 0001225208-18-007149 · doc4.xml · nonDerivative · entry 1 WELDON WILLIAM C · CIK 0001189019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,071.5405 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| February 12, 2018 Filed Feb 14, 2019 21:15 UTC |
DIMON JAMESDirector · Chairman & CEO
|
GiftCommon Stock | 389,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002533 · doc5.xml · nonDerivative · entry 2 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GRATs Disclosed balance after: 4,254,846 F2 · balance_after: Amount owned directly reflects 258,681 shares transferred from a Grantor Retained Annuity Trust to the Grantor on January 31, 2018. This transfer is exempt from Section 16 pursuant to Rule 16a-3. Read SEC document |
| February 12, 2018 Filed Feb 14, 2019 21:15 UTC |
DIMON JAMESDirector · Chairman & CEO
|
GiftCommon Stock | 389,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002533 · doc5.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trusts Disclosed balance after: 1,358,768 F1 · balance_after: Upon termination of a Grantor Retained Annuity Trust, 389,808 shares were transferred Grantor Retained Annuity Trust to Family Trusts as beneficiaries. Read SEC document |
| January 19, 2018 Filed Jan 19, 2018 21:53 UTC |
Scher PeterExecutive Vice President
|
SaleCommon Stock | 26,532 | $113.42 | $3,009,376.18 |
DisclosureSEC source: 0001225208-18-001318 · doc4.xml · nonDerivative · entry 1 Scher Peter · CIK 0001726591 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Sale pursuant to 10b5-1 Plan dated December 22, 2017. Read SEC document |
| January 19, 2018 Filed Jan 22, 2018 21:10 UTC |
JACKSON LABANDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,346 | $0.00 Strike: $44.55 | $0.00 |
DisclosureSEC source: 0001225208-18-001332 · doc4.xml · derivative · entry 4 JACKSON LABAN · CIK 0001202252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,346 shares Expires 2018-04-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2018 Filed Jan 22, 2018 21:10 UTC |
JACKSON LABANDirector
|
Tax withholdingCommon Stock | 725 | $113.57 | $82,339.70 |
DisclosureSEC source: 0001225208-18-001332 · doc4.xml · nonDerivative · entry 2 JACKSON LABAN · CIK 0001202252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,378.7673 Read SEC document |
| January 19, 2018 Filed Jan 22, 2018 21:10 UTC |
JACKSON LABANDirector
|
Exercise / conversionCommon Stock | 1,346 | $44.55 | $59,964.30 |
DisclosureSEC source: 0001225208-18-001332 · doc4.xml · nonDerivative · entry 1 JACKSON LABAN · CIK 0001202252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,103.7673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2018 Filed Jan 18, 2018 21:50 UTC |
CROWN JAMES SDirector
|
PurchaseCommon Stock | 5 | $113.32 | $566.60 |
DisclosureSEC source: 0001225208-18-001235 · doc4.xml · nonDerivative · entry 3 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By SEP IRA Disclosed balance after: 21,612 Read SEC document |
| January 18, 2018 Filed Jan 18, 2018 21:50 UTC |
CROWN JAMES SDirector
|
PurchaseCommon Stock | 7,275 | $113.37 | $824,760.20 |
DisclosureSEC source: 0001225208-18-001235 · doc4.xml · nonDerivative · entry 2 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By SEP IRA Disclosed balance after: 21,607 Read SEC document |
| January 17, 2018 Filed Jan 17, 2018 22:08 UTC |
Friedman StaceyGeneral Counsel
|
SaleCommon Stock | 10,527 | $112.40 | $1,183,203.22 |
DisclosureSEC source: 0001225208-18-001137 · doc4.xml · nonDerivative · entry 5 Friedman Stacey · CIK 0001662926 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,448 F2 · kind: Sale pursuant to 10b5-1 Plan dated May 9, 2017. Read SEC document |
| January 16, 2018 Filed Jan 17, 2018 22:08 UTC |
Friedman StaceyGeneral Counsel
|
SaleCommon Stock | 7,202 | $112.23 | $808,289.10 |
DisclosureSEC source: 0001225208-18-001137 · doc4.xml · nonDerivative · entry 4 Friedman Stacey · CIK 0001662926 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,975 F2 · kind: Sale pursuant to 10b5-1 Plan dated May 9, 2017. Read SEC document |
| January 16, 2018 Filed Jan 17, 2018 22:10 UTC |
BACON ASHLEYChief Risk Officer
|
SaleCommon Stock | 16,434 | $112.22 | $1,844,230.05 |
DisclosureSEC source: 0001225208-18-001138 · doc4.xml · nonDerivative · entry 4 BACON ASHLEY · CIK 0001580075 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,547 F2 · kind: Sale pursuant to 10b5-1 Plan dated November 10, 2017. Read SEC document |
| January 16, 2018 Filed Jan 17, 2018 22:12 UTC |
Erdoes Mary E.CEO Asset Management
|
SaleCommon Stock | 65,101 | $112.25 | $7,307,437.52 |
DisclosureSEC source: 0001225208-18-001139 · doc4.xml · nonDerivative · entry 4 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,979 F2 · kind: Sale pursuant to 10b5-1 Plan dated November 13, 2017. Read SEC document |
| January 16, 2018 Filed Jan 17, 2018 22:14 UTC |
Giles NicoleCorporate Controller
|
SaleCommon Stock | 3,783 | $112.45 | $425,399.11 |
DisclosureSEC source: 0001225208-18-001140 · doc4.xml · nonDerivative · entry 4 Giles Nicole · CIK 0001695090 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,093 F2 · kind: Sale pursuant to 10b5-1 Plan dated October 18, 2017. Read SEC document |
| January 16, 2018 Filed Jan 17, 2018 22:16 UTC |
Lake MarianneChief Financial Officer
|
SaleCommon Stock | 9,194 | $112.22 | $1,031,723.10 |
DisclosureSEC source: 0001225208-18-001141 · doc4.xml · nonDerivative · entry 4 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,579 F2 · kind: Sale pursuant to 10b5-1 Plan dated November 13, 2017. Read SEC document |
| January 16, 2018 Filed Jan 17, 2018 22:18 UTC |
Petno Douglas BCEO Commercial Banking
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SaleCommon Stock | 48,344 | $112.22 | $5,425,139.51 |
DisclosureSEC source: 0001225208-18-001142 · doc4.xml · nonDerivative · entry 4 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,499 F2 · kind: Sale pursuant to 10b5-1 Plan dated November 13, 2017. Read SEC document |
| January 16, 2018 Filed Jan 17, 2018 22:20 UTC |
Scher PeterExecutive Vice President
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Exercise / conversionStock Appreciation Rights · Derivative | 73,116 | $0.00 Strike: $35.61 | $0.00 |
DisclosureSEC source: 0001225208-18-001143 · doc4.xml · derivative · entry 9 Scher Peter · CIK 0001726591 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 73,116 shares Expires 2022-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise of Stock Appreciation Rights (SARs) pursuant to SAR Exercise Plan dated December 22, 2017. F6 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| January 16, 2018 Filed Jan 17, 2018 22:20 UTC |
Scher PeterExecutive Vice President
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Tax withholdingCommon Stock | 46,584 | $112.25 | $5,229,054.00 |
DisclosureSEC source: 0001225208-18-001143 · doc4.xml · nonDerivative · entry 6 Scher Peter · CIK 0001726591 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,532 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.